98-5720. Protection of Stratospheric Ozone: Manufacture of Halon Blends, Intentional Release of Halon, Technician Training and Disposal of Halon and Halon-Containing Equipment  

  • [Federal Register Volume 63, Number 43 (Thursday, March 5, 1998)]
    [Rules and Regulations]
    [Pages 11084-11097]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-5720]
    
    
    
    [[Page 11083]]
    
    _______________________________________________________________________
    
    Part V
    
    
    
    
    
    Environmental Protection Agency
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    40 CFR Part 82
    
    
    
    Protection of Stratospheric Ozone: Manufacture of Halon Blends, 
    Intentional Release of Halon, Technician Training and Disposal of Halon 
    and Halon-Containing Equipment; Final Rule
    
    Federal Register / Vol. 63, No. 43 / Thursday, March 5, 1998 / Rules 
    and Regulations
    
    [[Page 11084]]
    
    
    
    ENVIRONMENTAL PROTECTION AGENCY
    
    40 CFR Part 82
    
    [FRL-5974-1]
    RIN 2060-AH44
    
    
    Protection of Stratospheric Ozone: Manufacture of Halon Blends, 
    Intentional Release of Halon, Technician Training and Disposal of Halon 
    and Halon-Containing Equipment
    
    AGENCY: Environmental Protection Agency.
    
    ACTION: Final rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: This final rule bans the manufacture of halon blends; 
    prohibits the intentional release of halons during training of 
    technicians and during testing, repair, and disposal of halon-
    containing equipment; requires appropriate training of technicians 
    regarding emissions reduction; and requires proper disposal of halon 
    and of halon-containing equipment. Release of halons to the environment 
    contributes significantly to the depletion of the stratospheric ozone 
    layer which, in turn, can lead to increased incidences of skin cancer 
    and other ill effects. EPA proposed these requirements in response to a 
    lawsuit filed by the Sierra Club. EPA understands that the 
    manufacturers which have in recent years been engaged in the 
    manufacture of halon blends will be minimally impacted by the ban, or 
    may meet criteria for exemption from this ban. Furthermore, EPA 
    understands that that entities using halons, driven in part by the 
    economic value of halons, currently widely practice the kinds of 
    precautions codified in this rule. This rule will more fully extend 
    these practices throughout the industry and will ensure their continued 
    implementation in the event of changes in halon market conditions. 
    Thus, this rule will assure continued significant environmental 
    benefits, while placing only minimal burdens on industry.
    
    EFFECTIVE DATE: April 6, 1998.
    
    ADDRESSES: Comments and materials supporting this rulemaking are 
    contained in Public Docket No. A-98-02 at: U.S. Environmental 
    Protection Agency, 401 M Street SW, Washington, D.C. 20460. The Public 
    Docket is located in Room M-1500, Waterside Mall (Ground Floor). 
    Dockets may be inspected from 8 a.m. until 12 noon, and from 1:30 p.m. 
    until 3 p.m., Monday through Friday. A reasonable fee may be charged 
    for copying docket materials.
    
    FOR FURTHER INFORMATION CONTACT: Lisa Chang, Program Implementation 
    Branch, Stratospheric Protection Division, Office of Atmospheric 
    Programs, Office of Air and Radiation, Mail Code 6205J, 401 M Street 
    SW, Washington, D.C. 20460, 202/564-9742.
    
    SUPPLEMENTARY INFORMATION: The contents of today's preamble are listed 
    in the following outline:
    
    I. Regulated Entities
    II. Background
        a. Stratospheric Protection
        b. Section 608(a) of the Clean Air Act
        c. Sierra Club Suit
        d. Halons
        e. Notice of Proposed Rulemaking
    III. Today's Action
        a. Summary of Major Public Comments
        b. Responses to Public Comments
        1. Banning the Manufacture of Halon Blends
        (i) Support for the ban on the new manufacture of halon blends
        (ii) Change from a ban on the sale to a ban on the manufacture 
    of halon blends
        (iii) Clarification of terms ``Halon'', ``Halon product'', and 
    ``Halon blend''
        (iv) Exemptions from ban on manufacture of halon blends
        2. Intentional Release of Halons
        (i) Clarification of meaning of ``intentional releases''
        (ii) Clarification of meaning of ``de minimis releases''
        (iii) Exemptions from ban on intentional releases during testing
        (iv) Exemption for R&D
        (v) Questioning of aviation exemption from ban on intentional 
    releases during testing
        (vi) Owner responsibility regarding emissions due to equipment 
    disrepair and venting of halon
        3. Technician Training
        (i) Increased time to institute training requirement
        (ii) Clarification of training requirements
        (iii) Clarification of persons considered technicians
        4. Disposal of Halons and Halon-Containing Equipment
        (i) Clarification of meaning of equipment disposal
        (ii) Clarification of meaning of halon-containing equipment
        (iii) Clarification of meaning of halon disposal
        (iv) Clarification of ``recycler'' and compliance with NFPA 
    guidance
        (v) Request for clarification of the term ``fire equipment 
    dealer''
        5. Other Comments
        (i) Importations of used halons from Article 5 countries
        (ii) Criticism of rule basis
        (iii) Coordination of federal policy on aviation halon use
        (iv) Support for rulemaking
        (v) Certification of halon recycling and recovery equipment
        (vi) Long-term halon policy
        (vii) Discussion of ``essential use'' concept
        (viii) Simulant agents
        (ix) Savannah River Halon Repository
        (x) Clarification of applicability of rule
        (xi) Lack of necessity for several major provisions of the rule
        6. References
    IV. Summary of Changes from Proposed Rule
    V. Administrative Requirements
        a. Executive Order 12866
        b. Regulatory Flexibility
        c. Unfunded Mandates Act
        d. Paperwork Reduction Act
        e. Submission to Congress and the Comptroller General
        f. Executive Order 12875
        g. National Technology Transfer and Advancement Act
    
    I. Regulated Entities
    
        Entities potentially regulated by this action are those that 
    manufacture halon blends, owners of halon-containing equipment, and 
    persons who test, repair, or dispose of total flooding systems or hand-
    held fire extinguishers or who employ technicians to service such 
    equipment. Other entities potentially impacted by the prohibition of 
    the intentional release of halons during technician training and during 
    testing, repair, and disposal of equipment are U.S. military 
    institutions. Regulated categories and entities include:
    
    ------------------------------------------------------------------------
                                                    Examples of regulated   
                     Category                             entities          
    ------------------------------------------------------------------------
    Industry..................................  Manufacturers of halon      
                                                 blends; owners of halon-   
                                                 containing equipment;      
                                                 persons who test, maintain,
                                                 service, repair, or dispose
                                                 of halon-containing        
                                                 equipment, who employ      
                                                 technicians to perform such
                                                 services, or who use such  
                                                 equipment for technician   
                                                 training.                  
    Military..................................  Military entities that      
                                                 dispose of halon-containing
                                                 equipment, that employ     
                                                 technicians who service    
                                                 halon-containing equipment,
                                                 or that release halons     
                                                 during technician training 
                                                 or during testing, repair, 
                                                 or disposal of equipment.  
    ------------------------------------------------------------------------
    
        This table is not intended to be exhaustive, but rather provides a 
    guide for readers regarding entities likely to be regulated by this 
    action. This table lists the types of entities that EPA is now aware 
    could potentially be affected. To
    
    [[Page 11085]]
    
    determine whether your company is regulated by this action, you should 
    carefully examine the applicability criteria discussed below. If you 
    have questions regarding the applicability of this action to a 
    particular entity, consult the person listed in the preceding FOR 
    FURTHER INFORMATION CONTACT section.
    
    II. Background
    
    a. Stratospheric Protection
    
        The stratospheric ozone layer protects the Earth from penetration 
    of harmful ultraviolet (UV-B) radiation. National and international 
    consensus exists that releases of certain man-made halocarbons, 
    including chlorofluorocarbons (CFCs), halons, carbon tetrachloride, 
    methyl chloroform, and methyl bromide contribute to the depletion of 
    the stratospheric ozone layer and should be controlled. Ozone depletion 
    harms human health and the environment through increased incidence of 
    certain skin cancers and cataracts, suppression of the immune system, 
    damage to plants including crops and aquatic organisms, increased 
    formation of ground-level ozone and increased weathering of outdoor 
    plastics. Ozone-depleting substances have been designated as either 
    class I or class II substances (see 40 CFR part 82, appendices A and B 
    to subpart A). Class I substances include chlorofluorocarbons, halons, 
    carbon tetrachloride, methyl chloroform, methyl bromide and 
    hydrobromofluorocarbons; class II substances include 
    hydrochlorofluorocarbons. Halon is commonly used in fire suppression. 
    Halon blends consisting of halon 1211 and halon 1301 were once widely 
    manufactured for use in hand-held portable extinguishers and aerosol 
    containers. However, since January 1, 1994, in accordance with the 
    Montreal Protocol on Substances that Deplete the Ozone Layer (Montreal 
    Protocol), halon production in, and importation of virgin halon into 
    the U.S. has been prohibited (40 CFR 82.4(b), 82.7; 58 FR 65018). There 
    are limited exceptions to this ban for production for export to 
    countries covered under Article V of the Montreal Protocol (Section 
    82.9(a)(1)); production/import for essential uses (Section 82.4(r)); 
    and production using destruction/transformation credits under Section 
    82.9(f) (for persons nominated for essential use exemptions only).
    
    b. Section 608(a) of the Clean Air Act
    
        Section 608 of the Clean Air Act Amendments of 1990 (``the Act'' or 
    ``CAA'') requires EPA to establish a comprehensive program to limit 
    emissions of ozone-depleting substances during their use and disposal.
        Section 608(a) requires EPA to promulgate regulations 
    ``establishing standards and requirements regarding the use and 
    disposal'' of both class I and class II substances. The regulations are 
    to ``reduce the use and emission of such substances to the lowest 
    achievable level'' and to ``maximize the recapture and recycling of 
    such substances.''
        On May 14, 1993, EPA promulgated regulations under section 608(a) 
    of the Act, establishing standards and requirements for the use and 
    disposal of class I and II substances during the servicing, repair and 
    disposal of air-conditioning and refrigeration equipment (58 FR 28660). 
    Statutory authority for today's proposal is found in section 608(a)(2) 
    of the Act, which directs EPA to establish standards and requirements 
    regarding use and disposal of class I and II substances other than 
    refrigerants. Section 608(a)(2) requires EPA to promulgate additional 
    regulations that establish standards and requirements regarding the use 
    and disposal of both class I and class II substances not covered by the 
    initial set of regulations, i.e., non-refrigerant uses of class I and 
    class II substances.
        The goal of subsection 608(a) is to reduce the use and emission of 
    ozone-depleting substances to the lowest achievable level and maximize 
    the recapture and recycling of such substances. Today's requirements 
    regarding disposal of halon-containing equipment and technician 
    training, together with the bans on the manufacture of halon blends and 
    the intentional release of halon during repair, testing, and disposal 
    of equipment, and during technician training, are designed to meet the 
    intent of section 608(a) by reducing potential emissions of halon, a 
    significant ozone depleter.
    
    c. Sierra Club Suit
    
        On March 31, 1995, the Sierra Club filed a complaint against EPA, 
    claiming that EPA had not met the requirements of section 608(a)(2) of 
    the Act by taking regulatory steps to minimize use and emissions of 
    ozone-depleting substances other than refrigerants. This action 
    resulted in negotiations between EPA and the Sierra Club that led to a 
    consent decree of which notice was published on September 17, 1996, in 
    the Federal Register (61 FR 48950). In the consent decree, EPA agreed 
    to take the following actions with regard to halons: (1) To issue a 
    proposed rule regarding a ban of the sale of all halon blends and to 
    take final action on the proposal; (2) to issue a proposed rule or 
    rules regarding the intentional release of halons during repair and 
    testing of equipment containing halons; training concerning the use of 
    such equipment; disposal of halons; and removal or disposal of 
    equipment containing halons at the end of the life of such equipment; 
    and to take final action on the proposal; and (3) to issue either a 
    proposed rule requiring the certification of recycling and recovery 
    equipment for halons and allowing the removal of halons only through 
    use of certified equipment or a direct final determination that no such 
    rule is necessary or appropriate; and to take final action if a 
    proposal is issued or if adverse comment is received on the direct 
    final determination. EPA will address the third of these commitments in 
    a separate action from today's.
    
    d. Halons
    
        Halons are gaseous or easily vaporized halocarbons used primarily 
    for putting out fires, but also for explosion protection. The two 
    halons most widely used in the United States are Halon 1211 and Halon 
    1301. Halon 1211 is used primarily in streaming applications and Halon 
    1301 is typically used in total flooding applications. Some limited use 
    of Halon 2402 also exists in the United States, but only as an 
    extinguishant in engine nacelles (the streamlined enclosure surrounding 
    the engine) on older aircraft and in the guidance system of Minuteman 
    missiles. Today's action is not expected to affect the supply of 
    unblended halons for these important uses.
        Halons are used in a wide range of fire protection applications 
    because they combine four characteristics. First, they are highly 
    effective against solid, liquid/gaseous, and electrical fires (referred 
    to as Class A, B, and C fires, respectively). Second, they dissipate 
    rapidly, leaving no residue, and thereby avoid secondary damage to the 
    property they are protecting. Third, halons do not conduct electricity 
    and can be used in areas containing live electrical equipment where 
    they can penetrate to and around physical objects to extinguish fires 
    in otherwise inaccessible areas. Finally, halons are generally safe for 
    limited human exposure when used with proper exposure controls.
        Despite these advantages, halons are among the most ozone-depleting 
    chemicals in use today. With 0.2 ozone-depleting potential (ODP) 
    representing the threshold for classification as a class I substance, 
    Halon 1301 has an estimated ODP of 10; Halon 1211 has an estimated ODP 
    of 3. Thus, while total halon production (measured in metric tons) 
    comprised just 2 percent of the
    
    [[Page 11086]]
    
    total production of class I substances in 1986, halons represented 23 
    percent of the total estimated ozone depletion attributable to class I 
    substances produced during that year.
        Prior to the early 1990's, the greatest releases of halon into the 
    atmosphere occurred not in extinguishing fires, but during testing and 
    training, service and repair, and accidental discharges. Data generated 
    as part of the Montreal Protocol's technology assessment indicated that 
    only 15 percent of annual Halon 1211 emissions and 18 percent of annual 
    Halon 1301 emissions occur as a result of use to extinguish actual 
    fires. These figures indicated that significant gains could be made in 
    protecting the ozone layer by revising testing and training procedures 
    and by limiting unnecessary discharges through better detection and 
    dispensing systems for halon and halon alternatives. The fire 
    protection community began to conserve halon reserves in response to 
    the impending ban of the production and import of halons 1211, 1301, 
    and 2402 that occurred January 1, 1994. Through standards, research, 
    and field practice, the fire protection community eliminated most 
    discharge testing with halons and minimized use of halon for testing 
    and training. Additionally, fire equipment distributors began to 
    service and maintain fire suppression equipment regularly to avoid 
    leaks, false discharges, and other unnecessary emissions.
    
    e. Notice of Proposed Rulemaking
    
        On July 7, 1997, EPA issued a notice of proposed rulemaking 
    proposing several actions relative to the sale and emission of halon as 
    mandated by the Sierra Club consent decree (62 FR 36428). First, EPA 
    proposed to ban the sale of halon blends. The proposed ban did not 
    affect the sale of unblended halons.
        Second, EPA proposed a ban on the intentional release of halons 
    during repair, testing, and disposal of equipment that contains halon 
    and during technician training. For safety reasons, EPA proposed to 
    grant an exemption from this ban for halon release used as part of the 
    test of fire extinguishing systems in class C and class D compartments 
    aboard aircraft when such a test is required by the Federal Aviation 
    Administration (FAA) under its Airworthiness Standards.
        Third, EPA proposed to require halon equipment service companies, 
    halon recyclers, halon equipment manufacturers, and other organizations 
    that employ technicians who service halon-containing equipment to 
    provide training regarding halon emission reduction during the 
    servicing of halon-containing equipment.
        Finally, EPA proposed to require owners of equipment containing 
    halon to dispose of this equipment by returning the halon-containing 
    equipment to the manufacturer, a fire equipment distributor or halon 
    recycler for halon recovery. EPA also proposed to require persons 
    disposing of halon to send it to a halon recycler.
        The proposed action was consistent with the provisions in the 
    consent decree agreed to by EPA and the Sierra Club, which obligate EPA 
    to take certain actions in regard to the requirements contained in 
    section 608(a)(2) of the CAA. EPA developed the provisions of the 
    proposal with input from representatives of the halon industry, fire 
    protection community, environmental groups and affected trade 
    associations. Since the halon industry has successfully been making 
    significant strides towards reducing halon emission through the use of 
    technician training and efficient halon removal and disposal practices 
    for halon-containing equipment, EPA believed that the proposal 
    generally reflected existing industry standards and practices. EPA had 
    also understood that only one manufacturer of halon blends existed and 
    that entity claimed it would be willing to end its minimal production 
    of halon blends. As a result, EPA also believed that the proposal would 
    not significantly impact members of the fire protection community.
    
    III. Today's Action
    
    a. Summary of Major Public Comments
    
        EPA received a total of 25 written comments on the proposed rule 
    during the 30-day public comment period. These comments are contained 
    in Docket A-98-02. EPA also received supplementary materials from some 
    commenters clarifying or elaborating on issues raised in their 
    comments. These materials are also contained in Docket A-98-02. Several 
    commenters requested exemptions from two of the chief provisions of the 
    proposed rule (the ban on the sale of halon blends, and the ban on 
    intentional releases of halons during testing). Many commenters 
    requested important clarifications of terms used in the proposed rule 
    or clarifications of the intended scope of certain provisions. Numerous 
    requests for minor clarifications were received. Comments were also 
    received to the effect that some of the major provisions of the rule 
    were unnecessary as the practices they required had already been 
    instituted. In addition, numerous commenters from industries using 
    halons in fire extinguishing systems, from the halon recycling 
    industry, and from other parties, expressed support and commendation 
    for the purpose and intent of the rule.
    
    b. Responses to Public Comments
    
    1. Banning the Manufacture of Halon Blends
        The proposed ban on the sale of halon blends was expected to reduce 
    the use of such blends in accordance with section 608(a)(3) of the Act 
    by preventing newly manufactured blends from being introduced into the 
    marketplace.
        Halon blends are extremely effective fire suppression agents 
    primarily used in portable fire extinguishers and also in some total 
    flooding fire extinguisher systems. Although the market for these 
    blends is small, the inability to recycle and reuse halon blends 
    economically represents a significant environmental risk. Recycled 
    halon is necessary to bridge the gap between the end of halon 
    production in 1994 and the commercial availability of replacements, and 
    to provide for critical uses for which satisfactory substitutes or 
    alternative fire protection measures cannot be found. Prior to the 1994 
    ban on the production of halons, the Halon Alternatives Research 
    Corporation (HARC) helped to sponsor a study on issues related to halon 
    recycling and the establishment of a national recycling program. This 
    program included the creation of a national halon bank. Currently, this 
    halon bank brokers transfers of halon between users and may eventually 
    arrange for storage facilities to accommodate fluctuations in supply 
    and demand of halon. Halon blends can be recycled adequately, but only 
    at significant cost. Therefore, halon blends are not commonly recycled 
    or forwarded to a halon bank for critical uses.
        Portable halon fire extinguishers are sold, distributed, installed, 
    and maintained by fire equipment dealers and distributors; accidental 
    release and leakage can be reduced through regular maintenance by the 
    distributor. Fire extinguishers that contain halon blends can be 
    returned to equipment dealers or recyclers for halon recovery but 
    generally not for halon recycling. The proposed ban on the sale of 
    halon blends was designed to prevent the development of a widely 
    distributed pool of complex halon mixtures which could not readily be 
    recycled. As stated earlier, such a pool represents a significant 
    environmental risk because the costs of recycling are very high. 
    Members of the halon recycling
    
    [[Page 11087]]
    
    industry, contacted during EPA research for the drafting of the 
    proposed and final rule stated that, while technically feasible, halon 
    blend recycling capacity does not currently exist as a conventional, 
    commercially available option for halon product users. EPA has learned 
    of a single exception where the manufacturer of fire extinguishing 
    equipment which employs a halon blend extinguishing agent recovers 
    halon blends both from portable fire extinguishers as well as its own 
    decommissioned units and purportedly separates the individual halons 
    solely for reuse in its units. However, the overwhelming majority of 
    the estimated hundreds to thousands of entities engaged in halon 
    recycling have not invested in the fractional distillation technology 
    necessary to separate and reclaim halon blends because the halon blend 
    market has been deemed so small that recycling halon blends has been 
    held to be unprofitable. Thus, the ability to recycle halon blends is 
    generally not commercially available.
        It could be argued that if the market value for unblended halons 
    declines, unblended halons as well may be widely distributed, with 
    little economic incentive for their recovery and recycling. However, a 
    critical difference between the halon blend and unblended halon 
    situations is that with respect to unblended halons, an extensively 
    developed recovery and recycling infrastructure exists, with a history 
    of proven effectiveness in coordinating environmentally responsible 
    halon management. No such community or history has been established 
    with respect to halon blends.
        Furthermore, EPA believes that there is only one other U.S. 
    manufacturer currently producing halon blends. EPA had contacted this 
    manufacturer to determine the impact, if any, a ban of the sale of all 
    halon blends may have on this manufacturer. This manufacturer claimed 
    that halon blends represent less than 2% of its business and that a ban 
    on the sale of halon blends would minimally impact this organization's 
    profitability. Furthermore, this manufacturer stated that because the 
    fire protection community has made considerable progress in identifying 
    and using alternatives or unblended halons that use nitrogen as a 
    propellant, consumer demand for halon blend extinguishers and aerosol 
    containers has already been significantly reduced. Thus, EPA believes 
    that a ban on the manufacture of halon blends is necessary to avert the 
    environmental risk associated with the lack of availability of halon 
    blend recycling capability, described above, and will generally have 
    minimal impact on manufacturers, distributors or consumers.
        (i) Support for the ban on the new manufacture of halon blends. A 
    major association of halon users, recyclers, equipment manufacturers, 
    and distributors expressed support for the intent of the ban on the 
    sale of halon blends, stating that ``the blending of halons makes them 
    difficult to separate, removes them from normal recycling channels, and 
    decreases the supply of recycled halon available to meet critical fire/
    explosion protection needs. The responsible management of the existing 
    halon supply (bank) is critical to achieving a successful transition 
    from halons to alternative agents''.
        (ii) Change from a ban on the sale to a ban on the manufacture of 
    halon blends. Comments received regarding this prohibition have led EPA 
    to change the language of the prohibition from a ban on the sale to a 
    ban on the manufacture of halon blends. EPA believes this change 
    clarifies the scope of the prohibition, and is more strictly consistent 
    with the intent of the prohibition, as discussed more fully below.
        Two commenters inquired whether the ban on the sale of halon blends 
    applied to pre-existing stores of halon blends, and requested that this 
    be clarified in the rule. Pre-existing stores might include halon 
    blends contained in previously manufactured portable fire 
    extinguishers.
        The intent of the ban, as stated in the previous section, was to 
    prevent newly manufactured blends from being introduced into the 
    marketplace, and was not intended to affect pre-existing stocks of 
    blends. EPA concurs with the need, indicated by the above comments, to 
    clarify the scope of the ban, and believes that modifying the ban to 
    apply to the new manufacture of halon blends clarifies that the ban 
    does not prohibit transactions involving existing stores of blends. 
    This modification does not diminish the environmental benefit of the 
    ban, as releases of existing halon blends would have equal 
    environmental impacts, regardless of the ownership of the blends.
        (iii) Clarification of terms ``Halon,'' ``Halon product,'' and 
    ``Halon blend.'' Several commenters requested that the terms ``halon,'' 
    ``halon product,'' and ``halon blend'' be clarified. A chief complaint 
    was that although in the Preamble, it was stated that the term 
    ``halon'' referred only to the three common Halons (Halon 1211, 1301, 
    and 2402), this was nowhere made explicit in the rule; as a result, 
    ``halon'' could be taken to mean any halogenated hydrocarbon. 
    Furthermore, it was pointed out that although ``halon blend'' was 
    defined in the Preamble as a blend of two or more ``halon products,'' 
    the latter term was also not explicitly defined in the rule itself.
        With respect to the first point, EPA recognizes that the term 
    ``halon'' can have a much broader scope.1 Today's rule, 
    however, is issued under the authority of Section 608 of the CAA, which 
    concerns Class I and Class II substances. Halons 1211, 1301, and 2402 
    and their isomers are the only halons listed as ODSs in the CAA or in 
    EPA's implementing regulations (see CAA section 602(a) and 40 CFR Part 
    82, Subpart A, App. A). Therefore, this rule applies only to Halons 
    1211, 1301, and 2402. The term ``halon product'' refers to any mixture 
    or combination of substances which contains only one halon; e.g., the 
    common fire extinguishing mixture of Halon 1301 plus dinitrogen 
    (N2) gas. Definitions of the terms ``halon'', ``halon 
    product'', and ``halon blend'' have been added to the final rule.
    ---------------------------------------------------------------------------
    
        \1\ ``Halon'' is an abbreviation for ``halogenated hydrocarbon'' 
    coined by the U.S. Army Corps of Engineers. Halon nomenclature 
    follows the following rule: if a hydrocarbon compound contains the 
    elements 
    CaFbClcBrdIe, 
    it is designated as Halon abcde (terminal zeros are dropped). Thus, 
    Halon 1211 is chlorobromodifluoromethane, etc. (Gann, 1975).
    ---------------------------------------------------------------------------
    
        (iv) Exemptions from ban on manufacture of halon blends. Two 
    commenters requested an exemption from the ban on the sale (now the ban 
    on manufacture) of halon blends for a specific product--a patented fire 
    extinguishing agent containing, among other substances, both Halon 1211 
    and Halon 1301. One of these commenters is the sole licensee of the 
    product, the other is the sole distributor. The principal basis for 
    their request for an exemption revolves around two points. The 
    companies propose that their product is more ``environmentally 
    friendly'' relative to other halon-containing fire extinguishing 
    products; for example, they assert that the fire extinguishing capacity 
    of their halon product is equivalent to approximately four times as 
    much of other commercially available, unblended halon products used in 
    comparable fire extinguishing equipment. As a result, they assert, (a) 
    smaller quantities of halons are employed in fire extinguishing, thus 
    releasing less halon to the atmosphere, and (b) their fire 
    extinguishing systems are relatively lightweight, making them highly 
    attractive to the aviation industry. Second, the companies assert that 
    their
    
    [[Page 11088]]
    
    fire extinguishing agent can be adequately recycled.
        In evaluating this request for exemption, EPA held discussions with 
    the companies requesting the exemption; with the Federal Aviation 
    Administration (FAA), as well as members of the aviation industry; with 
    technical experts listed as references by the companies requesting the 
    exemption; and with other halon recycling industry and government 
    technical experts.
        Because the industry as a whole is not ready to accommodate halon 
    blend recycling, as discussed in detail in a previous section, EPA 
    cannot abandon the proposed ban on the manufacture of halon blends. 
    However, in consideration of the possible safety, health, and 
    environmental advantages that this product may bring to the aviation 
    community, as suggested in supporting material provided by the 
    commenters to EPA, and as expressed to EPA by members, including 
    federal authorities, within the aviation community; and in 
    consideration of evidence received by EPA suggesting the manufacturer's 
    technical ability to adequately recycle this specific product, EPA is 
    creating an exemption to the ban on the manufacture of halon blends 
    solely for aviation applications provided that (1) the manufacturer or 
    its designee is capable of recycling the blend to the relevant industry 
    standards for the chemical purity of each individual halon, (2) the 
    manufacturer includes in all sales contracts for blends produced by it 
    on or after April 6, 1998 the provision that the blend must be returned 
    to it or its designee for recycling, and (3) the manufacturer or its 
    designee in fact recycles blends produced by the manufacturer on or 
    after April 6, 1998 and returned to it for recycling to the relevant 
    industry standards for the chemical purity of each individual halon. 
    Section 82.270(a) has been modified to reflect this exemption.
    2. Intentional Release of Halons
        EPA proposed banning the intentional release of halons (including 
    halon blends) during technician training and during testing, repair and 
    disposal of halon-containing equipment, and requiring technician 
    training regarding halon emission reduction. Historically, the greatest 
    release of halon into the atmosphere used to occur during testing and 
    training, service and repair, and accidental discharges. However, 
    emissions from Halon 1211 and Halon 1301 applications have decreased 
    substantially over the last five years due to a change in industry 
    practices concerning the release of halon as outlined in the National 
    Fire Protection Association (NFPA) Technical Standards (NFPA 12A) and 
    Underwriters Laboratories (UL) 1058. These standards require proper 
    leak testing and prohibit the release of halon during system testing.
        (i) Clarification of meaning of ``intentional releases''. One 
    commenter stated that the ban on releases during testing, maintaining, 
    servicing, repairing, or disposing of halon-containing equipment, or 
    during the use of such equipment for technician training, could be 
    taken to mean that releases for the purposes of extinguishing fires and 
    inerting and suppressing explosions are also prohibited.
        EPA recognizes that halons are still used in many fire 
    extinguishing and explosion inerting/suppressing applications; halons' 
    value in these applications supports the current active market for 
    recycled halons. It is not EPA's intent to affect halon usage for these 
    purposes. Section 82.270(b)(6) has been added to make this 
    clarification.
        (ii) Clarification of meaning of ``de minimis releases''. One major 
    federal agency commenter requested clarification of the ``de minimis'' 
    provision in section 82.270(b) of the proposed rule. As proposed, a de 
    minimis release (i.e., a very small or trifling release) associated 
    with a good faith attempt to recycle or recover halon is exempt from 
    the prohibition on intentional halon releases during testing, 
    maintenance, servicing, repair, or disposal of halon-containing 
    equipment and during technician training.
        There are several types of halon-containing equipment: (1) total 
    flooding fire extinguishing systems, and (2) other types of halon-
    containing equipment, including halon-containing gas cylinders and 
    portable fire extinguishers. Total flooding systems are generally 
    designed to fully discharge their contents upon being activated. These 
    systems are therefore either full or empty (unless their content is 
    altered due to a leak). After discharge of a total flooding system, the 
    content of the halon container is generally reduced to atmospheric 
    pressure, and a negligibly small amount of halon vapor, compared to the 
    initial mass, remains. A fully discharged total flooding system 
    therefore can reasonably be considered to be empty, and release of the 
    residual halon vapor contained within can be considered a de minimis 
    release. Section 82.270(b)(2) has been added to establish this type of 
    de minimis release.
        Other types of halon-containing equipment, however, such as 
    portable fire extinguishers and compressed gas cylinders can be 
    partially discharged. A determination of a de minimis release for these 
    other types of equipment must be made on a case-by-case basis. At the 
    present time, however, industry standard recycling equipment generally 
    meets or exceeds a minimum recovery efficiency of 98%. Therefore a 
    release from halon-containing equipment which contains less than 2% of 
    its original installed charge could be currently considered a de 
    minimis release of halon.
        (iii) Exemptions from ban on intentional releases during testing. 
    EPA initially proposed granting an exemption from the intentional 
    release ban for halon used to test fire suppression systems in class C 
    and class D compartments aboard airplanes. That exemption was based on 
    FAA requirements relating to aircraft safety. Current Federal Aviation 
    Administration (FAA) Airworthiness Standards for transport category 
    airplanes include a number of classifications for cargo or baggage 
    compartments. Class C cargo or baggage compartments must contain 
    approved built-in fire-extinguishing systems (14 CFR 25.857(c)(2)). The 
    compartments must be designed so that hazardous quantities of 
    extinguishing agent (as well as smoke or flames) can be excluded from 
    areas occupied by the crew or passengers (14 CFR 25.857(c)(3)). In 
    addition, ventilation and drafts must not interfere with the ability of 
    the fire extinguishing agent to control any fire that starts within the 
    compartment (14 CFR 25.857(c)(4)). Flight tests of the fire-
    extinguishing systems must be conducted to show compliance with these 
    requirements (14 CFR 25.855(h)(2),(3)). These systems typically contain 
    halons as the fire-extinguishing agent. Thus, a ban on intentional 
    release of halons during testing would conflict with these vital safety 
    requirements if no exemption were permitted.
        Class D compartments are defined in part as aircraft cargo or 
    baggage compartments not exceeding 1,000 cubic feet that use 
    restriction of available oxygen, as opposed to a fire-extinguishing 
    agent, to control fires (14 CFR 25.857(d)). In light of recent 
    tragedies involving fires that originated in the cargo or baggage 
    compartments of aircraft, EPA believes that class D compartments, in 
    addition to class C compartments, should be exempted from the ban on 
    intentional release of halon during testing of halon-containing 
    systems. As alternative fire suppression
    
    [[Page 11089]]
    
    systems for class D compartments are explored to improve aircraft 
    safety, FAA is considering halon systems as an interim viable option.
        EPA believes that fires aboard aircraft pose such a great risk to 
    human safety that an exemption from the ban on the intentional release 
    of halons in accordance with FAA's Airworthiness Standards is necessary 
    and appropriate.
        Several commenters brought forward additional examples of 
    intentional releases of halons which, they believe, also merit 
    exemption from the proposed ban on intentional releases during testing. 
    For example, the Federal Aviation Administration (FAA) cited the need 
    to release halons during testing of not only class C and D cargo 
    compartment fire extinguishing systems, but also systems in compartment 
    classes yet to be defined, as well as systems protecting engine and 
    auxiliary power units. It was argued that Halon 1301 is currently the 
    best available agent in these areas, that system performance can be 
    ensured only through testing by release of agent, and that simulant 
    agents for use in testing purposes are not yet operationally available. 
    Similarly, the Department of Defense (DoD) stated that DoD aircraft, 
    which are not subject to FAA Airworthiness Standards and thus would not 
    be exempt from the intentional release ban if the rule were to be 
    promulgated as proposed, likewise require an exemption for the reasons 
    presented above. Moreover, DoD brought forth the case of fire and 
    explosion protection systems on new military weapon systems and major 
    modifications to existing systems which are required by law (Title 10 
    U.S.C. Sec. 2366) to undergo live fire lethality testing and 
    evaluation. Live fire lethality testing involves subjecting military 
    equipment to live fire conditions and subsequent possible release of 
    fire extinguishing agent in order to extinguish fires, should they 
    occur. Suitable simulants and alternate agents are not currently 
    available for these applications. Furthermore, the Department of Energy 
    (DOE) raised the issue of potential necessary releases of halons for 
    fire and explosion protection systems testing purposes at unique sites 
    critical to national security such as the National Ignition Facility 
    and hazardous waste management sites associated with DOE's Radiological 
    Waste Remediation effort. No acceptable alternative agents are 
    available, from a human safety and environmental perspective, and halon 
    releases during testing of these systems may be required. These cases 
    present examples in which, systems using alternative fire extinguishing 
    agents are currently unavailable; release of agent is currently 
    necessary during system testing; failure of the system would pose great 
    risk to human safety or the environment; and there are no suitable 
    simulant agents available to be used as testing substitutes at this 
    time.
        Based on these examples, EPA recognizes that when certain 
    conditions exist, intentional releases of halon during testing will be 
    necessary to verify system performance, which is essential to prevent 
    loss of life and environmental damage. Therefore, today's action 
    exempts from the ban on intentional releases halon applications meeting 
    the following four criteria: (1) Systems or equipment employing 
    suitable alternative fire extinguishing agents are not available, (2) 
    system or equipment testing requiring release of extinguishing agent is 
    essential to demonstrate the functionality of the system, (3) failure 
    of the system or equipment would pose great risk to human safety or the 
    environment, and (4) a simulant agent cannot be used in place of the 
    halon during system or equipment testing for technical reasons. Should 
    conditions change such that an application currently meeting these 
    criteria no longer met these criteria, then that application would no 
    longer be exempt from the ban on intentional releases of halons during 
    testing. It should also be noted that many applications will not be 
    covered under this exemption. For example, numerous industry fire 
    suppression systems for electronics rooms and computer rooms no longer 
    require field/install testing. Testing has been adequately performed 
    through computer simulation, with supplemental in-lab halon system 
    testing to verify computer simulations.
        (iv) Exemption for R&D. A number of commenters argued for the need 
    to exempt halon released during testing for research and development 
    (R&D) efforts. Several types of R&D-related halon release were 
    identified. Some halon is released in research to identify and test 
    substances under development as alternatives to halons. Such releases 
    from halon-containing equipment are necessary to establish performance 
    benchmarks for halon alternatives. In addition, releases of small 
    quantities of halon from halon-containing equipment such as storage 
    cylinders is routinely performed by halon recyclers in order to obtain 
    samples which will be chemically analyzed to establish the identity and 
    degree of contamination of the equipment contents. This testing is an 
    essential step in the responsible management of halon stocks.
        EPA recognizes that the use of small quantities of halon to test 
    sample purity and to conduct research and development on halon 
    alternatives are indispensable to maintaining the quality of existing 
    supplies as well as for finding alternatives with comparable 
    performance characteristics. Therefore, EPA concurs in today's action 
    that there is a legitimate need to exempt from the ban on intentional 
    releases during testing the above-mentioned R&D releases, and 
    Secs. 82.270(b)(4) has been added to respond to this need.
        In addition, an industry commenter engaged in developing fire 
    extinguishing systems for aviation and defense applications noted that 
    qualification and development testing involving release of halons is 
    necessary during the fire extinguishing systems product development 
    process, and requested an exemption from the ban on the intentional 
    release of halons during testing for this purpose.
        EPA recognizes that in the design and development stages of fire 
    and explosion suppression and inertion equipment and systems, releases 
    of agent may be necessary to determine, for example, whether critical 
    design criteria are met. However, EPA is aware that it may be possible 
    in many cases to employ a halon simulant agent (discussed in Preamble 
    Sec. 5(viii)) for such testing purposes. Moreover, EPA is aware that in 
    some testing situations, release of agent may not be necessary to 
    demonstrate system or equipment functionality. Therefore, because 
    product design and development may legitimately require releases of 
    agent during product qualification and development testing, as the 
    commenter attests, but because such releases may in many other cases be 
    avoidable as described above, EPA is providing an exemption from the 
    ban on intentional releases of halons during testing for the design and 
    development of fire and explosion protection and inertion systems and 
    equipment only when (a) system or equipment testing requiring release 
    of agent is essential to demonstrate system or equipment functionality, 
    and (b) when a suitable simulant agent cannot be used in place of the 
    halon. Section 82.270(b)(5) has been added to reflect this exemption.
        (v) Questioning of aviation exemption from ban on intentional 
    releases during testing. A major fire protection industry association 
    questioned the consequences of an exemption from the ban on intentional 
    releases for FAA Airworthiness Standards testing. The commenter 
    suggested that the exemption would be tantamount to ``proposing a new 
    application for [Halon 1301] which would require extensive testing 
    (i.e., release of halon into the atmosphere * * *) [and] seems ill-
    
    [[Page 11090]]
    
     advised.'' It must be noted that this rule does not introduce any new 
    halon applications. The rule bans intentional releases during testing 
    of existing and potential halon applications, but provides limited 
    exceptions to this ban, as described elsewhere in this Preamble. These 
    exceptions do not introduce new sources of halon releases to the 
    atmosphere; rather, the ban reduces many sources of releases, while it 
    provides for a narrowly-defined set of excepted releases.
        (vi) Owner responsibility regarding emissions due to equipment 
    disrepair and venting of halon. A commenter suggested that EPA provide 
    an explicit statement regarding the responsibility of owners of halon-
    containing equipment to the effect that halon emissions caused by 
    faulty (e.g., leaking or malfunctioning) halon-containing equipment are 
    banned by this rule. For safety reasons, the fire protection community 
    already observes standards and practices to ensure the maintenance of 
    fire protection systems in properly functioning conditions. It might 
    therefore be argued that current practices within the fire protection 
    community, in theory, would prevent halon emissions due to equipment 
    allowed to fall into a state of disrepair. EPA, however, concurs with 
    the need to codify this aspect of owner responsibility, and has added 
    Sec. 82.270(f) to address this issue explicitly.
        A second issue regarding equipment owner responsibility was raised 
    in material submitted by another commenter. It was suggested that if 
    reclamation of halon blends is not economically advantageous, then 
    halon losses via ``midnight venting'' by equipment owners and recyclers 
    who have been storing such blends will be encouraged. EPA recognizes 
    that certain circumstances might encourage ``midnight venting'', as the 
    commenter suggests; further recognizes that, currently, there are no 
    prohibitions to such losses; and also notes that the same arguments may 
    be made for unblended halons as well. Therefore, to discourage the 
    disposal of halon by venting, the definition of ``halon disposal'' has 
    been slightly broadened in today's final rule to ensure that it covers 
    the loss of halon via venting. That is, the definition has been changed 
    from ``the discarding of halon recovered from halon-containing 
    equipment'' to ``the process leading to and including the discarding of 
    halon from halon-containing equipment''.
    3. Technician Training
        In an effort to reduce unnecessary emissions, distributors and 
    service companies sponsor technician training programs that are 
    primarily administered by representatives of equipment manufacturers. 
    Additionally, distributors and service companies augment this training 
    through the use of videos and in-house training about the reduction of 
    emissions through the use of standards and codes. These standards and 
    codes are developed by organizations such as the NFPA and UL, which 
    provide minimum requirements for the design, selection, installation, 
    inspection, and maintenance of halon-containing equipment. This 
    additional training may also include information regarding applicable 
    state and local codes and standards. EPA believes that the fire 
    protection community has responded responsibly to the following 
    tangible incentives to reduce emissions and provide adequate training. 
    First, the value of halon has increased dramatically as it has become 
    less available since the ban on halon production in 1994. Second, in an 
    effort to be responsive to environmental concerns, the fire protection 
    community has developed self-imposed service standards and practices to 
    reduce emissions and increase recycling. Because these positive 
    incentives directly impact industry profitability, EPA believes that 
    more stringent requirements for minimizing halon emissions or for 
    technician training are not necessary and would produce very little 
    environmental benefit. Today's final rule therefore is based on the 
    practices the industry has already voluntarily developed and 
    implemented.
        Several commenters urged that the scope and documentation 
    requirements associated with the technician training provisions be 
    clarified, and that the proposed time frame (30 days) for 
    implementation of the training requirement be extended. Specific 
    suggestions were (a) to allow 180 days, not 30, following promulgation 
    date, for all technicians to be trained, (b) to allow 90 days for the 
    training of new technicians, (c) to refer to published industry 
    standard service practices to provide guidance regarding the nature of 
    the training expected by EPA under this rule, (d) to state explicitly 
    that a record of training is required in order to facilitate the 
    enforceability of this rule.
        (i) Increased time to institute training requirement. EPA 
    recognizes that a training program requires time to develop training 
    materials and to offer training to all required personnel. EPA concurs 
    that a period of 180 days instead of 30 days is needed to be able to 
    provide training for all relevant current employees, and further 
    concurs with the need to specify the timing of the training requirement 
    for new personnel (personnel hired after the promulgation date of this 
    rule). However, once training programs are established, given the 
    limited complexity of the envisioned training, it should be possible, 
    and is important to the objective of the rule, to train technicians who 
    test, maintain, service, repair, or dispose of halon-containing 
    equipment, within 30 days.
        (ii) Clarification of training requirements. EPA agrees with the 
    usefulness of looking to industry's extensive experience and investment 
    in responsible halon management, and published industry standards, for 
    guidance as to training material. Accordingly, EPA inquired within the 
    halon recycling industry and with other technical experts regarding 
    suitable guidance documents. During these discussions, the following 
    list of documents was developed, and is provided below as a suggested 
    list of suitable materials that may be helpful in developing training 
    regarding halon emission reduction. These documents describe practices 
    for handling, testing, servicing, maintaining, and transporting fire 
    extinguishing systems. These manuals reflect and emphasize the 
    importance of halon emissions minimization.
        Regarding the commenter who urged that EPA explicitly require 
    training documentation, EPA believes that most facilities instituting 
    training will maintain training records for their own record-keeping 
    purposes. Therefore, EPA believes that no such requirement is 
    necessary.
        Another commenter requested that technicians who will have been 
    trained prior to the promulgation date of the rule should be considered 
    as having satisfied the training requirement. As written, the final 
    rule requires that organizations will take appropriate steps to ensure 
    that technicians hired on or before 30 days following the publication 
    date of this rule shall be trained regarding emissions reductions by 
    180 days from the rule publication date. EPA believes that the final 
    rule language addresses the commenter's suggestion since training 
    regarding emissions reduction received prior to the promulgation date 
    of the rule would satisfy the requirement to occur by 180 days from the 
    rule publication date.
    
    ------------------------------------------------------------------------
                               Industry standards                           
    -------------------------------------------------------------------------
    National Fire Protection Association (NFPA) 10. Standard for Portable   
     Fire Extinguishers.                                                    
    NFPA 12A. Halon 1301 Fire Extinguishing Systems.                        
    
    [[Page 11091]]
    
                                                                            
    International Organization for Standardization (ISO)-7201-1. Fire       
     protection--Fire extinguishing media--Halogenated hydrocarbons--Part 1:
     Specifications for halon 1211 and halon 1301.                          
    ISO-7201-2. Fire extinguishing media--Halogenated hydrocarbons--Part 2: 
     Code of practice for safe handling and transfer procedures of halon    
     1211 and halon 1301.                                                   
    American Society for Testing and Materials (ASTM) D5632-94a. Standard   
     Specification for Halon 1301, Bromotrifluoromethane (CF3Br).           
    ASTM D5631-94. Standard Practice for Handling Transportation and Storage
     of Halon 1301 Bromotrifluoromethane (CF3Br).                           
    ------------------------------------------------------------------------
    
        (iii) Clarification of persons considered technicians. A commenter 
    requested that the last sentence of the definition of technician in 
    Sec. 82.260 (``Technician includes but is not limited to installers, 
    contractor employees, in-house service personnel, and in some cases, 
    owners'') be deleted, as it might imply that training for these 
    individuals is required as for other technicians. However, it is indeed 
    EPA's intent to require training for these individuals, and all others 
    who perform tasks on halon-containing equipment that might reasonably 
    be expected to release halons from the equipment into the atmosphere. 
    The individuals identified in the sentence to which the commenter 
    refers are simply illustrative examples of the term ``technician'' 
    defined in the two sentences preceding the referenced sentence.
    4. Disposal of Halons and Halon-Containing Equipment
        The proposed rule required owners of equipment containing halon 
    (including a halon blend) to dispose of the equipment by sending the 
    equipment for halon recovery to a fire equipment distributor, a 
    manufacturer, or a halon recycler operating in accordance with NFPA 10 
    and 12 A standards. The proposal also required halon (including a halon 
    blend) to be disposed of by sending it to a halon recycler for 
    recycling.
        Due to industry outreach efforts, owners of halon-containing 
    equipment and those disposing of halon are already aware of the 
    importance of halon recycling and banking. Industry trade organizations 
    have already been encouraging owners of halon-containing equipment and 
    those disposing of halon to contact manufacturers, halon fire equipment 
    distributors or halon recyclers to ensure that halon is safely removed 
    and recovered for future use. Therefore, today's final action is 
    consistent with current industry practices and would not create an 
    additional burden for equipment owners. Most halon systems and 
    extinguishers in use today are purchased, installed, and serviced by 
    fire equipment distributors. Because of the efficiency of these 
    established distribution channels, industry representatives indicate 
    that the simplest way to assure proper recycling of halon is simply to 
    require equipment owners to return halon-containing equipment to 
    distributors. In many cases owners may receive a payment for the halon 
    contained in the equipment because of the current market value of 
    halon. The market value of halon has provided an incentive to industry 
    to consistently recover and recycle halons. These regulations will 
    ensure proper handling at such point that halon supply exceeds the 
    demand.
        (i) Clarification of meaning of equipment disposal. EPA's objective 
    in Section 82.270(d) is to ensure that any halons currently deployed in 
    equipment or storage are, at the end of the equipment's useful life, 
    properly recovered and made available for recycling (or safely stored 
    for eventual destruction, e.g. when economic incentive no longer exists 
    to use recycled halons), and not simply released to the atmosphere. 
    However, EPA received numerous comments regarding these disposal 
    requirements indicating that the proposed scope of the requirements was 
    unclear. Several commenters stated that Sec. 82.270(d) could be 
    interpreted to require the disposal of the equipment itself, together 
    with the halon it contains. Other commenters stated that Sec. 82.270(d) 
    could be taken as a complete recall of all currently deployed halon-
    containing equipment within 30 days following promulgation of the rule 
    and not, as stated in the Preamble to the proposed rule, only ``at the 
    end of [the] useful life'' of such equipment. Two fire protection 
    industry commenters further suggested that the ``useful life'' concept 
    itself involves a number of factors (e.g., manufacturer's warranty, 
    extinguisher usage, the number of times the extinguisher has been 
    recharged, repair parts used, and cylinder condition) and requires more 
    precise definition.
        With respect to the first comment, EPA in the rule as proposed 
    provided for both the situations in which (a) halon-containing 
    equipment, together with the halon it contains, is to be disposed, and 
    (b) only the halon that has been contained in equipment, but not the 
    equipment itself, is to be disposed. Therefore, the disposal 
    requirement as proposed clearly does not unconditionally require the 
    disposal of the halon-containing equipment itself.
        The second and third comments raise a question of precisely when 
    (e.g., within 30 days; at the end of the equipment's useful life) 
    equipment disposal is required by the rule. It is not the intent of the 
    rule, however, to establish requirements regarding the point at which 
    the disposal of halon-containing equipment occurs. Rather, EPA's intent 
    is to establish requirements regarding the proper recovery of halon 
    from halon-containing equipment at such time as the equipment disposal 
    would normally occur. To clarify this intent, the regulatory language 
    has been changed from ``Effective 30 days following promulgation, 
    owners of halon-containing equipment shall dispose of that equipment by 
    forwarding it for halon recovery * * *'' to ``Effective 30 days 
    (following publication), no person shall dispose of halon-containing 
    equipment except by sending it for halon recovery * * *''.
        One additional commenter noted that the definition of ``disposal of 
    halon-containing equipment'' did not appear to include the sale, for 
    reuse in its entirety, of halon-containing equipment, and thus the rule 
    does not restrict sales, for reuse in its entirety, of halon-containing 
    equipment. The commenter's observation is consistent with the intended 
    meaning of the rule. The definition of ``disposal of halon-containing 
    equipment'' does not in fact include the sale, for reuse in its 
    entirety, of such equipment.
        Finally, one commenter urged that EPA clarify that empty equipment 
    which formerly contained halon, but which has been fully discharged, is 
    not affected by the requirement that no person shall dispose of halon-
    containing equipment except by sending it for halon recovery to 
    appropriate facilities. EPA concurs with the comment that little or no 
    environmental benefit would be gained from requiring halon recovery 
    from empty equipment or equipment containing only de minimis quantities 
    of halon. As described in Preamble Sec. 2(ii), EPA has clarified the 
    meaning of de minimis quantities of halon. EPA in today's final action 
    has exempted equipment containing de minimis quantities of halon from 
    the equipment disposal provision and has specified that that provision 
    does not apply to fully discharged total flooding systems. These 
    changes are reflected in Sec. 82.270(d) of the regulatory text.
        (ii) Clarification of meaning of halon-containing equipment. EPA 
    received several comments indicating that the term, ``halon-containing 
    equipment'' requires more detailed definition in the
    
    [[Page 11092]]
    
    regulatory text. One commenter stated that it is necessary to define 
    the precise equipment covered under this provision, suggesting the 
    language, ``cylinders or containers and materials or parts thereof, 
    which are necessary for servicing the safe and secure containment of 
    the halon within the cylinder or container''. The commenter, a member 
    of the fire protection system industry, further explained that 
    equipment manufacturers, fire suppression system distributors and halon 
    recycling services do not typically dispose of the entire system 
    associated with halon containment (such as electrical detection control 
    components), but deal more strictly with the proper handling and 
    disposal of parts and materials associated with safe and secure halon 
    containment. Other commenters proposed language for defining ``halon-
    containing equipment'' in Sec. 82.260, which defines terms used in the 
    rule.
        In the context of the halon-containing equipment disposal 
    provision, EPA believes that the term ``halon-containing equipment'' 
    both implicitly has the intended meaning suggested in the commenter's 
    language and also implicitly excludes fire protection or suppression 
    system components which are ancillary to halon containment. Had the 
    intent been to include such ancillary system components, a term such as 
    ``entire system associated with halon-containing equipment,'' or ``fire 
    protection system utilizing halon'', would have been used.
        However, in order to ensure the clarity of the intended scope of 
    the halon-containing equipment disposal provision, and the meaning of 
    halon-containing equipment throughout the rule, a general definition of 
    halon-containing equipment (``equipment used to store, transfer, and/or 
    disperse halon'') has been added to the definitions section of the 
    final rule. This definition does not include small scale laboratory 
    equipment used solely for scientific research; an example of such 
    research equipment is a gas chromatograph which might contain, in 
    tubing or piping, residual quantities of samples of halon gases 
    injected for analysis. Furthermore, the following clarification has 
    been added to Sec. 82.270(d): ``This provision does not apply to 
    ancillary system devices such as electrical detection control 
    components that are not necessary to the safe and secure containment of 
    the halon within the equipment.''
        (iii) Clarification of meaning of halon disposal. One commenter 
    stated that the term ``halon disposal'' could be interpreted to mean 
    ``halon destruction.'' Halon destruction in the current context means a 
    process that destroys halon's ozone-depleting properties. The term 
    ``halon disposal'' is explicitly defined as the process leading to and 
    including discarding of halon from halon-containing equipment. In the 
    rule as proposed, in contrast with the commenter's interpretation, 
    recycling is presented as the only available halon disposal option, and 
    halon destruction is not presented as a disposal option. However, in 
    reality, halon destruction by one of the destruction technologies 
    approved by the Parties to the Montreal Protocol is a disposal option 
    which EPA does not wish to preclude. As discussed later in this 
    Preamble (Sec. 5(vi)), another commenter urged that the safe 
    destruction of halon be part of a long-term management plan for U.S. 
    halon supplies. Therefore, Sec. 82.270(e) has been changed to include 
    this disposal option. The destruction technologies currently approved 
    by the Parties to the Protocol are liquid injection incineration; 
    reactor cracking; gaseous /fume oxidation; rotary kiln incineration; 
    cement kiln; and radiofrequency plasma destruction. In the future, the 
    Parties may approve of other destruction technologies; thus there is 
    the possibility that such other technologies would, if approved by EPA, 
    present other destruction options.
        (iv) Clarification of ``recycler'' and compliance with NFPA 
    guidance. Several commenters raised questions regarding the extent to 
    which halon recycling facilities, including in-house recycling 
    facilities, must demonstrate compliance with the NFPA industry 
    standards referenced in the regulatory text. A major industry commenter 
    requested clarification of the extent to which halon equipment owners 
    are obligated to verify compliance of their recyclers' procedures with 
    the NFPA industry standards prescribed in the rule. The commenter 
    further asserted that imposition of obligation on the equipment owner, 
    beyond requiring a contractual assertion from the disposer that they do 
    in fact operate in compliance with the prescribed industry standards, 
    would be inappropriate. A second commenter sought confirmation that the 
    term ``recycler'' could encompass in-house recycling facilities 
    operating in accordance with the cited NFPA standards.
        The industry association responsible for developing the standards 
    cited in the rule has no power or authority to police or enforce 
    compliance with its published standards, and states that ``any 
    certification of products stating compliance with requirements of this 
    document is made at the peril of the certifier.'' While EPA seeks to 
    ensure compliance with industry recycling standards, EPA concurs that a 
    contractual agreement between the equipment owner and the recycler that 
    the recycling is performed in compliance with the prescribed standards 
    will achieve the desired objective.
        Regarding the second comment, EPA concurs that the term 
    ``recycler'' encompasses in-house facilities which perform halon 
    recycling in accordance with NFPA 10 and 12A standards. That is, in 
    Sec. 82.270(d), the expression ``no person shall dispose of halon-
    containing equipment except by sending it for halon recovery * * *'' 
    and in Sec. 82.270(e), the expression ``no person shall dispose of 
    halon except by sending it for recycling* * *'' are not meant to 
    preclude halon recovery or recycling by in-house facilities which 
    perform these functions in accordance with NFPA 10 and 12A standards.
        (v) Request for clarification of the term ``fire equipment 
    dealer''. Two fire protection industry associations requested that the 
    term, ``fire equipment dealer'', be defined as a ``qualified, properly 
    trained person or organization engaged in the business of servicing and 
    disposing of halon-containing equipment.'' Because it has been 
    specified that the fire equipment dealers referenced in the rule must 
    be ones who operate in accordance with the NFPA standards relevant to 
    halon-containing equipment, the additional definition is deemed 
    unnecessary.
    5. Other Comments
        (i) Importations of used halons from Article 5 countries. A major 
    halon industry commenter proposed that all imports of used halons from 
    countries operating under Article 5 of the Montreal Protocol be 
    prohibited. The commenter cited a recent solicitation from an Article 5 
    country to regularly supply massive quantities, far in excess of the 
    current aggregate U.S. demand, of Halon 1301 to the United States. The 
    commenter identified possible adverse economic and environmental 
    consequences such an influx might have, discussing its impact on 
    management of U.S. halon stocks and on the world requirement for new 
    halon production.
        EPA recognizes the substantial influence that market conditions 
    have exerted upon ODS handling in this country and elsewhere, and is 
    accordingly concerned with the appropriate management of halon stocks 
    and flows. However, the authority under which today's rule is developed 
    does
    
    [[Page 11093]]
    
    not extend to issues of ODS importation, but rather directs the Agency 
    to establish requirements regarding the use and disposal of ODSs with 
    the goal of reducing their use and emissions, and maximizing their 
    recapture and recycling; the Agency has taken the commenter's issue 
    under advisement under a different authority (Sections 604 and 606 of 
    the CAA).
        (ii) Criticism of rule basis. A former manufacturer of fire 
    extinguishers employing an extinguishing agent containing a blend of 
    Halons 1211 and 1301 questioned whether the proposed ban on the sale of 
    halon blends would promote or hinder the goal of reducing halon 
    emissions. He suggested that the proposed ban would not reduce halon 
    emissions because: (1) Halon blends are not manufactured any more in 
    the United States, (2) a ban could result in encouraging midnight 
    venting (presumably because the value and market for blends would 
    vanish following such a ban), (3) blends technically can be recycled, 
    despite the fact that it is currently impracticable to do so, and (4) 
    most halon emissions arise during the recharging of fire extinguisher 
    units with Halon 1211, and not from use and handling associated with 
    equipment containing halon blends.
        The points made by the commenter have some merit; however, EPA 
    believes that the arguments above do not weaken the basis for this 
    regulatory action for the following reasons. First, halon blends are 
    currently manufactured within the United States at very low levels. 
    However, it is not possible to forecast with certainty that the 
    manufacture of blends will vanish in the future. EPA's concern with 
    continued, even low-level, production of halon blends is the potential 
    accumulation of a distributed pool of halon blends for which 
    insufficient incentive exists to recover. Because of the low market 
    volume of the blends, recycling infrastructure is not currently 
    equipped to economically recycle blended products. Therefore, in recent 
    years, because of the increased value of halons, use of halon blends 
    has diminished further. The possibility of midnight venting exists with 
    or without a formal ban, if current market trends for the product 
    continue. EPA, in this rulemaking, has specifically included provisions 
    governing the proper disposal of all halon products, thus providing a 
    regulatory incentive not to vent. Finally, the fact that most halon 
    emissions arise during testing and training, service and repair, and 
    accidental discharges does not preclude the necessity to avoid other 
    possible releases such as from the existence of a pool of non-
    recyclable halon blends. It should also be noted that EPA has included 
    in this rulemaking provisions governing the release of halons during 
    servicing of halon-containing equipment.
        (iii) Coordination of Federal policy on aviation halon use. A 
    national fire protection association, while recognizing the need to 
    exempt aviation halon applications from the ban on releases for 
    testing, criticized the current collective federal policy on halon use 
    as being ``far too disjointed and piecemeal * * * with far too little 
    emphasis on the prompt identification and certification of effective 
    alternative suppression agents.'' This association urged coordinated 
    and timely federal policy making on halon alternatives for aviation to 
    assure public safety in the face of a possible requirement among the 
    Parties to the Montreal Protocol to destroy halons. The commenter 
    suggested that the aviation exemption contained in this rule be handled 
    as part of a more comprehensive policy moving toward prompt replacement 
    of halons used in aviation.
        EPA concurs with the idea that a coordinated Federal effort to 
    promote halon alternatives is the optimal approach toward this goal. 
    Section 613 of the CAA directs all federal agencies to promulgate 
    regulations conforming their procurement regulations to the provisions 
    of Title VI (Stratospheric Protection) of the CAA and to maximize the 
    substitution of safe alternatives to class I (encompassing halons) and 
    class II substances. Federal agencies have in response devoted 
    considerable resources to developing relevant regulations and guidance.
        EPA and FAA further recognize the specific importance of 
    coordinated federal, as well as industry, effort in halon replacement 
    in aviation (see, for example, the section, ``Halon Considerations,'' 
    in the FAA NPRM at 62 FR 32412, 32417, June 13, 1997. EPA support for 
    FAA's continued use of halons in aviation is conditional on the 
    aviation industry efforts to develop halon alternatives, and on FAA's 
    accelerated efforts to develop criteria for certification of 
    alternatives. FAA has participated in an extensive program to develop 
    criteria on which to evaluate possible alternatives. Thus, EPA believes 
    that the goal of coordinated federal effort is being pursued, and that 
    today's aviation-related exemptions from the ban on intentional halon 
    releases during testing will not set this effort back.
        (iv) Support for rulemaking. Many commenters expressed support for 
    the intent and motivation of the rule--to minimize halon emissions and 
    thereby reduce damage to the Earth's stratospheric ozone layer.
        (v) Certification of halon recycling and recovery equipment. Based 
    upon its experience with a program to promote the recovery of halons in 
    businesses, schools, and communities throughout the U.S. mid-Atlantic 
    area, an environmental group observed a need to require certification 
    of recycling and recovery equipment used in halon recovery. EPA also 
    recognizes the merit in considering a certification requirement as a 
    potentially important element of halon regulation, and is revising a 
    study on the merits of such a requirement. EPA will address this issue 
    in a separate action.
        (vi) Long-term halon policy. An environmental group urged the EPA, 
    in cooperation with the DoD halon bank, industry, environmental groups, 
    and the fire protection community, to develop a long-term management 
    plan for U.S. halon supplies. Such a plan, they commented, should 
    enable halon use in essential applications, or the safe destruction of 
    halon, while preventing further ozone depletion.
        EPA concurs with the need to consider long-term halon supply 
    situations, and to develop plans, in conjunction with industry, 
    environmental groups, the fire protection industry, and federal 
    agencies, such that the complete halon life cycle is properly managed. 
    This need has to a large extent been met through the successful 
    development and management of a domestic halon banking system, overseen 
    by the Halon Recovery Corporation (HRC), in addition to a military bank 
    operated by the Defense Logistics Agency. Furthermore, EPA routinely 
    participates in meetings with various stakeholders, formal and informal 
    research and information exchange among all parties, monitoring of key 
    research and development regarding halon destruction technologies, and 
    assistance, when appropriate, in research relating to federal 
    rulemaking.
        In recent years the regulation of halons and other ODSs has led to 
    economic incentives to conserve halon supplies and has driven the 
    community of halon users to minimize losses of this commodity. 
    Nevertheless, since the future dynamics of the halon market cannot be 
    known with certainty, today's rulemaking is a necessary strengthening 
    and codification of these environmentally friendly practices that have 
    become standard practice within the U.S. fire protection community.
    
    [[Page 11094]]
    
        (vii) Discussion of ``essential use'' concept. Two commenters, in 
    discussing the need for a broader set of exemptions from the ban on 
    intentional release during testing, specifically suggested applying the 
    ``critical use'' [sic] criteria, contained in Decision   IV/25 of the 
    Parties to the Montreal Protocol (``Parties''), as EPA's basis for 
    granting exemptions to the intentional release ban.
        Article 2 of the Protocol states that Parties may create exemptions 
    to the phaseout of an ODS for uses agreed by them to be ``essential.'' 
    Decision IV/25 contains the criteria to be applied in making 
    ``essential use'' determinations. The only uses deemed essential under 
    the Protocol to date are metered dose inhalers, the space shuttle and 
    Titan rocket, and certain laboratory uses. No use of halons (other than 
    laboratory use) has been approved as essential.
        Consequently, a more appropriate basis for an exemption from the 
    ban on intentional release during testing, as discussed above, requires 
    that (1) Systems or equipment employing suitable alternative fire 
    extinguishing agents are not available, (2) system or equipment testing 
    requiring release of extinguishing agent is essential to demonstrate 
    the functionality of the system or equipment, (3) failure of the system 
    or equipment would pose great risk to human safety or the environment, 
    and (4) a simulant agent cannot be used in place of the halon during 
    system or equipment testing for technical reasons.
        (viii) Simulant agents. Several commenters raised the subject of 
    simulant agents--less or non-ozone-depleting substances with similar 
    enough physical properties to allow them to be used as proxies for the 
    halon agent during fire suppression system testing. The research to 
    develop such simulants is promising, and some of these substances are 
    approaching acceptance for some of the applications mentioned in the 
    preceding paragraph. HFC-125, in particular, was identified in a major 
    Navy research program as an excellent halon simulant. One commenter 
    suggested that the exemption for aviation applications may delay the 
    adoption of simulants for use in aviation system testing. EPA 
    acknowledges that an exemption from the ban on intentional releases of 
    halons during testing for a class of halon applications, when a 
    suitable simulant is available, might counteract the regulatory 
    objective of this rule. However, in establishing the non-availability 
    of a suitable simulant as a condition for an exemption (see previous 
    section), EPA has avoided a delay in the adoption of simulants.
        (ix) Savannah River Halon Repository. The DOE states that the 
    proposed rule could have economically significant impacts on procedures 
    at its Savannah River halon repository. The rule, it was stated, could 
    ``require potential training, installation of release prevention 
    devices, loss of revenue from the sale of portable fire extinguishers, 
    additional costs for sending halon and equipment offsite for recovery, 
    recycling, and disposal, and additional record keeping costs.''
        With respect to the sale of portable fire extinguishers, as 
    clarified in this Supplementary Information to today's rule, EPA does 
    not ban the sale of pre-existing stores of halon blends such as those 
    in previously manufactured portable fire extinguishers. In addition, 
    this rule does not impose specific recordkeeping requirements. 
    Furthermore, as clarified above, no additional costs need be incurred 
    for off-site halon recovery if appropriate recovery procedures can be 
    performed on-site in a manner consistent with industry standards.
        With respect to training, installation of release prevention 
    devices, and other measures related to this rulemaking that might be 
    necessary at DOE's Savannah River halon repository, EPA concurs that 
    such measures could have economic impacts. However, EPA does not concur 
    that such impacts would result directly from this rule. The practices 
    codified in today's rule, as explained earlier, reflect practices 
    already currently widely adopted by industry. Moreover, responsible 
    management of halon stocks has been a Federal objective for 7 years. 
    Section 613 of the CAA, as discussed elsewhere, directs all Federal 
    agencies to promulgate regulations conforming their procurement 
    regulations to the provisions of Title VI (Stratospheric Protection) of 
    the CAA and to maximize the substitution of safe alternatives to ozone-
    depleting substances (ODS), both class I (encompassing halons) and 
    class II. Federal agencies have in response devoted considerable 
    resources to developing relevant regulations and guidance. In response 
    to the CAA, DOE, among other federal agencies, initiated programs to 
    accomplish optimal ODS management. The DOE in particular developed a 
    guidance document on this subject, ``Guidance on the DOE Facility 
    Phaseout of Ozone-Depleting Substances,'' published in October 1995. In 
    the section of this document devoted to fire suppression (pp. 10-12), 
    the DOE specifically recommends training programs to accomplish 
    essentially the same objective that today's training requirement is 
    designed to achieve (i.e., ``All Department Elements should take steps 
    to avoid inadvertent discharge of Halon systems and extinguishers 
    through timely maintenance of fire detection equipment, proper use of 
    recovery/recycling equipment, attention during servicing, and suitable 
    personnel training''). Therefore, EPA believes that today's rule does 
    not impose additional costs or burdens on the Savannah River site that 
    did not already exist.
        (x) Clarification of applicability of rule. One commenter suggested 
    that the language of Sec. 82.250(b), describing the applicability of 
    the rule, is too broad. The commenter stated that the applicability of 
    the rule should be strictly limited to equipment used to store and hold 
    halon, and not the entire fire suppression system including such 
    ancillary components as control panels. EPA does not concur with the 
    comment because Sec. 82.250(b) is meant to broadly identify the 
    possible universe of entities to which the rule applies. In later 
    sections of the rule that enumerate specific prohibitions and 
    provisions, the scope of applicability is much more strictly defined. 
    Since not all provisions of the rule apply to the same set of entities, 
    it is necessary in the ``Purpose and Scope'' section of this rule to 
    broadly encompass all affected populations.
        (xi) Lack of necessity for several major provisions of the rule. 
    Two commenters from an industry with well-known halon requirements 
    stated that some of the chief provisions of the proposed rule (e.g., 
    requirements for technician training, and for proper halon and halon-
    containing equipment disposal), were unnecessary because they were 
    already practiced at their companies; in fact, rather than provide 
    additional environmental benefit, it was argued in one case that the 
    rule would simply impose unnecessary record-keeping burdens.
        EPA concurs that technician training and proper halon and halon-
    containing equipment disposal is widely practiced throughout industry, 
    based on industry research conducted in developing this rule. 
    Nevertheless, EPA believes that it is necessary to codify these 
    practices in order to ensure their continued implementation should the 
    market conditions, currently conducive to halon emissions reduction and 
    halon recycling, change. Regarding the suggestion that this rule 
    imposes unnecessary record-keeping burdens, EPA points out that this 
    final rule does not establish any record-keeping requirements.
    
    [[Page 11095]]
    
    6. References
        Gann, R.G., editor, 1975. Halogenated Fire Suppressants. A 
    Symposium Hosted by the Southwest Research Institute, San Antonio, TX, 
    April 23-24, 1975. ACS Symposium Series 16, American Chemical Society, 
    Washington, D.C. 453 pp.
    
    IV. Summary of Changes From Proposed Rule
    
        In this final action, EPA is promulgating regulations relative to 
    halons under CAA section 608. Several additional exemptions and 
    clarifications have been made to provisions of this rule. Definitions 
    of halon, halon product, halon blend, and halon-containing equipment 
    have been added. In addition, de minimis releases have been discussed 
    in greater detail. Because the intent of the ban on the sale of halon 
    blends was to prevent the manufacture of new halon blends, the ban has 
    accordingly been revised to focus on manufacture, rather than on sale. 
    The time frame for implementing the training requirements has been 
    extended. Disposal requirements have been further clarified, with a 
    specific provision addressing equipment owners' responsibilities 
    regarding loss of halon due to equipment disrepair, and with 
    modifications to the definition of halon disposal. An exemption from 
    the ban on the new manufacture of halon blends has been added for 
    situations in which (1) the manufacturer or its designee is capable of 
    recycling the blend to the relevant industry standards for the chemical 
    purity of each individual halon, (2) the manufacturer includes in all 
    sales contracts for blends produced by it on or after April 6, 1998 the 
    provision that the blend must be returned to it or its designee for 
    recycling, and (3) the manufacturer or its designee in fact recycles 
    blends produced by the manufacturer on or after April 6, 1998 and 
    returned to it for recycling to the relevant industry standards for the 
    chemical purity of each individual halon. Finally, additional 
    exemptions have been provided for halon releases during testing of 
    halon fire and explosion protection systems when the application meets 
    a set of criteria enumerated in the rule.
    
    V. Administrative Requirements
    
    a. Executive Order 12866
    
        Under Executive Order 12866 (58 FR 51735, October 4, 1993), the 
    Agency must determine whether this proposed regulatory action is 
    ``significant'' and therefore subject to OMB review and the 
    requirements of the Executive Order. The Order defines ``significant 
    regulatory action'' as one that is likely to result in a rule that may:
        (1) Have an annual effect on the economy of $100 million or more, 
    or adversely affect in a material way the economy, a sector of the 
    economy, productivity, competition, jobs, the environment, public 
    health or safety, or State, local, or tribal governments or 
    communities;
        (2) Create a serious inconsistency or otherwise interfere with an 
    action taken or planned by another agency;
        (3) Materially alter the budgetary impact of entitlement, grants, 
    user fees, or loan programs or the rights and obligations of recipients 
    thereof; or
        (4) Raise novel legal or policy issues arising out of legal 
    mandates, the President's priorities, or the principles set forth in 
    the Executive Order.
        It has been determined by OMB and EPA that this action is not a 
    ``significant regulatory action'' under the terms of Executive Order 
    12866 and is therefore not subject to OMB review under the Executive 
    Order.
    
    b. Regulatory Flexibility
    
        EPA has determined that it is not necessary to prepare a regulatory 
    flexibility analysis in connection with this final rule. EPA has also 
    determined that this rule will not have a significant economic impact 
    on a substantial number of small entities.
        This final rule will not have a significant economic impact on a 
    substantial number of small entities for the following reasons. The 
    rule will not have a significant impact in the area of intentional 
    release because it closely models current industry standards for 
    prevention of intentional release of halon during repair, testing, and 
    disposal of halon-containing equipment, and during technician training. 
    The rule also will not have a significant impact in the areas of 
    technician training and disposal of halons and halon-containing 
    equipment because it closely models current industry standards, 
    including the practice of recovering halons for reuse or recycling. 
    Because the use of halon blends has already declined substantially, 
    there will not be a substantial number of entities affected by the 
    requirement to dispose of halon blends through recycling or 
    destruction. Because the market for halon blends is so small, and 
    because alternatives to halon blends are available for distribution and 
    sale, the ban on the manufacture of halon blends will not have a 
    significant impact on a substantial number of small entities. 
    Businesses that manufacture halon blends will be subject to the ban; 
    however, there will not be a significant impact on these businesses and 
    these businesses are not substantial in number. One of the two U.S. 
    manufacturers of halon blends of which EPA is aware has stated that the 
    ban on halon blends will minimally impact the business' profitability; 
    and the other manufacturer will be exempted from the ban providing that 
    its product will be adequately recycled and thus pose no environmental 
    risk.
    
    c. Unfunded Mandates Act
    
        Section 202 of the Unfunded Mandates Reform Act of 1995 (``Unfunded 
    Mandates Act'') (signed into law on March 22, 1995) requires that the 
    Agency prepare a budgetary impact statement before promulgating a rule 
    that includes a Federal mandate that may result in expenditure by 
    State, local, and tribal governments, in aggregate, or by the private 
    sector, of $100 million or more in any one year. Section 203 requires 
    the Agency to establish a plan for obtaining input from and informing, 
    educating, and advising any small governments that may be significantly 
    or uniquely affected by the rule. Section 204 requires the Agency to 
    develop a process to allow elected state, local, and tribal government 
    officials to provide input in the development of any action containing 
    a significant Federal intergovernmental mandate. Under section 205 of 
    the Unfunded Mandates Act, the Agency must identify and consider a 
    reasonable number of regulatory alternatives before promulgating a rule 
    for which a budgetary impact statement must be prepared. The Agency 
    must select from those alternatives the least costly, most cost-
    effective, or least burdensome alternative that achieves the objectives 
    of the rule, unless the Agency explains why this alternative is not 
    selected or the selection of this alternative is inconsistent with law.
        Because this final rule is estimated to result in the expenditure 
    by State, local, and tribal governments or the private sector of less 
    than $100 million in any one year, the Agency has not prepared a 
    budgetary impact statement or specifically addressed the selection of 
    the least costly, most cost-effective, or least burdensome alternative. 
    Because small governments will not be significantly or uniquely 
    affected by this proposed rule, the Agency is not required to develop a 
    plan with regard to small governments. Finally, because this rule does 
    not contain a significant intergovernmental mandate, the Agency is not 
    required to develop a process to obtain input from elected state, 
    local, and tribal officials.
    
    [[Page 11096]]
    
    d. Paperwork Reduction Act
    
        This action requires no information collection subject to the 
    Paperwork Reduction Act, 44 U.S.C. 3501 et seq., and therefore no 
    information collection request will be submitted to OMB for review.
    
    e. Submission to Congress and the Comptroller General
    
        The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the 
    Small Business Regulatory Enforcement Fairness Act of 1996, generally 
    provides that before a rule may take effect, the agency promulgating 
    the rule must submit a rule report, which includes a copy of the rule, 
    to each House of the Congress and to the Comptroller General of the 
    United States. EPA will submit a report containing this rule and other 
    required information to the U.S. Senate, the U.S. House of 
    Representatives, and the Comptroller General of the United States prior 
    to publication of the rule in the Federal Register. This rule is not a 
    ``major rule'' as defined by 5 U.S.C. 804(2).
    
    f. Executive Order 12875
    
        Today's action does not impose any unfunded mandate upon any State, 
    local, or tribal government; therefore, Executive Order 12875 does not 
    apply to this rulemaking.
    
    g. National Technology Transfer and Advancement Act
    
        The National Technology Transfer and Advancement Act of 1995 
    (NTTAA), Sec. 12(d), Pub. L. 104-113, requires federal agencies and 
    departments to use technical standards that are developed or adopted by 
    voluntary consensus standards bodies, using such technical standards as 
    a means to carry out policy objectives or activities determined by the 
    agencies and departments. If use of such technical standards is 
    inconsistent with applicable law or otherwise impractical, a federal 
    agency or department may elect to use technical standards that are not 
    developed or adopted by voluntary consensus standards bodies if the 
    head of the agency or department transmits to the Office of Management 
    and Budget an explanation of the reasons for using such standards.
        This final rule does not mandate the use of any technical 
    standards; accordingly, the NTTAA does not apply to this rule.
    
    List of Subjects in 40 CFR Part 82
    
        Environmental protection, Administrative practice and procedure, 
    Air pollution control.
    
        Dated: February 27, 1998.
    Carol Browner,
    Administrator.
        40 CFR part 82 is amended as follows:
    
    PART 82--PROTECTION OF STRATOSPHERIC OZONE
    
        1. The authority citation for part 82 continues to read as follows:
    
        Authority: 42 U.S.C. 7414, 7601, 7671-7671q.
    
        2. Part 82 is amended by adding subpart H consisting of 
    Secs. 82.250, 82.260 and 82.270 to read as follows:
    
    Subpart H--Halon Emissions Reduction
    
    Sec.
    82.250  Purpose and scope.
    82.260  Definitions.
    82.270  Prohibitions
    
    Subpart H--Halon Emissions Reduction
    
    
    Sec. 82.250.  Purpose and scope.
    
        (a) The purpose of this subpart is to reduce the emissions of halon 
    in accordance with section 608 of the Clean Air Act by banning the 
    manufacture of halon blends; banning the intentional release of halons 
    during repair, testing, and disposal of equipment containing halons and 
    during technician training; requiring organizations that employ 
    technicians to provide emissions reduction training; and requiring 
    proper disposal of halons and equipment containing halons.
        (b) This subpart applies to any person testing, servicing, 
    maintaining, repairing or disposing of equipment that contains halons 
    or using such equipment during technician training. This subpart also 
    applies to any person disposing of halons; to manufacturers of halon 
    blends; and to organizations that employ technicians who service halon-
    containing equipment.
    
    
    Sec. 82.260  Definitions.
    
        Halon-containing equipment means equipment used to store, transfer, 
    and/or disperse halon.
        Disposal of halon means the process leading to and including 
    discarding of halon from halon-containing equipment.
        Disposal of halon-containing equipment means the process leading to 
    and including:
        (1) The discharge, deposit, dumping or placing of any discarded 
    halon-containing equipment into or on any land or water;
        (2) The disassembly of any halon-containing equipment for 
    discharge, deposit, or dumping or placing of its discarded component 
    parts into or on any land or water; or
        (3) The disassembly of any halon-containing equipment for reuse of 
    its component parts.
        Halon means any of the Class I, Group II substances listed in 
    subpart A, Appendix A of 40 CFR Part 82. This group consists of the 
    three halogenated hydrocarbons known as Halon 1211, Halon 1301, and 
    Halon 2402, and all isomers of these chemicals.
        Halon product means any mixture or combination of substances that 
    contains only one halon (e.g., Halon 1301 plus dinitrogen gas 
    (N2))
        Halon blend means any mixture or combination of substances that 
    contains two or more halons.
        Manufacturer means any person engaged in the direct manufacture of 
    halon, halon blends or halon-containing equipment.
        Person means any individual or legal entity, including an 
    individual, corporation, partnership, association, state, municipality, 
    political subdivision of a state, Indian tribe, and any agency, 
    department, or instrumentality of the United States, and any officer, 
    agent, or employee thereof.
        Technician means any person who performs testing, maintenance, 
    service, or repair that could reasonably be expected to release halons 
    from equipment into the atmosphere. Technician also means any person 
    who performs disposal of equipment that could reasonably be expected to 
    release halons from the equipment into the atmosphere. Technician 
    includes but is not limited to installers, contractor employees, in-
    house service personnel, and in some cases, owners.
    
    
    Sec. 82.270  Prohibitions.
    
        (a) Effective April 6, 1998 no person may newly manufacture any 
    halon blend. Halon blends manufactured solely for the purpose of 
    aviation fire protection are not subject to this prohibition, provided 
    that:
        (1) The manufacturer or its designee is capable of recycling the 
    blend to the relevant industry standards for the chemical purity of 
    each individual halon;
        (2) The manufacturer includes in all sales contracts for blends 
    produced by it on or after April 6, 1998 the provision that the blend 
    must be returned to it or its designee for recycling; and
        (3) The manufacturer or its designee in fact recycles blends 
    produced by the manufacturer on or after April 6, 1998 and returned to 
    it for recycling to the relevant industry standards for the chemical 
    purity of each individual halon.
    
    [[Page 11097]]
    
        (b) Effective April 6, 1998, no person testing, maintaining, 
    servicing, repairing, or disposing of halon-containing equipment or 
    using such equipment for technician training may knowingly vent or 
    otherwise release into the environment any halons used in such 
    equipment.
        (1) De minimis releases associated with good faith attempts to 
    recycle or recover halon are not subject to this prohibition.
        (2) Release of residual halon contained in fully discharged total 
    flooding fire extinguishing systems would be considered a de minimis 
    release associated with good faith attempts to recycle or recover 
    halon.
        (3) Release of halons during testing of fire extinguishing systems 
    is not subject to this prohibition if the following four conditions are 
    met:
        (i) Systems or equipment employing suitable alternative fire 
    extinguishing agents are not available;
        (ii) System or equipment testing requiring release of extinguishing 
    agent is essential to demonstrate system or equipment functionality;
        (iii) Failure of the system or equipment would pose great risk to 
    human safety or the environment; and
        (iv) A simulant agent cannot be used in place of the halon during 
    system or equipment testing for technical reasons.
        (4) Releases of halons associated with research and development of 
    halon alternatives, and releases of halons necessary during analytical 
    determination of halon purity using established laboratory practices 
    are exempt from this prohibition.
        (5) This prohibition does not apply to qualification and 
    development testing during the design and development process of halon-
    containing systems or equipment when such tests are essential to 
    demonstrate system or equipment functionality and when a suitable 
    simulant agent can not be used in place of the halon for technical 
    reasons.
        (6) This prohibition does not apply to the emergency release of 
    halons for the legitimate purpose of fire extinguishing, explosion 
    inertion, or other emergency applications for which the equipment or 
    systems were designed.
        (c) Effective April 6, 1998, organizations that employ technicians 
    who test, maintain, service, repair or dispose of halon-containing 
    equipment shall take appropriate steps to ensure that technicians hired 
    on or before April 6, 1998 will be trained regarding halon emissions 
    reduction by September 1, 1998. Technicians hired after April 6, 1998 
    shall be trained regarding halon emissions reduction within 30 days of 
    hiring, or by September 1, 1998, whichever is later.
        (d) Effective April 6, 1998, no person shall dispose of halon-
    containing equipment except by sending it for halon recovery to a 
    manufacturer operating in accordance with NFPA 10 and NFPA 12A 
    standards, a fire equipment dealer operating in accordance with NFPA 10 
    and NFPA 12A standards or a recycler operating in accordance with NFPA 
    10 and NFPA 12A standards. This provision does not apply to ancillary 
    system devices such as electrical detection control components which 
    are not necessary to the safe and secure containment of the halon 
    within the equipment, to fully discharged total flooding systems, or to 
    equipment containing only de minimis quantities of halons.
        (e) Effective April 6, 1998, no person shall dispose of halon 
    except by sending it for recycling to a recycler operating in 
    accordance with NFPA 10 and NFPA 12A standards, or by arranging for its 
    destruction using one of the following controlled processes:
        (1) Liquid injection incineration;
        (2) Reactor cracking;
        (3) Faseous/fume oxidation;
        (4) Rotary kiln incineration;
        (5) Cement kiln;
        (6) Radiofrequency plasma destruction; or
        (7) An EPA-approved destruction technology that achieves a 
    destruction efficiency of 98% or greater.
        (f) Effective April 6, 1998, no owner of halon-containing equipment 
    shall allow halon release to occur as a result of failure to maintain 
    such equipment.
    [FR Doc. 98-5720 Filed 3-4-98; 8:45 am]
    BILLING CODE 6560-50-P
    
    
    

Document Information

Effective Date:
4/6/1998
Published:
03/05/1998
Department:
Environmental Protection Agency
Entry Type:
Rule
Action:
Final rule.
Document Number:
98-5720
Dates:
April 6, 1998.
Pages:
11084-11097 (14 pages)
Docket Numbers:
FRL-5974-1
RINs:
2060-AH44: Ban the Sale of Halon Blends and the Intentional Release of Halons During Testing and Training
RIN Links:
https://www.federalregister.gov/regulations/2060-AH44/ban-the-sale-of-halon-blends-and-the-intentional-release-of-halons-during-testing-and-training
PDF File:
98-5720.pdf
Supporting Documents:
» Legacy Index for Docket A-98-02
» Protection of Stratospheric Ozone: Manufacture of Halon Blends, Intentional Release of Halon, Technician Training and Disposal of Halon and Halon-Containing Equipment
» Protection of Stratospheric Ozone: Sale of Halon Blends, Intentional Release of Halon, Technician Training and Disposal of Halon and Halon Containing Equipment [A-98-02-III-A-1]
CFR: (6)
40 CFR 82.270(d)
40 CFR 82.270(f)
40 CFR 5(viii))
40 CFR 82.250
40 CFR 82.260
More ...