97-7911. Prescription Drug Advertising and Promotional Labeling; Development and Use of FDA Guidance Documents; Request for Comments  

  • [Federal Register Volume 62, Number 60 (Friday, March 28, 1997)]
    [Notices]
    [Pages 14912-14917]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-7911]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    [Docket No. 95P-0110]
    
    
    Prescription Drug Advertising and Promotional Labeling; 
    Development and Use of FDA Guidance Documents; Request for Comments
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Notice; request for comments.
    
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    SUMMARY: As part of ongoing efforts initiated by the Food and Drug 
    Administration (FDA) in March 1996 to ensure meaningful public 
    participation in the guidance document development process, FDA's 
    Division of Drug Marketing, Advertising, and Communications (DDMAC) is 
    requesting public comment on guidance documents relating to 
    prescription drug advertising and labeling. DDMAC has identified three 
    general types of guidance documents on which it is seeking public 
    comment. Specifically, DDMAC is requesting public comment on the 
    rescission of guidances identified by DDMAC as obsolete, the revision 
    and reissuance of DDMAC guidances that address current issues, and 
    currently proposed guidance documents and suggestions of topics for new 
    guidances that DDMAC may develop.
    
    DATES: Written comments by June 26, 1997.
    
    ADDRESSES: Submit written requests for copies of the guidances under 
    review by DDMAC to the Freedom of Information Staff (HFI-35), Food and 
    Drug Administration, 5600 Fishers Lane, Rockville, MD 20857. Submit 
    written comments on the guidances or related issues to the Dockets 
    Management Branch (HFA-305), Food and Drug Administration, 12420 
    Parklawn Dr., rm. 1-23, Rockville, MD 20857. Two copies of any comments 
    are to be submitted, except that individuals may submit one. Comments 
    should be identified with the docket number found in brackets in the 
    heading of this document. Copies of the guidances under review by DDMAC 
    are available for public examination in the Dockets Management Branch 
    (address above) between 9 a.m. and 4 p.m., Monday through Friday.
    
    FOR FURTHER INFORMATION CONTACT: Melissa M. Moncavage, Center for Drug 
    Evaluation and Research (HFD-40), Food and Drug Administration, 5600 
    Fishers Lane, Rockville, MD 20857, 301-827-2828, e-mail: 
    moncavage@cder.fda.gov.''
    
    SUPPLEMENTARY INFORMATION: Issues relating to FDA's development and 
    issuance of guidance documents were raised in a citizen petition 
    submitted by the Indiana Medical Devices Manufacturers Council, Inc. 
    (IMDMC) (see Docket No. 95P-0110). The IMDMC petition requested that 
    FDA control the initiation, development, and issuance of guidance 
    documents by written procedures that ensure the appropriate level of 
    meaningful public participation. In response to the petition, FDA 
    agreed to take steps to improve the agency's guidance document 
    procedures.
        In the Federal Register of March 7, 1996 (61 FR 9181), FDA 
    published a notice that set forth its proposal on how best to improve 
    its guidance document procedures and solicited comment on these and 
    additional ideas for improvement (March 1996 notice). On April 26, 
    1996, the agency held a public meeting to discuss these issues further. 
    The comment period for the March 7 notice closed on June 5, 1996. In 
    the Federal Register of February 27, 1997 (62 FR 8961), FDA published a 
    notice explaining how the agency will proceed in the future with 
    guidance document development, issuance, and use. The notice included 
    the agency document entitled ``Good Guidance Practices'' (the GGP's 
    document), which sets forth the agency's policies and procedures for 
    developing, issuing, and using guidance documents.
        In the GGP's document, the agency defines ``guidance documents'' to 
    include documents prepared for FDA staff, applicants and sponsors, and 
    the public that: (1) Relate to the processing, content, and evaluation 
    and approval of submissions; (2) relate to the design, production, 
    manufacturing, and testing of regulated products; (3) describe the 
    agency's policy and regulatory approach to an issue; or (4) establish 
    inspection and enforcement policies and procedures. ``Guidance 
    documents'' do not include documents relating to internal FDA 
    procedures, agency reports, general information documents provided to 
    consumers, speeches, journal articles and editorials, media interviews, 
    press materials, warning letters, or other communications directed to 
    individual persons or firms.
        Guidance documents do not create or confer any rights for or on any 
    person and do not operate to bind FDA or the public. Rather, they 
    explain the agency's current thinking on a certain subject. However, a 
    company affected by a guidance may use an alternative approach if the 
    alternative approach satisfies the requirements of the applicable 
    statute, regulations, or both. A guidance document cannot itself be the 
    basis for an enforcement action.
        FDA has adopted a two-level approach to the development of guidance 
    documents. The procedures for developing a guidance document will 
    depend on whether that guidance document is a ``level 1'' guidance or a 
    ``level 2'' guidance. Level 1 guidance documents generally include 
    guidance that sets forth first interpretations of statutory or 
    regulatory requirements, changes in interpretation or policy that are 
    of more than a minor nature, unusually complex scientific issues, or 
    highly controversial issues. Level 1 guidance documents are directed 
    primarily to applicants or sponsors or other members of the regulated 
    industry. Level 2 guidance documents include all other guidance 
    documents. In general, the agency will solicit public comment during 
    the development of level 1 guidance documents. For level 2 guidance 
    documents, the agency may choose to solicit comment before implementing 
    a guidance, but in general an opportunity for public comment will be 
    provided upon issuance of the guidance document. (See FDA GGP's.)
        The agency also is making efforts to keep the public up to date on 
    the status of agency guidance development and to provide the public an 
    opportunity to suggest possible topics for document development or 
    revision.
        DDMAC guidances on achieving compliance with the prescription drug 
    advertising and labeling statutes and regulations have been issued to 
    the pharmaceutical industry since 1970 in various forms, often as 
    letters or guidance papers. As a result of FDA's GGP effort, DDMAC has 
    decided to reissue its guidance documents in a standardized format and 
    grouped by common topic, such as content, format, class of drugs, or 
    how to interact with DDMAC. To that end, DDMAC is undertaking a review 
    of all such guidances to determine the following: (1) Which guidances 
    are obsolete; (2) which guidances address current issues, but may need 
    revision; and (3) whether there are new topics on which DDMAC should 
    develop guidance documents. Once the guidance review process is 
    completed, new and reissued DDMAC guidances will be made available, in
    
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    paper and electronic format, as they are completed.
        DDMAC also has examined systematically its guidance development 
    process and is implementing changes to ensure meaningful public 
    participation in its guidance development process. DDMAC is seeking 
    public comment on the following three types of guidance documents: List 
    1 contains DDMAC guidance documents that have been, or will be, 
    rescinded because they are obsolete; List 2 contains DDMAC guidance 
    documents (level 1 and level 2) that address current issues, but that 
    may need some revision before they are reissued; and List 3 contains 
    suggestions for guidance documents DDMAC may develop to address current 
    prescription drug advertising and labeling issues.
        Interested persons may, on or before June 26, 1997, submit to the 
    Dockets Management Branch (address above) written comments regarding 
    this document. Two copies of any comments are to be submitted, except 
    that individuals may submit one copy. Comments are to be identified 
    with the docket number found in brackets in the heading of this 
    document. Received comments may be seen in the office above between 9 
    a.m. and 4 p.m., Monday through Friday. Anyone with general comments, 
    concerns, or questions about DDMAC guidance documents may submit their 
    comments at any time to the Dockets Management Branch.
    
    I. List 1--DDMAC Guidance Documents Considered Obsolete
    
        List 1 contains the titles and dates of all guidance documents on 
    prescription drug advertising and labeling that have been reviewed by 
    DDMAC and that have been rescinded or will be rescinded by this 
    document because they are obsolete; some may have been superseded by 
    subsequent policies, and some are being revised and will be reissued as 
    described in List 2 of this notice. The guidances are listed in 
    chronological order, and a description of the original guidance is 
    included with a statement explaining its status. Guidances in this list 
    that were superseded by subsequent guidances or are being revised are 
    cross-referenced to the proposed revised guidances in Lists 2 and 3. 
    For example, the letter dated June 27, 1970, in List 1 is cross-
    referenced to the proposed revised guidance in List 2.D.4 ``Oral 
    Contraceptive Products--Differentiation Claims.'' Guidances in List 1 
    that are being revised in new guidances will remain in effect until the 
    revised guidance is published in final form.
        Although it may be rescinding a guidance on a specific issue at 
    this time, the agency may consider the need to reissue a guidance on 
    that issue. Therefore, DDMAC welcomes comments on the rescission, or 
    future rescission, of the guidances in List 1 and encourages parties to 
    submit their comments to the Dockets Management Branch (address above).
        1. Letter dated June 27, 1970--This letter to oral contraceptive 
    manufacturers objected to attempts to differentiate products based on 
    alleged thromboembolic risk with higher estrogen levels. This risk 
    theory was based on information described as ``British data.'' This 
    guidance was superseded by guidances dated June 19, 1991, and January 
    31, 1992, in this list. These latter guidances will be incorporated 
    into 2.D.4, ``Oral Contraceptive Products--Differentiation Claims.''
        2. Statement dated March 18, 1971--This statement to all 
    manufacturers of antibiotic drugs addressed the use of in vitro data to 
    support claims that an antibiotic is bactericidal. This guidance was 
    superseded by the guidance dated September 1994 in this list. The 
    latter guidance will be incorporated into guidance 2.D.2, ``Anti-
    infective Drug Products.''
        3. Guidance dated 1971--This guidance to all manufacturers of 
    psychotropic drugs requested firms to stop the use of claims suggesting 
    the use of these products for everyday anxieties. This guidance was 
    revised in the July 25, 1985, guidance in this list, which was later 
    rescinded.
        4. Guidance dated October 8, 1974--This guidance from Commissioner 
    Schmidt to Synapse Communication Services stated that educational 
    material and programs could be considered labeling. This guidance will 
    be combined with the ``Sabshin criteria'' guidance, May 22, 1975, in 
    this list, to create 2.A.6, ``Scientific and Educational Materials--
    Criteria for Independence.''
        5. Guidance dated May 22, 1975--This guidance detailed criteria to 
    be considered when judging the independence of a publication for 
    determination of labeling status. These criteria are commonly called 
    the ``Sabshin criteria.'' This guidance will be combined with the 
    guidance dated October 8, 1974, of this list, to create 2.A.6, 
    ``Scientific and Educational Materials--Criteria for Independence.''
        6. Letter dated October 6, 1975--This letter to all manufacturers 
    of radiopharmaceutical products advised of the applicability of the 
    advertising and labeling regulations to the promotion of 
    radiopharmaceutical products. This guidance was issued at the time that 
    these products first came under the prescription drug requirements. 
    Because it is now generally understood that radiopharmaceuticals are 
    prescription drugs, this guidance is rescinded.
        7. Guidance dated February 11, 1977--This guidance on the 
    acceptability of claims of quality control procedures in reminder 
    promotion was primarily intended for generic drug manufacturers. Since 
    the inception of the generic drug rating system, generic drug 
    manufacturers have been able to use the ratings in FDA's Approved Drug 
    Products publication to reflect the status of their products. 
    Therefore, this guidance is rescinded.
        8. Guidance dated February 14, 1977--This second guidance to 
    radiopharmaceutical product manufacturers advised them of the 
    prescription status of their products and the applicability of FDA 
    regulations. Because it is now generally understood that 
    radiopharmaceuticals are prescription drugs, this guidance is 
    rescinded.
        9. Guidance dated June 28, 1978--This guidance addressed boxed 
    warnings in brief summaries for estrogen products. The warnings 
    addressed the increased risks of endometrial carcinoma and use in 
    pregnancy. When this guidance was issued, these products had new boxed 
    warnings in their labeling. Because the warning information is now 
    routinely included in all advertising, this guidance is rescinded.
        10. Guidance dated early 1980's--This guidance presented conditions 
    under which an industry press release will not be considered labeling. 
    This guidance will be combined with the guidance in this list dated 
    July 24, 1991, on video news releases to create 2.A.5, ``Print and 
    Video News Releases.''
        11. Guidance dated early 1980's--This guidance stated conditions 
    under which the dissemination of sole-sponsored publications by or on 
    behalf of the drug sponsor would not be regulated as labeling. The 
    guidance will be revised to create 2.A.7, ``Single-Sponsored 
    Publications--Criteria for Independence.''
        12. Guidance dated April 6, 1981--This guidance to all 
    manufacturers of estrogen products addressed claims for the use of 
    estrogen products for vasomotor symptoms and other symptoms of 
    menopause. Because the products have been approved for these uses, this 
    guidance is rescinded.
        13. Guidance dated June 16, 1981--This guidance to all 
    manufacturers of
    
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    oral contraceptives addressed the use of the results of the ``Walnut 
    Creek Study'' in claims of lowered side-effect risk. FDA's position was 
    that the study did not support any changes in the risk information at 
    that time. Because the study is no longer used in promotion, this 
    guidance is rescinded.
        14. Guidance dated April 22, 1982--This guidance addressed the 
    agency's position regarding responses to solicited and unsolicited 
    requests for drug product information. The guidance will be 
    incorporated into guidance 2.A.8, ``Solicited and Unsolicited Requests 
    for Information.''
        15. Guidance dated July 6, 1982--This guidance to industry 
    addressed the scientific support necessary for comparative advertising 
    disseminated by or on behalf of the drug sponsor. This guidance will be 
    combined with the guidances in this list dated October 27, 1988, and 
    February 22, 1994, to create 2.A.1, ``Comparative Promotional 
    Materials.''
        16. Guidance dated July 21, 1982--This guidance to all 
    manufacturers of purified insulin products addressed claims of 
    superiority based on the purification of the product by removing, for 
    example, pro-insulin and animal proteins. With the development of 
    recombinant deoxyribonucleic acid (DNA) human insulins, the promotion 
    issue is no longer relevant to these products. Therefore, this guidance 
    is rescinded.
        17. Guidance dated July 22, 1982--This guidance to industry 
    addressed limitations on and formats for advertising not-yet-approved 
    drug products. This document was superseded by guidances in this list 
    dated August 1985, August 1986, and April 1994.
        18. Guidance dated August 10, 1982--This guidance to all 
    manufacturers of sustained-release theophylline products addressed the 
    use of pharmacokinetic and biopharmaceutic data to support clinical 
    claims. Because those claims are no longer used to differentiate 
    products, this guidance is rescinded.
        19. Guidance dated November 10, 1982--This guidance to all 
    advertisers of benzodiazepine products addressed clinical claims 
    supported by nonclinical or pharmacokinetic data. This guidance was 
    superseded by a guidance in this list dated July 25, 1985.
        20. Memorandum dated March 15, 1983--This memorandum from the 
    Division of Drug Monographs to manufacturers described data and 
    calculations needed to support claims of zero-order kinetics with 
    clinical implications. Because issues of constant absorption and 
    product differentiation are no longer used in promotion, this guidance 
    is rescinded.
        21. Letter dated September 19, 1983--This letter to manufacturers 
    of nitroglycerin patches provided summary wording regarding the less-
    than-effective status of those products. The summary was to be used in 
    place of the Drug Efficacy Study Investigation statement wording 
    required in the regulations. This guidance will be revised to create 
    2.D.6, ``Transdermal Nitroglycerin Products.''
        22. Guidance dated December 30, 1983--This guidance to 
    manufacturers of once-daily theophylline products addressed submission 
    of promotional material. This guidance was effective for only 6 months 
    and, therefore, is rescinded.
        23. Letter dated February 16, 1984--This letter to all 
    manufacturers of oral contraceptives concerned a study by Pike et al. 
    (published in Lancet) and discussed relative potencies of progestins; 
    it could not be used as the basis for promotional claims. Because this 
    study is no longer used in promotion, this guidance is rescinded.
        24. Guidance dated December 20, 1984--This guidance to all 
    manufacturers of antimicrobial and antimycotic agents detailed how the 
    terms: ``Clinical cure, bacteriological cure, and improvement'' were to 
    be used and defined in promotion. This guidance was later clarified in 
    the February 27, 1986, document in this list. Both of these documents 
    will be revised and combined with the March 18, 1971, guidance document 
    in this list on antimicrobial and antimycotic promotion to create 
    2.D.2, ``Anti-infective Drug Products.''
        25. Letter dated July 25, 1985--This letter to all manufacturers of 
    benzodiazepine products concerned certain promotional statements. This 
    guidance revised the 1971 guidance in this list on psychotropic drugs. 
    Because these products are no longer promoted using such statements, 
    this guidance is rescinded.
        26. Guidance dated August 1985--This guidance was addressed to the 
    industry on preapproval promotion. This guidance was superseded by a 
    guidance dated August 1986 and two guidances dated April 1994 in this 
    list.
        27. Guidance dated September 1985--This guidance to the industry 
    described what FDA would view as institutional, corporate, or health 
    messages. This guidance was revised in a guidance in this list dated 
    June 6, 1988. The concepts in these guidances will be revised to create 
    2.A.4, ``Institutional and Help-Seeking Advertisements,'' and 2.C.3, 
    ``Preapproval Promotion.''
        28. Guidance dated September 1985--This guidance to the industry 
    addressed the use of overprinting of images or promotional phrases over 
    the brief summary wording. This guidance will be slightly revised to 
    create 2.B.2, ``Overprinting of Images or Promotional Phrases.''
        29. Guidance dated February 27, 1986--This guidance to industry 
    clarified the December 20, 1984, guidance on antimicrobial drug 
    promotion. This guidance will be revised and combined with the March 
    18, 1971, guidance in this list concerning antibiotic and antimycotic 
    promotion to create 2.D.2, ``Anti-infective Drug Products.''
        30. Letter dated May 2, 1986--This letter to manufacturers of oral 
    contraceptive products specified that patient booklets should contain 
    the approved patient package insert as a permanent part of the booklet. 
    Because the principles regarding labeling requirements are well 
    established with this product class, this guidance is rescinded.
        31. Guidance dated August 1986--This guidance to industry 
    consolidated and added provisions to the July 22, 1982, and September 
    1985 guidances in this list regarding preapproval promotion 
    disseminated by or on behalf of the drug sponsor. The August 1986 
    guidance specified formats for preapproval drug promotion. The guidance 
    was later superseded by two documents, both dated April 1994, and 
    described later in List 1.
        32. Guidance dated December 1987--This guidance to the industry 
    noted that proposed revisions to the investigational new drug 
    regulations could affect the preapproval promotion guidance documents 
    previously issued. Because the content of the guidance went through 
    notice-and-comment rulemaking and was codified in the Code of Federal 
    Regulations (21 CFR 312.7), this guidance is rescinded.
        33. Guidance dated March 1988--This guidance described the process 
    for the review of proposed material to be relied on by industry as 
    official agency action. This guidance was superseded by the document 
    dated July 1993, in List 1.
        34. Guidance dated June 6, 1988--This guidance to industry revised 
    the September 1985 guidance concerning institutional and disease-
    oriented promotional messages. The concepts in this guidance will be 
    revised and incorporated into 2.A.4, ``Institutional and Help-Seeking 
    Advertisements,'' and 2.C.3, ``Preapproval Promotion.''
        35. Letter dated October 27, 1988--This letter was addressed to 
    industry with attached excerpts from a speech
    
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    describing the criteria for comparative promotional claims. This 
    guidance has been revised and will be combined with documents dated 
    July 7, 1982, and February 22, 1994, in this list to create 2.A.1, 
    ``Comparative Promotional Materials.''
        36. Letter dated January 19, 1990--This letter to all manufacturers 
    of transdermal nitroglycerin products concerned the inclusion of a 
    double-boxed warning from the approved labeling in the brief summaries. 
    This guidance was applicable for 6 months and, therefore, is rescinded.
        37. Letter dated June 19, 1991--This letter to all manufacturers of 
    oral contraceptives discussed the use of claims of hormonal activity to 
    differentiate products. The guidance also recommended against consumer 
    advertising. A guidance dated January 31, 1992, rescinded the 
    recommendation against consumer advertising. The remaining guidance 
    topics will be revised to create 2.D.4, ``Oral Contraceptive Products--
    Differentiation Claims.''
        38. Guidance dated July 24, 1991--This guidance to all 
    manufacturers stated that video news releases would be considered 
    labeling and should be submitted under the provisions of 21 CFR 314.81. 
    This guidance will be revised to create 2.A.5, ``Print and Video News 
    Releases.''
        39. Letter dated January 31, 1992--This letter to all manufacturers 
    of oral contraceptives clarified the June 19, 1991, letter in this list 
    and removed the recommendation against consumer promotion. This 
    document will be revised and combined with other guidance documents 
    concerning oral contraceptive promotion to create 2.D.4, ``Oral 
    Contraceptive Products--Differentiation Claims.''
        40. Letter dated February 13, 1992--This letter to nicotine 
    transdermal system manufacturers addressed promotional concepts and 
    information and considerations for reminder messages to consumers. This 
    guidance was revised and will be combined with the September 11, 1992, 
    guidance in this list to create 2.D.5, ``Transdermal Nicotine 
    Products.''
        41. Guidance dated June 5, 1992--This guidance to all manufacturers 
    of aerosol inhalation steroid products stated that a caution statement 
    should be included in all promotion. The guidance will be slightly 
    revised to create 2.D.1, ``Aerosol Steroid Safety Information.''
        42. Letter dated June 22, 1992--This letter to all manufacturers of 
    ionic and nonionic contrast media discussed the need to use data to 
    substantiate certain claims that were used to differentiate products. 
    This guidance will be slightly revised to create 2.D.3, ``Ionic and 
    Nonionic Contrast Media.''
        43. Letter dated September 11, 1992--This letter to all nicotine 
    transdermal system manufacturers outlined critical points regarding 
    advertisements and promotional material. This guidance will be revised 
    and combined with the February 13, 1992, guidance in this list to 
    create 2.D.5, ``Transdermal Nicotine Products.''
        44. Letter dated May 20, 1993--This letter to industry listed 
    product exhibits and programs naming products in program books for 
    professional meetings. In light of the current format in program books, 
    this guidance is rescinded.
        45. Guidance dated July 1993, ``Current Issues and Procedures''--
    This guidance addressed six topics. The topics in this document will be 
    separated, and new single-topic guidances will be created or will be 
    combined with other guidances with similar topics into new guidances. 
    The new documents that will be created from these six topics follow:
        a. Issues relating to filing submissions with DDMAC will be 
    addressed in 2.C.2, ``Filing Requirements and Other Communication for 
    Advertising and Labeling.''
        b. Issues relating to communicating with DDMAC by facsimile and 
    letter will be addressed in 2.C.2, ``Filing Requirements and Other 
    Communication for Advertising and Labeling.''
        c. Issues relating to submitting foreign language material will be 
    addressed in 2.C.1, ``Data on File and Foreign Language Publications 
    References.''
        d. Issues regarding submitting proposed direct-to-consumer 
    advertising will be addressed in 3.2, ``Direct-to-Consumer Promotion.''
        e. Issues regarding electronic material will be addressed in 2.C.2, 
    ``Filing Requirements and Other Communication for Advertising and 
    Labeling.''
        f. Issues dealing with launch campaigns will be addressed in 2.C.4, 
    ``Prepublication Review of Promotional Materials.''
        46. Guidance dated July 1993--This guidance to industry revised and 
    reissued the March 1988 guidance on submission of material for 
    prepublication review and comment. This guidance will be combined with 
    the launch campaign topic in the preceding July 1993 guidance and the 
    March 1994 guidance in List 1 to create 2.C.4, ``Prepublication Review 
    of Promotional Materials.''
        47. Guidance dated August 1993--This guidance to industry clarified 
    the requirements for telephone advertisements. This guidance will be 
    revised in 2.A.9, ``Telephone Advertisements.''
        48. Guidance dated February 22, 1994--This guidance to industry 
    addressed comparative efficacy claims for nonsteroidal anti-
    inflammatory drugs and equally prominent information on adverse 
    effects. This guidance will be revised and combined with the July 6, 
    1982, and October 27, 1988, guidances and the pertinent topic in the 
    April 1994 ``Current Issues and Procedures'' guidance in this list to 
    create 2.A.1, ``Comparative Promotional Materials.''
        49. Guidance dated March 1994--This guidance to industry addressed 
    the submission of proposed launch promotional material for review. This 
    guidance will be combined with topics in the July 1993 ``Current Issues 
    and Procedures'' and the other July 1993 guidance in this list to 
    create 2.C.4, ``Prepublication Review of Promotional Materials.''
        50. Guidance dated April 1994--This guidance to industry addressed 
    promotion of products prior to approval, which superseded the August 
    1986 document. This guidance will be combined with the following April 
    1994 guidance, part a., to create 2.C.3, ``Preapproval Promotion.''
        51. ``Current Issues and Procedures'' guidance dated April 1994--
    This guidance to industry covered 10 topics. The topics in this 
    guidance will be separated, and new single-topic guidances will be 
    created or will be combined with other guidances with similar topics 
    into revised guidances. The revised guidances that will be created from 
    these 10 topics follow:
        a. Preapproval promotion issues will be addressed in 2.C.3, 
    ``Preapproval Promotion.''
        b. Issues related to brand and generic name presentation will be 
    addressed in 2.B.3, ``Placement of Brand and Established Names in 
    Promotional Materials.''
        c. Broadcast advertisement issues will be addressed in 2.B.4, 
    ``Prominence of Risk Information in Broadcast Advertisements.''
        d. Issues related to comparative claims will be addressed in 2.A.1, 
    ``Comparative Promotional Materials.''
        e. Direct-to-consumer promotion issues will be be reconsidered in 
    3.2, ``Direct-to-Consumer Promotion.''
        f. Fair balance issues will be addressed in 2.B.1, ``Fair 
    Balance.''
    
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        g. Issues related to formulary kits will be addressed in 2.A.2, 
    ``Formulary Kits as Promotional Labeling.''
        h. Issues related to generic drug advertisements will be addressed 
    in 2.A.3, ``Generic Drug Promotional Labeling and Advertising.''
        i. Issues related to unsolicited information will be addressed in 
    2.A.8, ``Solicited and Unsolicited Requests for Information.''
        j. Wrap-around advertisement issues will be addressed in 2.B.5, 
    ``Wrap-Around Advertisements.''
        k. Issues related to ``Data on file'' references will be addressed 
    in 2.C.1, ``Data on File and Foreign Language Publications 
    References.''
        52. Letter dated September 1994--This letter for anti-infective 
    drug product manufacturers addressed several advertising claims 
    including the use of in vitro data, comparative claims, cost-
    effectiveness claims, presentation of indications, and use of 
    pharmacokinetic data. This guidance will be revised and combined with 
    the March 18, 1971, December 20, 1984, and February 27, 1986, guidances 
    in this list concerning antibiotic promotion to create 2.D.2, ``Anti-
    infective Drug Products.''
    
    II. List 2--Guidances That Address Current Issues, But Require 
    Revision
    
        List 2 contains guidance documents that will be revised and 
    reissued as part of DDMAC's review of its prescription drug advertising 
    and labeling guidances. Documents mentioned in List 1 are referenced. 
    For example, 1.51, refers to List 1, document 51, the April 1994 
    guidance entitled ``Current Issues and Procedures.'' To simplify their 
    presentation, guidances in List 2 have been grouped into the following 
    general topics: A--Content of Promotional Materials; B--Format of 
    Promotional Materials; C--Procedures for Interacting with DDMAC; and 
    D--Issues Related to Product or Class. In some cases, a guidance may 
    address issues under more than one topic. Guidances are listed in 
    alphabetical order under each topic.
    
    A. Content of Promotional Materials
    
        1. ``Comparative Promotional Materials''--This guidance to industry 
    will combine and revise 1.15, 1.35, 1.48, and 1.51.d. These guidances 
    discussed comparative promotional claims for a variety of drug 
    products.
        2. ``Formulary Kits as Promotional Labeling''--This guidance to 
    industry will revise 1.51.g, which discusses formulary kits as 
    labeling. The revised guidance will also be considered in 3.7, a 
    guidance being developed regarding promotion to managed care 
    organizations.
        3. ``Generic Drug Promotional Labeling and Advertising''--This 
    guidance to industry will be based on the pertinent subject in 1.51.h. 
    The guidance will explain the use of the terms ``AB rated'' and 
    ``bioequivalent'' in promotional materials and price catalogs.
        4. ``Institutional and Help-Seeking Advertisements''--This guidance 
    to industry will be based on appropriate parts of 1.27 and 1.34. It 
    will combine the concepts of institutional and disease-oriented 
    advertising, especially as they pertain to consumers.
        5. ``Print and Video News Releases''--This guidance to industry 
    will combine and revise 1.10 and 1.38 to address under what 
    circumstances press kits, new releases, and video news releases will be 
    considered labeling.
        6. ``Scientific and Educational Materials--Criteria For 
    Independence''--This guidance to industry will combine 1.4 and 1.5. The 
    guidance will discuss the criteria to be considered when judging the 
    independence of scientific and educational publications, materials, and 
    programs for determination of labeling status.
        7. ``Single-Sponsored Publications--Criteria for Independence''--
    This guidance to industry will revise 1.11 to address when sole-
    sponsored publications will not be considered labeling.
        8. ``Solicited and Unsolicited Requests for Information''--This 
    guidance to industry will revise 1.14 and 1.51.i to address when 
    distribution of product information by or on behalf of the drug sponsor 
    will not be considered labeling.
        9. ``Telephone Advertisements''--This guidance to industry will 
    revise 1.47 concerning telephone advertisements. The guidance will 
    address telephone advertisements and the regulations for broadcast 
    advertising.
    
    B. Format of Promotional Materials
    
        1. ``Fair Balance''--This guidance to industry will revise the 
    pertinent part of 1.51.f. The guidance will discuss the placement and 
    relative prominence of fair balance information.
        2. ``Overprinting of Images or Promotional Phrases''--This guidance 
    to industry will be based on 1.28, which discusses the use of printing 
    images or promotional phrases over the brief summary.
        3. ``Placement of Brand and Established Names in Promotional 
    Materials''--This guidance to industry will revise the part of 1.51.b 
    that addresses issues related to type size and intervening matter 
    between the brand and established names, as discussed in the 
    regulations.
        4. ``Prominence of Risk Information in Broadcast Advertisements''--
    This guidance to industry will revise the pertinent part of 1.51.c. The 
    guidance will discuss graphics, sound effects, voice-overs, etc., that 
    occur during the presentation of risk information in broadcast 
    advertisements and that obscure or detract from risk information.
        5. ``Wrap-Around Advertisements''--This guidance to industry will 
    revise the pertinent part of 1.51.j regarding advertisements to be used 
    on the front and back covers of a publication.
    
    C. Procedures for Interacting with DDMAC
    
        1. ``Data on File and Foreign Language Publications References''--
    This guidance to industry will revise the pertinent parts of 1.45.c and 
    1.51.k regarding how to submit these reference materials to the agency.
        2. ``Filing Requirements and Other Communication for Advertising 
    and Labeling''--This guidance to industry will revise the pertinent 
    parts of 1.45.a, 1.45.b, and 1.45.e regarding how and where to file 
    advertising and labeling pieces.
        3. ``Preapproval Promotion''--This guidance to industry will 
    combine and revise 1.34, 1.50, and 1.51.a. The guidance will address 
    methods for regulated companies to provide certain information about 
    their products prior to approval.
        4. ``Prepublication Review of Promotional Materials''--This 
    guidance to industry will combine and revise previous documents that 
    addressed prepublication review of launch campaign materials and other 
    promotional materials. The guidances that will be combined and revised 
    include 1.45.f, 1.46, and 1.49.
    
    D. Issues Related to Product or Class
    
        1. ``Aerosol Steroid Safety Information''--This guidance to 
    industry will revise 1.41, and will advise manufacturers of aerosol 
    inhalation steroid products to use a caution statement in promotion.
        2. ``Anti-infective Drug Products''--This guidance to industry will 
    combine and revise 1.2, 1.24, 1.29, and 1.52 and include new issues in 
    antibiotic promotion.
        3. ``Ionic and Nonionic Contrast Media''--This guidance to industry 
    will be based on 1.42, dated June 22, 1992, outlining certain claims 
    for ionic and nonionic contrast media made by or on behalf of the drug 
    sponsor that are used
    
    [[Page 14917]]
    
    to differentiate products, but that will no longer be acceptable 
    without data substantiating the claim.
        4. ``Oral Contraceptive Products--Differentiation Claims''--This 
    guidance to industry will combine and revise 1.1, 1.37, and 1.39 
    regarding promotional claims that attempt to differentiate oral 
    contraceptive products.
        5. ``Transdermal Nicotine Products''--This guidance to industry 
    will combine and revise 1.40 and 1.43 regarding the appropriate 
    characterization of nicotine products and their use for smoking 
    cessation.
        6. ``Transdermal Nitroglycerin Products''--This guidance to 
    industry will be based on 1.21 regarding the wording to be used in the 
    boxed warnings for these products.
    
    III. List 3--Currently Proposed Guidance Documents and Suggestions 
    for New Guidances That DDMAC Should Develop
    
        List 3 of this document contains proposed topics that are, or may 
    be, the subject of future DDMAC guidance documents. An important 
    component of public comment consists of the public's suggestions for 
    when guidance is needed and what the agency's priorities should be. 
    DDMAC therefore welcomes: (1) Comments on the topics listed below, (2) 
    requests for additional topics for guidance related to prescription 
    drug advertising and promotional labeling, and (3) comments on the 
    order in which the topics should be addressed. Once comments have been 
    received, guidance documents will be developed as agency resources 
    permit. When guidance documents become available for public review and 
    comment, the agency will announce their availability in the Federal 
    Register. The following proposed topics are listed in alphabetical 
    order:
        1. ``Accelerated Approval''--FDA intends to develop a guidance on 
    the submission of promotional materials for products approved under 
    subpart H of 21 CFR part 314. (See Sec. 314.550, Promotional 
    Materials.)
        2. ``Direct-to-Consumer Promotion''--FDA is developing a guidance 
    to industry on direct-to-consumer promotion of regulated products. FDA 
    held a public hearing and sought written public comment on this topic 
    in 1995. In the Federal Register of May 14, 1996 (61 FR 24314), FDA 
    published a document on one issue pertaining to direct-to-consumer 
    promotion and requested comments to clarify certain other issues. The 
    comment period closed August 12, 1996.
        3. ``Drug Product Promotion at International Meetings Held in the 
    United States''--FDA is developing a guidance to industry to address 
    issues regarding drug product promotion at international meetings held 
    in the United States.
        4. ``Infomercial''--FDA is considering the development of a 
    guidance to industry concerning television infomercials.
        5. ``Information About Investigational Drugs''--FDA is developing 
    guidance on 21 CFR 312.7 regarding the dissemination of press releases 
    by sponsors, or on their behalf, containing information concerning 
    investigational drugs.
        6. ``Promotion on the Internet''--FDA is identifying issues to be 
    addressed in a guidance document about this new promotional medium. FDA 
    held a public meeting on this issue on October 16 and 17, 1996, and 
    also sought written comments. This meeting was announced in the Federal 
    Register of September 16, 1996 (61 FR 48707).
        7. ``Promotion to Managed Care Organizations''--FDA is developing a 
    guidance to industry regarding marketing, pharmacoeconomic claims, and 
    information exchange in managed care environments. FDA held a public 
    hearing and sought written public comment on this in 1995.
    
        Dated: March 21, 1997.
    William K. Hubbard,
    Associate Commissioner for Policy Coordination.
    [FR Doc. 97-7911 Filed 3-27-97; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
03/28/1997
Department:
Health and Human Services Department
Entry Type:
Notice
Action:
Notice; request for comments.
Document Number:
97-7911
Dates:
Written comments by June 26, 1997.
Pages:
14912-14917 (6 pages)
Docket Numbers:
Docket No. 95P-0110
PDF File:
97-7911.pdf