94-4930. Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change; Correction
[Federal Register Volume 59, Number 43 (Friday, March 4, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-4930]
[[Page Unknown]]
[Federal Register: March 4, 1994]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 32698A; File No. SR-NYSE-93-10]
Self-Regulatory Organizations; New York Stock Exchange, Inc.;
Order Approving Proposed Rule Change; Correction
February 28, 1994.
In FR Document No. 93-18600, beginning on page 41539 for Wednesday,
August 4, 1993, several sentences were incorrectly stated. The
sentences below should be changed to clarify that the Series 7A
Examination is applicable to floor members whose public business is
limited to accepting orders from professional customers for execution
on the trading floor. The first change below, however, should be made
so that the sentence correctly cites the language deleted from the
proposal.
The first sentence of footnote 3 in Column 1 on page 41540 is
corrected to read `` The NYSE deleted ``generally'' from Rule 345,
Interpretation .02 in order to clarify that the intent of the proposed
interpretation is that the Series 7(a) Examination is applicable to
floor members engaged in public business with professional customers.''
Column 1, page 41540, 8th line after the heading ``I. Proposal''
insert the word ``public'' after the word ``accept''.
Column 2, page 41540, the 13th line add the word ``public'' to the
end of the line after the word ``whose''.
Column 1, page 41541, 23rd of line of the second full paragraph
remove the word ``solely'' from the last sentence before the heading
``IV. Conclusion''.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 94-4930 Filed 3-3-94; 8:45 am]
BILLING CODE 8010-01-M
Document Information
- Published:
- 03/04/1994
- Department:
- Securities and Exchange Commission
- Entry Type:
- Uncategorized Document
- Document Number:
- 94-4930
- Pages:
- 0-0 (1 pages)
- Docket Numbers:
- Federal Register: March 4, 1994, Release No. 32698A, File No. SR-NYSE-93-10