94-8544. Notice of Funding Availability for Housing Opportunities for Persons with AIDS  

  • [Federal Register Volume 59, Number 69 (Monday, April 11, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-8544]
    
    
    [[Page Unknown]]
    
    [Federal Register: April 11, 1994]
    
    
    _______________________________________________________________________
    
    Part IX
    
    
    
    
    
    Department of Housing and Urban Development
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Office of Assistant Secretary for Community Planning and Development
    
    
    
    _______________________________________________________________________
    
    
    
    Funding Availability for Housing Opportunities for Persons with AIDS; 
    Notice
    DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
    
    Office of Assistant Secretary for Community Planning and Development
    [Docket No. N-94-3734; FR-3581-N-01]
    
     
    
    Notice of Funding Availability for Housing Opportunities for 
    Persons with AIDS
    
    AGENCY: Office of the Assistant Secretary for Community Planning and 
    Development, HUD.
    
    ACTION: Notice of funding availability (NOFA).
    
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    SUMMARY: This Notice announces the availability of $25,600,000 in funds 
    to be allocated by competition for housing assistance and supportive 
    services under the Housing Opportunities for Persons with AIDS (HOPWA) 
    program. The funds available under this NOFA will be used to fund 
    projects for low-income persons with HIV/AIDS and their families under 
    two categories of assistance: (1) Grants for special projects of 
    national significance which, due to their innovative nature or their 
    potential for replication, are likely to serve as effective models in 
    addressing the needs of eligible persons; and (2) grants for projects 
    which are part of long-term comprehensive strategies for providing 
    housing and related services for eligible persons.
        The NOFA contains information concerning eligible applicants, the 
    funding available, program goals and measurable objectives, the 
    application package, its processing, and selection of applications. The 
    regulations for the HOPWA program are found at 24 CFR part 574. A Final 
    Rule for this program, amending 24 CFR part 574, is published elsewhere 
    in today's Federal Register. The funds made available under this NOFA 
    are subject to the requirements of that Final Rule. Application 
    packages will contain a copy of the Final Rule.
    
    DATES: Applications for HOPWA assistance must be received by 6 p.m. 
    Eastern time on May 26, 1994. Conditionally selected applicants will be 
    notified by HUD of their selection and may be required to submit 
    additional information within two months of the date of their 
    notification from HUD.
    
    FOR A COPY OF APPLICATION PACKAGES CONTACT: A HUD Field Office listed 
    in the appendix to this NOFA.
    
    ADDRESSES: The original application must be sent to the following: U.S. 
    Department of Housing and Urban Development, Office of Special Needs 
    Assistance Programs, 451 Seventh Street, SW., room 7262, Washington, DC 
    20410-7000, Attention: HOPWA Competition. A copy must also be sent to 
    the HUD Field Office serving the area in which the applicant's project 
    is located. A list of field offices appears at the end of this NOFA. 
    This copy must be received by the application deadline as well, but a 
    determination that an application was received on time will be made 
    solely on receipt of the original application at the Office of Special 
    Needs Assistance Programs. The Department will not accept any 
    application sent by FAX.
    
    FOR FURTHER INFORMATION CONTACT: The HUD Field Office for the area in 
    which the proposed project is located. Telephone numbers are included 
    in the list of Field Offices set forth in the appendix to this NOFA.
    
            Eligible Applicants and Schedule of Competitions in 1994        
    ------------------------------------------------------------------------
                                                  Projects which are part of
                            Special projects of     long-term comprehensive 
          Category         national significance   strategies for providing 
                                                      housing and related   
                                                           services         
    ------------------------------------------------------------------------
    Eligible applicants..  States, local          States and local          
                            governments,           governments in areas not 
                            nonprofit              qualifying for formula   
                            organizations.         allocations.             
    Approximate funding..  $12.8 million........  $12.8 million.            
    Applications due to    [insert date] 6 p.m.   [insert date] 6 p.m.      
     HUD headquarters in    eastern time.          eastern time.            
            Washington.                                                     
     Applications to be    Original to HUD        Original to HUD           
               sent to.     headquarters and one   headquarters and one copy
                            copy to the local      to the local field       
                            field office.          office.                  
    ------------------------------------------------------------------------
    
    SUPPLEMENTARY INFORMATION:
    
    Paperwork Reduction Act Statement
    
        The information collection requirements for the HOPWA program have 
    been approved under the Paperwork Reduction Act of 1980 by the Office 
    of Management and Budget (OMB), and have been assigned OMB control 
    number 2506-0133 (exp. 2/28/97).
    
    I. Purpose and Substantive Description
    
    (a) Purpose
    
        The funds available under this NOFA will be used to fund projects 
    for low-income persons with HIV/AIDS and their families under two 
    categories of assistance: (1) Grants for special projects of national 
    significance which, due to their innovative nature or their potential 
    for replication, are likely to serve as effective models in addressing 
    the needs of eligible persons; and (2) grants for projects which are 
    part of long-term comprehensive strategies for providing housing and 
    related services for eligible persons.
    
    (b) Authority
    
        The assistance made available under this NOFA is authorized by the 
    AIDS Housing Opportunity Act (42 U.S.C. 12901), as amended by the 
    Housing and Community Development Act of 1992 (Pub. L. 102-550, 
    approved October 28, 1992) and was appropriated by the HUD 
    Appropriations Act of 1993 (Pub. L. 102-389, approved October 6, 1992) 
    and by the HUD Appropriations Act of 1994 (Pub. L. 103-124, approved 
    October 28, 1993). The regulations for HOPWA are found at 24 CFR part 
    574.
    
     (c) Eligibility
    
        (1) All States and units of general local government, regardless of 
    whether they qualify for a HOPWA formula allocation, and nonprofit 
    organizations may apply for grants for special projects of national 
    significance. (2) All States and units of general local government may 
    apply for grants for projects under the second category of grants, 
    except for: (A) any State that was eligible to receive a formula award 
    in both fiscal year 1993 and fiscal year 1994; and (B) any unit of 
    general local government that was located in a metropolitan area or 
    State that was eligible to receive a formula award in both fiscal year 
    1993 and fiscal year 1994. Nonprofit organizations are not eligible to 
    apply for the second category of grants.
        A State that was eligible to receive a formula allocation in only 
    one of the two fiscal years may apply for the second category of 
    grants. Similarly, a unit of general local government that was located 
    in a metropolitan area or State that was eligible to receive a formula 
    allocation in only one of the two fiscal years may also apply for this 
    category of grants. The Department is using this procedure in order to 
    make available funds to jurisdictions that would have been eligible to 
    apply if the Department had issued a separate NOFA for each fiscal 
    year.
    
    (d) Allocation Amounts
    
        Of the $25,600,000 being made available by this NOFA, $12,800,000 
    is being made available for special projects of national significance 
    proposed by States, units of general local government, or nonprofit 
    organizations. The remaining $12,800,000 is being made available for 
    projects which are part of long-term comprehensive strategies for 
    providing housing and related services for eligible persons that are 
    submitted by States or units of general local government in areas that 
    did not qualify for HOPWA formula allocations.
        The maximum amount that an applicant may receive is $1,000,000 to 
    be expended within three years following the date of the signing of a 
    grant agreement. HUD reserves the right, however, to make reductions in 
    the amounts requested and, if there are too few approvable applications 
    in one category, to transfer funds from that category of assistance to 
    the other.
    
    (e) Program Goals and Measurable Objectives
    
        Applicants under this NOFA are asked to establish measurable 
    objectives related to the two overall goals of the HOPWA competitive 
    program. These goals are: (1) maximizing independent living--continuum 
    of care; and (2) maximizing self-determination.
        Applicants for HOPWA assistance under this NOFA should emphasize 
    the connection between housing assistance and appropriate supportive 
    services in designing their programs. As stated by the National 
    Commission on AIDS in Housing and the HIV/AIDS Epidemic (issued in June 
    1992) there is ``frequently desperate need for safe shelter that 
    provides not only protection and comfort, but also a base in which and 
    from which to receive services, care and support.''
    
    (f) Goal 1: Maximizing Independent Living--Continuum of Care
    
        This goal refers to assisting persons with HIV/AIDS to avoid, to 
    the maximum extent possible, institutional living and the expense of 
    hospitalization by increasing the availability of housing alternatives 
    providing varying levels of care. The goal recognizes that the economic 
    burdens imposed by diseases related to AIDS can lead to homelessness 
    and institutional living if assistance is not available to help persons 
    with AIDS remain in their homes, with homecare as necessary, or move to 
    community residences offering more intensive care in a non-
    institutional setting. This goal also recognizes that periods of 
    hospitalization can be unnecessarily prolonged if housing and health 
    care alternatives are not available.
        Consistent with the goal, proposals under this NOFA should be 
    designed to increase the availability of non-institutional housing 
    alternatives. Because a single program funded under this NOFA cannot be 
    expected by itself to address the range of needed housing alternatives, 
    the proposed programs should be linked with other programs, to the 
    maximum extent possible, to form networks that can respond to the needs 
    of persons with HIV/AIDS and their families as those needs change over 
    time. This is necessary to achieve a continuum of care approach for 
    this population.
    
    (g) Goal 2: Maximizing Self-Determination
    
        This goal refers to the opportunities provided to participants to 
    influence program decisions that affect their lives. That influence may 
    result from the participant's involvement in developing his or her 
    individualized plan for housing assistance and supportive services. It 
    may be reflected in opportunities for participants to offer advice 
    regarding planned renovations to a community residence for persons with 
    HIV/AIDS. It could be shown in the extent that participants are free to 
    select legal, therapeutic and other types of personal assistance, and 
    by opportunities to choose the types of educational, employment 
    assistance, social, and volunteer activities made available through the 
    program. This goal may also be achieved through client participation in 
    advisory group meetings, such as residential councils, in efforts to 
    evaluate and improve program procedures, and through other means of 
    client expression within the program.
    
    (h) Measurable Objectives
    
        For each of the two program goals, a higher quality application 
    will provide specific measurable objectives. While the presence of 
    specific measurable objectives will be a positive factor in application 
    rating, HUD will not consider the level of expectation described for 
    each objective. An application that sets 85% for an objective is not 
    necessarily ``better'' than one that sets 25% as a realistic numerical 
    objective and will not receive a higher rating due to the greater 
    numerical target for achievement. Once a program is operating, the 
    objectives become tools for monitoring the results that are being 
    accomplished.
    (1) Examples of measurable objectives for Goal 1
        The following are examples of measurable objectives for Goal 1: 
    Maximizing independent living--continuum of care:
        ``X'' persons with HIV/AIDS will be receiving rental assistance in 
    the apartments in which they are currently living, with access to home 
    health care and homemaker/chore services within ``X'' months.
        ``X'' units in a community residence providing intensive care will 
    become available within ``X'' months through the acquisition and 
    renovation of a small apartment building.
        ``X'' persons with HIV/AIDS currently living in emergency shelters 
    will move within ``X'' months to scattered-site apartments with rental 
    assistance and access to services.
    (2) Examples of measurable objectives for Goal 2
        The following are examples of measurable objectives for Goal 2: 
    maximizing self-determination for participants:
        ``X'' percent of participants will be made aware of available care 
    providers in their community and will choose their home health care 
    provider within one month of entering the program;
        ``X'' percent of a community resident's clients will choose to 
    attend a weekly resident advisory meeting that is held at least once a 
    month;
        ``X'' percent of the residents of the city's group homes for 
    persons with HIV/AIDS will participate each year in completing a survey 
    that evaluates the residential program.
    
    II. Application Selection Process
    
    (a) Review
    
        Applications will be reviewed to ensure that they meet the 
    following:
        (1) Applicant eligibility. The applicant and project sponsor(s), if 
    any, are eligible to apply for the specific program;
        (2) Eligible population to be served. The persons proposed to be 
    served are eligible persons;
        (3) Eligible activities. The proposed activities are eligible for 
    assistance under the program; and
        (4) Other requirements. The applicant is currently in compliance 
    with the Federal requirements contained in Subpart G--Other Federal 
    requirements of the Interim Rule.
    
    (b) Rating
    
        Applications under each category of grant will be rated in a 
    separate competition in two steps. To rate applications, the Department 
    may establish a panel including persons not currently employed by HUD 
    to obtain outside points of view, including views from other Federal 
    agencies.
    
    (c) Step One Rating of Applications
    
    (1) Procedure
        Applications will first be rated based on the criteria listed below 
    in paragraph (2), with a maximum of 100 points awarded at the first 
    step. After rating, applications will be ranked from highest point 
    score to lowest. A line will then be drawn at that point in the ranking 
    at which program funds will be exhausted plus an additional percentage. 
    Applications above the line will then move to the second step of the 
    selection process. (HUD reserves the right to include other 
    applications in the second step review if necessary to help achieve 
    geographic diversity so that at least one application from each HUD 
    region is reviewed in the second step.)
    (2) First Step Rating Criteria
        Applications under both categories of grant will be rated on the 
    following criteria:
        (A) Applicant capacity (30 points). HUD will award up to 30 points 
    based on the ability of the applicant and, if applicable, any project 
    sponsor(s) to develop and operate the proposed program. With regard to 
    both the applicant and the project sponsor(s), HUD will consider: (a) 
    Past experience in serving persons with AIDS or related diseases and 
    their families or past experience in programs similar to those proposed 
    in the application; (b) in relation to a housing assistance activity 
    proposed in the application using HOPWA or other funds, experience in 
    acquiring, constructing, rehabilitating, leasing and/or operating a 
    housing facility, or operating a rental assistance program; (c) 
    experience in undertaking or managing activities related to providing 
    supportive services; and (d) experience in monitoring and evaluating 
    program performance.
        As applicable, the rating under this criterion will also consider 
    prior performance with any HUD-administered programs, including any 
    serious, outstanding audit or monitoring findings that directly affect 
    the proposed project.
        (B) Need for the project in the area to be served (30 points). HUD 
    will award up to 30 points based on the extent to which applicants 
    demonstrate the need for the project in the area to be served, 
    including: (a) The relative numbers of AIDS cases and per capita AIDS 
    incidence, as shown by reliable data from surveys, the Comprehensive 
    Housing Affordability Strategy (CHAS), or other reports or data-
    gathering mechanisms that support the information provided; and (b) the 
    housing and related service needs of eligible persons in the community;
        (C) Appropriateness of housing and supportive services (30 points). 
    HUD will award up to 30 points based on the extent to which a plan for 
    undertaking and managing the proposed activities: (a) Has measurable 
    objectives for each of the two overall program goals of: (i) maximizing 
    independent living--continuum of care; and (ii) maximizing self-
    determination; (b) proposes housing assistance and services which 
    respond to the changing needs of participants, including assessing the 
    specific needs of individual participants, offering a personalized 
    response to those needs which maximizes opportunities for independent 
    living, and in the case of a family, accommodating the needs of 
    families; and (c) provides for monitoring and the evaluation of the 
    assistance and the quality of the housing environment provided to 
    participants.
        (D) Extent of leveraged public and private resources for the 
    project (10 points). HUD will award up to 10 points based on the extent 
    to which resources from other public or private sources, including 
    cash, the value of the applicant and third party in-kind contributions 
    and investments by financial institutions, have been committed to 
    support the project at the time of application.
    
    (d) Step Two Rating of Applications
    
    (1) Procedure
        Applications in the second step will be rated based on the criteria 
    listed below in paragraph (2), with a maximum of 25 points awarded at 
    the second step. Points awarded to eligible applications reviewed at 
    the second step will then be added to the points received at the first 
    step to arrive at a final score. These applications will be placed in 
    the rank order of their final score for selection of awards.
    (2) Second Step Rating Criteria
        (A) Special projects of national significance. Applications for 
    special projects of national significance which move to the second step 
    of the selection process will be rated on the following additional 
    criteria (25 points):
        (i) Innovative nature of the proposal (10 points). HUD will award 
    up to 10 points based on the extent to which the project involves a new 
    program for, or alternative method of, meeting the needs of low-income 
    persons with AIDS or related diseases and their families, when compared 
    to other applications and projects funded in the past. The Department 
    will consider the extent to which the project demonstrates a clear link 
    between the innovation and its proposed effect.
        (ii) Potential for replication (10 points). HUD will award up to 10 
    points based on the extent to which the project design, management 
    plan, community initiatives and partnerships, and housing assistance 
    and/or supportive services are exemplary and appropriate as a model for 
    replication in similar localities or nationally, when compared to other 
    applications and projects funded in the past.
        (iii) Extent of local planning and coordination of housing programs 
    (5 points). HUD will award up to 5 points based on the extent to which 
    the applicant demonstrates: (a) The proposed project is part of a 
    community strategy involving local, metropolitan or State-wide planning 
    and coordination of housing programs designed to meet the changing 
    needs of persons with AIDS or related diseases and their families, 
    including programs providing housing assistance and related services 
    that are operated by Federal, State, local, private and other entities 
    serving eligible persons; and (b) the likelihood of the continuation of 
    the planning and coordination.
        (B) Projects which are part of long-term comprehensive strategies 
    for providing housing and related services for eligible persons. 
    Applications for projects for the second category of assistance that 
    are submitted for areas that did not qualify for HOPWA formula 
    allocations and which move to the second step of the selection process 
    will be rated on the following additional criterion (25 points):
        Extent of local planning and coordination of housing programs (25 
    points). HUD will award up to 25 points based on the extent to which 
    the applicant demonstrates: (a) The proposed project is part of a 
    community strategy involving local, metropolitan or State-wide planning 
    and coordination of housing programs designed to meet the changing 
    needs of persons with AIDS or related diseases and their families, 
    including programs providing housing assistance and related services 
    that are operated by Federal, State, local, private and other entities 
    serving eligible persons; and (b) the likelihood of the continuation of 
    the planning and coordination.
    
    (e) Selection
    
        Whether an application is conditionally selected will depend on its 
    overall ranking compared to other applications. The Department will 
    select applications within their category, to the extent that funds are 
    available.
        In the event of a tie between applications under either category, 
    the application with the highest total points for the criterion need 
    will be selected. In the event of a procedural error that, when 
    corrected, would result in selection of an otherwise eligible 
    application during the funding round under this NOFA, HUD may select 
    that application when sufficient funds become available.
    
    III. Application Submission Requirements
    
        The application submission requirements are contained in the 
    application package. This package includes all required forms and 
    certifications, and may be obtained from a HUD Field Office listed in 
    the appendix to this NOFA.
    
    IV. Clarifications and Technical Assistance
    
    (a) Clarification of Application Information
    
        In accordance with the provisions of 24 CFR part 4, subpart B, HUD 
    may contact an applicant to seek clarification of an item in the 
    application, or to request additional or missing information, but the 
    clarification or the request for additional or missing information 
    shall not relate to items that would improve the substantive quality of 
    the application pertinent to the funding decision.
    
    (b) Technical Assistance
    
        Prior to the application deadline, HUD field office staff will be 
    available to provide advice and guidance to potential applicants on 
    application requirements and program policies. Following conditional 
    selection, HUD field office staff will be available to assist in 
    clarifying or confirming information that is a prerequisite to the 
    offer of a grant agreement by HUD. However, between the application 
    deadline and the announcement of conditional selections, HUD will 
    accept no information that would improve the substantive quality of the 
    application pertinent to the funding decision.
    
    V. Grant Award Process
    
        HUD will notify conditionally selected applicants in writing. Such 
    applicants will subsequently be notified of the additional project 
    information necessary for grant award and the date of the two month 
    deadline for submission of such information. If an applicant is unable 
    to meet any conditions for grant award within the specified time 
    period, HUD reserves the right not to award funds and to use the funds 
    available in the next competition for the applicable program.
    
    VI. Other Matters
    
    (a) Environmental Impact
    
        A finding of no significant impact with respect to the environment 
    has been made in accordance with HUD regulations at 24 CFR part 50, 
    which implement section 102(2)(C) of the National Environmental Policy 
    Act of 1969. The finding of no significant impact is available for 
    public inspection between 7:30 a.m. to 5:30 p.m. weekdays in the Office 
    of the Rules Docket Clerk at the above address.
    
    (b) Federalism Impact
    
        The General Counsel, as the Designated Official under section 6(a) 
    of Executive Order 12612, Federalism, has determined that the policies 
    contained in this Notice will not have substantial direct effects on 
    States or their political subdivisions, or the relationship between the 
    Federal government and the States, or on the distribution of power and 
    responsibilities among the various levels of government. As a result, 
    the Notice is not subject to review under the Order. The Notice 
    announces the availability of funds and invites applications from 
    eligible applicants for the HOPWA program.
    
    (c) Impact on the Family
    
        The General Counsel, as the Designated Official for Executive Order 
    12606, the Family, has determined that this Notice, to the extent the 
    funds provided under it are directed to families, has the potential for 
    a beneficial impact on family formation, maintenance and general well-
    being. The statutory authority for the program requires that the funds 
    be targeted to individuals with acquired immunodeficiency syndrome or 
    related diseases and their families. Any funding provided to projects 
    can be expected to enable those families with a participating member 
    who has HIV infection to live in decent, safe, and sanitary housing in 
    connection with the supportive services necessary to live independently 
    in mainstream American society. Since the impact on families is a 
    beneficial one, no further review is necessary.
    
    (d) Accountability in the Provision of HUD Assistance
    
        HUD's regulation implementing section 102 of the Department of 
    Housing and Urban Development Reform Act of 1989, found at 24 CFR part 
    12, contains a number of provisions designed to ensure greater 
    accountability and integrity in the provision of certain types of 
    assistance administered by HUD. Additional information on the 
    implementation of section 102 was published on January 16, 1992 at 57 
    FR 1942. The documentation, public access, and disclosure requirements 
    of section 102 apply to assistance awarded under this NOFA as follows:
        HUD will ensure documentation and other information regarding each 
    application submitted pursuant to this NOFA are sufficient to indicate 
    the basis upon which assistance was provided or denied. This material, 
    including any letters of support, will be made available for public 
    inspection for a five-year period beginning not less than 30 days after 
    the award of the assistance. Material will be made available in 
    accordance with the Freedom of Information Act (5 U.S.C. 552) and HUD's 
    implementing regulations at 24 CFR part 15. In addition, HUD will 
    publish notice of awards made in response to this NOFA in the Federal 
    Register.
        HUD will make available to the public for five years all applicant 
    disclosure reports (HUD Form 2880) submitted in connection with this 
    NOFA. Update reports (also Form 2880) will be made available along with 
    the applicant disclosure reports, but in no case for a period less than 
    three years. All reports--both applicant disclosures and updates--will 
    be made available in accordance with the Freedom of Information Act (5 
    U.S.C. 552) and HUD's implementing regulations at 24 CFR part 15. (See 
    subpart C, and the notice published in the Federal Register on January 
    16, 1992 (57 FR 1942), for further information on these disclosure 
    requirements.)
    
    (e) Prohibition on Advance Release of Funding Information
    
        HUD's regulation implementing section 103 of the Department of 
    Housing and Urban Development Reform Act of 1989, found at 24 CFR part 
    4, applies to the funding competition announced today. The requirements 
    of that rule continue to apply until the announcement of the selection 
    of successful applicants.
        HUD employees involved in the review of applications and in the 
    making of funding decisions are limited by part 4 from providing 
    advance information to any person (other than an authorized employee of 
    HUD) concerning funding decisions, or from otherwise giving any 
    applicant an unfair competitive advantage. Persons who apply for 
    assistance in this competition should confine their inquiries to the 
    subject areas permitted under 24 CFR part 4.
        Applicants who have questions should contact the HUD Office of 
    Ethics (202) 708-3815. (This is not a toll-free number.) The Office of 
    Ethics can provide information of a general nature to HUD employees, as 
    well. However, a HUD employee who has specific program questions, such 
    as whether particular subject matter can be discussed with persons 
    outside the Department, should contact his or her Regional or Field 
    Office Counsel, or Headquarters counsel for the program to which the 
    question pertains.
    
    (f) Prohibition Against Lobbying Activities
    
        The use of funds awarded under this NOFA is subject to the 
    disclosure requirements and prohibitions of section 319 of the 
    Department of Interior and Related Agencies Appropriations Act for 
    Fiscal Year 1990 (31 U.S.C. 1352) (The ``Byrd Amendment'') and the 
    implementing regulations at 24 CFR part 87. These authorities prohibit 
    recipients of federal contracts, grants, or loans from using 
    appropriated funds for lobbying the Executive or Legislative branches 
    of the federal government in connection with a specific contract, 
    grant, or loan. The prohibition also covers the awarding of contracts, 
    grants, cooperative agreements, or loans unless the recipient has made 
    an acceptable certification regarding lobbying. Under 24 CFR part 87, 
    applicants, recipients, and subrecipients of assistance exceeding 
    $100,000 must certify that no federal funds have been or will be spent 
    on lobbying activities in connection with the assistance. A standard 
    disclosure form, SF-LLL, ``Disclosure Form to Report Lobbying'', must 
    be used to disclose lobbying with other than Federally appropriated 
    funds at the time of application.
    
    (g) Section 112 HUD Reform Act
    
        Section 112 of the HUD Reform Act amended the Department of Housing 
    and Urban Development Act by adding section 13, which contains two 
    provisions dealing with efforts to influence HUD's decisions with 
    respect to financial assistance. The first imposes disclosure 
    requirements on those who are typically involved in these efforts--
    those who pay others to influence the award of assistance or the taking 
    of a management action by the Department and those who are paid to 
    provide the influence. The second restricts the payment of fees to 
    those who are paid to influence the award of HUD assistance, if the 
    fees are tied to the number of housing units received or are based on 
    the amount of assistance received, or if they are contingent upon the 
    receipt of assistance.
        Section 13 was implemented by final rule published in the Federal 
    Register on May 17, 1991 (56 FR 22912). If readers are involved in any 
    efforts to influence the Department in these ways, they are urged to 
    read the final rule, particularly the examples contained in Appendix A 
    of the rule.
        Any questions about the rule should be directed to the Director, 
    Office of Ethics, room 2158, Department of Housing and Urban 
    Development, 451 Seventh Street, S.W., Washington, D.C. 20410-3000. 
    Telephone: (202) 708-3815 (TDD/VOICE); (This is not a toll-free 
    number.) Forms necessary for compliance with the rule may be obtained 
    from the local HUD office.
    
    (h) Drug-Free Workplace Certification
    
        In accordance with 24 CFR 24.630, an applicant must submit its 
    Certification for a Drug-Free Workplace (Form HUD-50070).
    
        Dated: April 1, 1994.
    Andrew Cuomo,
    Assistant Secretary for Community Planning and Development.
    
    Appendix 1. List of HUD Field Offices (3-16-94)
    
        Telephone numbers for Telecommunications Devices for the Deaf 
    (TDD machines) are listed for field offices; all HUD numbers, 
    including those noted *, may be reached via TDD by dialing the 
    Federal Information Relay Service on 1-800-877-TDDY or (1-800-877-
    8339) or (202) 708-9300.
    
    Alabama--Jasper H. Boatright, Beacon Ridge Tower, 600 Beacon Pkwy. 
    West, Suite 300, Birmingham, AL 35209-3144; (205) 672-1230; TDD 
    (205) 290-7624.
    Alaska--Colleen Craig, 949 E. 36th Avenue, Suite 401, Anchorage, AK 
    99508-4399; (907) 271-4684; TDD (907) 271-4328.
    Arizona--Diane LeVan, 400 N. 5th St., Suite 1600, Arizona Center, 
    Phoenix AZ 85004; (602) 379-4754; TDD (602) 379-4461.
    Arkansas--Billy M. Parsley, TCBY Tower, 425 West Capitol Ave., Suite 
    900, Little Rock, AR 72201-3488; (501) 324-6375; TDD (501) 324-5931.
    California--(Southern) Herbert L. Roberts, 1615 W. Olympic Blvd., 
    Los Angeles, CA 90015-3801; (213) 251-7235; TDD (213) 251-7038. 
    (Northern) Gordon H. McKay, 450 Golden Gate Ave., P.O. Box 36003, 
    San Francisco, CA 94102-3448; (415) 556-5576; TDD (415) 556-8357.
    Colorado--Sharon Jewell, First Interstate Tower North, 633 17th St., 
    Denver, CO 80202-3607; (303) 672-5414; TDD (303) 672-5248.
    Connecticut--Daniel Kolesar, 330 Main St., Hartford, CT 06106-1860; 
    (203) 240-4508; TDD (203) 240-4522.
    Delaware--John Kane, Liberty Sq. Bldg., 105 S. 7th St., 
    Philadelphia, PA 19106-3392; (215) 597-2665; TDD (215) 597-5564.
    District of Columbia (and MD and VA suburbs)--James H. McDaniel, 820 
    First St., NE, Washington, DC 20002; (202) 275-0994; TDD (202) 275-
    0772.
    Florida--James N. Nichol, 301 West Bay St., Suite 2200, 
    Jacksonville, FL 32202-5121; (904) 232-3587; TDD (904) 791-1241.
    Georgia--Charles N. Straub, Russell Fed. Bldg., Room 688, 75 Spring 
    St., SW, Atlanta, GA 30303-3388; (404) 331-5139; TDD (404) 730-2654.
    Hawaii (and Pacific)--Patti A. Nicholas, 7 Waterfront Plaza, Suite 
    500, 500 Ala Moana Blvd., Honolulu, HI 96813-4918; (808) 541-1327; 
    TDD (808) 541-1356.
    Idaho--John G. Bonham, 520 SW 6th Ave., Portland, OR 97204-1596 
    (503) 326-7018; TDD * via 1-800-877-8339.
    Illinois--Richard Wilson, 77 W. Jackson Blvd., Chicago, IL 60604-
    3507; (312) 353-1696; TDD (312) 353-7143.
    Indiana--Robert F. Poffenberger, 151 N. Delaware St., Indianapolis, 
    IN 46204-2526; (317) 226-5169; TDD * via 1-800-877-8339.
    Iowa--Gregory A. Bevirt, Executive Tower Centre, 10909 Mill Valley 
    Road, Omaha, NE 68154-3955; (402) 492-3144; TDD (402) 492-3183.
    Kansas--Miguel Madrigal, Gateway Towers 2, 400 State Ave., Kansas 
    City, KS 66101-2406; (913) 551-5485; TDD (913) 551-6972.
    Kentucky--Ben Cook, P.O. Box 1044, 601 W. Broadway, Louisville, KY 
    40201-1044; (502) 582-5394; TDD (502) 582-5139.
    Louisiana--Greg Hamilton, P.O. Box 70288, 1661 Canal St., New 
    Orleans, LA 70112-2887; (504) 589-7212; TDD (504) 589-7237.
    Maine--David Lafond, Norris Cotton Fed. Bldg., 275 Chestnut St., 
    Manchester, NH 03101-2487; (603) 666-7640; TDD (603) 666-7518.
    Maryland--Harold Young, 10 South Howard Street, 5th Floor, 
    Baltimore, MD 21202-0000; (410) 962-2520x3026; TDD (410) 962-0106.
    Massachusetts--Robert Paquin, Thomas P. O'Neill, Jr., Fed. Bldg., 10 
    Causeway St., Boston, MA 02222-1092; (617) 565-5343; TDD (617) 565-
    5453.
    Michigan--Richard Wears, Patrick McNamara Bldg., 477 Michigan Ave., 
    Detroit, MI 48226-2592; (313) 226-7186; TDD * via 1-800-877-8339.
    Minnesota--Shawn Huckleby, 220 2nd St. South, Minneapolis, MN 55401-
    2195; (612) 370-3019; TDD (612) 370-3186.
    Mississippi--Jeanie E. Smith, Dr. A. H. McCoy Fed. Bldg., 100 W. 
    Capitol St., Room 910, Jackson, MS 39269-1096; (601) 965-4765; TDD 
    (601) 965-4171.
    Missouri--(Eastern) David H. Long, 1222 Spruce St., St. Louis, MO 
    63103-2836; (314) 539-6524; TDD (314) 539-6331. (Western) Miguel 
    Madrigal, Gateway Towers 2, 400 State Ave., Kansas City, KS 66101-
    2406; (913) 551-5485; TDD (913) 551-6972.
    Montana--Sharon Jewell, First Interstate Tower North, 633 17th St., 
    Denver, CO 80202-3607; (303) 672-5414; TDD (303) 672-5248.
    Nebraska--Gregory A. Bevirt, Executive Tower Centre, 10909 Mill 
    Valley Road, Omaha, NE 68154-3955; (402) 492-3144; TDD (402) 492-
    3183.
    Nevada--(Las Vegas, Clark Cnty) Diane LeVan, 400 N. 5th St., Suite 
    1600, 2 Arizona Center, Phoenix, AZ 85004; (602) 379-4754; TDD (602) 
    379-4461. (Remainder of State) Gordon H. McKay, 450 Golden Gate 
    Ave., P.O. Box 36003, San Francisco, CA 94102-3448; (415) 556-5576; 
    TDD (415) 556-8357.
    New Hampshire--David Lafond, Norris Cotton Fed. Bldg., 275 Chestnut 
    St., Manchester, NH 03101-2487; (603) 666-7640; TDD (603) 666-7518.
    New Jersey--Frank Sagarese, 1 Newark Center, Newark, NJ 07102; (201) 
    622-7900 x3300; TDD (201) 645-3298.
    New Mexico--R. D. Smith, 1600 Throckmorton, P.O. Box 2905, Fort 
    Worth, TX 76113-2905; (817) 885-5483; TDD (817) 885-5447.
    New York--(Upstate) Michael F. Merrill, Lafayette Ct., 465 Main St., 
    Buffalo, NY 14203-1780; (716) 846-5768; TDD * via 1-800-877-8339. 
    (Downstate) Joan Dabelko, 26 Federal Plaza, New York, NY 10278-0068; 
    (212) 264-2885; TDD (212) 264-0927.
    North Carolina--Charles T. Ferebee, Koger Building, 2306 West 
    Meadowview Road, Greensboro, NC 27407; (910) 547-4006; TDD (910) 
    547-4055.
    North Dakota--Sharon Jewell, First Interstate Tower North, 633 17th 
    St., Denver, CO 80202-3607; (303) 672-5414; TDD (303) 672-5248.
    Ohio--Jack E. Riordan, 200 North High St., Columbus, OH 43215-2499; 
    (614) 469-6743; TDD (614) 469-6694.
    Oklahoma--Katie Worsham, Murrah Fed. Bldg., 200 NW 5th St., Oklahoma 
    City, OK 73102-3202; (405) 231-4973; TDD (405) 231-4181.
    Oregon--John G. Bonham, 520 SW 6th Ave., Portland, OR 97204-1596 
    (503) 326-7018; TDD * via 1-800-877-8339.
    Pennsylvania--(Western) Bruce Crawford, Old Post Office and 
    Courthouse Bldg., 700 Grant St., Pittsburgh, PA 15219-1906; (412) 
    644-5493; TDD (412) 644-5747. (Eastern) John Kane, Liberty Sq. 
    Bldg., 105 S. 7th St., Philadelphia, PA 19106-3392; (215) 597-2665; 
    TDD (215) 597-5564.
    Puerto Rico (and Caribbean)--Carmen R. Cabrera, 159 Carlos Chardon 
    Ave., San Juan, PR 00918-1804; (809) 766-5576; TDD (809) 766-5909.
    Rhode Island--Robert Paquin, Thomas P. O'Neill, Jr., Fed. Bldg., 10 
    Causeway St., Boston, MA 02222-1092; (617) 565-5343; TDD (617) 565-
    5453.
    South Carolina--Louis E. Bradley, Fed. Bldg., 1835-45 Assembly St., 
    Columbia, SC 29201-2480; (803) 765-5564; TDD * via 1-800-877-8339.
    South Dakota--Sharon Jewell, First Interstate Tower North, 633 17th 
    St., Denver, CO 80202-3607; (303) 672-5414; TDD (303) 672-5248.
    Tennessee--Virginia Peck, 710 Locust St., Knoxville, TN 37902-2526; 
    (615) 545-4393; TDD (615) 545-4559.
    Texas--(Northern) R. D. Smith, 1600 Throckmorton, P.O. Box 2905, 
    Fort Worth, TX 76113-2905; (817) 885-5483; TDD (817) 885-5447. 
    (Southern) John T. Maldonado, Washington Sq., 800 Dolorosa, San 
    Antonio, TX 78207-4563; (210) 229-6820; TDD (210) 229-6885.
    Utah--Sharon Jewell, First Interstate Tower North, 633 17th St., 
    Denver, CO 80202-3607; (303) 672-5414; TDD (303) 672-5248.
    Vermont--David Lafond, Norris Cotton Fed. Bldg., 275 Chestnut St., 
    Manchester, NH 03101-2487; (603) 666-7640; TDD (603) 666-7518.
    Virginia--Joseph Aversano, 3600 W. Broad St., P.O. Box 90331, 
    Richmond, VA 23230-0331; (804) 278-4503; TDD (804) 278-4501.
    Washington--John Peters, Federal Office Bldg., 909 First Ave., Suite 
    200, Seattle, WA 98104-1000; (206) 220-5150; TDD (206) 220-5185.
    West Virginia--Bruce Crawford, Old Post Office & Courthouse Bldg., 
    700 Grant St., Pittsburgh, PA 15219-1906; (412) 644-5493; TDD (412) 
    644-5747.
    Wisconsin--Lana J. Vacha, Henry Reuss Fed. Plaza, 310 W. Wisconsin 
    Ave., Ste. 1380, Milwaukee, WI 53203-2289; (414) 297-3113; TDD * via 
    1-800-877-8339.
    Wyoming--Sharon Jewell, First Interstate Tower North, 633 17th St., 
    Denver, CO 80202-3607; (303) 672-5414; TDD (303) 672-5248.
    
    [FR Doc. 94-8544 Filed 4-8-94; 8:45 am]
    BILLING CODE 4210-29-P
    
    
    

Document Information

Published:
04/11/1994
Department:
Housing and Urban Development Department
Entry Type:
Uncategorized Document
Action:
Notice of funding availability (NOFA).
Document Number:
94-8544
Dates:
Applications for HOPWA assistance must be received by 6 p.m. Eastern time on May 26, 1994. Conditionally selected applicants will be notified by HUD of their selection and may be required to submit additional information within two months of the date of their notification from HUD.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: April 11, 1994, Docket No. N-94-3734, FR-3581-N-01