2019-06180. Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Capital Acquisition Broker (“CAB”) Rules Governing Qualification, Registration ...  

Document Information

Published:
04/01/2019
Department:
Securities and Exchange Commission
EntryType:
Notice
Document Number:
2019-06180
Pages:
12311-12316 (6 pages)
Docket Numbers:
Release No. 34-85413, File No. SR-FINRA-2019-006
SectionNoes:
PDF File:
2019-06180.pdf