96-7983. Proposed Collection; Comment Request
[Federal Register Volume 61, Number 64 (Tuesday, April 2, 1996)]
[Notices]
[Page 14586]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-7983]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
Extension:
Rule 17a-4
SEC File No. 270-198
OMB Control No. 3235-0279
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is publishing the following summary of
collection for public comment.
Rule 17a-4 requires exchange members, brokers and dealers to
preserve for prescribed periods of time certain records required to be
made under Rule 17a-3. It is anticipated that approximately 8,300
broker-dealers are required to comply with Rule 17a-4 and each will
spend 250.25 hours per year complying with the rule. The total annual
burden is estimated to be 2,077,075 hours.
Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information shall
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the proposed collection of information; (c) ways to
enhance the quality, utility, and clarity of the information to be
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
Direct your written comments to Michael E. Bartell, Associate
Executive Director, Office of Information Technology, Securities and
Exchange Commission, 450 5th Street, N.W. Washington, DC 20549.
Dated: March 27, 1996.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 96-7983 Filed 4-1-96; 8:45 am]
BILLING CODE 8010-01-M
Document Information
- Published:
- 04/02/1996
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Document Number:
- 96-7983
- Pages:
- 14586-14586 (1 pages)
- PDF File:
-
96-7983.pdf