97-7952. Address Correction Information  

  • [Federal Register Volume 62, Number 60 (Friday, March 28, 1997)]
    [Rules and Regulations]
    [Pages 15056-15066]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-7952]
    
    
    
    [[Page 15055]]
    
    _______________________________________________________________________
    
    Part IV
    
    
    
    
    
    Postal Service
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    39 CFR Part 111
    
    
    
    Address Correction Information; Final Rule
    
    Federal Register / Vol. 62, No. 60 / Friday, March 28, 1997 / Rules 
    and Regulations
    
    [[Page 15056]]
    
    
    
    POSTAL SERVICE
    
    39 CFR Part 111
    
    
    Address Correction Information
    
    AGENCY: Postal Service.
    
    ACTION: Final rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: This final rule sets forth the Domestic Mail Manual (DMM) 
    standards adopted by the Postal Service to change the ancillary service 
    endorsements that mailers use to request an addressee's new address and 
    to provide the Postal Service with instructions on how to handle 
    undeliverable-as-addressed (UAA) mail. These new endorsements provide a 
    simpler and more consistent system than the one currently in place.
        Only four endorsements will be available. Endorsements will consist 
    of one keyword: ``Address,'' ``Forwarding,'' ``Return,'' or ``Change,'' 
    followed by the two words ``Service Requested.'' The endorsements will 
    be the same for all classes of mail, but the treatment for each class 
    and applicable charges will generally remain the same as the treatment 
    under the current system of endorsements.
    
    DATES: This final rule is effective July 1, 1997. Comments as allowed 
    herein must be received on or before April 14, 1997.
    
    ADDRESSES: Mail or deliver written comments to the Manager, Address 
    Management, U.S. Postal Service, 475 L'Enfant Plaza SW, Room 7431, 
    Washington, DC 20260-6802. Copies of all written comments will be 
    available at the above address for inspection and photocopying between 
    9 a.m. and 4 p.m., Monday through Friday.
    
    FOR FURTHER INFORMATION CONTACT: Rocky Matthews, (202) 268-5790.
    
    SUPPLEMENTARY INFORMATION: On October 10, 1996, the Postal Service 
    published for public comment in the Federal Register (61 FR 53280-
    53285) a proposed rule to change the ancillary service endorsements 
    that mailers use to request an addressee's new address and to provide 
    the Postal Service with instructions on how to handle undeliverable-as-
    addressed (UAA) mail. This final rule contains the DMM standards 
    adopted by the Postal Service. Changes introduced since publication of 
    the proposed rule are enumerated in section A. Responses to public 
    comments are provided in section B.
        The provision for which comments are solicited is the new standard 
    applied to the treatment of unendorsed UAA Single-Piece Standard Mail 
    as described in section A.1 and discussed in section B.2 of this 
    supplementary information.
        After considering the potential effect of this provision, the 
    Postal Service has determined to allow 15 days for public comment. 
    First, mailers should have little difficulty evaluating the effect of 
    this provision on their operations and preparing comments in a short 
    period. Second, the Postal Service wants to ensure that mailers have 
    sufficient time after the close of the comment period and publication 
    of any possible revision to this final rule to make necessary changes 
    to their operations before the July 1, 1997, implementation date. After 
    review of the comments received, the Postal Service will modify the 
    corresponding standard if such modification is determined to be 
    appropriate.
    
    A. Changes and Additions Since Publication of Proposed Rule
    
        This section identifies additions and changes to the final DMM 
    ancillary service endorsements that have been drafted in response to 
    comments on the proposed rules.
        1. A fourth ancillary service endorsement, ``Forwarding Service 
    Requested,'' is added. For First-Class Mail and Standard Mail (B), the 
    optional use of this endorsement ensures that UAA pieces receive the 
    same treatment accorded these classes of mail not bearing this or any 
    other endorsement. For Standard Mail (A), this endorsement provides for 
    the forwarding and return of mail without requiring a separate address 
    correction notification.
        2. The ``Change Service Requested'' endorsement is restricted 
    within First-Class Mail to electronic Address Change Service (ACS) 
    participants only. This restriction is sensible, because it limits this 
    service to mailers who are most likely to be familiar with the 
    consequences of electing this option--that is, disposal of UAA pieces 
    bearing this endorsement. The mailer receives a separate notice of an 
    address change or reason for nondelivery.
        3. Unendorsed single-piece rate Standard Mail (A) that is 
    undeliverable as addressed will be discarded by the Postal Service. An 
    endorsement is required on the piece if forwarding or return is 
    desired.
    
    B. Summary of Comments
    
        The Postal Service received 16 pieces of correspondence offering 
    comments on the proposed rule. Respondents included major mailer 
    associations, marketing groups, individual publishers, presort bureaus, 
    government agencies, and other major mailers. The specific points 
    raised in the comments are presented in the following paragraphs.
        Five comments were received regarding the proposed effective date. 
    Most of the commenters asked for more time before implementation of the 
    new ancillary service endorsements, requesting that the final rules 
    become effective no earlier than May 1, 1997. Several commenters 
    recommended that the Postal Service consider implementing the change to 
    coincide with July 1, 1997, which is the effective date for the 
    Classification Reform move update requirement for addresses used on 
    presorted and automation First-Class Mail. In response, the Postal 
    Service has postponed the effective date of this rulemaking to July 1, 
    1997.
        Five commenters stated that by eliminating the option of using the 
    endorsement ``Do Not Forward,'' Standard Mail (A) mailers were being 
    forced to accept the return of Single-Piece Standard Mail and pay 
    postage due. Currently, Single-Piece Standard Mail bearing no 
    endorsement is returned to sender; all other Standard Mail (A) without 
    an endorsement is neither forwarded nor returned. Two commenters 
    suggested that all unendorsed Standard Mail (A) be given the same 
    treatment. The Postal Service agrees. The current exception for Single-
    Piece Standard Mail is eliminated. All unendorsed Standard Mail (A) 
    that is undeliverable as addressed will be discarded by the Postal 
    Service. If forwarding or return is desired, Single-Piece Standard Mail 
    will have to bear an endorsement.
        Six commenters indicated that by eliminating the option of using 
    the endorsement ``Forwarding and Return Postage Guaranteed,'' Standard 
    Mail (A) mailers were being forced to receive unwanted address 
    correction notices. Several commenters noted that Standard Mail (A), 
    unlike the other mail classes, is not provided any forwarding or return 
    treatment if it lacks an ancillary service endorsement. In response to 
    these comments and concerns, the Postal Service has added ``Forwarding 
    Service Requested'' as a fourth ancillary service endorsement. This 
    endorsement will replace the current ``Forwarding and Return Postage 
    Guaranteed'' endorsement and provide the same treatment.
        Six commenters questioned the need for the ``Change Service 
    Requested'' option for First-Class Mail and believed that the disposal 
    of UAA First-Class Mail should not be permitted. They believed that 
    this option could cause confusion over when it is appropriate to 
    discard UAA First-Class Mail. In response, the Postal Service will make 
    this endorsement option available only to electronic Address Change 
    Service
    
    [[Page 15057]]
    
    (ACS) participants. Only after the Computerized Forwarding System (CFS) 
    clerk is able to confirm the ACS participation code will the Postal 
    Service honor the ``Change Service Requested'' endorsement. The CFS 
    will then transmit an electronic notification and generate a label 
    directing that the UAA mailpiece should be discarded by the Postal 
    Service. This limited access will ensure that only mailers most 
    familiar with this service will receive it.
        Six commenters requested additional options that are beyond the 
    scope of this rulemaking process. These requests entail changes in 
    rates, rate structure, and product definitions that are beyond the 
    scope of this rulemaking.
        Under the new rule, only four ancillary service endorsements will 
    be available. Endorsements will consist of one keyword: ``Address,'' 
    ``Forwarding,'' ``Return,'' or ``Change,'' followed by the two words 
    ``Service Requested.'' The endorsements will be the same for all 
    classes of mail. Treatment for each class of mail and applicable 
    charges will remain unchanged with the following exceptions:
        1. First-Class Mail. All current treatment options will remain 
    available. In addition, a new option will be available for requesting 
    that UAA mailpieces not be forwarded or returned, but that the mailer 
    be provided with a separate address correction, subject to the address 
    correction fee. This new option will be available under the endorsement 
    ``Change Service Requested.'' For First-Class Mail, this option will be 
    available only via electronic Address Change Service (ACS) 
    participation.
        2. Standard Mail (A) Single-Piece Rate. Currently, a mailer has the 
    option of endorsing the mailpiece ``Do Not Forward'' to request that 
    the Postal Service discard the piece if it is undeliverable, with no 
    forwarding, no return, and no address correction provided. Under the 
    new rule, the treatment given to pieces bearing this endorsement will 
    become the default method of handling unendorsed UAA Single-Piece 
    Standard Mail. Thus, Single-Piece Standard Mail mailers not desiring 
    forwarding will be able to choose among three options: (a) using no 
    endorsement, in which case a UAA piece (if uninsured) will be discarded 
    if it is undeliverable; (b) using the endorsement ``Return Service 
    Requested,'' in which case a UAA piece will be returned with the new 
    address or reason for nondelivery attached, subject to return postage 
    at the single-piece rate; or (c) using the endorsement ``Change Service 
    Requested,'' in which case a UAA piece will be discarded and the mailer 
    provided with a separate notice of new address or reason for 
    nondelivery, subject to the address correction fee.
        3. Standard Mail (A). Currently, if a UAA mailpiece weighing 1 
    ounce or less is endorsed ``Address Correction Requested,'' the piece 
    is returned to the mailer with the new address or reason for 
    nondelivery, subject to return postage at the single-piece rate; any 
    heavier UAA piece bearing that endorsement is discarded and the mailer 
    is provided with a separate notice of the new address or reason for 
    nondelivery, subject to the address correction fee. Under the new rule, 
    the Postal Service will no longer make distinctions based on the weight 
    of the piece. Regardless of weight, any UAA piece with the endorsement 
    ``Change Service Requested'' will receive the treatment currently 
    accorded to a piece weighing more than 1 ounce--that is, the Postal 
    Service will discard UAA pieces and provide the mailer with separate 
    notices of new address or reason for nondelivery, subject to the 
    address correction fee. The endorsement ``Return Service Requested'' 
    will provide, regardless of weight, for the return of UAA pieces to the 
    mailer with the new address or reason for nondelivery, subject to the 
    appropriate single-piece rate postage.
        4. Standard Mail (B). Currently, a mailer has the option of 
    endorsing the mailpiece ``Do Not Forward, Do Not Return'' to request 
    that the Postal Service discard the piece if it is undeliverable, with 
    no forwarding, no return, and no address correction provided. Under the 
    new rule, this option will no longer be available. Instead, a mailer 
    will be able to use the endorsement ``Change Service Requested,'' in 
    which case the Postal Service will discard UAA pieces and provide the 
    mailer with separate notices of new address or reason for nondelivery, 
    subject to the appropriate address correction fee.
        The following tables summarize the current and new (effective July 
    1, 1997) ancillary service endorsements, along with the corresponding 
    treatment of undeliverable-as-addressed (UAA) mail bearing those 
    endorsements.
    
    BILLING CODE 7710-12-P
    
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     BILLING CODE 7710-12-C
    
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        The new ancillary service endorsements take effect July 1, 1997. 
    The Postal Service will honor current endorsements for a period of 6 
    months after that date, with the exception of mail bearing no 
    endorsement. Unendorsed mail received after July 1, 1997, will be 
    handled under the new system that takes effect July 1, 1997.
        After January 1, 1998, the current endorsements and endorsements 
    other than those adopted will be deemed invalid. For mail bearing 
    invalid endorsements, the service under ``Address Service Requested'' 
    or ``Return Service Requested'' will be provided to such mail as 
    appropriate. Specifically, if a mailpiece bears an endorsement that 
    implies that forwarding service was desired, ``Address Service 
    Requested'' will be provided. If a mailpiece bears an endorsement that 
    implies that no forwarding was desired, ``Return Service Requested'' 
    will be provided.
    
    List of Subjects in 39 CFR Part 111
    
        Postal Service.
    
    PART 111--[AMENDED]
    
        1. The authority citation for 39 CFR part 111 continues to read as 
    follows:
    
        Authority: 5 U.S.C. 552(a); 39 U.S.C. 101, 401, 403, 404, 3001-
    3011, 3201-3219, 3403-3406, 3621, 5001.
    
        2. Revise the Domestic Mail Manual as set forth below:
    
    A  ADDRESSING
    
    A000  Basic Addressing
    
    A010  General Addressing Standards
    
    * * * * *
    4.0  RETURN ADDRESS
    * * * * *
    
    4.2  Ancillary Services
    
    [Amend 4.2 by replacing ``(e.g., ``Return Postage Guaranteed'')'' in 
    the first sentence with ``(e.g., ``Return Service Requested'')'' to 
    read as follows:]
        The USPS uses the return address to provide ancillary services 
    requested by the mailer (e.g., ``Return Service Requested'').* * *
    * * * * *
    7.0  ADDITIONAL STANDARDS FOR PERIODICALS
    * * * * *
    
    7.4  Return Address
    
    [Amend 7.4 by replacing ``Return Postage Guaranteed'' with ``Address 
    Service Requested'' to read as follows:]
        The return address must appear on any mailing wrapper that is 
    endorsed ``Address Service Requested.''
    * * * * *
    
    A900  Customer Support
    
    A910  Mailing List Services
    
    * * * * *
    6.0  ELECTION BOARDS AND VOTER REGISTRATION COMMISSIONS
    
    6.1  General
    
    [Amend 6.1 by replacing ``Address Correction Requested'' with ``Return 
    Service Requested'' to read as follows:]
        Election boards or voter registration commissions may use the 
    ``Return Service Requested'' endorsement and/or the National Change of 
    Address (NCOA) system to maintain current address lists.
    * * * * *
    
    E ELIGIBILITY
    
    * * * * *
    
    E100  First-Class Mail
    
    * * * * *
    
    E130  Nonautomation Rates
    
    * * * * *
    3.0  PRESORTED RATE
    * * * * *
    
    3.3  Address Quality
    
    [Amend 3.3 by replacing in the first sentence ``(e.g., the ``Address 
    Correction Requested'' endorsement, ACS, or NCOA)'' with ``(e.g., 
    appropriate ancillary service endorsement under F010, Address Change 
    Service (ACS), or National Change of Address (NCOA))'' to read as 
    follows:]
        Effective July 1, 1997, addresses on all pieces claimed at the 
    Presorted rate must be updated within 180 days before the mailing date 
    by a USPS-approved address update tool (e.g., appropriate ancillary 
    service endorsement under F010, Address Change Service (ACS), or 
    National Change of Address (NCOA)). * * *
    * * * * *
    
    E140  Automation Rates
    
    1.0  BASIC STANDARDS
    * * * * *
    
    1.3  Address Quality
    
    [Amend 1.3 by replacing in the first sentence ``(e.g., the ``Address 
    Correction Requested'' endorsement, ACS, or NCOA)'' with ``(e.g., 
    appropriate ancillary service endorsement under F010, Address Change 
    Service (ACS), or National Change of Address (NCOA))'' to read as 
    follows:]
        Effective July 1, 1997, addresses on all pieces claimed at 
    automation rates must be updated within 180 days before the mailing 
    date by a USPS-approved address update tool (e.g., appropriate 
    ancillary service endorsement under F010, Address Change Service (ACS), 
    or National Change of Address (NCOA)). * * *
    * * * * *
    
    F  FORWARDING AND RELATED SERVICES
    
    F000  Basic Services
    
    F010
    
          Basic Information
    * * * * *
    [Revise heading of 5.0 to read as follows:]
    5.0  CLASS TREATMENT FOR ANCILLARY SERVICES
    
    5.1  Priority Mail and First-Class Mail
    
    * * * * *
    
                       Priority Mail and First-Class Mail                   
    ------------------------------------------------------------------------
          Mailer endorsement               USPS action on UAA pieces        
    ------------------------------------------------------------------------
    ``Address Service              Months 1 through 12: mailpiece forwarded;
     Requested''\1\.                no charge; separate notice of new       
                                    address provided; address correction fee
                                    charged.                                
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; no charge.   
                                   After month 18, or if undeliverable:     
                                    mailpiece returned with reason for      
                                    nondelivery attached; no charge.        
    ``Forwarding Service           Months 1 through 12: mailpiece forwarded;
     Requested''.                   no charge.                              
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; no charge.   
                                   After month 18, or if undeliverable:     
                                    mailpiece returned with reason for      
                                    nondelivery attached; no charge.        
    ``Return Service Requested''.  Mailpiece returned with new address or   
                                    reason for nondelivery attached; no     
                                    charge.                                 
    
    [[Page 15063]]
    
                                                                            
    ``Change Service               Separate notice of new address or reason 
     Requested''\2\.                for nondelivery provided; in either     
                                    case, address correction fee charged;   
                                    mailpiece disposed of by USPS.          
    Option available only via      Not available for Priority Mail or mail  
     electronic Address Change      with special services (e.g., certified  
     Service (ACS) and only for     or registered mail).                    
     letters and sealed parcels                                             
     and postal and postcard                                                
     subclasses.                                                            
    No endorsement...............  Same as USPS action for ``Forwarding     
                                    Service Requested.''                    
    ------------------------------------------------------------------------
    \1\ Valid for all mailpieces, including Address Change Service (ACS)    
      participating mailpieces.                                             
    \2\ Valid only for Address Change Service (ACS) participating First-    
      Class mailpieces.                                                     
    
    5.2  Periodicals
    
        Undeliverable Periodicals publications (including publications 
    pending Periodicals authorization) are treated as described in the 
    chart below and under these conditions:
    * * * * *
        e. The publisher may request the return of copies of undelivered 
    Periodicals publications by printing the endorsement ``Address Service 
    Requested'' on the envelopes or wrappers, or on one of the outside 
    covers of unwrapped copies, immediately preceded by the sender's name, 
    address, and ZIP+4 or 5-digit ZIP Code. The per piece rate charged for 
    return is the appropriate Standard Mail single-piece rate. When the 
    address correction is provided incidental to the return of the piece, 
    there is no charge for the correction. This endorsement obligates the 
    publisher to pay return postage.
    * * * * *
    
                                   Periodicals                              
    ------------------------------------------------------------------------
          Mailer endorsement               USPS action on UAA pieces        
    ------------------------------------------------------------------------
    ``Address Service Requested''  First 60 days: mailpiece forwarded; no   
     \1\.                           charge.                                 
                                   After 60-day period, or if undeliverable:
                                    mailpiece returned with address         
                                    correction or reason for nondelivery    
                                    attached; appropriate Standard Mail     
                                    single-piece rate charged.              
    ``Forwarding Service           Not available for Periodicals.           
     Requested''.                                                           
    ``Return Service Requested''.  Not available for Periodicals.           
    ``Change Service Requested''.  Not available for Periodicals.           
    No endorsement \1\...........  First 60 days: mailpiece forwarded; no   
                                    charge.                                 
                                   After 60-day period, or if undeliverable:
                                    separate address correction or reason   
                                    for nondelivery provided; address       
                                    correction fee charged; mailpiece       
                                    disposed of by USPS.                    
    ------------------------------------------------------------------------
    \1\ Valid for all mailpieces, including Address Change Service (ACS)    
      participating mailpieces.                                             
    
    5.3  Standard Mail (A)
    
        Undeliverable Standard Mail (A) is treated as described in the 
    chart below and under these conditions:
        a. Insured Standard Mail (A) is treated as though endorsed 
    ``Address Service Requested.''
    * * * * *
        e. When a large volume of identical-weight pieces originates from a 
    single mailer and is endorsed ``Return Service Requested,'' the USPS 
    may use the weight of a sample of at least 25 pieces and divide that 
    weight by the number of pieces in the sample. After the average per 
    piece weight is determined, the pieces are weighed in bulk to determine 
    the number of pieces subject to the single-piece rate for return. 
    Pieces of identical weight counted in this manner, regardless of 
    weight, are returned to the sender with the new address or the reason 
    for nondelivery endorsed on the piece.
        f. The weighted fee is the appropriate Standard Mail (A) single-
    piece rate, multiplied by a factor of 2.472 and rounded up to the next 
    whole cent (if the computation yields a fraction of a cent). The 
    weighted fee is computed (and rounded if necessary) for each mailpiece 
    individually. Neither the applicable postage, the factor, nor any 
    necessary rounding is applied cumulatively to multiple pieces. The fee 
    is charged when an unforwardable or undeliverable piece is returned to 
    the sender and the piece bears the endorsement ``Address Service 
    Requested'' or ``Forwarding Service Requested.'' Use of these 
    endorsements obligates the sender to pay the weighted fee on any 
    returns.
    * * * * *
    
                                Standard Mail (A)                           
    ------------------------------------------------------------------------
          Mailer endorsement               USPS action on UAA pieces        
    ------------------------------------------------------------------------
    ``Address Service Requested''  Months 1 through 12: mailpiece forwarded;
     \1\.                           no charge; separate notice of new       
                                    address provided; address correction fee
                                    charged.                                
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; only Standard
                                    Mail (A) weighted fee charged (address  
                                    correction fee not charged).            
                                   After month 18, or if undeliverable:     
                                    mailpiece returned with reason for      
                                    nondelivery attached; only Standard Mail
                                    (A) weighted fee charged (address       
                                    correction fee not charged).            
    ``Forwarding Service           Months 1 through 12: mailpiece forwarded;
     Requested''.                   no charge.                              
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; only Standard
                                    Mail (A) weighted fee charged (address  
                                    correction fee not charged).            
    
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                                   After month 18, or if undeliverable:     
                                    mailpiece returned with reason for      
                                    nondelivery attached; only Standard Mail
                                    (A) weighted fee charged (address       
                                    correction fee not charged).            
    ``Return Service Requested''.  Mailpiece returned with new address or   
                                    reason for nondelivery attached; only   
                                    return postage at Standard Mail (A)     
                                    single-piece rate charged (address      
                                    correction fee not charged).            
    ``Change Service Requested''   Separate notice of new address or reason 
     \1\.                           for nondelivery provided; in either     
                                    case, address correction fee charged;   
                                    mailpiece disposed of by USPS.          
    No endorsement...............  Mailpiece disposed of by USPS. (No       
                                    exception for Single-Piece Standard     
                                    Mail.) Single-Piece Standard Mail must  
                                    be endorsed if forwarding or return is  
                                    desired.                                
    ------------------------------------------------------------------------
    \1\ Valid for all mailpieces, including Address Change Service (ACS)    
      participating mailpieces.                                             
    
    5.4  Standard Mail (B)
    
    * * * * *
    
                                Standard Mail (B)                           
    ------------------------------------------------------------------------
          Mailer endorsement               USPS action on UAA pieces        
    ------------------------------------------------------------------------
    ``Address Service Requested''  Months 1 through 12: mailpiece forwarded 
     \1\.                           locally at no charge; forwarded out of  
                                    town as postage due; separate notice of 
                                    new address provided; address correction
                                    fee charged.                            
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; only return  
                                    postage at appropriate single-piece rate
                                    charged (address correction fee not     
                                    charged).                               
                                   After month 18, or if undeliverable, or  
                                    addressee refused to pay postage due:   
                                    mailpiece returned with reason for      
                                    nondelivery attached; only forwarding   
                                    (where attempted) and return postage at 
                                    appropriate single-piece rate charged   
                                    (address correction fee not charged).   
    ``Forwarding Service           Months 1 through 12: mailpiece forwarded 
     Requested''.                   locally at no charge; forwarded out of  
                                    town as postage due.                    
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; only return  
                                    postage at appropriate single-piece rate
                                    charged (address correction fee not     
                                    charged).                               
                                   After month 18, or if undeliverable, or  
                                    addressee refused to pay postage due:   
                                    mailpiece returned with reason for      
                                    nondelivery attached; only forwarding   
                                    (where attempted) and return postage at 
                                    appropriate single-piece rate charged   
                                    (address correction fee not charged).   
    ``Return Service Requested''.  Mailpiece returned with new address or   
                                    reason for nondelivery attached; only   
                                    return postage at appropriate single-   
                                    piece rate charged (address correction  
                                    fee not charged).                       
    ``Change Service Requested''   Separate notice of new address or reason 
     \1\.                           for nondelivery provided; in either     
                                    case, address correction fee charged;   
                                    mailpiece disposed of by USPS.          
    No endorsement...............  Same as USPS action for ``Forwarding     
                                    Service Requested.''                    
    ------------------------------------------------------------------------
    \1\ Valid for all mailpieces, including Address Change Service (ACS)    
      participating mailpieces.                                             
    
    5.5  Express Mail
    
    * * * * *
    
                                  Express Mail                              
    ------------------------------------------------------------------------
          Mailer endorsement               USPS action on UAA pieces        
    ------------------------------------------------------------------------
    ``Address Service Requested''  Months 1 through 12: mailpiece forwarded;
                                    no charge; separate notice of new       
                                    address provided; address correction fee
                                    charged.                                
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; no charge.   
                                   After month 18, or if undeliverable:     
                                    mailpiece returned with reason for      
                                    nondelivery attached; no charge.        
    ------------------------------------------------------------------------
    ``Forwarding Service           Months 1 through 12: mailpiece forwarded;
     Requested''.                   no charge.                              
                                  ------------------------------------------
                                   Months 13 through 18: mailpiece returned 
                                    with new address attached; no charge.   
                                   After month 18, or if undeliverable:     
                                    mailpiece returned with reason for      
                                    nondelivery attached; no charge.        
    ``Return Service Requested''.  Mailpiece returned with new address or   
                                    reason for nondelivery attached; no     
                                    charge.                                 
    ------------------------------------------------------------------------
    ``Change Service Requested''.  Not available for Express Mail.          
    ------------------------------------------------------------------------
    No endorsement...............  Same as USPS action for ``Forwarding     
                                    Service Requested.''                    
    ------------------------------------------------------------------------
    
    
    [[Page 15065]]
    
    6.0  ENCLOSURES OR ATTACHMENTS
    
    6.1  Periodicals
    
    [Amend 6.1 by replacing ``Return Postage Guaranteed.'' with ``Address 
    Service Requested.'' in the last sentence to read as follows:]
        * * * Undeliverable Periodicals publications (including 
    publications pending Periodicals authorization) with an incidental 
    First-Class Mail attachment or enclosure are treated as dead mail 
    unless endorsed ``Address Service Requested.''
    * * * * *
    
    F020  Forwarding
    
    * * * * *
    3.0  POSTAGE FOR FORWARDING
    * * * * *
    
    3.5  Standard Mail (A)
    
    [Amend 3.5 by replacing ``address correction service endorsement'' with 
    ``ancillary service endorsement'' and ``(e.g, ``Special Standard Mail 
    Rate, Forwarding and Return Postage Guaranteed'' )'' with ``(e.g., 
    ``Special Standard Mail Rate, Forwarding Service Requested'')'' to read 
    as follows:]
        Standard Mail (A) is subject to collection of additional postage 
    from the mailer when forwarding and return service is provided. Mail 
    that qualifies for a single-piece Standard Mail (B) rate is returned at 
    that rate if the mailer's ancillary service endorsement specifies the 
    Standard Mail (B) rate (e.g., ``Special Standard Mail Rate, Forwarding 
    Service Requested'').
    
    3.6  Standard Mail (B)
    
    [Amend 3.6 by replacing ``Do Not Forward, Do Not Return'' in the second 
    sentence with ``Change Service Requested'' to read as follows:]
        Standard Mail (B) is subject to the collection of additional 
    postage at the applicable rate for nonlocal forwarding if guaranteed by 
    the sender. Unless endorsed ``Change Service Requested,'' all Standard 
    Mail (B) is delivered as directed without additional postage charge 
    when the old and new addresses are served by the same post office. The 
    addressee may refuse any piece of Standard Mail (B) that has been 
    forwarded. This refusal does not revoke the right to have other 
    Standard Mail (B) forwarded. If the addressee does not want to pay 
    forwarding postage for all Standard Mail (B), the addressee must ask 
    the postmaster of the new address to use Form 3546 to notify the 
    postmaster of the old address to discontinue the forwarding of Standard 
    Mail (B).
    * * * * *
    
    F030  Address Correction, Address Change, and Return Services
    
    1.0  ADDRESS CORRECTION SERVICE
    
    1.1  Purpose
    
    [Revise 1.1 to read as follows:]
        If mail cannot be delivered as addressed, address correction 
    service allows the sender on request, using the appropriate ancillary 
    service endorsement under F010, to obtain the addressee's new 
    (forwarding) address (if the addressee filed a change-of-address order 
    with the USPS) or the reason for nondelivery. Address correction 
    service is available alone or in combination with forwarding and return 
    service.
    
    [Redesignate current 1.2 through 1.4 as 1.3 through 1.5, respectively; 
    add new 1.2 to read as follows:]
    
    1.2  Invalid Endorsement
    
        Any obsolete ancillary service endorsement or similar sender 
    endorsement not shown in F010 is considered invalid for address 
    correction service. A mailpiece bearing an invalid endorsement is 
    handled as follows:
        a. If forwarding service is implied, ``Address Service Requested'' 
    is provided.
        b. If forwarding is not implied, ``Return Service Requested'' is 
    provided.
    * * * * *
    3.0  SENDER INSTRUCTION
    
    3.1  Mail Not Forwarded
    
    [Amend 3.1 by revising 3.1b to read as follows:]
        The following types of mail are not forwarded:
    * * * * *
        b. Mail showing specific instructions of the sender (e.g., ``Return 
    Service Requested'' or ``Change Service Requested'').
    * * * * *
    
    3.2  Special Services
    
    [Amend 3.2 by revising 3.2d to read as follows:]
        A change-of-address order covers certified, collect on delivery 
    (COD), insured, registered, and return receipt for merchandise mail 
    unless the sender gives other instructions or the addressee moves 
    outside the United States. This mail is treated as follows:
    * * * * *
        d. Insured Standard Mail (A) without any other endorsement is 
    treated as though endorsed ``Forwarding Service Requested.'' The USPS 
    forwards the mail and, if still undeliverable as addressed, returns it 
    to the sender with the new address or reason for nondelivery attached.
    * * * * *
    
    G  GENERAL INFORMATION
    
    * * * * *
    
    G090  Experimental Classifications and Rates
    
    G091  Barcoded Small Parcels
    
    * * * * *
    4.0  ADDRESS INFORMATION
    * * * * *
    
    4.3  Address Quality
    
    [Amend 4.3 by replacing in the first sentence ``(e.g., the ``Address 
    Correction Requested'' endorsement, ACS, or NCOA)'' with ``(e.g., 
    appropriate ancillary service endorsement under F010, Address Change 
    Service (ACS), or National Change of Address (NCOA))'' to read as 
    follows:]
        Effective July 1, 1997, addresses on all pieces claimed at 
    automation rates must be updated within 180 days before the mailing 
    date by a USPS-approved address update tool (e.g., appropriate 
    ancillary service endorsement under F010, Address Change Service (ACS), 
    or National Change of Address (NCOA)). * * *
    * * * * *
    
    P  POSTAGE AND PAYMENT METHODS
    
    P000  Basic Information
    
    * * * * *
    
    P020  Postage Stamps and Stationery
    
    P021  Stamped Stationery
    
    * * * * *
    
    2.0  PERSONALIZED STAMPED ENVELOPE
    
    * * * * *
    [Revise 2.5 to read as follows:]
    
    2.5  Optional Information
    
        The following endorsements and instructions printed in at least 8-
    point type may be included as part of the return address:
        a. Any ancillary service endorsement under F010 that requests 
    address correction, forwarding, or return appropriate for the intended 
    class of mail (e.g., ``Address Service Requested''). The endorsement 
    must appear directly below the return address, separated with a minimum 
    clear space of 1/4 inch.
        b. Any sender instruction under F030 that specifies a period for 
    holding mail, not fewer than 3 and not more than 30
    
    [[Page 15066]]
    
    days (e.g., ``AFTER 5 DAYS RETURN TO''). The instruction must appear 
    directly above the return address. If such an instruction is printed on 
    envelopes at Standard Mail (A) rates, those envelopes must also bear an 
    authorized ancillary service endorsement that provides for return 
    postage.
    * * * * *
        An appropriate amendment to 39 CFR 111.3 will be published to 
    reflect these changes.
    Stanley F. Mires,
    Chief Counsel, Legislative.
    [FR Doc. 97-7952 Filed 3-25-97; 3:13 pm]
    BILLING CODE 7710-12-P
    
    
    

Document Information

Effective Date:
7/1/1997
Published:
03/28/1997
Department:
Postal Service
Entry Type:
Rule
Action:
Final rule.
Document Number:
97-7952
Dates:
This final rule is effective July 1, 1997. Comments as allowed herein must be received on or before April 14, 1997.
Pages:
15056-15066 (11 pages)
PDF File:
97-7952.pdf
CFR: (1)
39 CFR 111