94-8593. Privacy Act of 1974; Establishment of a New Routine Use for an Existing System of Records and Elimination of a System of Records  

  • [Federal Register Volume 59, Number 69 (Monday, April 11, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-8593]
    
    
    [[Page Unknown]]
    
    [Federal Register: April 11, 1994]
    
    
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    DEPARTMENT OF ENERGY
     
    
    Privacy Act of 1974; Establishment of a New Routine Use for an 
    Existing System of Records and Elimination of a System of Records
    
    AGENCY: Department of Energy (DOE).
    
    ACTION: Elimination of one system of records and establishment of a new 
    routine use for an existing system.
    
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    SUMMARY: DOE proposes to: (1) Eliminate a System of Records and 
    consolidate those records into an existing System of Records; (2) 
    establish a routine use for DOE-28; and (3) provide current information 
    on system location and records storage. The new routine use for DOE-28 
    will allow the disclosure of training records of employees involved in 
    the management of hazardous waste to federal and state regulatory 
    agencies which require the records to successfully perform their 
    functions. In addition, DOE is proposing to maintain in DOE-28 records 
    currently in DOE-80 ``Quality Assurance Training and Qualification 
    Records.'' DOE-28 will also include routine uses listed for DOE-80 and 
    include machine readable media in the types of records maintained in 
    the system. The revisions reflect this new method of storage.
    
    DATES: The revised system of records will become effective without 
    further notice on May 23, 1994.
    
    FOR FURTHER INFORMATION CONTACT: Denise B. Diggin, Chief of FOI/PA, HR-
    831, 1000 Independence Avenue, SW., Washington, DC 20585, (202) 586-
    6025, or Abel Lopez, Office of General Counsel, GC-43, 1000 
    Independence Avenue, SW., Washington, DC 20585, (202) 586-8618, or 
    Charles R. Tierney, Director of Professional and Technical Training and 
    Development, HR-33, 1000 Independence Avenue SW., Washington, DC 20585, 
    (202) 275-7036.
    
    SUPPLEMENTARY INFORMATION: On September 9, 1993, the Department 
    published a revision to an existing system of records as required by 
    the Privacy Act of 1974 (Pub. L. 93-579, 5 U.S.C. 552a). In that notice 
    DOE proposed to revise a system of records, DOE-28, ``General Training 
    Records.'' The proposed revisions include establishing a new routine 
    use and incorporating records currently maintained in DOE-80. The new 
    routine use will allow disclosure of training records of professional 
    and technical DOE and DOE contractor employees involved in the 
    processing of hazardous waste to agencies that need the information to 
    perform certain regulatory functions. DOE-28 and DOE-80 will be 
    consolidated to maintain training records in one system rather than in 
    different systems.
    
    Response to Comments Received
    
        The first comment was that the preamble restricted the types of 
    records that would be available to state regulators because the 
    preamble language limits the records addressed in the text of the 
    notice. The preamble is used to explain the revisions being proposed 
    and is not legally binding. The language incorporated in the system 
    notice concerns the records that may be provided to state regulators 
    pursuant to a routine use and is not as limited as the preamble. To 
    address the concerns however, the notice has been revised. In this 
    publication the areas of concern have been eliminated.
        A second comment objected to the requirement that state and local 
    officials given access to the training records under the routine uses 
    section sign an agreement to protect the confidentiality of the 
    personal information contained in the training records. It stated that 
    the Department of Energy has no authority to condition the release of 
    records contained in a Department of Energy system of records and that 
    state law prohibits inspectors from signing an agreement to protect the 
    confidentiality of information contained in the records.
        In response to that comment, DOE eliminated the requirement that an 
    agreement be signed and instead reiterated that state and local 
    officials are subject to the same provisions DOE officers and employees 
    are subject to under the Privacy Act. The objective is to ensure that 
    personal privacy information is protected while allowing officials 
    access to information needed to perform other regulatory functions.
        In response to the comment that the provision would violate state 
    law, the Department is unable to determine how a violation of state law 
    will occur. The comment states that once the State has acquired copies 
    of the records then those records become public records under the state 
    public records law. According to the comment, state open records laws 
    require the release of public records unless a federal statute exempts 
    or prohibits disclosure of the records. With certain exceptions, the 
    Privacy Act is a federal statute which prohibits disclosure of personal 
    records and/or information maintained in a system of records.
        The text of the system notice is set forth below.
    
        Issued in Washington, DC on April 6, 1994.
    Archer L. Durham,
    Assistant Secretary for Human Resources and Administration.
    DOE-28
        General Training Records.
        Unclassified.
        The locations listed as items 1 through 21 in Appendix A, as well 
    as the following locations:
    
    U.S. Department of Energy, Allied Bendix Corporation, Kansas City 
    Division, P.O. Box 1159, Kansas City, MO 64141.
    U.S. Department of Energy, Bettis Atomic Power Laboratory, P.O. Box 79, 
    West Mifflin, PA 15122-0079.
    U.S. Department of Energy, Dayton Area Office, P.O. Box 66, Miamisburg, 
    OH 45342.
    U.S. Department of Energy, Kansas City Area Office, Box 410202, Kansas 
    City, MO 64141.
    U.S. Department of Energy, Knolls Atomic Power Laboratory, P.O. Box 
    1072, Schenectady, NY 12301.
    U.S. Department of Energy, Los Alamos Area Office, 528 35th Street, Los 
    Alamos, NM 87544.
    U.S. Department of Energy, Naval Petroleum Reserves, P.O. Box 1, 
    Tupman, CA 93276.
    U.S. Department of Energy, Westinghouse Electric Corporation, Bettis 
    Atomic Power Laboratory, Naval Reactors Facility, P.O. Box 2068, Idaho 
    Falls, ID 83403-2068.
    U.S. Department of Energy, West Valley Demonstration Project, P.O. Box 
    919, West Valley, New York 14171.
    U.S. Department of Energy, Strategic Petroleum Reserve, 900 Commerce 
    Road East, New Orleans, LA 70123.
    U.S. Department of Energy, Yucca Mountain Project Office, 2753 South 
    Highland Avenue, Las Vegas, NV 89109.
    U.S. Department of Energy, Office of Civilian and Radioactive Waste 
    Management, 1000 Independence Avenue, SW., Washington, DC 20585.
    
        All individuals who have requested and/or participated in training 
    programs administered by DOE, other agencies, or other training 
    organizations.
        Name, resume, assigned number, occupational series, training 
    requests and authorizations, grade, organization, date of birth, social 
    security number, home address and telephone number and special interest 
    area, education completed, course name, justification for attending the 
    course, direct and indirect costs of training, coded information 
    dealing with purpose, type, source of 170; training evaluations, course 
    evaluation forms, training examinations, training attendance records, 
    lesson plans, training assignment sheet, reading assignment sheets, 
    position qualification statement, self study sheet, verification 
    records of employment and education, position descriptions, accounting 
    records and central personnel data file quarterly training report.
        5 U.S.C. 301, Department of Energy Organization Act, including 
    authorities incorporated by reference in Title III of the Department of 
    Energy Organization Act; Executive Order 12009; Nuclear Waste Policy 
    Act of 1982 (Pub. L. 97-425); Nuclear Waste Policy Amendment Act of 
    1987 (Pub. L. 100-203); Government Employees Training Act of 1958; 
    Federal Personnel Manual Bulletin 290-15; Federal Personnel Manual, 
    Chapter 410 and Appendix A thereto.
        This system of records is maintained to ensure that employees are 
    receiving appropriate training and certification to perform 
    successfully in their position. Appropriate local, state and federal 
    agencies use certain records maintained in this system to ensure 
    Departmental compliance with other regulatory requirements.
        The information in these records may be transmitted to Federal 
    agencies, including the Office of Personnel Management, for purposes of 
    determining eligibility for training and as source documents for 
    training reports; to training institutions that personnel have 
    requested to attend; and to other Federal agencies as necessary for 
    payment of training.
        Records may be provided to state and local governments, the Nuclear 
    Regulatory Commission (NRC), and other Federal agencies that conduct 
    audits to determine whether DOE and contractor personnel satisfy 
    quality assurance requirements for activities necessary to obtain a 
    license from the NRC for the construction, operation and closing of a 
    nuclear waste repository and/or a Monitored Retrievable Storage (MRS) 
    facility. These activities will also include research and development, 
    site characterization, transportation, waste packaging, handling, 
    design, maintenance, performance confirmation, inspection, fabrication, 
    and development and production of repository waste forms.
        A record from this system of records may be disclosed to 
    researchers for the purpose of conducting an epidemiologic study of 
    workers at a DOE facility if their proposed studies have been reviewed 
    by the National Academy of Sciences or another independent 
    organization, and deemed appropriate for such access. A researcher and 
    all persons not employed by the U.S. Government, unless specifically 
    mentioned, granted access to this record shall be required to sign an 
    agreement to protect the confidentiality of the data and be subject to 
    the same restrictions applicable to DOE officers and employees under 
    the Privacy Act.
        A record from this system of records may be disclosed to federal, 
    state or local government officials where the regulatory program being 
    implemented is applicable to the DOE or contractor program and requires 
    that such access be provided for the conduct of the regulatory 
    agencies' activities. State and local officials who obtain access to 
    this record shall be subject to the same restrictions applicable to DOE 
    officers and employees under the Privacy Act.
        A record from this system of records may be disclosed to members of 
    a DOE advisory committee for purposes of conducting a review of the DOE 
    epidemiological program. Members of a DOE advisory committee who obtain 
    access to the records shall be subject to the same restrictions 
    applicable to DOE officers and employees under the Privacy Act.
        Paper records; machine readable media or microform.
        By name and social security number.
        Records are maintained in secured file cabinets with access limited 
    to those whose official duties require access. Access to computer 
    maintained records is by password only.
        Training requests and authorizations are retained for 3 years and 
    then destroyed. Other training records are maintained at a facility 
    pursuant to the appropriate provisions of an applicable statute or are 
    incorporated in the individual's personnel folder. Records are 
    destroyed by magnetic erasure, shredding, burning or burial in a 
    sanitary landfill or incinerator as appropriate.
        Headquarters: U.S. Department of Energy, Director, Professional and 
    Technical Training Development, HR-33, 1000 Independence Avenue, SW., 
    Washington, DC 20585.
        Field Offices: The managers, directors, or administrators of field 
    locations 2 through 21 in Appendix A and those identified in this 
    System of Records, are the system managers for their respective 
    portions of this system.
        a. Requests by an individual to determine if a system of records 
    contains information about him/her should be directed to the Director, 
    Freedom of Information and Privacy Acts, Department of Energy 
    (Headquarters), or the Privacy Act Officer at the appropriate address 
    identified as items 1 through 21 in Appendix A; in accordance with 
    DOE's Privacy Act regulations (10 CFR part 1008 (45 FR 61576, September 
    16, 1980)).
        b. Required identifying information: Complete name, the geographic 
    location(s) and organization(s) where requester believes such record 
    may be located, date of birth, and time period.
        Same as Notification Procedures above.
        Same as Notification Procedures above.
        The subject individuals and the individual's supervisors.
        None.
    
    [FR Doc. 94-8593 Filed 4-8-94; 8:45 am]
    BILLING CODE 6450-01-P
    
    
    

Document Information

Effective Date:
5/23/1994
Published:
04/11/1994
Department:
Energy Department
Entry Type:
Uncategorized Document
Action:
Elimination of one system of records and establishment of a new routine use for an existing system.
Document Number:
94-8593
Dates:
The revised system of records will become effective without further notice on May 23, 1994.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: April 11, 1994