99-9337. Rules for Patent Maintenance Fees  

  • [Federal Register Volume 64, Number 71 (Wednesday, April 14, 1999)]
    [Notices]
    [Pages 18402-18403]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-9337]
    
    
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    DEPARTMENT OF COMMERCE
    
    Patent and Trademark Office
    
    
    Rules for Patent Maintenance Fees
    
    ACTION: Proposed collection; comment request.
    
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    SUMMARY: The Department of Commerce (DOC), as part of its continuing 
    effort to reduce paperwork and respondent burden, invites the general 
    public and other Federal agencies to comment on the continuing and 
    proposed information collection, as required by the Paperwork Reduction 
    Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)).
    
    DATES: Written comments must be submitted on or before June 14, 1999.
    
    ADDRESSES: Direct all written comments to Linda Engelmeier, 
    Departmental Forms Clearance Officer, Department of Commerce, Room 
    5033, 14th and Constitution Avenue, NW, Washington, DC 20230 or via the 
    Internet (LEngelme@doc.gov).
    
    FOR FURTHER INFORMATION CONTACT: Requests for additional information 
    should be directed to the attention of Robert J. Spar, Patent and 
    Trademark Office, Washington, DC 20231, by telephone at (703) 305-9285.
    
    SUPPLEMENTARY INFORMATION:
    
    [[Page 18403]]
    
    I. Abstract
    
        Maintenance fees are required to maintain a patent in force under 
    Title 35 of the U.S. Code. Payments of maintenance fees are required at 
    3\1/2\, 7\1/2\ and 11\1/2\ years after the grant of the patent. The 
    maintenance fee provisions appear in 35 U.S.C. 41(b) and (c). A patent 
    number and serial number of the patent on which maintenance fees are 
    paid are required in order to insure proper crediting of such payments.
        There are forms associated with collecting maintenance fees. These 
    forms are Form PTO/SB/45 (Maintenance Fee Transmittal Form), Form PTO/
    SB/47 (``Fee Address'' Indication Form), Form PTO/SB/65 (Petition to 
    Accept Unavoidably Delayed Payment of Maintenance Fee in an Expired 
    Patent (37 CFR 1.378(b)), and Form PTO/SB/66 (Petition to Accept 
    Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent 
    (37 CFR 1.378(c)). The patentee uses Form PTO/SB/45 for payment of the 
    maintenance fee(s) for listed patent(s), and PTO/SB/47 to indicate a 
    ``fee address.'' Form PTO/SB/65 is used by the applicant to petition 
    the PTO to accept unavoidably delayed payment of the maintenance fee 
    for an expired patent, and Form PTO/SB/66 to petition the PTO to accept 
    unintentionally delayed payment of a maintenance fee for an expired 
    patent. Form PTO/SB/46 (Request for Payor Number) was eliminated in 
    favor of Form PTO/SB/125 (already taken into account in 0651-0035) due 
    to the fact that the ``payor number'' practice was replaced with a more 
    comprehensive ``customer number'' practice.
    
    II. Method of Collection
    
        By mail, facsimile, and hand carry when the individual desires to 
    participate in the information collection.
    
    III. Data
    
        OMB Number: 0651-0016.
        Form Number(s): Forms PTO/SB/45, PTO/SB/47, PTO/SB/65, and PTO/SB/
    66.
        Type of Review: Extension of a currently approved collection.
        Affected Public: Individuals or households; businesses or other 
    for-profit; not-for-profit institutions; farms, state, local or tribal 
    governments; and the Federal Government.
        Estimated Number of Respondents: 326,101 responses per year.
        Estimated Time Per Response: It is estimated to take approximately 
    48 minutes each to complete the maintenance fee transmittal form and 
    the ``fee address'' indication form. It is estimated to take 1 hour 
    each to complete the unavoidable and unintentional petitions.
        Estimated Total Annual Respondent Burden Hours: 26,965 hours per 
    year.
        Estimated Total Annual Respondent Cost Burden: $0 (no capital 
    start-up or maintenance expenditures are required). $947,135 per year 
    is estimated for salary costs associated with respondents.
    
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                                                                                             Estimated
                                                                     Estimated time for        annual     Estimated
              Title of form                  PTO form No.                 response             burden       annual
                                                                                               hours      responses
    ----------------------------------------------------------------------------------------------------------------
    Maintenance Fee Transmittal Form  Form PTO/SB/45...........  48 mins..................      312,150       10,405
    ``Fee Address'' Indication Form.  Form PTO/SB/47...........  48 mins..................      468,210       15,607
    Petition to Accept Unavoidably    Form PTO/SB/65...........  1 hour...................       31,325          179
     Delayed Payment of Maintenance
     Fee in an Expired Patent (37
     CFR 1.378(b)).
    Petition to Except                Form PTO/SB/66...........  1 hour...................      135,450          774
     Unintentionally Delayed Payment
     of Maintenance Fee in an
     Expired Patent (37 CFR
     1.378(c)).
                                                                                           -------------------------
        Totals......................  .........................  .........................      947,135       26,965
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    IV. Request for Comments
    
        Comments are invited on: (a) Whether the proposed collection of 
    information is necessary for the proper performance of the functions of 
    the agency, including whether the information will have practical 
    utility; (b) the accuracy of the agency's estimate of the burden 
    (including hours and cost) of the proposed collection of information; 
    (c) ways to enhance the quality, utility, and clarity of the 
    information to be collected; and (d) ways to minimize the burden of the 
    collection of information on respondents, e.g., the use of automated 
    collection techniques or other forms of information technology.
        Comments submitted in response to this notice will be summarized or 
    included in the request for OMB approval of this information 
    collection; they will also become a matter of public record.
    
        Dated: April 7, 1999.
    Linda Engelmeier,
    Departmental Forms Clearance Officer, Office of the Chief Information 
    Officer.
    [FR Doc. 99-9337 Filed 4-13-99; 8:45 am]
    BILLING CODE 3510-16-P
    
    
    

Document Information

Published:
04/14/1999
Department:
Patent and Trademark Office
Entry Type:
Notice
Action:
Proposed collection; comment request.
Document Number:
99-9337
Dates:
Written comments must be submitted on or before June 14, 1999.
Pages:
18402-18403 (2 pages)
PDF File:
99-9337.pdf