96-7834. Medical Devices; Premarket Notification (510(k)) Guidance Document for Contact Lens Care Products; Draft; Availability  

  • [Federal Register Volume 61, Number 63 (Monday, April 1, 1996)]
    [Notices]
    [Pages 14330-14331]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-7834]
    
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    [Docket No. 95D-0399]
    
    
    Medical Devices; Premarket Notification (510(k)) Guidance 
    Document for Contact Lens Care Products; Draft; Availability
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Notice.
    
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    SUMMARY: The Food and Drug Administration (FDA) is announcing the 
    availability of a draft guidance entitled ``Premarket Notification 
    (510(k)) Guidance Document for Contact Lens Care Products.'' The draft 
    guidance accompanies a proposed rule to reclassify rigid gas permeable 
    contact lens solution; soft (hydrophilic) contact lens solution; and 
    contact lens heat disinfecting units from class III (premarket 
    approval) to class II (special controls), which appears elsewhere in 
    this issue of the Federal Register. The draft guidance sets forth the 
    tests FDA's Center for Devices and Radiological Health (CDRH) believes 
    necessary to provide reasonable assurance of the safety and 
    effectiveness of these devices. The draft guidance also sets forth the 
    evidence that FDA believes should be submitted to demonstrate the 
    substantial equivalence of new contact lens care products to contact 
    lens care products already marketed.
    
    DATES: Submit written comments by May 31, 1996.
    
    ADDRESSES: Submit written requests for single copies of the draft 
    guidance entitled ``Premarket Notification (510(k)) Guidance Document 
    for Contact Lens Care Products'' to the Division of Small Manufacturers 
    Assistance (HFZ-22O), CDRH, Food and Drug Administration, 1350 Piccard 
    Dr., Rockville, MD 20850, 301-443-6597 (outside MD 1-800-638-2041). 
    Send two self-addressed adhesive labels to assist the office in 
    processing your requests. Submit written comments on the draft guidance 
    to the Dockets Management Branch (HFA-305), Food and Drug 
    Administration, 12420 Parklawn Dr., rm. 1-23, Rockville, MD 20857. 
    Requests and comments should be identified with the docket number found 
    in brackets in the heading of this document. The draft guidance and 
    received comments are available for public examination in the Dockets 
    Management Branch (address above) between 9 a.m. and 4 p.m., Monday 
    through Friday.
    
    FOR FURTHER INFORMATION CONTACT: David M. Whipple, Center for Devices 
    and Radiological Health (HFZ-460), Food and Drug Administration, 9200 
    Corporate Blvd., Rockville, MD 20850, 301-594-2205.
    
    SUPPLEMENTARY INFORMATION:
    
    I. The Statutory Requirements
    
        The Safe Medical Devices Act (the SMDA) (Pub. L. 101-629), which 
    amended the medical device provisions of the Federal Food, Drug, and 
    Cosmetic Act (the act) (21 U.S.C. 321 et. seq.), contains specific 
    provisions on transitional devices (i.e., those devices regulated as 
    new drugs before the Medical Device Amendments of 1976 (Pub. L. 94-295) 
    became law). See section 520(l) of the act (21 U.S.C. 360j(l)). In 
    1976, Congress classified all transitional products, including rigid 
    gas permeable contact lens solutions; soft (hydrophilic) contact lens 
    solutions; and contact lens heat disinfecting units into class III 
    (premarket approval). The legislative history of the SMDA reflects 
    congressional concern that many transitional devices were being 
    overregulated in class III. H. Rept. 808, 101st Cong., 2d sess. 26-27 
    (1990); S. Rept. 513, 101st Cong., 2d sess. 26-27 (1990). Congress 
    amended section 520(l) of the act to direct FDA to collect certain 
    safety and effectiveness information from the manufacturers of 
    transitional devices and review the classification of those 
    transitional devices that still remained in class III to determine if 
    the devices should be reclassified into class II (special controls) or 
    class I (general controls).
        Under section 520(l)(5)(B) of the act, FDA was to publish 
    regulations by December 1, 1992, either leaving the transitional class 
    III devices in class III or revising their classification down to class 
    I or class II. However, as permitted by section 520(l)(5)(C) of the 
    act, in the Federal Register of November 30, 1992 (57 FR 56586), the 
    agency published a notice extending the period for issuing such 
    regulations until December 1, 1993. Due to limited resources, FDA was 
    unable to publish regulations before the December 1, 1993 deadline. 
    Nevertheless, elsewhere in this issue of the Federal Register, FDA is 
    proposing to reclassify from class III (premarket approval) to class II 
    (special controls) all transitional contact lens care products. In 
    conjunction with the proposed
    
    [[Page 14331]]
    reclassification, FDA is announcing the availability of the draft 
    guidance for premarket notification for the proposed reclassified 
    contact lens care products entitled ``Premarket Notification (510(k)) 
    Guidance Document for Contact Lens Care Products.''
    
    II. The Draft Guidance
    
        The draft guidance sets forth the testing that FDA believes ensures 
    the continued safety and effectiveness of transitional contact lens 
    care products. It also provides comprehensive directions to enable a 
    manufacturer of a contact lens care product to submit a 510(k) 
    premarket notification demonstrating substantial equivalence of the 
    device to a legally marketed contact lens care product (predicate 
    device). Information on the battery of preclinical testing that may 
    demonstrate substantial equivalence is included in the guidance. If the 
    results of preclinical testing demonstrate that the device will have 
    new characteristics, clinical performance data may be needed to 
    establish substantial equivalence. If clinical performance data are 
    needed, the guidance document provides suggested methodologies (e.g., 
    size and scope of the study) to be included in the investigational 
    protocol.
        The draft guidance also outlines the types of manufacturing and 
    chemistry, toxicology, and microbiology testing that should be 
    completed for each device, and a summary of the basic requirements and 
    suggested methods for meeting these preclinical requirements. Other 
    elements of the draft guidance include: (1) General information on the 
    regulations and requirements for labeling contact lens care products; 
    (2) information about 510(k) requirements relating to modifying a 
    marketed contact lens care product; and (3) guidance for submitting a 
    510(k) for contact lens cases and contact lens accessories (i.e., 
    mechanical cleaning aids and accessory cleaning pads).
        In the event that clinical trials are necessary, FDA emphasizes 
    that manufacturers must conduct the trials in accordance with the 
    investigational device exemption regulations in 21 CFR part 812. At 
    this time, FDA considers clinical studies of most contact lens care 
    products to be nonsignificant risk investigations. For nonsignificant 
    risk investigations, approval of an institutional review board (IRB) is 
    necessary before initiating a clinical study, and an investigational 
    plan and informed consent document must be presented to an IRB for 
    review and approval. Prior FDA approval is not required. However, FDA 
    considers most clinical studies of solutions that contain new active 
    ingredients for ophthalmic use and are intended for use directly in the 
    eye to be significant risk investigations that would require both IRB 
    and FDA review and approval.
        This draft guidance will be discussed at a future meeting of the 
    Ophthalmic Devices Panel of the Medical Devices Advisory Committee. The 
    date, time, and place of this meeting will be announced in a future 
    issue of the Federal Register.
    
    III. Significance of a Guidance
    
        In the past, guidances have generally been issued under 
    Sec. 10.90(b) (21 CFR 10.90(b)), which provides for the use of 
    guidances to state procedures or standards of general applicability 
    that are not legal requirements, but that are acceptable to FDA. The 
    agency is now in the process of revising Sec. 10.90(b). Therefore, this 
    draft guidance is not being issued under the authority of 
    Sec. 10.90(b). Although this guidance does not create or confer any 
    rights on any person, and does not operate to bind FDA in any way, it 
    does represent FDA's current thinking on the tests the agency believes 
    necessary to provide reasonable assurance of the safety and 
    effectiveness of transitional contact lens care products.
    
    IV. Requests for Comments
    
        Interested persons may, on or before May 31, 1996, submit to the 
    Dockets Management Branch (address above) written comments regarding 
    the draft guidance. Two copies of any comments are to be submitted, 
    except that individuals may submit one copy. Comments are to be 
    identified with the docket number found in brackets in the heading of 
    this document. Received comments may be seen in the office above 
    between 9 a.m. and 4 p.m., Monday through Friday. Received comments 
    will be considered in determining whether to amend the current draft 
    guidance.
    
        Dated: March 18, 1996.
    Joseph A. Levitt,
    Deputy Director for Regulations Policy, Center for Devices and 
    Radiological Health.
    [FR Doc. 96-7834 Filed 3-29-96; 8:45 am]
    BILLING CODE 4160-01-F
    
    

Document Information

Published:
04/01/1996
Department:
Health and Human Services Department
Entry Type:
Notice
Action:
Notice.
Document Number:
96-7834
Dates:
Submit written comments by May 31, 1996.
Pages:
14330-14331 (2 pages)
Docket Numbers:
Docket No. 95D-0399
PDF File:
96-7834.pdf