[Federal Register Volume 60, Number 74 (Tuesday, April 18, 1995)]
[Notices]
[Pages 19422-19423]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-9527]
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SECURITIES AND EXCHANGE COMMISSION
Under Review by Office of Management and Budget
Acting Agency Clearance Officer: David T. Copenhafer (202) 942-
8800.
Upon Written Request, Copy Available From: Securities and Exchange
Commission, Office of Filings and Information Services, 450 Fifth
Street, N.W., Washington, D.C. 20549.
Extension: Form 1-E, File No. 270-221; Rule 206(3)-2, File No. 270-
216; Rules 8b-1 through 8b-32, File No. 270-135.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1980 (44 U.S.C. 3501 et seq), the Securities and Exchange Commission
has submitted for OMB approval requests for extensions on the following
rules and form:
Form 1-E under the Securities Act of 1933, is a report made
pursuant to rules 604 and 605 of Regulation E. Form 1-E is the form
that a small business investment company or business development
company making an offering under Regulation E uses to notify the
Commission of the offering. In most cases, an offering circular is
filed with the Form 1-E. Rule 604 under Regulation E specifies the
filing and content of a filing of notification on Form 1-E. Rule 605
specifies the filing and use of the offering circular. For each of the
4 registrants that prepare Form 1-E and an offering circular a year,
the burden hours are approximately 100 hours.
Rule 206(3)-2 permits registered investment advisers to comply with
Section 206(3) of the Investment [[Page 19423]] Advisers Act of 1940 by
obtaining a blanket consent from a client to enter into agency cross
transactions, provided certain disclosure is made to the client.
Approximately 214 respondents utilize the rule annually, necessitating
about 122 responses each year, for a total of 26,108 responses. Each
response requires about .5 hours, for a total of 13,054 hours.
Rules 8b-1 through 8b-32 provide standard instructions to guide
persons when filing registration statements under the Investment
Company Act of 1940. Rules 8b-1 through 8b-32 impose burdens only in
the context of the preparation of the various registration forms.
Accordingly, no separate burden estimate is being submitted for Rules
8b-1 through 8b-32 and burden estimates are, or will be, made for each
of the registration statement forms.
Direct general comments to the OMB Clearance Officer for the
Securities and Exchange Commission at the address below. Direct any
comments concerning the accuracy of the estimated average burden hours
for compliance with Commission rules and forms to David T. Copenhafer,
Acting Director, Office of Information Technology, Securities and
Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549, and
SEC Clearance Officer, Office of Management and Budget, Paperwork
Reduction Project 3235-0232 (Form 1-E); 3235-0243 (Rule 206(3)-2);
3235-0176 (Rules 8b-1 through 8b-32), Room 3208, New Executive Office
Building, Washington, DC 20543.
Dated: April 3, 1995.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 95-9527 Filed 4-17-95; 8:45 am]
BILLING CODE 8010-01-M
