94-7218. Availability of Petition To Initiate Rulemaking; Minimum Requirements for Legal, Financial, Compliance, and Related Information  

  • [Federal Register Volume 59, Number 59 (Monday, March 28, 1994)]
    [Unknown Section]
    [Page ]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-7218]
    
    
    [Federal Register: March 28, 1994]
    
    
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    DEPARTMENT OF THE INTERIOR
    
    Office of Surface Mining Reclamation and Enforcement
    
    30 CFR Part 778
    
    
    Availability of Petition To Initiate Rulemaking; Minimum 
    Requirements for Legal, Financial, Compliance, and Related Information
    
    AGENCY: Office of Surface Mining Reclamation and Enforcement, Interior.
    
    ACTION: Notice of availability of a petition to initiate rulemaking and 
    request for comment.
    
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    SUMMARY: The Office of Surface Mining Reclamation and Enforcement (OSM) 
    of the United States Department of the Interior (DOI) seeks comments 
    concerning the rule changes requested in a petition, submitted pursuant 
    to the Surface Mining Control and Reclamation Act of 1977 (SMCRA or the 
    Act). The petition requests OSM to amend its regulations governing the 
    right-of-entry information (30 CFR 778.15) that must be submitted in a 
    permit application to meet the minimum requirements for legal, 
    financial, compliance, and related information. Comments will assist 
    the Director of OSM in making the decision whether to grant or deny the 
    petition.
    
    DATES: Written Comments: OSM will accept written comments on the 
    petition until 5 p.m. Eastern time on April 27, 1994.
    
    ADDRESSES: Written Comments: Mail comments to the Office of Surface 
    Mining Reclamation and Enforcement, Administrative Record, room 660-NC, 
    1951 Constitution Avenue, NW., Washington, DC 20240; or hand-deliver 
    the comments to the Office of Surface Mining Reclamation and 
    Enforcement, Administrative Record, room 660, 800 North Capitol Street, 
    NW., Washington, DC.
    
    FOR FURTHER INFORMATION CONTACT:Scott Boyce, Office of Surface Mining 
    Reclamation and Enforcement, U.S. Department of the Interior, 1951 
    Constitution Avenue, NW., Washington, DC 20240; Telephone; 202-343-
    3839.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Public Comment Procedure.
    II. Background and Substance of Petition.
    III. Procedural Matters.
    
    I. Public Comment Procedures
    
        Written Comments: Written comments on the requested change should 
    be specific, should be confined to issues pertinent to the proposed 
    revision, and should explain the reason for the comment. Where 
    practicable, commenter should submit three copies of their comments. 
    Comments received after the close of the comment peirod (see DATES) or 
    delivered to an address other than those listed (see ADDRESSES) may not 
    necessarily be considered or included in the Administrative Record on 
    the petition.
        Availability of Copies: Additional copies of the petition, copies 
    of 30 CFR part 778, and other OSM and Kentucky State program 
    regulations relevant to the right-of-entry requirements for permit 
    applications are available for inspection and may be obtained at the 
    location listed under ADDRESSES.
        Public Hearing: OSM will not hold a public hearing on the proposed 
    revision, but OSM personnel will be available to meet with the public 
    during business hours, 9 a.m. to 5 p.m., during the comment period. In 
    order to arrange such a meeting, call or write to the person identified 
    under FOR FURTHER INFORMATION CONTACT.
    
    II. Background and Substance of Petition
    
        The Department of the Interior received a letter dated January 31, 
    1994, from James Kringlen, Attorney at Law, Appalachian Research and 
    Defense Fund, Inc., Charleston, West Virginia, as a petition for 
    rulemaking. The petitioner requested that ``* * * a new regulation be 
    issued by the Office of Surface Mining or the Department of the 
    Interior, as appropriate, which would require all permit applications 
    for surface mining include documentation with public records 
    identifying the surface owners of the property they propose to mine as 
    well as the property contiguous to the proposed mining property.''
        Under section 201(g) of SMCRA, any person may petition the Director 
    of OSM to initiate a proceeding for the issuance, amendment, or repeal 
    of any of the regulations implementing SMCRA. Under the applicable 
    regulations for rulemaking petitions, 30 CFR 700.12, this notice seeks 
    public comment on the merits of the petition and on the rule changes 
    requested in the petition.
        At the close of the comment period, a decision will be made whether 
    to grant or deny the petition. Under 30 CFR 700.12, the Director shall 
    issue a written decision either granting or denying the petition within 
    90 days of the date of its receipt. Soon thereafter, notice of that 
    decision will be published in the Federal Register. If the petition is 
    granted, rulemaking proceedings will be initiated in which public 
    comment will again be sought before a final rulemaking notice appears. 
    If the petition is denied, no further rulemaking action will occur 
    pursuant to the petition.
    
    III. Procedural Matters
    
        Publication of this notice of the receipt of the petition for 
    rulemaking is a preliminary step prior to the initiation of the 
    rulemaking process. If a decision is made to grant the petition, a 
    rulemaking process will be initiated. Thus, no regulatory flexibility 
    analysis is needed at this stage, nor a review under Executive Order 
    12866.
        Publication of this notice does not constitute a major Federal 
    action having a significant effect on the human environment for which 
    an environmental impact statement under the National Environmental 
    Policy Act, 44 U.S.C. 4322(a)(c), is needed.
    
    List of Subjects in 30 CFR Part 778
    
        Reporting and recordkeeping requirements, Surface mining, 
    Underground mining.
    
        Dated: March 21, 1994.
    Robert J. Uram,
    Director, Office of Surface Mining, Reclamation and Enforcement.
    
    Appendix
    
        The text of the petition dated January 31, 1994, (received February 
    3, 1994), from James Kringlen is as follows:
    January 31, 1994.
    Bruce Babbitt, Secretary of the Interior
    Suite 6151, Main Interior Building, 1849 C Street, NW., Washington, 
    D.C. 20240.
    
    Re: Petition for Rule-Making under SMCRA
    
        Dear Secretary Babbitt: I am writing to inform you of a 
    substantial and serious absence of protection of surface owner's 
    rights which the Surface Mining, Reclamation and Control Act was 
    intended to protect. Specifically, when coal companies apply for 
    surface mining permits to State agencies responsible for SMCRA 
    enforcement, they are not required to provide proof of any kind 
    regarding who owns the surface of the property the coal company 
    seeks to strip mine. In other words, the coal companies set forth 
    the name or names of the persons or companies that own the surface 
    without any documentation, and the various States simply assume the 
    correctness of the coal companies' representations. My experience 
    has shown that it is very risky to presume the good faith or the 
    accuracy of information submitted by coal companies in their permit 
    applications.
        My concern is prompted chiefly by my experience representing an 
    elderly woman in Perry County, Kentucky, in her efforts to prevent a 
    coal company from getting a surface mining permit for her property. 
    At the time, I was a staff attorney with the Appalachian Research 
    and Defense Fund of Kentucky, Inc., a Legal Services Corporation-
    funded legal aid program in eastern Kentucky (at present I am a 
    staff attorney with its sister program in West Virginia, Appalachian 
    Research and Defense Fund, Inc.). My client, America Caudill, came 
    to me in July, 1992, frustrated in her efforts to protect her small 
    piece of land that she and her now deceased husband had purchased in 
    1940. (Enclosed is a copy of a newspaper article about Mrs. 
    Caudill's difficulty.) After seeing the company's (Sheena Coal 
    Company) published notice in the local newspaper indicating that it 
    had applied for a surface mining permit in the vicinity of her home, 
    she took the time and effort to go to the local Department for 
    Surface Mining Reclamation and Enforcement (``DSMRE'') (some forty 
    miles from her home) in order to examine the permit application. 
    Much to her dismay, she saw that Sheena Coal sought a permit to 
    strip mine her property, but the application utterly failed to 
    identify her as the owner of the surface! Instead, the application 
    and accompanying maps asserted that America's neighbors on either 
    side of her property were the owners of her property as well!
        Mrs. Caudill then attempted to exercise the citizen's rights 
    provisions of SMCRA by requesting the DSDRE to deny the permit 
    because it failed to identify her as an owner of the surface as 
    required by SMCRA, and because she had not given Sheena Coal 
    permission to mine her property. In reply, the State of Kentucky 
    advised Mrs. Caudill that her contention amounted to a mere private 
    ``property title dispute'' which it lacked the authority to resolve. 
    They further advised her that they were going to issue the permit 
    without further ado, which they did. They were kind enough to advise 
    her of her right to petition for a hearing pursuant to SMCRA's 
    provisions, further advising her to whom she should write to request 
    the hearing and nothing more. Mrs. Caudill followed up with a 
    written request for a hearing, but the attorney for the Kentucky 
    Natural Resources and Environmental Protection Cabinet promptly 
    filed a motion to dismiss her petition for hearing on the basis that 
    her request for a hearing had failed to set forth with particularity 
    the items required by the applicable State regulations.\1\ Never 
    mine that Mrs. Caudill had already provided all of that information 
    in her previous communications with the State of Kentucky and that 
    the letter advising her of her right to request a hearing failed to 
    advise her of the particular requirements for a hearing request 
    under the regulation.
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        \1\To its credit, the Cabinet subsequently adopted a policy, as 
    a result of this case, whereby the Cabinet will not seek the 
    dismissal of citizen hearing requests without substantial 
    justification.
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        It was at this point that Mrs. Caudill came to me and requested 
    assistance. The first thing I did was to check the public records at 
    the Property Valuation Administrator's office in the County 
    Courthouse. This office includes aerial photographs of every square 
    inch of the county as well as the property lines and owners of 
    record of the surface. There on file was the public evidence of Mrs. 
    Caudill's and her deceased husband's surface ownership of the very 
    land that Sheena Coal proposed to strip mine. I submitted this 
    documentation to the State as well as a previous letter from the 
    President of Sheena Coal Company to Mrs. Caudill in which he 
    acknowledged that he had no right to mine her property, but 
    indicating his hope that she would some day give him permission to 
    do so. In the end, Sheena Coal was compelled to amend its permit so 
    as to delete Mrs. Caudill's property.
        I subsequently learned that very often coal companies knowingly 
    submit permit applications which fail to identify all of the surface 
    owners of record. Usually, this is done because the company does not 
    have all of the surface owners' permission to mine, although they 
    are negotiating with them and expect, or merely hope, that they will 
    get such permission later. However, they wish to get the permit as 
    quickly as possible without the cost and delay associated with 
    incremental permit applications as they may obtain permission or 
    agreements from various surface owners to the company's proposed 
    surface mining. Furthermore, the more surface owners identified in 
    the application, the more post-mining documents they must prepare 
    and submit to the State upon completion of mining. Since the States 
    require neither documentation of the ownership of the surface of 
    property proposed for surface mining, nor verify the information 
    provided by coal companies in the permit application review process, 
    the coal companies have little incentive to accurately identify the 
    surface owners of the property. The biggest danger here, of course, 
    is that some surface owners may find their property being strip 
    mined, notwithstanding that they never granted permission to mine to 
    the mining permittee. Further, the permittee could be expected to 
    defend itself by highlighting the fact that the State had given a 
    permit to mine the property.
        This major loophole in the law should be closed. I propose a new 
    regulation be issued by the Office of Surface Mining or the 
    Department of the Interior, as appropriate, which would require all 
    permit applications for surface mining include documentation with 
    public records identifying the surface owners of the property they 
    propose to mine as well as the property contiguous to the proposed 
    mining property.
        Please consider this much needed corrective regulation. The 
    rights of citizens such as America Caudill will continue to be 
    overlooked despite the protective provisions in SMCRA unless coal 
    companies are required to document the information they provide in 
    their surface mining permit applications. Please advise me whether 
    your Department may pursue this matter. Also, please call or write 
    to me if you desire any further information or if there is anything 
    further that I can do to assist you and your Department in its 
    consideration of my request.
    
          Sincerely,
    James Kringlen,
    Attorney at Law.
    [FR Doc. 94-7218 Filed 3-25-94; 8:45 am]
    BILLING CODE 4310-05-M
    
    
    

Document Information

Published:
03/28/1994
Department:
Surface Mining Reclamation and Enforcement Office
Entry Type:
Uncategorized Document
Action:
Notice of availability of a petition to initiate rulemaking and request for comment.
Document Number:
94-7218
Dates:
Written Comments: OSM will accept written comments on the petition until 5 p.m. Eastern time on April 27, 1994.
Pages:
0-0 (None pages)
Docket Numbers:
Federal Register: March 28, 1994
CFR: (1)
30 CFR 778