[Federal Register Volume 60, Number 73 (Monday, April 17, 1995)]
[Notices]
[Page 19311]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-9395]
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SECURITIES AND EXCHANGE COMMISSION
Request Under Review by Office of Management and Budget
Acting Agency Clearance Officer: David T. Copenhafer, (202) 942-8800.
Upon written request copies available from: Securities and Exchange
Commission, Office of Filings and, Information Services, 450 Fifth
Street NW., Washington, DC 20549.
Extension: Rule 15a-6, File No. 270-329.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1980 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission has submitted a request for extension of OMB approval to
Rule 15a-6 [17 CFR 240.15a-6] under the Securities Exchange Act of 1934
(15 U.S.C. 78a et seq.).
Rule 15a-6 provides, among other things, an exemption from broker-
dealer registration for foreign broker-dealers that effect trades with
or for U.S. institutional investors through a U.S. registered broker-
dealer, provided that the U.S. broker-dealer obtains certain
information about, and consents to service of process from, the
personnel of the foreign broker-dealer involved in such transactions,
and maintains certain records in connection therewith. It is estimated
that approximately 2,000 respondents will incur an average burden of
three hours per year to comply with this rule.
Direct general comments to the Clearance Officer for the Securities
and Exchange Commission at the address below. Direct any comments
concerning the accuracy of the estimated average burden hours for
compliance with the Commission rules and forms to David T. Copenhafer,
Acting Director, Office of Information Technology, Securities and
Exchange Commission, 450 Fifth Street NW., Washington, D.C. 20549 and
the Clearance Officer for the Securities and Exchange Commission,
Office of Management and Budget, Paperwork Reduction Project number
3235-0371, Room 3208, New Executive Office Building, Washington, D.C.
20503.
Dated: April 6, 1995.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 95-9395 Filed 4-14-95; 8:45 am]
BILLING CODE 8010-01-M
