98-10632. Pennsylvania Regulatory Program  

  • [Federal Register Volume 63, Number 77 (Wednesday, April 22, 1998)]
    [Rules and Regulations]
    [Pages 19802-19821]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-10632]
    
    
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    DEPARTMENT OF THE INTERIOR
    
    Office of Surface Mining Reclamation and Enforcement
    
    30 CFR Part 938
    
    [PA-112-FOR]
    
    
    Pennsylvania Regulatory Program
    
    AGENCY: Office of Surface Mining Reclamation and Enforcement (OSM), 
    Interior.
    
    ACTION: Final rule; approval of amendments.
    
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    SUMMARY: OSM is approving, with certain exceptions, a proposed 
    amendment to the Pennsylvania permanent regulatory program (hereinafter 
    referred to as the Pennsylvania program) under the Surface Mining 
    Control and Reclamation Act of 1977 (SMCRA). The amendment revises the 
    Pennsylvania program to incorporate changes made by Pennsylvania House 
    Bill 1075 and subsequent Pennsylvania law Act 1994-114. The amendment 
    is intended to provide special authorization for coal refuse disposal 
    in areas previously affected by mining which contain pollutional 
    discharges.
    
    EFFECTIVE DATE: April 22, 1998.
    
    FOR FURTHER INFORMATION CONTACT: Robert J. Biggi, Director, Office of 
    Surface Mining Reclamation and Enforcement, Harrisburg Field Office, 
    Harrisburg Transportation Center, Third Floor, Suite 3C, 4th and Market 
    Streets, Harrisburg, Pennsylvania 17101, Telephone: (717) 782-4036.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background on the Pennsylvania Program.
    II. Submission of the Amendment.
    III. Director's Findings.
    IV. Summary and Disposition of Comments.
    V. Director's Decision.
    VI. Procedural Determinations.
    
    I. Background on the Pennsylvania Program
    
        On July 31, 1982, the Secretary of the Interior conditionally 
    approved the Pennsylvania program. Background information on the 
    Pennsylvania program including the Secretary's findings, the 
    disposition of comments, and a detailed explanation of the conditions 
    of approval of the Pennsylvania program can be found in the July 30, 
    1982, Federal Register (47 FR 33050). Subsequent actions concerning the 
    conditions of approval and program amendments are identified at 30 CFR 
    938.11, 938.12, 938.15 and 938.16.
    
    II. Submission of the Amendment
    
        By letter dated September 14, 1995 (Administrative Record Number PA 
    837.01), Pennsylvania submitted an amendment to the Pennsylvania 
    program. The amending language is contained in Pennsylvania House Bill 
    1075 and was enacted into Pennsylvania law as Act 1994-124. The 
    amendments change Pennsylvania's Coal Refuse Disposal Act (of September 
    24, 1968 (P.L. 1040, No. 318) and amended on October 10, 1980 (P.L. 
    807, No. 154)) to provide for authorization for refuse disposal in 
    areas previously affected by mining which contain pollutional
    
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    discharges. The proposed amendments are modeled after Pennsylvania's 
    approved program rules at Chapter 87, Subchapter F. (87.201) and 
    Chapter 88, Subchapter G. (88.501). These subchapters allow previously 
    affected sites with pollutional discharges to be reaffected provided 
    the pollution abatement plan will result in a reduction of the baseline 
    pollution load and represents best technology economically achievable.
        The proposed amendment was published in the October 16, 1995, 
    Federal Register (60 FR 53565), and in the same notice, OSM opened the 
    public comment period and provided opportunity for a public hearing on 
    the adequacy of the proposed amendment. The comment period closed on 
    November 15, 1995. A public hearing was held on December 5, 1995.
    
    III. Director's Findings
    
        Set forth below, pursuant to SMCRA and the Federal regulations at 
    30 CFR 732.15 and 732.17, are the Director's findings concerning the 
    proposed amendment to the Pennsylvania program.
        The standards by which the proposed amendments will be evaluated 
    are as follows. Section 503(a) of SMCRA provides that State regulatory 
    program laws must be in accordance with the requirements of SMCRA, and 
    that State regulatory program rules must be consistent with the 
    regulations issued pursuant to SMCRA. The terms ``in accordance with'' 
    and ``consistent with'' are defined at 30 CFR 730.5. With regard to 
    SMCRA, the proposed State laws and rules must be no less stringent 
    than, meet the minimum requirements of, and include all applicable 
    provisions of SMCRA. With regard to the implementing Federal 
    regulations, the proposed State laws and rules must be no less 
    effective than the Federal regulations in meeting the requirements of 
    SMCRA. The Director's findings are discussed below.
    
    1. Section 1  Findings and Declaration of Policy
    
        This section is amended by adding policy statements that clarify 
    Pennsylvania's rationale for authorizing coal refuse disposal on areas 
    previously affected by mining which contain pollutional discharges. 
    While there is no direct Federal counterpart to the added policy 
    statements regarding coal refuse disposal, the Director finds that 
    Pennsylvania's rationale for encouraging coal mining activities that 
    will result in the improvement of previously mined areas with 
    preexisting pollutional discharges is reasonable and not inconsistent 
    with SMCRA at section 102 concerning the purposes of SMCRA.
    
    2. Section 3  Definitions
    
        This section is amended to provide definitions for the following 
    terms: ``Abatement plan,'' ``Actual improvement,'' ``Baseline pollution 
    load,'' ``Best technology,'' ``Coal refuse disposal activities,'' 
    ``Pollution abatement area,'' and ``Public recreational impoundment.'' 
    Two of these definitions, ``Coal refuse disposal activities'' and 
    ``Public recreational impoundment,'' are new to the Pennsylvania 
    program, while the others are similar to approved definitions at 
    Chapters 87.202 and 88.502 concerning remining areas with pollutional 
    discharges. The proposed definitions will apply to section 6.2 of 
    Pennsylvania's Act 1994-114.
        ``Abatement plan'' is defined as any individual technique or 
    combination of techniques, the implementation of which will result in 
    reduction of the baseline pollution load. The Director finds that this 
    language is identical in substance to the definition of ``abatement 
    plan'' contained in 25 Pa. Code Secs. 87.202 and 88.502, which were 
    approved by OSM as part of Pennsylvania's standards for treatment of 
    preexisting discharges on remined areas. See 51 FR 5997, February 19, 
    1986.
        ``Actual improvement'' is defined as the reduction of the baseline 
    pollution load resulting from the implementation of the approved 
    abatement plan except that any reduction of the baseline pollution load 
    achieved by water treatment may not be considered as actual 
    improvement: Provided, however, that treatment approved by the 
    department of the coal refuse before, during or after placement in the 
    coal refuse disposal area shall not be considered to be water 
    treatment. This definition, except for the proviso which is new, is 
    identical in substance to definitions at 25 Pa. Code Secs. 87.202 and 
    88.502, which were approved by OSM as part of Pennsylvania's standards 
    for treatment for preexisting discharges on remined areas. See 51 FR 
    5997, February 19, 1986.
        ``Baseline pollution load'' is defined to mean the characterization 
    of the pollutional material being discharged from or on the pollution 
    abatement area, described in terms of mass discharge for each parameter 
    deemed relevant by Pennsylvania, including seasonal variations and 
    variations in response to precipitation events. This proposal is 
    identical in substance to the definition of ``baseline pollution load'' 
    found at 25 Pa. Code Secs. 87.202 and 88.502, which was approved by OSM 
    as part of Pennsylvania's standards for treatment of preexisting 
    discharges on remined areas. See 51 FR 5997, February 19, 1986.
        ``Best technology'' is defined to mean measures and practices which 
    will abate or ameliorate, to the maximum extent possible, discharges 
    from or on the pollution abatement area. This proposal is identical in 
    substance to the definition of ``best technology'' found at 25 Pa. Code 
    Secs. 87.202 and 88.502, which was approved by OSM as part of 
    Pennsylvania's standards for treatment of preexisting discharges on 
    remined areas. See 51 FR 5997, February 19, 1986.
        ``Coal refuse disposal activities'' is defined to mean the storage, 
    dumping or disposal of any waste coal, rock, shale, slurry, culm, gob, 
    boney, slate, clay, underground development wastes, coal processing 
    wastes, excess soil and related materials, associated with or near a 
    coal seam, which are either brought above ground or otherwise removed 
    from a coal mine in the process of mining coal or which are separated 
    from coal during the cleaning or preparation operations. The term shall 
    not include the removal or storage or overburden from surface mining 
    activities.
        The proposed State definition includes two terms, ``coal mine 
    waste'' and ``underground development waste,'' which are defined in the 
    Federal regulations at 30 CFR 701.5. The Federal regulations define 
    ``underground development waste'' to include waste-rock, mixtures of 
    coal, shale, claystone, siltstone, sandstone, limestone, or related 
    materials that are excavated, moved and disposed of from underground 
    workings in connection with underground mining activities. The proposed 
    State definition concerns the disposal of materials similar to those 
    listed in the Federal definition of underground development waste. The 
    Federal regulations define ``coal processing waste'' as ``earth 
    materials which are separated and wasted from the product coal during 
    cleaning, concentrating, or other processing or preparation of coal.'' 
    The State also limits the definition of ``coal refuse disposal 
    activities'' by clarifying that overburden from surface mining 
    activities is not included. That is, only materials separated from coal 
    during cleaning or preparation and materials derived from underground 
    workings are included under the definition of coal refuse disposal 
    activities. The proposed definition is unclear, however, in its use of 
    the term ``excess soil and related materials.''
    
    [[Page 19804]]
    
        The remaining terms of the definition do not have Federal 
    counterparts, but the Director finds that this proposed definition is 
    not inconsistent with SMCRA and the Federal regulations in general, and 
    is consistent with the Federal definitions of ``coal mine waste'' and 
    ``underground development waste,'' except for the reference to ``excess 
    soil and related materials.'' Therefore, the Director is requiring that 
    Pennsylvania further amend its program to clarify the meaning of the 
    term ``excess soil and related materials.''
        ``Pollution abatement area'' means that part of the permit area 
    which is causing or contributing to the baseline pollution load, which 
    shall include adjacent and nearby areas that must be affected to bring 
    about significant improvement of the baseline pollution load and which 
    may include the immediate location of the discharges.
        This proposed definition is identical in substance to the 
    definition of ``pollution abatement area'' found at 25 Pa. Code 
    Secs. 87.202 and 88.502, which was approved by OSM as part of 
    Pennsylvania's standards for treatment of preexisting discharges on 
    remined areas. See 51 FR 5997, February 19, 1986.
        ``Public recreational impoundment'' is defined to mean a closed 
    basin, naturally formed or artificially built, which is dammed or 
    excavated for the retention of water and which is owned, rented or 
    leased by the Federal Government, the Commonwealth or a political 
    subdivision of the Commonwealth and which is used for swimming, 
    boating, water skiing, hunting, fishing, skating or other similar 
    activities. There is no direct Federal counterpart to this definition. 
    The Director finds, however, that the proposed definition is consistent 
    with the definition of ``impoundment'' contained in the Federal 
    regulations at 30 CFR 701.5, and is not inconsistent with any other 
    provision of SMCRA or the Federal regulations.
    
    3. Section 3.2  Powers and Duties of the Environmental Quality Board
    
        New subsection (b) requires Pennsylvania's Environmental Quality 
    Board (EQB) to enact regulations to implement Section 6.2 (concerning 
    coal refuse disposal activities on previously affected areas). Proposed 
    Section 3.2(b) also provides that the new regulations to be developed 
    to implement Section 6.2 must be consistent with the requirements of 
    section 301(p) of the Federal Water Pollution Control Act and the State 
    remining regulations for surface coal mining activities.
        To the extent that the proposed provision requires the EQB to adopt 
    implementing coal refuse disposal regulations, the Director finds the 
    proposed language to be consistent with SMCRA section 503(a)(7) 
    concerning authority of State regulatory programs to enact rules and 
    regulations to carry out the provisions of SMCRA.
        The remaining portion of this provision, pertaining to the Federal 
    Water Pollution Control Act, is outside the scope of SMCRA and its 
    implementing regulations. Therefore, the Director's approval of this 
    remaining portion is unnecessary.
    
    4. Section 4.1  Site Selection
    
        This new section is added to establish the criteria for selecting 
    sites for coal refuse disposal. Subsection (a) provides that preferred 
    sites shall be used for coal refuse disposal unless the applicant 
    demonstrates to the regulatory authority that another site is more 
    suitable based on engineering, geology, economics, transportation 
    systems and social factors and is not adverse to the public interest. 
    Where, however, the adverse environmental impacts of the preferred site 
    clearly outweigh the public benefits, the site shall not be considered 
    a preferred site. A preferred site is one of the following:
        (1) A watershed polluted by acid mine drainage.
        (2) A watershed containing an unreclaimed surface mine but which 
    has no mining discharge.
        (3) A watershed containing an unreclaimed surface mine with 
    discharges that could be improved by the proposed coal refuse disposal 
    operation.
        (4) Unreclaimed coal refuse disposal piles that could be improved 
    by the proposed coal refuse disposal operation.
        (5) Other unreclaimed areas previously affected by mining 
    activities.
        There is no direct Federal counterpart to the proposed State 
    language. However, the establishment of criteria to be used for 
    selecting sites for coal refuse disposal is not itself inconsistent 
    with the intent of SMCRA. SMCRA at sections 102(d) and 102(h) 
    encourages both sound coal mining operations that protect the 
    environment, and the reclamation of mined areas left without adequate 
    reclamation prior to the enactment of SMCRA on August 3, 1977. The 
    proposed criteria are reasonable, not inconsistent with the provisions 
    of SMCRA, and will likely encourage the reclamation of environmentally 
    damaged lands. The Director finds, therefore, that subsection (a) can 
    be approved.
        Subsection (b) provides that, except if the site is a preferred 
    site, coal refuse disposal shall not occur on prime farmland; in sites 
    known to contain Federal threatened or endangered plants or animals or 
    State threatened or endangered animals; in watersheds designated as 
    exceptional value under 25 PA Code Chapter 93 (relating to water 
    quality standards); in areas hydrologically connected to and which 
    contribute at least five percent of the drainage to wetlands designated 
    as exceptional value under 25 Pa. Code Chapter 105 (relating to dam 
    safety and waterway management) unless a larger percentage is approved 
    by the department in consultation with the Pennsylvania Fish and Boat 
    Commission; and, in watersheds less than four square miles in area 
    upstream of the intake of public water supplies or the upstream limit 
    of public recreational impoundments.
        By letter to the U.S. Environmental Protection Agency (EPA) dated 
    March 8, 1996 (Administrative Record Number PA 837.59), the State 
    explained the intent and limitations of proposed subsection 4.1(b). The 
    State explained that while section 4.1(b) does not prohibit coal refuse 
    disposal in sites known to contain Federal threatened or endangered 
    plants or animals, neither does it, by itself, authorize disposal in 
    such areas. That is, in order to receive authorization to conduct coal 
    refuse disposal operations on preferred sites (whether or not the sites 
    contain threatened or endangered species), a coal refuse disposal 
    permit must be obtained in accordance with the Pennsylvania program's 
    permitting process. All coal refuse disposal permit applications must 
    comply with Chapter 86 (regulations that apply to all coal mining 
    activities) and Chapter 90 (regulations that apply to coal refuse 
    disposal operations). One element of the permit review process, the 
    State letter explained, is that a determination must be made that the 
    coal refuse disposal activity will comply with Secs. 86.37(a)(15) and 
    90.150(d), regulations that require compliance with the Federal 
    Endangered Species Act.
        Therefore, proposed subsection 4.1(b) categorically prohibits the 
    disposal of coal refuse on non-preferred sites known to contain Federal 
    threatened or endangered plants or animals or State threatened or 
    endangered animals. If the proposed coal refuse disposal site is a 
    preferred site, coal refuse disposal on the site may be possible, but 
    only after a finding by the State that the proposed coal refuse 
    disposal permit application is in compliance with Secs. 86.37(a)(15) 
    and 90.150(d) concerning endangered
    
    [[Page 19805]]
    
    species. These Pennsylvania program provisions are approved 
    counterparts to the Federal regulations at 30 CFR 773.15(c)(10) and 
    816/817.97(b), respectively.
        By letter dated January 27, 1997 (Administrative Record Number PA-
    837.61), PADEP submitted a copy of its revised Coal Refuse Disposal 
    Program Guidance. The draft guidance was subsequently revised on April 
    1, 1997 (Administrative Record Number PA-837.65). The guidance document 
    was finalized and made effective dated February 23, 1998 
    (Administrative Record Number PA-837.68). The Coal Refuse Disposal 
    Program Guidance is intended to further clarify what PADEP stated in 
    its March 8, 1996, letter concerning the implementation of proposed 
    Sec. 4.1(b). The Coal Refuse Disposal Program Guidance specifically 
    clarifies the intended implementation of Sec. 4.1(b) related to 
    threatened or endangered species. Pennsylvania's policy concerning the 
    implementation of Sec. 4.1(b) is as follows:
    
        With respect to preferred sites, the Department will not approve 
    (via the site selection process) or permit (via the permitting 
    process) a site that is known or likely to contain federally listed 
    threatened or endangered species, unless the Department concludes 
    and the U.S. Fish and Wildlife Service concurs that the proposed 
    activity is not likely to adversely affect federally listed 
    threatened or endangered species or result in the ``take'' of 
    federally listed threatened or endangered species in violation of 
    Section 9 of the Endangered Species Act.
    
        The Federal regulations at 30 CFR 816/817.97 concerning the 
    protection of fish and wildlife and related values, require the 
    minimization of disturbance and adverse impacts and enhancement where 
    practicable, and consultations with State and Federal fish and wildlife 
    resource agencies. For example, 30 CFR 816/817.97(b) provides that no 
    mining activity, including disposal of coal refuse, shall be conducted 
    which is likely to jeopardize the continued existence of listed 
    endangered or threatened species, or which is likely to result in the 
    destruction or adverse modification of designated critical habitats of 
    such species in violation of the Endangered Species Act of 1973, as 
    amended. 30 CFR 780.16/784.21(a)(1) provide that the scope and level of 
    detail of fish and wildlife information to be provided in the permit 
    application shall be determined by the regulatory authority in 
    consultation with State and Federal agencies with responsibilities for 
    fish and wildlife.
        By letter dated July 18, 1996 (Administrative Record Number PA 
    837.60) the U.S. Fish and Wildlife Service (USFWS) stated that OSM has 
    received no incidental take statement from the USFWS exempting OSM from 
    the ``take'' prohibitions of Sec. 9 of the Endangered Species Act. 
    USFWS also noted that no consultations on Pennsylvania's coal mining 
    program, including the delegation of the program to the State by OSM, 
    or amendments to the State's mining law or regulations, have occurred 
    between USFWS and OSM. USFWS concluded, therefore, that there are no 
    legal means by which OSM or the State can issue a mining permit which 
    would allow for the take of a Federally listed species. USFWS further 
    concluded that both OSM and the State must interpret the permitting 
    provision in Pennsylvania's mining regulations at 25 Pa. Code 
    Sec. 86.37(a)(15) (relating to Federally listed species) to mean that 
    no proposed activity may be permitted by the State which ``may affect'' 
    threatened or endangered species, or result in the ``take'' of 
    threatened or endangered species in violation of Sec. 9 of the 
    Endangered Species Act.
        However, by letter dated April 7, 1998 (Administrative Record 
    Number PA 837.70) the USFWS concluded, after informal consultations 
    with OSM, Pennsylvania, and the EPA, and after reviewing the State's 
    Coal Refuse Disposal Program Guidance, that OSM approval of the 
    amendments which are the subject of this rulemaking is not likely to 
    adversely affect federally listed species in Pennsylvania. See the 
    Agency Comments section below for a complete discussion of the USFWS 
    comments.
        There is no direct Federal counterpart to the proposed provision. 
    However, based on the information discussed above (including the 
    State's Coal Refuse Disposal Guidance quoted above, and the concurrence 
    letter from the USFWS), the Director finds that the proposed site 
    selection provision at subsection 4.1(b) is not inconsistent with the 
    Federal regulations. The Director is approving subsection 4.1(b), 
    however, only to the following extent:
        With respect to preferred sites, the State will not approve (via 
    the Site Selection process) or permit (via requirements in Chapters 86 
    or 90) a site that is known or likely to contain Federally listed 
    threatened or endangered species, unless the State demonstrates and the 
    USFWS concurs that the proposed activity is not likely to adversely 
    affect Federally listed threatened or endangered species or results in 
    the ``take'' of Federally listed or endangered species in violation of 
    Section 9 of the Endangered Species Act.
        Further, Sec. 86.37(a)(15) of the Pennsylvania program concerning 
    criteria for permit approval or denial, shall still apply to all 
    permits, including coal refuse disposal operations on preferred sites. 
    Section 86.37(a)(15) provides the following:
    
        A permit or revised permit application will not be approved 
    unless the application affirmatively demonstrates and the Department 
    finds, in writing, on the basis of the information in the 
    application or from information otherwise available, which is 
    documented in the approval, and made available to the applicant, 
    that the following exist: * * * (15) The proposed activities would 
    not affect the continued existence of endangered or threatened 
    species or result in the destruction or adverse modification of 
    their critical habitat as determined under the Endangered Species 
    Act of 1973 (16 U.S.C.A. Secs. 1531-1544).
    
        In Sec. 86.37(a)(15), the phrase ``would not affect the continued 
    existence of'' will be interpreted by OSM and Pennsylvania to mean that 
    no mining activity may be permitted by the State which ``may affect'' 
    threatened or endangered species unless the USFWS concurs that the 
    proposed activity is not likely to adversely affect Federally listed 
    threatened or endangered species or result in the ``take'' of Federally 
    listed threatened or endangered species in violation of Section 9 of 
    the Endangered Species Act.
        The Director also notes that Sec. 87.50, Sec. 88.33, Sec. 89.74, 
    and Sec. 90.18 (concerning Fish and Wildlife Resource Information 
    related to Surface Mining; Anthracite Coal; Underground Mining of Coal 
    and Coal Preparation Facilities; and Coal Refuse Disposal, 
    respectively) still apply to all permits. In order to ensure that 
    accurate and adequate information is obtained to make permit decisions 
    with respect to Federally listed species, and to ensure compliance with 
    Sec. 86.37(a)(15) as interpreted above, review of certain permits by 
    USFWS is necessary to ensure that proposed permits (i.e., new, revised, 
    and renewal) are ``not likely to adversely affect'' threatened or 
    endangered species. At least annually, the USFWS will provide a listing 
    of those geographic areas (e.g., counties) in Pennsylvania which have 
    known or likely occurrences of Federally listed species. The PADEP 
    shall provide the USFWS's Pennsylvania Field Office with copies of 
    proposed mining permits for review as part of the normal permit review 
    process. The USFWS will provide preliminary endangered species comments 
    to the State, with copies of those comments to OSM. Prior to 
    publication in the Pennsylvania Bulletin, the State shall resolve with 
    the USFWS all concerns related to
    
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    threatened and endangered species to ensure that Federally listed 
    species are not likely to be adversely affected by the proposed action. 
    This review mechanism will allow for concurrent review by the natural 
    resource agencies, and will also minimize the number of permits to be 
    sent by the State and reviewed by the USFWS.
        The Director also notes that Sec. 90.150 (c) and (d) concerning 
    protection of fish, wildlife, and related environmental values 
    continues to apply to all coal refuse disposal permits.
        Subsection 4.1(c) requires the identification of alternative sites 
    that were considered within a one mile radius for new refuse disposal 
    areas that support existing mining. Where there are no preferred sites 
    within a one mile radius or where the applicant demonstrates that a 
    nonpreferred site is more suitable, the applicant shall demonstrate the 
    basis for the exclusion of other sites, and shall demonstrate the 
    suitability of the recommended site. Where the adverse environmental 
    impacts of the proposed site clearly outweigh the public benefits, the 
    State shall not approve the site.
        The Federal regulations at 30 CFR 816/817.81 through 816/817.84 
    authorize the storage of coal mine waste (at 30 CFR 817.81 and 817.84) 
    on permitted areas. The storage of coal mine waste can result in large 
    storage structures of potentially hazardous materials, and the Federal 
    regulations provide specific provisions to assure that such storage 
    facilities are constructed in an environmentally sound manner. 
    Pennsylvania has, at Chapter 90, approved counterparts the Federal 
    regulations concerning the storage of coal refuse.
        While the proposed Pennsylvania provision provides some incentive 
    to use preferred sites (i.e., environmentally damaged sites) that are 
    close to the existing mining operations, it does not require the use of 
    preferred sites. This is not inconsistent with the Federal regulations 
    if the State authorizes the placement of coal refuse storage piles on 
    permitted areas and in accordance with the rules at Chapter 90 
    concerning coal refuse disposal. There is nothing in the proposed State 
    language that nullifies the applicability of Chapter 90.
        The proposed State provision requires a demonstration of site 
    suitability on the basis of several factors, including environmental 
    factors. Any such demonstration of environmental suitability must, of 
    course, consider factors such as protection of the hydrologic balance 
    and threatened or endangered species as required by the Federal 
    regulations and the counterpart Pennsylvania rules. The Director notes 
    that there is nothing in the proposed language that would negate the 
    applicability of these approved State rules.
        Because Pennsylvania will continue to apply the provisions of 25 
    Pa. Code Chapter 90, which correspond to the Federal regulations at 30 
    CFR 816/817.81 through 816/817.84, to the disposal of all coal refuse, 
    the Director finds that the proposed revisions are not inconsistent 
    with SMCRA or the Federal regulations.
        Subsection (d) requires the identification, within a 25 square mile 
    area (about a three-mile radius), of alternative sites that were 
    considered, and the basis for their consideration, as new refuse 
    disposal areas that support proposed new coal mining activity. Where 
    there are no preferred sites within the 25-square mile area or the 
    applicant demonstrates that a nonpreferred site is more suitable, this 
    provision requires a demonstration of the basis for the exclusion of 
    other sites, and a demonstration, based on reasonably available data, 
    that the proposed site is more suitable. Where the adverse 
    environmental impacts of the proposed site clearly outweigh the public 
    benefits, the site will not be approved.
        There are no direct Federal counterparts to these proposed site 
    selection criteria. However, the Director finds that the proposed 
    revisions are not inconsistent with SMCRA or the Federal regulations, 
    since Pennsylvania will continue to apply the state counterparts to the 
    Federal requirements, at 30 CFR 816/817.81 through 816/817.84, to the 
    disposal of all coal refuse.
        Subsection (e) provides that the alternatives analyses required by 
    section 4.1 satisfies the Dam Safety and Encroachments Act (November 
    26, 1978 (P.L. 1375, No. 325)). Since the Dam Safety and Encroachments 
    Act is outside the scope of the approved State program, the Director's 
    approval of subsection (e) is not necessary.
    
    5. Section 6.1  Designating Areas Unsuitable for Coal Refuse Disposal
    
        a. Subsection (h)(5) is amended to provide for a variance to the 
    100-foot stream buffer zone provision for coal refuse disposal. This 
    provision provides for a demonstration by the operator that the 
    variance will not result in significant adverse hydrologic or water 
    quality impacts. This provision also provides for public notice of the 
    requested variance, a public hearing concerning the application for a 
    variance, the consideration of comments submitted by the Pennsylvania 
    Fish and Boat Commission, and a written finding by the regulatory 
    authority that specifies the methods and techniques that must be 
    employed to prevent or mitigate adverse impacts.
        While SMCRA itself is silent concerning stream buffer zones, a 100-
    foot stream buffer zone and variances thereto are authorized at 30 CFR 
    816/817.57(a). Such stream buffer zone variances are authorized 
    provided: (1) The regulatory authority finds that the mining activities 
    will not cause or contribute to the violation of water quality 
    standards, and will not adversely affect the water quantity and quality 
    or other environmental resources of the stream; and (2) any stream 
    diversions will comply with 30 CFR 817.43 concerning diversions.
        The criteria for the variance as proposed in subsection (h)(5) are 
    less effective than the criteria contained in 30 CFR 816/817.57. 
    Specifically, the proposed term, ``significant'' renders the proposal 
    less effective because it is a lesser standard than the Federal 
    requirement that the proposed activities will not cause or contribute 
    to the violation of water quality standards, and will not adversely 
    affect the water quantity and quality or other environmental resources 
    of the stream. That is, whereas the Federal regulations prohibit any 
    adverse effects on water quality and quantity, or on other 
    environmental resources of the stream, the proposed regulations only 
    prohibit ``significant'' adverse impacts.
        Therefore, the Director is approving subsection (h)(5) only to the 
    extent that it authorizes stream buffer zone variances for coal refuse 
    disposal activities that will not cause or contribute to the violation 
    of water quality standards, and will not adversely affect the water 
    quantity and quality or other environmental resources of the stream. In 
    effect, the Director is not approving the term ``significant.'' Also, 
    the Director is requiring Pennsylvania to amend its program to 
    authorize stream buffer zone variances for coal refuse disposal 
    activities only where such activities will not cause or contribute to 
    the violation of applicable State or Federal water quality standards, 
    and will not adversely affect water quality and quantity, or other 
    environmental resources of the stream.
        Subsection 6.1(h)(5) also requires public notice in two newspapers 
    of general circulation in the area of the proposed variance for two 
    successive weeks. This notice would be in addition to the public notice 
    required by Sec. 86.31 concerning public notices of filing of permit 
    applications, and is consistent
    
    [[Page 19807]]
    
    with the notice required for steam buffer zone variance applications, 
    at 25 Pa. Code Sec. 86.102(12).
        The remaining portions of subsection 6.1(h)(5), pertaining to 
    written orders, public hearings, and consideration of comments by the 
    Pennsylvania Fish and Boat Commission, have no Federal counterparts. 
    However, since they are in addition to the public notice requirements 
    for stream buffer zone variance applications, at 26 Pa. Code 
    Sec. 86.102(12), the Director finds that they are not inconsistent with 
    SMCRA or the Federal regulations.
        Subsection 6.1(i) is added to provide that all new coal refuse 
    disposal areas shall include a system to prevent adverse impacts to 
    surface and ground water and to prevent precipitation from contacting 
    the coal refuse.
        The system for preventing precipitation from contacting the coal 
    refuse shall be installed: as phases of the coal refuse disposal area 
    reach capacity; as specified in the permit; when the operator 
    temporarily ceases operation of the coal refuse disposal area for a 
    period in excess of ninety days unless the State, for reasons of a 
    labor strike or business necessity, approves a longer period that shall 
    not exceed one year, or when the operator permanently ceases operation 
    of the coal refuse disposal area. The system shall allow for 
    revegetation and the prevention of erosion.
        The proposed language requiring installation of a system to prevent 
    adverse impacts to surface and ground water and to prevent 
    precipitation from contacting the coal refuse has several counterparts 
    in SMCRA. For example, SMCRA Sec. 515(b)(11), concerning surface 
    disposal of mine wastes, provides that such wastes shall be placed in 
    designated areas and compacted in layers with the use of incombustible 
    and impervious materials if necessary. SMCRA Sec. 515(b)(10), 
    concerning protection of the hydrologic balance, requires the avoidance 
    of acid or other toxic mine drainage. SMCRA Sec. 515(b)(14) requires 
    that acid-forming and toxic-forming materials be treated or buried and 
    compacted or otherwise deposited in a manner designed to prevent 
    contamination of ground or surface waters.
        Despite the fact that the proposed language allows delays in 
    completing the installation of the preventive system for reasons such 
    as strikes and business necessity, the State rules at Chapter 90 
    concerning coal refuse disposal operations continue to apply at all 
    times without delay. For example, Sec. 90.122 continues to provide that 
    coal refuse disposal areas shall be maintained to ensure that the 
    leachate and surface runoff from the permit area will not degrade 
    surface water or groundwater, or exceed the effluent limitations of 
    Sec. 90.102.
        The Director finds the proposed language is consistent with SMCRA 
    Sec. 515(b)(10) concerning protection of the hydrologic balance, and 30 
    CFR 816/817.81(a)(1) concerning coal mine waste, protection of surface 
    and groundwater from leachate and surface water runoff.
    
    6. Section 6.2  Coal Refuse Disposal Activities on Previously Affected 
    Areas
    
        This is a new section. Subsection (a) provides that a special 
    authorization may be requested to engage in coal refuse disposal 
    activities on areas with preexisting pollutional discharges resulting 
    from previous mining. This subsection also provides that all of the 
    provisions of Pennsylvania's Coal Refuse Disposal Act (P.L. 1040, No. 
    318, September 24, 1968 and amended October 10, 1980 (P.L. 807. No. 
    154)) apply to special authorizations to conduct coal refuse disposal 
    activities on areas with preexisting pollutional discharges, except as 
    modified by this new section 6.2.
        Subsection (b) provides the criteria under which the State may 
    grant a special authorization to engage in such coal refuse disposal. 
    The State may grant the special authorization if such special 
    authorization is part of:
        (1) A permit issued under section 4 of the State's Coal Refuse 
    Disposal Act, except for permit transfers after the effective date of 
    this section, if the request is made at the time of submittal of a 
    permit application or prior to a State decision to issue or deny that 
    permit; or
        (2) A permit revision pursuant to State regulation, but only if the 
    operator affirmatively demonstrates to the satisfaction of the State 
    that:
        (i) The operator has discovered pollutional discharges within the 
    permit area that came into existence after its permit application was 
    approved;
        (ii) The operator has not caused or contributed to the pollutional 
    discharges;
        (iii) The proposed pollution abatement area is not hydrologically 
    connected to any area where coal refuse disposal activities have been 
    conducted pursuant to the permit;
        (iv) The operator has not affected the proposed pollution abatement 
    area by coal refuse disposal activities; and
        (v) The State has not granted a bonding authorization and coal 
    refuse disposal approval for the area.
        Subsection (c) provides that the State may not grant a special 
    authorization unless the operator seeking a special authorization for 
    coal refuse disposal demonstrates all of the following:
        (1) Neither the operator nor any officer, principal shareholder, 
    agent, partner, associate, parent corporation, subsidiary or affiliate, 
    sister corporation, contractor or subcontractor or any related party:
        (i) Has any legal responsibility or liability as an operator under 
    section 315 of the Pennsylvania Act of June 22, 1937 (P.L. 1987, No. 
    394), known as ``The Clean Stream Law,'' for treating the pollutional 
    discharges from or on the proposed pollution abatement area; or
        (ii) Has any statutory responsibility or liability for reclaiming 
    the proposed pollution abatement area.
        (2) The proposed pollution abatement plan will result in a 
    significant reduction of the baseline pollution load and represents 
    best technology.
        (3) The land within the proposed pollution abatement area can be 
    reclaimed.
        (4) The coal refuse disposal activities on the proposed pollution 
    abatement area will not cause any additional surface water pollution or 
    groundwater degradation.
        (5) The coal refuse disposal activities on permitted areas other 
    than the proposed pollution abatement area will not cause any surface 
    water pollution or groundwater degradation.
        (6) There are one or more preexisting pollutional discharges from 
    or on the pollution abatement area.
        (7) All requirements of Pennsylvania's Coal Refuse Disposal Control 
    Act and its implementing rules that are not inconsistent with section 
    6.2 have been met.
        Subsection (d) provides that a special authorization may be denied 
    if granting it will or is likely to affect any legal responsibility or 
    liability for abating the pollutional discharges from or near the 
    pollution abatement area.
        Subsection (e) provides that, except as specifically modified by 
    section 6.2, an operator requesting special authorization shall comply 
    with the permit application requirements of sections 4 and 5 of 
    Pennsylvania's currently approved Coal Refuse Disposal Act. The 
    operator must also provide additional information as required by the 
    State, relating to delineation of the pollution abatement area 
    (including the location of preexisting discharges), a description of 
    the hydrologic balance of the pollution abatement area (including water 
    quality and quantity monitoring data), and a
    
    [[Page 19808]]
    
    description of the abatement plan that represents best technology.
        Subsection (f) provides that an operator who is granted a special 
    authorization shall implement the approved water quality and quantity 
    monitoring program and abatement plan, notify the State immediately 
    prior to the completion of each step of the abatement plan, and provide 
    progress reports to the State within 30 days after the completion of 
    each step of the abatement program in a manner described by the State.
        The proposed special authorizations must comply with 40 CFR part 
    434 concerning performance standards for coal mining point source 
    discharges, and with Sec. 301(p) of the Federal Water Pollution Control 
    Act (33 U.S.C. 1311(p)) concerning modified permits for coal remining 
    operations. The effluent limitation standards will be identified 
    jointly by the EPA and the State on a permit-by-permit basis during the 
    development of the National Pollutant Discharge Elimination System 
    (NPDES) permit. The Director notes that the EPA has provided its 
    concurrence with the proposed amendments. See the Environmental 
    Protection Agency section below for a discussion of all EPA comments 
    and conditions on their approval of these amendments. The Director 
    finds that the proposed provisions at Section 6.2(a) through (f) have 
    no Federal counterparts. However, the Director finds that these 
    subsections are not inconsistent with SMCRA and can be approved, 
    provided that nothing in this approval authorizes the State to adopt 
    revised effluent limitations without approval by the EPA pursuant to 
    the Clean Water Act.
        Subsection (g)(1) specifies that an operator granted special 
    authorization under section 6.2 shall be responsible for the treatment 
    of discharges in the following manner:
        (i) Except for preexisting discharges which are not encountered 
    during coal refuse disposal activities or the implementation of the 
    abatement plan, the operator shall comply with all applicable 
    regulations of the State.
        (ii) The operator shall treat preexisting discharges which are not 
    encountered during coal refuse disposal activities or implementation of 
    the abatement plan to meet the baseline pollution load when the 
    baseline pollution load is exceeded according to the following 
    schedule:
        (A) Prior to final bond release, if the operator is in compliance 
    with the pollution abatement plan, where the State demonstrates that 
    the operator has caused the baseline pollution load to be exceeded; the 
    State shall have the burden of proving that the operator caused the 
    baseline pollution load to be exceeded;
        (B) Prior to final bond release, if the operator is not in 
    compliance with the pollution abatement plan, unless the operator 
    affirmatively demonstrates that the reason for exceeding the baseline 
    pollution load is a cause other than the operator's coal refuse 
    disposal and abatement activities; and
        (C) Subsequent to final bond release where the department 
    demonstrates that the operator has caused the baseline pollution load 
    to be exceeded; the department shall have the burden of proving that 
    the operator caused the baseline pollution load to be exceeded.
        Subsection (g)(1)(ii)(A) allocates the burden of proof in a manner 
    which, at first blush, appears to be inconsistent with the Federal 
    regulations at 43 CFR 4.1171(b).
        That Federal provision states that ``the ultimate burden of 
    persuasion shall rest with the applicant for review'' of any notice of 
    violation or cessation order. In addition, the legislative history of 
    SMCRA clearly states that the applicant for review of a notice or order 
    carries the ultimate burden of proof in the administrative review 
    proceeding. S. Rep. No. 128, 95th Cong., 1st Sess. 93 (1977). However, 
    this proposal shifts the burden of proof to the State Regulatory 
    Authority only where it issues an enforcement action for exceeding the 
    baseline pollution load for a preexisting, unencountered discharge. As 
    noted below, the EPA states in its concurrence that discharges 
    unaffected by and diverted around or piped under fills (not 
    encountered) would not be subject to the effluent guidelines at 40 CFR 
    part 434--subpart B. Because these preexisting unencountered discharges 
    are not subject to the requirements of 40 CFR part 434, they are 
    likewise not regulated under 30 CFR 816/817.42. Moreover, since it 
    proposes to regulate pollutional discharges and take enforcement 
    actions in a manner which is beyond the scope of, but not inconsistent 
    with, SMCRA, Pennsylvania is free to allocate the burden of proof in 
    administrative review proceedings of such enforcement actions in a 
    different manner than is provided for in 43 CFR 4.1171(b). Therefore, 
    subsection (g)(1)(ii)(A) can be approved.
        Subsection (g)(2) provides that an allegation that the operator 
    caused the baseline pollution load to be exceeded under subclause (ii) 
    of clause (1) shall not prohibit the State from issuing, renewing or 
    amending the operator's license and permits or approving a bond release 
    until a final administrative determination has been made of such 
    alleged violation.
        This subsection is no less stringent than SMCRA, so long as it 
    applies only to bond releases for permits other than the permit for 
    which the allegation of exceeding the baseline pollution load is 
    pending. If it were interpreted to allow bond release on the permit for 
    which the allegation is pending, subsection (g)(2) would be less 
    stringent than section 519(c)(3) of SMCRA, 30 U.S.C. 1269(c)(3), which 
    allows a final bond release only after all reclamation requirements of 
    SMCRA have been met. However, subsection 6.2(j)(3) of this amendment, 
    discussed below, prohibits final bond release of special authorization 
    permits where the operator has caused the baseline pollution load to be 
    exceeded after phase two of bond release, or within five years of the 
    discontinuance of treatment of a preexisting, unencountered discharge. 
    As such, any allegation that the operator caused the baseline pollution 
    load to be exceeded would, in accordance with subsection 6.2(j)(3), 
    prevent final bond release until the allegation is found to be untrue. 
    Therefore, subsection (g)(2) is approved to the extent that it applies 
    to final bond releases on permits other than the permit for which the 
    allegation that the baseline pollution load has been exceeded is 
    pending.
        Subsection (g)(3) provides that, for this subsection, the term 
    ``encountered'' shall not be construed to mean diversions of surface 
    water and shallow groundwater flow from areas undisturbed by the 
    implementation of the abatement plan which would otherwise drain into 
    the affected area, provided such diversions are designed, operated and 
    maintained in accordance with all applicable regulations of the State.
        The Federal regulations at 30 CFR 816/817.42 require that mining 
    operations (including coal refuse disposal operations) comply with all 
    applicable State and Federal water quality laws and regulations and 
    with the effluent limitations for coal mining promulgated by EPA and 
    set forth in 40 CFR part 434. In order to approve Pennsylvania's 
    program amendment, OSM is required to obtain the concurrence of the EPA 
    in accordance with Sec. 503(b) of SMCRA. On September 20, 1995, OSM 
    requested the concurrence of the EPA with respect to those aspects of 
    the amendment which relate to air or water quality standards 
    promulgated under the authority of the Clean Water Act.
        In a letter to OSM dated January 30, 1997 (Administrative Record 
    Number
    
    [[Page 19809]]
    
    PA-837.63), EPA conditionally concurred with the proposed Pennsylvania 
    amendment (see Environmental Protection Agency section below for a 
    complete discussion of EPA comments). The EPA provided five conditions 
    for its concurrence with the proposed amendments.
        The EPA stated that to emphasize its concern over in-stream refuse 
    disposal, EPA concurrence is conditioned on the following: a.) PADEP 
    notification to EPA within 30 days of receipt of a joint SMCRA/NPDES 
    permit application for an in-stream refuse disposal project, and b.) 
    PADEP submittal to EPA of any joint SMCRA/NPDES application or permit 
    information which EPA specifically requests for an effective review.
        The EPA stated that it will not object to PADEP issuance of an 
    NPDES permit for proposed in-stream refuse disposal facilities if (1) 
    compliance with Section 404 permit requirements is assured; (2) there 
    are no feasible alternatives to the coal refuse disposal, protection of 
    existing and designated downstream aquatic life and uses is assured, 
    and provisions are established for adequate mitigation.
        Where discharges from refuse disposal activities would cause or 
    contribute to an exceedance of water quality standards, the NPDES 
    permit must contain water quality-based effluent limitations in 
    compliance with 40 CFR 122.44(d). Adequate monitoring and analysis of 
    the background water quality of the receiving stream must be done prior 
    to permit issuance and as part of the permit development process. The 
    EPA also stated that appropriate measures must be planned and 
    implemented for coal refuse disposal facilities which will prevent long 
    term acid drainage after closure.
        The proposed statutory revisions adopted by the State comply with 
    EPA's determination regarding the treatment level required under 
    Federal law for unencountered discharges. The proposed standards 
    regarding treatment levels for discharges that are encountered are the 
    applicable regulations of the department (Sec. 90.102 Hydrologic 
    balance: water quality standards, effluent limitations and best 
    management practices). The Director notes that EPA review of all permit 
    applications related to in-stream refuse disposal and other permit 
    applications identified by the EPA will help assure that the proposed 
    coal refuse disposal operations in Pennsylvania will meet the 
    requirements of the Clean Water Act.
        In addition, EPA recommended that proposed disposal of potentially 
    acidic refuse in valley fills on non-impacted (virgin) areas be subject 
    to reviews under individual Sec. 404 permits, rather than coverage 
    under the nationwide 404 permit.
        The EPA has clarified that its understanding of Sec. 6.2(g)(1)(i) 
    is that coal refuse disposal operations that encounter a preexisting 
    discharge shall comply with the effluent limitations that will be 
    described in the NPDES permit, and which will be consistent with the 
    effluent guideline limitations for coal preparation plants and 
    associated areas as identified at 40 CFR Part 434--Subpart B. However, 
    the EPA notes that discharges unaffected by and diverted around or 
    piped under fills (not encountered) would not be subject to the 
    effluent guidelines at 40 CFR Part 434--Subpart B. Such discharges that 
    are not encountered shall meet the baseline pollution load standard as 
    defined at Sec. 3(1.3), and shall be treated in accordance with the 
    provisions at Sec. 6.2(g)(1)(ii). The EPA will, as part of its review 
    of all NPDES permits related to in-stream refuse disposal and other 
    permits, help assure that adequate monitoring and analysis of the 
    background water quality of the receiving stream will be done prior to 
    permit issuance. In addition, the EPA will be able to provide guidance 
    to the State to help assure the prevention of long term acid drainage 
    after closure.
        The Director notes that the proposed provisions at 
    Sec. 6.2(g)(1)(ii) address the possibility that coal refuse disposal 
    operations (or implementation of the abatement plan) may cause the 
    baseline pollution load to be exceeded. As a consequence of exceeding 
    the baseline pollution load, the operator must comply with the proposed 
    provisions at Sec. 6.2(g). The Director recognizes the possibility that 
    such coal refuse disposal operations (or implementation of the 
    abatement plan) could affect a preexisting discharge to such a degree 
    that, in effect, the operations have ``encountered'' that discharge. In 
    such a circumstance (i.e., a discharge is encountered) an operator 
    would be required to treat the preexisting discharge not to baseline, 
    but to the applicable Pennsylvania water quality standards at Chapter 
    90.102. Proposed Sec. 6.2(g)(1)(i) provides that for preexisting 
    discharges that are encountered, the operator shall comply with all 
    applicable regulations of the department.
        The Director also recognizes the difficulty and complexity of 
    making such a determination. By necessity, these determinations would 
    have to be made by the State on a case-by-case basis after a thorough 
    analysis of the circumstances and variables involved.
        For example, under the proposed provisions, coal refuse may be 
    placed upon a preexisting coal refuse deposit with a pre-existing 
    pollutional discharge. Under such circumstances, the surface of the 
    pre-existing coal refuse deposit may be prepared (modified) to accept 
    deposition of a new coal refuse deposit so that the resulting deposit 
    is stable. The surface preparation activities on the pre-existing 
    deposit will not, of itself, be considered an ``encounter'' of the pre-
    existing pollutional discharge.
        During coal refuse disposal operations, pollutional discharges from 
    the pre-existing coal refuse deposit that is being buried under the new 
    coal refuse deposit, will be treated to baseline standards. Pollutional 
    discharges flowing from the newly placed coal refuse that lies above 
    the pre-existing coal refuse deposit will be subject to the State 
    effluent standards for disposal operations at Chapter 90, subchapter D 
    at 90.102. However, if during its inspections of the operations, it 
    becomes apparent to the State that pollutional waters from the new coal 
    refuse disposal fill are co-mingling with (i.e., encountering) the 
    pollutional discharge from the pre-existing coal refuse deposit, then 
    the State must apply the effluent limitations at Chapter 90, subchapter 
    D at 90.102 to the pre-existing discharge, as well as to the ``new'' 
    discharge, rather than the baseline pollution load standard.
        With the exceptions noted above for subsections (g)(1)(ii)(A) and 
    (g)(2), the Director finds that 6.2(g) is consistent with the 
    requirements of the Federal regulations at 30 CFR 816/817.42, provided 
    that nothing in this approval authorizes the State to adopt revised 
    effluent limitations without approval by the EPA pursuant to the Clean 
    Water Act.
        Subsection (h) provides that an operator who is required to treat 
    preexisting discharges under subsection (g) will be allowed to 
    discontinue preexisting discharges when the operator demonstrates that 
    all of the conditions identified below have been satisfied.
        (1) The baseline pollution load is no longer being exceeded as 
    shown by all ground and surface water monitoring;
        (2) All requirements of the permit and the special authorization 
    have been or are being met;
        (3) The operator has implemented each step of the abatement plan as 
    approved in the authorization; and
        (4) The operator did not cause or allow any additional surface 
    water pollution or groundwater degradation
    
    [[Page 19810]]
    
    by reaffecting the pollution abatement area.
        The Director notes that the proposed language at subsection 6.2(h) 
    could be misinterpreted. The proposed language in the first sentence of 
    this subsection which states that ``an operator required to treat 
    preexisting discharges under subsection (g) will be allowed to 
    discontinue treating . . .'' is unclear. Subsection 6.2(g) pertains to 
    both discharges that are encountered and those that are not 
    encountered, and the treatment standards are different for each.
        The Director interprets the proposed language in the first sentence 
    of Sec. 6.2(h) to pertain only to subsection 6.2(g)(1)(ii), which 
    governs discharges that are not encountered. Therefore, the Director is 
    approving the proposed provision to the extent that it provides that an 
    operator may only discontinue treating preexisting discharges that are 
    not encountered when the operator demonstrates that the ``baseline'' 
    pollution load is no longer being exceeded. Preexisting discharges that 
    are encountered must be treated to the State water quality standards at 
    Chapter 90, subchapter D at 90.102. Also, the Director is requiring 
    that the State further amend the Pennsylvania program to clarify that 
    Subsection 6.2(h) of the Coal Refuse Disposal Act pertains to 
    preexisting discharges that are not encountered.
        Subsection (i) provides that if any condition set forth in 
    subsection 6.2(g) occurs after discontinuance of treatment under 
    subsection 6.2(h), the operator shall reinstitute treatment in 
    accordance with subsection 6.2(g). An operator who reinstitutes 
    treatment under this subsection shall be allowed to discontinue 
    treatment if the requirements of subsection 6.2(h) are met. This 
    provision will help assure that treatment will be restarted as 
    necessary to comply with the provisions of subsection 6.2(g).
        To the extent that subsection 6.2(g), (h), and (i) are applied as 
    discussed in this finding, the Director finds that the proposed 
    provisions are not inconsistent with SMCRA, and are consistent with the 
    Federal regulations at 30 CFR 816/817.42. The Director is making this 
    finding with the understanding that the regulations to be developed by 
    Pennsylvania to implement Section 6.2 (as is required by the proposed 
    provisions at Section 3.2(b) of the Coal Refuse Disposal Act) will 
    clarify that preexisting discharges that are encountered must be 
    treated to the State effluent standards at Chapter 90, subchapter D at 
    90.102.
        Subsection (j) provides that for pollution abatement areas subject 
    to a grant of special authorization under subsection 6.2, the operator 
    shall comply with all requirements relating to bonds set forth in 
    section 6 of Pennsylvania's existing Coal Refuse Disposal Act, except 
    that the criteria and schedule for release of bonds shall be as 
    follows:
        (1) Up to fifty-percent of the amount of bond if the operator 
    demonstrates that:
        (i) All activities were conducted in accordance with all applicable 
    requirements;
        (ii) The operator has satisfactorily completed installing the water 
    impermeable cover, grading, planting and drainage control in accordance 
    with the approved abatement plan;
        (iii) The operator has properly implemented each step of the 
    approved abatement plan;
        (iv) The operator has not caused the baseline pollution load to be 
    exceeded for a period of a minimum of six months prior to the submittal 
    of a request for bond release and until the bond release is approved as 
    shown by all ground and surface water monitoring; and
        (v) The operator has not caused or contributed to any ground or 
    surface water pollution by reaffecting the pollution abatement area.
        (2) Up to an additional thirty-five percent of the amount of bond 
    if the operator demonstrates that:
        (i) The operator has replaced topsoil, completed final grading and 
    achieved successful vegetation in accordance with the approved 
    reclamation plan;
        (ii) The operator has not caused or contributed to any ground or 
    surface water pollution by reaffecting the pollution abatement area; 
    and
        (iii) The operator has achieved the actual improvement of the 
    baseline pollution load described in the abatement plan and shown by 
    all ground and surface water monitoring for the period of time provided 
    in the abatement plan, or has achieved all of the following:
        (A) At a minimum, the operator has not caused the baseline 
    pollution load to be exceeded as shown by all ground and surface water 
    monitoring for a period of twelve months from the date of initial bond 
    release under clause (1) or from the date of discontinuance of 
    treatment under subsection 6.2(h).
        (B) The operator has conducted all measures provided in the 
    abatement plan and any additional measures specified by the State in 
    writing at the time of initial bond release under clause (1).
        (C) The operator has caused aesthetic or other environmental 
    improvements and the elimination of public health and safety problems 
    by engaging in coal refuse disposal activities and reaffecting the 
    pollution abatement area.
        (D) The operator has stabilized the pollution abatement area.
        (3) The remaining amount of bond if the operator demonstrates that:
        (i) The operator has not caused the baseline pollution load to be 
    exceeded from the time of bond release under clause (2) or, if 
    treatment has been initiated any time after release of the bond, for a 
    period of five years from the date of discontinuance of treatment under 
    subsection 6.2(h); and
        (ii) The applicable liability period of section 6 has expired and 
    the operator has successfully completed all coal refuse disposal and 
    reclamation activities.
        In accordance with the Federal regulations at 30 CFR 800.40, the 
    State's amendment provides for Phase I bond release after the 
    completion of refuse placement and grading; Phase II bond release after 
    revegation has been established; and Phase III bond release after the 
    expiration of the extended liability period.
        In addition, the State's bond release provisions establish special 
    criteria to ensure that final bond release will not be granted unless 
    the operator at a minimum, is satisfying the effluent limitations 
    established by PADEP and approved by EPA for areas with preexisting 
    pollutional discharges, the operator has fully implemented the approved 
    abatement and reclamation plan and the operator has not caused 
    degradation of the baseline pollution load for a specified period of 
    time.
        Therefore, the Director finds that proposed Sec. 6.2(j) provides 
    sufficient guarantees to ensure that final release of the bond will not 
    occur until the operation has satisfied the water quality standards 
    established by EPA and met all other reclamation requirements that 
    apply to any surface mining operation. The Director finds subsection 
    (j) to be no less effective than the Federal bond release standards at 
    30 CFR 800.40.
        Subsection 6.2(k) sets forth the standard of successful 
    revegetation for reclamation plans approved as part of a special 
    authorization. The proposed standard of successful revegetation shall 
    be, as a minimum, the establishment of ground cover of living plants 
    not less than can be supported by the best available topsoil or other 
    suitable material in the reaffected area, shall not be less than ground 
    cover existing before disturbance and shall be adequate to control 
    erosion: Provided,
    
    [[Page 19811]]
    
    however, that the State may require that the standard of success comply 
    with section 5(c) and (e) of the current Coal Refuse Disposal Act where 
    it determines compliance is integral to the proposed pollution 
    abatement plan.
        The Director finds proposed subsection (k) to be consistent with 30 
    CFR 816.115(b)(5), except as noted below. The Federal provision at 
    816.116(b)(5) provides the minimum revegetation standards for areas 
    that were previously disturbed by mining, and that were not reclaimed 
    to the requirements of Subchapter K (performance standards). The 
    proposed State provision, however, lacks the requirement that to 
    qualify for the revegetation standards, the area that was previously 
    disturbed by mining must not have been reclaimed to the State's 
    performance standards. To be no less effective than 816.116(b)(5), the 
    State needs to limit the application of the proposed standards to areas 
    that were previously disturbed by mining and that were not reclaimed to 
    the State reclamation standards.
        Therefore, the Director is approving subsection (k) only to the 
    extent that it is applicable to areas previously disturbed by mining 
    that were not reclaimed to the standards of the Pennsylvania program. 
    In addition, the Director is requiring that the State further amend the 
    Pennsylvania program to be no less effective than 30 CFR 816.116(b)(5), 
    by limiting the application of the revegetation standards under 
    Subsection 6.2(k) of its Coal Refuse Disposal Act, to areas that were 
    previously disturbed by mining and that were not reclaimed to the 
    State's reclamation standards.
        Subsection 6.2(l) provides that forfeited funds in the Surface 
    Mining Conservation and Reclamation Fund (Fund) shall be applied as a 
    credit to the bond required for a special authorization. In addition, 
    special authorization areas shall be exempt from permit reclamation 
    fees.
        The Director notes that any forfeited Fund moneys to be used would 
    have originally come from a form of bond which is approved under the 
    Pennsylvania program. As such, the use of these forfeited Fund moneys 
    to ``rebond'' the site is not, per se, inconsistent with section 509 of 
    SMCRA, 30 U.S.C. 1259, and 30 CFR 800.12, pertaining to the requirement 
    of a performance bond and the acceptable forms thereof. However, if the 
    forfeited moneys for a particular site are sufficient to perform all 
    outstanding reclamation obligations for the site, then the site should 
    not be reclaimed to lesser reclamation standards under a special 
    authorization. For example, if the forfeited moneys in the Fund were 
    used to reclaim the site, and that reclamation would result in the 
    elimination of a pollutional discharge or revegetation of the site to 
    the level required to support the land use approved in the original 
    permit, then it would be inappropriate and a loss to the environment to 
    reclaim the site to lesser standards under special authorization. Under 
    these circumstances, the State should not approve the special 
    authorization.
        The Director finds that the proposed provisions, concerning the use 
    of previously forfeited funds in establishing an appropriate bond 
    amount for a special authorization area, are not inconsistent with the 
    Federal forfeiture of bond provisions with the following exception. The 
    Director is approving 6.2(l) to the extent that the PADEP will not 
    approve a special authorization when such an authorization would result 
    in the site being reclaimed to lesser standards than could be achieved 
    if the forfeited bond moneys were used to reclaim the site to the 
    standards approved in the original permit under which the bond moneys 
    were forfeited. In addition, the Director is requiring that the State 
    further amend the Pennsylvania program to clarify that under Subsection 
    6.2(l) of its Coal Refuse Disposal Act, a special authorization for 
    coal refuse disposal operations will not be granted, when such an 
    authorization would result in the site being reclaimed to lesser 
    standards than could be achieved if the moneys paid into the Fund, as a 
    result of a prior forfeiture on the area, were used to reclaim the site 
    to the standards approved to the original permit under which the bond 
    moneys were forfeited.
        Subsection (m) provides that an operator granted special 
    authorization under section 6.2 shall be permanently relieved from the 
    requirements of subsection 6.2(g) and the act of June 22, 1937 (P.L. 
    1987, No. 394), known as ``The Clean Streams Law,'' for all preexisting 
    discharges, identified in subsection 6.2(e), to the extent of the 
    baseline pollution load if the operator complies with the terms and 
    conditions of the pollution abatement plan and the baseline pollution 
    load has not been exceeded at the time of final bond release. Relief of 
    liability under this subsection shall not act or be construed to 
    relieve any person other than the operator granted special 
    authorization from liability for the preexisting discharge; nor shall 
    it be construed to relieve the operator granted special authorization 
    from liability under subsection 6.2(g)(1)(ii) if the baseline pollution 
    is exceeded.
        As discussed above in the finding for Section 6.2(g), the Director 
    has determined that, with the exceptions noted for subsections 
    (g)(1)(ii)(A) and (g)(2), proposed Section 6.2(g) is consistent with 
    the requirements of the Federal regulations at 30 CFR 816/817.42 
    concerning water quality standards and effluent limitations. Under the 
    proposed provisions, an operator with a special authorization would be 
    required to comply with the Pennsylvania program performance standards 
    for all preexisting pollutional discharges encountered by their 
    operations and for all new pollutional discharges resulting from their 
    operations, and to treat preexisting pollutional discharges in 
    accordance with subsection 6.2(g). However, upon final bond release 
    under subsection 6.2(j), an operator granted a special authorization 
    would no longer be responsible for the preexisting pollutional 
    discharges identified in the special authorization. To qualify, the 
    operator with a special authorization must have complied with the terms 
    and conditions of the pollution abatement plan and the provisions of 
    Subsection 6.2(g) concerning the exceedence of the baseline pollution 
    load.
        As further discussed in the finding for Subsection 6.2(g), the EPA 
    has concluded that discharges unaffected by and diverted around or 
    piped under fills (not encountered) would not be subject to the 
    effluent guidelines at 40 CFR part 434--subpart B. Such discharges that 
    are not encountered shall meet the baseline pollution load standard as 
    defined at Sec. 3(1.3), and shall be treated in accordance with the 
    provisions at Sec. 6.2(g)(1)(ii). The Director finds, therefore, that 
    the proposed subsection 6.2(m) is not inconsistent with the Federal 
    regulations at 30 CFR 816.42 concerning water quality standards and 
    effluent limitations.
    
    7. Section 6.3  Experimental Practices
    
        This new section sets forth criteria established to encourage 
    advances in coal refuse disposal practices and advance technology or 
    practices that will enhance environmental protection with respect to 
    coal refuse disposal activities, and authorizes the State to grant 
    permits approving experimental practices and demonstration projects. 
    The State may grant such permits if:
        (1) The environmental protection provided will be potentially more 
    protective or at least as protective as required by this act and State 
    regulations;
    
    [[Page 19812]]
    
        (2) The coal refuse disposal activities approved under the permits 
    are not larger or more numerous than necessary to determine the 
    effectiveness and economic feasibility of the experimental practices or 
    demonstration projects; and
        (3) The experimental practices or demonstration projects do not 
    reduce the protection afforded public health and safety below that 
    provided by this act and state regulations.
        SMCRA section 711 provides that the regulatory authority may, with 
    approval by the Secretary, authorize departures in individual cases on 
    an experimental basis from the environmental protection performance 
    standards of sections 515 and 516 of SMCRA. The proposed provisions are 
    substantively identical to the provisions of SMCRA section 711 
    concerning experimental practices, except that they are silent 
    concerning the requirement to obtain approval from the Secretary for 
    each experimental practice, and do not clarify that such practices are 
    only approved as part of the normal permit approval process and only 
    for departures from the environmental protection performance standards. 
    The Director notes that the Pennsylvania rules developed to implement 
    these provisions must be consistent with and no less effective than the 
    Federal regulations at 30 CFR 785.13 concerning experimental practices 
    mining.
        The Director is approving the proposed amendments concerning 
    experimental practices. In addition, the Director is requiring that the 
    State further amend the Pennsylvania program by adding implementing 
    rules no less effective than 30 CFR 785.13, and no less stringent than 
    SMCRA Section 711 and which clarify that experimental practices are 
    only approved as part of the normal permit approval process and only 
    for departures from the environmental protection performance standards, 
    and that each experimental practice receive the approval of the 
    Secretary.
    
    8. Section 15.1  Suspension of Implementation of Certain Provisions
    
        This new provision provides for the suspension of any provision of 
    Act 1994-114 found to be inconsistent with SMCRA or section 402 of the 
    Federal Water Pollution Control Act (FWPCA) (62 Stat. 1155, 33 U.S.C. 
    section 1251 et seq.). This new provision also provides that the State 
    shall develop a regulatory program and program amendments under SMCRA 
    and the FWPCA that are consistent with the requirements of section 
    301(p) of the FWPCA and the State remining regulations for surface 
    mining activities. The Director finds the proposed language to be 
    consistent with SMCRA section 503(a)(7) concerning State programs, and 
    with the Federal regulations at 30 CFR 732.17 concerning State program 
    amendments.
    
    IV. Summary and Disposition of Comments
    
    Federal Agency Comments
    
        Pursuant to 30 CFR 732.17(h)(11)(i), the Director solicited 
    comments on the proposed amendment from various Federal agencies with 
    an actual or potential interest in the Pennsylvania program.
        The U.S. Fish and Wildlife Service (USFWS) expressed concern that 
    the proposed amendments at Sec. 4.1(b) concerning site selection, may 
    lead to adverse impacts on Federally listed threatened or endangered 
    species in violation of the Federal Endangered Species Act of 1973 (87 
    Stat. 884, as amended; 16 U.S.C. 1531 et seq.). Specifically, the 
    concern is with language at Sec. 4.1(b) which states, ``Except if it is 
    a preferred site, coal refuse disposal shall not occur * * * in sites 
    known to contain Federal threatened or endangered plants or animals.'' 
    USFWS interpreted the quoted language as allowing the disposal of coal 
    refuse on preferred sites known to contain Federally listed endangered 
    or threatened species. USFWS believed that such activity would 
    reasonably be expected to adversely affect threatened and endangered 
    species.
        The USFWS comment stated that OSM has received no incidental take 
    statement from the USFWS exempting OSM from the ``take'' prohibitions 
    of Sec. 9 of the Endangered Species Act, 16 U.S.C. Sec. 1538. USFWS 
    also noted that no consultations on Pennsylvania's coal mining program, 
    including the delegation of the program to the State by OSM, or 
    amendments to the State's mining law or regulations, have occurred 
    between USFWS and OSM. USFWS concluded, therefore, that there are no 
    legal means by which OSM or the State can issue a mining permit which 
    would allow for the take of a Federally listed species. USFWS further 
    concluded that both OSM and the State must interpret the permitting 
    provision in Pennsylvania's mining regulations at 25 Pa. Code 
    Sec. 86.37(a)(15) (relating to Federally listed species) to mean that 
    no proposed activity may be permitted by the State which ``may affect'' 
    threatened or endangered species, or result in the ``take'' of 
    threatened or endangered species in violation of Sec. 9 of the 
    Endangered Species Act.
        In a letter dated March 8, 1996 (Administrative Record Number PA 
    837.59) the Pennsylvania Department of Environmental Protection (PADEP) 
    attempted to address the concerns raised regarding Sec. 4.1(b). PADEP 
    stated that Sec. 4.1(b) is part of a site selection process that is 
    separate and in addition to the approved permitting process.
        That is, the proposed amendments must be read in concert with the 
    requirements of the existing Pennsylvania program. Specifically, 
    Sec. 4.1(b) prohibits refuse disposal on non preferred sites. The State 
    also contends that, while Sec. 4.1(b) does not prohibit nor does it by 
    itself authorize coal refuse disposal on preferred sites known to 
    contain Federally listed species, a proposed permit for coal refuse 
    disposal on preferred sites must also comply with all the applicable 
    permitting statutes and regulations. Consequently, coal refuse disposal 
    activities on preferred sites must comply with Sec. 86.37(a)(15) and 
    Sec. 90.150(d). Section 86.37(a)(15) specifically prohibits the PADEP 
    from issuing a permit to conduct coal mining activities if the proposed 
    activities would violate the Federal Endangered Species Act. Section 
    90.150(d) prohibits coal refuse disposal activities which are likely to 
    jeopardize the continued existence of endangered or threatened species, 
    or which are likely to destroy or adversely modify the designated 
    critical habitats of such endangered or threatened species.
        Despite the State's assurances described above, the USFWS stated 
    that it does not agree that the PADEP's March 8, 1996, letter 
    adequately supports a conclusion that the proposed amendments are ``not 
    likely to adversely affect'' threatened or endangered species. As a 
    remedy, USFWS recommended that PADEP revise the State's Coal Refuse 
    Disposal Policy (see Finding 4 above). After reviewing the final Policy 
    Guidance document, USFWS agreed that the revised Policy, in conjunction 
    with OSM's interpretation of the Endangered Species Act protections 
    already contained in Pennsylvania's program, adequately clarify the 
    requirements to comply with the Federal Endangered Species Act and has 
    provided its concurrence with the proposed amendments (Administrative 
    Record Number PA-837.70).
        In addition, however, the USFWS indicated that the site selection 
    criteria at Sec. 4.1 (c) and (d) are weak in that they too easily allow 
    a company to select non-preferred sites based on criteria such as 
    environmental, economic, technical, transportation, and social factors. 
    The result, USFWS predicted,
    
    [[Page 19813]]
    
    will be that using ``previously affected areas'' will be a rare 
    occurrence (Administrative Record Number PA-837.15).
        In response, the Director notes that neither SMCRA nor the Federal 
    regulations contain site selection criteria which distinguish between 
    ``preferred'' (previously mined) sites and ``alternate'' (undisturbed) 
    sites. So long as Pennsylvania also continues to apply its State 
    program counterparts to the Federal regulations governing coal refuse 
    disposal, and imposes these site selection criteria as additional 
    requirements, the criteria constitute more stringent environmental 
    controls, which are not inconsistent with SMCRA or the Federal 
    regulations. See SMCRA Section 505(b), 30 U.S.C. Sec. 1255(b).
        The USFWS's Clean Water Act comments concern the proposed variance 
    to the 100-foot stream buffer zone provision at Sec. 6.1(h)(5). The 
    USFWS stated that the removal of the buffer zone would allow the use of 
    valley fills, and this would result in the violation of EPA's 
    antidegradation policy at 40 CFR 131.12(a)(1) which provides that 
    existing uses of the waters of the United States, and the water quality 
    necessary to protect that use, must be maintained and protected. The 
    USFWS asserted that valley fills will result in the elimination of 
    perennial streams with their aquatic communities and their nutrients 
    and food organisms. Therefore, the filling of valleys with coal refuse 
    would eliminate existing uses, thereby violating 40 CFR 131.12(a)(1).
        In response, the Director notes that the EPA has provided its 
    conditional concurrence with this proposed amendment. Condition number 
    one is that EPA will review all applications for in-stream coal refuse 
    disposal projects. Condition number two is that EPA will not object to 
    the issuance of a permit for in-stream coal refuse disposal if, among 
    other things, the existing uses of the stream will be protected. See 
    EPA concurrence section, below.
        The U.S. Department of Labor, Mine Safety and Health Administrative 
    (MSHA) commented on language at Sec. 1 of the proposed amendments 
    concerning the State's perception that a few large coal refuse disposal 
    areas would be better than numerous small coal refuse disposal sites. 
    MSHA stated agreement with the language as long as refuse piles are 
    constructed properly. The Director agrees that proper construction of 
    refuse piles is essential, and notes that nothing in the proposed 
    provisions limits the applicability of the approved State provisions 
    concerning the construction of coal refuse piles at Pa. Code Chapter 
    90.
    
    Public Comments
    
        A public comment period and opportunity to request a public hearing 
    was announced in the October 16, 1995, Federal Register (60 FR 53565). 
    The comment period closed on November 15, 1995. A public hearing was 
    held on December 5, 1995. The public comments received and the 
    Director's responses are presented below.
    1. Definition of ``Coal Refuse Disposal Activities''
        One commenter asserted that this definition is over broad and 
    appears to include excess spoil under the definition. In response, the 
    Director notes that the proposed definition specifically excludes the 
    removal or storage of overburden from surface mining operations. The 
    Federal regulations at 30 CFR 701.5 define ``spoil'' to mean overburden 
    from surface coal mining operations. Therefore, the proposed definition 
    is not inconsistent with the Federal definition.
        The commenter also asserted that the definition is over broad in 
    that it would allow topsoil and overburden to be handled and disposed 
    of as coal refuse material, because the definition includes ``excess 
    soil and related materials.'' In response, the Director agrees that 
    neither overburden nor topsoil may be handled or disposed of as though 
    it were coal refuse, and notes that in Finding 2 above, he is requiring 
    the State to add regulations that clarify the meaning of the term 
    ``excess soil and related materials.''
    2. Threatened or Endangered Species
        Numerous commenters object to the provision at Sec. 4.1(b) that 
    would allow coal refuse disposal in preferred sites that are known to 
    contain prime farmlands or Federal threatened or endangered plants or 
    animals or State threatened or endangered animals. The commenters 
    stated that the proposed provision would violate section 9 of the 
    Endangered Species Act, 16 U.S.C. 1538, and 30 CFR 817.97 concerning 
    protection of fish, wildlife, and related environmental values.
        Neither 16 U.S.C. 1538 nor 30 CFR 817.97 address prime farmland, so 
    the Director disagrees with the commenter that coal refuse disposal on 
    prime farmlands violates those provisions
        As discussed above in Finding 4, while Sec. 4.1(b) does not 
    prohibit coal refuse disposal in sites known to contain Federal 
    threatened or endangered species, it does not, by itself, authorize 
    disposal in such areas either. What Sec. 4.1(b) does, is allow for the 
    possibility of coal refuse disposal in such areas if all the 
    Pennsylvania program provisions concerning threatened or endangered 
    species are complied with. This includes compliance with Sec. 90.150(d) 
    which provides that coal refuse disposal activities may not be 
    conducted which are likely to jeopardize the continued existence of 
    threatened or endangered species. Moreover, in response to comments 
    from the USFWS, Pennsylvania has clarified the intent and 
    implementation of the proposed provision by revising its coal refuse 
    disposal policy. Specifically, the policy revisions clarify that coal 
    refuse disposal must meet the permitting requirements of 25 PA Code 
    Chapters 86 and 90. Both of these chapters have provisions that require 
    compliance with the Federal Endangered Species Act.
        Finally, the Director notes that the USFWS now agrees that OSM 
    approval of this proposed amendment is not likely to adversely affect 
    Federally listed endangered and threatened species in Pennsylvania, 
    given the adoption of the amended State policy document and the 
    interpretation, set forth in Finding 4, of Pennsylvania's existing 
    program requirements pertaining to endangered and threatened species.
    3. Variance to Stream Buffer Zones
        Numerous commenters object to the provision at Sec. 6.1(h)(5) that 
    allows a variance to the 100-foot stream buffer zone provision. 
    Specifically, commenters stated that the variance violates the 
    regulations of the Clean Water Act at 40 CFR 131.12, which provides for 
    the protection of existing instream water uses and the water quality 
    necessary to protect existing uses, and 30 CFR 715.17(d), which allows 
    stream channel diversions only if they comply with both State and 
    Federal statutes and regulations.
        The commenters also argue that OSM approval of Sec. 6.1(h)(5) would 
    violate Section 702(a) of SMCRA, 30 U.S.C. 1292(a), which requires that 
    SMCRA not be construed to supersede, amend, modify or repeal certain 
    other Federal statutes, including the Federal Water Pollution Control 
    Act.
        In response, the Director notes that the Federal regulations at 30 
    CFR 816/817.57 authorize variances to stream buffer zones, and the 
    approved Pennsylvania rules at Sec. 86.102(12) currently contain 
    provisions authorizing variances to stream buffer zones. Therefore, 
    variances to the 100-foot buffer zone are permitted. Also, the EPA has 
    conditioned its concurrence with this amendment on numerous grounds,
    
    [[Page 19814]]
    
    including a requirement that it review any applications for in-stream 
    disposal of coal refuse. Furthermore, EPA has stated that it will 
    object to the issuance of any such permit application if it does not 
    provide for protection of the existing uses of the stream. See EPA 
    concurrence section, below.
        However, as discussed in Finding 5, above, the Director is not 
    approving Sec. 6.1(h)(5) to the extent that it authorizes stream buffer 
    zones variances so long as the coal refuse disposal activities will not 
    cause ``significant'' adverse hydrologic or water quality impacts. 
    Also, the Director is requiring Pennsylvania to amend its program to 
    authorize stream buffer zone variances for coal refuse disposal 
    activities only where such activities will not cause or contribute to 
    the violation of applicable State or Federal water quality standards, 
    and will not adversely affect water quality and quantity, or other 
    environmental resources of the stream.
        Some commenters also stated that the two-week public notice 
    requirement is less effective than the Federal four-week requirement at 
    30 CFR 773.13(a). The Director disagrees. As discussed in Finding 5 
    above, the proposed two-week newspaper notice is in addition to the 
    four-week newspaper notice required by the approved program at 
    Sec. 86.31(a).
        One commenter asserted that allowing the placement of mine wastes 
    within 100 feet of streams would likely pose a violation of Sec. 404 of 
    the Clean Water Act, which prohibits fills in waters of the United 
    States, including wetlands. In response, the Director notes that the 
    EPA has provided its conditional concurrence with the proposed 
    amendment; See the EPA concurrence section below, Condition #1. Under 
    40 CFR Sec. 123.24(d)(6) and the 1991 Memorandum of Agreement (MOA) 
    between EPA and PADEP, EPA has the authority to review and comment on 
    draft National Pollutant Discharge Elimination System (NPDES) permits 
    for all coal mining activities, including refuse disposal. As part of 
    the MOA, EPA waived review of routine mining permit applications. 
    However, EPA will now review all permit applications that involve in-
    stream refuse disposal, and other permit applications as identified by 
    the EPA to the PADEP.
        The EPA review of all permit applications related to in-stream 
    refuse disposal and other permit applications identified by the EPA 
    will help assure that the proposed coal refuse disposal in Pennsylvania 
    will meet the requirements of the Clean Water Act. In addition, the EPA 
    condition will provide the EPA with the appropriate mechanism to 
    monitor situations where potentially acidic refuse might be placed in 
    valley fills on non-impacted areas. This will ensure that the EPA and 
    the U.S. Army Corps of Engineers will have an opportunity to determine 
    whether the proposed filling activity should be subject to reviews 
    under individual Section 404 permits (see EPA concurrence section 
    below, EPA Comment #2). The Director will continue to coordinate with 
    EPA to understand how EPA has implemented this condition of its 
    approval.
        Numerous commenters stated that the practice of enclosing streams 
    in pipes under coal refuse valley fills would violate the Federal 
    provisions at 40 CFR 131.12 concerning the protection of existing 
    instream water uses and wetlands. In response, the Director notes that 
    the EPA has provided its conditional concurrence with the proposed 
    amendment. Condition number one provides for EPA review of all proposed 
    in-stream coal refuse disposal operations, while condition number two 
    provides that EPA will not object to the approval of any such operation 
    only if it is convinced that the existing uses of the stream will be 
    protected (see the EPA concurrence section, below).
    4. Identification of Alternative Sites--Mileage Standard
        One commenter noted that the siting of new coal refuse areas is 
    barely constrained under Sec. 4.1(c), since the applicant is allowed to 
    choose a site on the basis of factors entirely unrelated to the 
    geologic and hydrologic suitability of the site, including such factors 
    as ``economic'' and ``social'' factors. The commenter further stated 
    that any attempt to interject a cost-benefit analysis into the site 
    suitability requirements of 30 CFR 816 and 817 concerning disposal of 
    coal refuse and siting and construction of valley and head-of-hollow 
    fills must be rejected, to the extent that it attempts to waive any of 
    those requirements.
        The Director agrees. To be no less effective than the Federal 
    requirements concerning coal mine waste disposal, the proposed siting 
    considerations (such as ``economic'' and ``social'' factors) must be in 
    addition to, rather than in place of the site suitability requirements 
    of 30 CFR parts 816 and 817. The proposed language at Sec. 4.1(c) does 
    not, however, prevent the application of the approved State provisions 
    that are counterparts to the Federal requirements concerning coal 
    refuse disposal. Therefore, the proposed site selection criteria do not 
    render the Pennsylvania program less effective than the Federal 
    regulations.
        Several commenters stated that the one mile radius criterion does 
    little to encourage coal refuse disposal on preferred sites. In 
    response, the Director notes that neither SMCRA nor the Federal 
    regulations require coal refuse disposal operations to be placed on 
    ``preferred'' sites, as that term is defined in Sec. 4.1(a) of this 
    amendment. Therefore, the site selection criteria contained in 
    Sec. 4.1(c) are applied in addition to Pennsylvania's State program 
    counterparts to the Federal coal refuse disposal regulations at 30 CFR 
    816/817.81 through 816/817.84. As supplementary measures, the site 
    selection criteria are not inconsistent with SMCRA or the Federal 
    regulations.
    5. Preventing Adverse Impacts to Surface and Groundwater
        One commenter stated that Sec. 6.1(i), which provides for a system 
    to prevent adverse impacts on the hydrologic balance, should be in 
    addition to any other specific design, location and operational 
    requirements contained in 30 CFR 816/817 relating to coal waste and 
    coal refuse disposal. The Director agrees. The Pennsylvania regulations 
    at Chapter 90, Subchapter D. continue to provide the performance 
    standards for coal refuse disposal, to which the proposed provision at 
    Subsection 6.1(i) adds an additional requirement.
        The commenter further stated that there is no basis for deferring 
    reclamation and final cover on each lift of a coal refuse disposal area 
    for the extended period of time provided in Subsection 6.1(i), and to 
    the extent that toxic or acid-forming material is present, such 
    material must be immediately isolated from water to prevent AMD. The 
    Director understands the commenter's concern with this comment and 
    notes that despite the provision's authorization of a deferral in 
    completing the system to prevent adverse hydrologic impacts, as noted 
    above in Finding 5, the State regulations at Chapter 90 concerning coal 
    refuse disposal continue to apply, and without delay. For example, 
    Sec. 90.122 continues to provide that coal refuse disposal areas shall 
    be maintained to ensure that the leachate and surface runoff from the 
    permit area will not degrade surface water or groundwater, or exceed 
    the effluent limits of Sec. 90.102.
    6. Alternate Effluent Limitations
        One commenter stated that the proposed amendments (under Sec. 6.2) 
    are not consistent with the 1992 Energy Policy Act amendments, or the 
    alternate effluent limitations of Sec. 301(p) of the Clean Water Act, 
    because the amendments appear to inappropriately
    
    [[Page 19815]]
    
    authorize the disposal of coal refuse materials under relaxed water 
    quality standards and relaxed reclamation and bonding responsibility.
        In response, the Director notes that as discussed above in Finding 
    6, the EPA has given its concurrence (with conditions) of the proposed 
    amendments. See the EPA section below for information on all EPA 
    comments and conditions. The proposed amendment distinguishes between 
    preexisting discharges that are encountered by the proposed operation, 
    and discharges that are not encountered. The EPA also recognizes such a 
    distinction. In its concurrence with the proposed amendments, the EPA 
    stated that the proposed amendments at Sec. 6.2(g)(1)(i) require that 
    discharges resulting from any refuse disposal activities, including 
    instream valley fills, must comply with PADEP regulations that include 
    the same effluent limitations as described in NPDES effluent guideline 
    regulations for coal preparation plants and associated areas (40 CFR 
    434--Subpart B). EPA also stated that ``[u]naffected water diverted 
    around or piped under fills would not be subject to effluent guideline 
    regulations under 40 CFR 434. That is, EPA is concurring with the 
    proposed State provisions at Sec. 6.2(g)(1)(ii) that authorize the 
    treatment of discharges that are not encountered to the ``baseline 
    pollution load'' and not to the State regulatory counterpart to 40 CFR 
    434.
        Therefore, it is OSM's understanding that proposed 
    Sec. 6.2(g)(1)(ii) is not, as the commenter asserts, over broad and is 
    not inconsistent with Section 301(p) of the Clean Water Act.
        EPA's involvement in the Pennsylvania permitting process for coal 
    refuse disposal operations will help assure compliance with the 
    provisions of the Clean Water Act.
        The EPA will assist the State in identifying the appropriate 
    effluent limitation standards on a permit-by-permit basis during the 
    development of NPDES permit.
        With regard to the commenter's reference to the 1992 Energy Policy 
    Act, the Director notes that the Pennsylvania amendment does not 
    propose to alter or diminish the ``land reclamation'' or bond release 
    standards imposed under SMCRA, with one exception. At subsection 
    6.2(k), Pennsylvania proposes to allow operators with special 
    authorizations to revegetate the sites merely by establishing ground 
    cover which is not less than that existing before disturbance, so long 
    as said ground cover is adequate to control erosion. As noted above in 
    Finding 6, the Director is approving subsection (k) only to the extent 
    that it is applicable to areas previously disturbed by mining that were 
    not reclaimed to the standards of the Pennsylvania program. With the 
    exception noted above, however, the Director has determined that the 
    proposed provisions are no less stringent than SMCRA and can be 
    approved, provided that nothing in the approval authorizes the State to 
    implement the provisions with respect to revised effluent limitations 
    without approval by the EPA pursuant to the Clean Water Act.
        The commenter also stated that the term ``pollution abatement 
    area'' is vaguely defined and not consistent with the definition of 
    ``coal remining operation'' (which is defined by the Clean Water Act to 
    be only that area on which coal mining was conducted before August 3, 
    1977). In response, the Director notes that the proposed definition of 
    ``pollution abatement area'' is intended to identify areas that are 
    part of the permit area and which are causing or contributing to the 
    baseline pollution load. As stated above in Finding 6, the proposed 
    provisions must comply with 40 CFR part 434 concerning performance 
    standards for coal mining point source discharges, and with Sec. 301(p) 
    of the Federal Water Pollution Control Act (33 U.S.C. 1311(p)) 
    concerning modified permits for coal remining operations. The effluent 
    limitation standards will be identified jointly by the EPA and the 
    State on a permit-by-permit basis during the development of the NPDES 
    permit. Also, since unencountered discharges are not within the purview 
    of Sec. 301(p) anyway, the proposed amendment is not inconsistent with 
    that provision of the Clean Water Act.
    7. Perpetual Treatment of Acid Mine Drainage
        One commenter asked how the coal industry will be responsible for 
    any perpetual treatment of acid mine drainage from poorly constructed 
    valley fill operations. In response, the Director notes that proposed 
    Section 6.2(g) contains the provisions governing the treatment of 
    discharges. Specifically, where a coal refuse disposal operation 
    creates a new discharge or encounters a preexisting discharge, the 
    refuse disposal operations shall comply with all applicable regulations 
    of the department. That includes complying with the approved State 
    effluent limitations, treatment requirements, and bond release 
    requirements.
        Where coal refuse disposal operations cause the baseline pollution 
    load to be exceeded, the operator must treat that discharge according 
    to Sec. 6.2(g)(ii), (h), and (i). In addition to treating the 
    discharge, the bond release criteria at Sec. 6.2(j) must be met prior 
    to bond being released. Therefore, if the applicable effluent 
    limitation standards are not met, treatment is required and bond will 
    not be released.
    8. Experimental Practices
        One commenter stated that this provision is over broad, and would 
    allow an entirely different permit than would be issued under the 
    Pennsylvania program for other surface coal mining operations. The 
    commenter also stated that the provision should be disapproved because 
    it doesn't require approval by the Secretary of each experimental 
    practice.
        In response, the Director disagrees that the proposed language is 
    over broad and represents an alternative permitting system. The 
    proposed language authorizes, under the Pennsylvania program, the 
    approval of permits which contain experimental practices. The 
    amendments do not authorize a separate permitting system as the 
    commenter suggests. While the proposed language is silent concerning 
    approval of experimental practices by the Secretary, the Director is 
    requiring, in Finding 7, that Secretarial approval be required by the 
    implementing regulations which Pennsylvania will subsequently develop 
    and submit for OSM approval.
    9. Implementation Prior to Approval
        Numerous commenters asserted that the amendments should be 
    disapproved because the State is currently reviewing and issuing 
    permits under the proposed statutes without approval of OSM. For 
    example, commenters assert that the State is inappropriately approving 
    variances to stream buffer zones to allow the implementation of valley 
    fills. In response, the Director notes that these comments do not bear 
    on the issue which must be decided in this rulemaking, which is whether 
    the proposed amendment is consistent with SMCRA and the Federal 
    regulations.
        One commenter asserted that the amendments will encourage the use 
    of abandoned coal refuse areas and mine sites rather than the use of 
    virgin lands for coal refuse disposal operations. The use of such 
    abandoned mine lands will eliminate hazards, improve water quality and 
    enhance environmental conditions. In support of this assertion, the 
    commenter stated that Pennsylvania Act 158, to which Act 114 is 
    similar, provides incentives to remine abandoned mine lands, and has 
    resulted in 218 special authorization permits and the successful 
    reclamation of all but two
    
    [[Page 19816]]
    
    of those abandoned mine lands. The Director agrees that the proposed 
    amendments have the potential to result in the reclamation of the 
    environmentally damaged preferred sites.
    10. Miscellaneous Comments
        One commenter stated that Pennsylvania's rivers and streams belong 
    to its citizens, and that to allow for ``private concerns'' to damage 
    or destroy these resources seems to be an unconstitutional taking, 
    without just compensation. In response, the Director notes that only 
    ``takings'' by governmental entities, rather than by ``private 
    concerns,'' are addressed by the United States Constitution.
        Another commenter stated that this amendment does not prohibit the 
    placement of coal refuse on sites, preferred or otherwise, that contain 
    ``state threatened plants.'' In response, the Director notes that the 
    Federal regulations at 30 CFR 8.16/817.97(b) prohibit surface mining 
    activities which are likely to jeopardize the continued existence of 
    endangered or threatened species listed by the Secretary of the 
    Interior, pursuant to the Federal Endangered Species Act of 1973. This 
    prohibition does not apply to species listed as endangered or 
    threatened under only the state counterpart to the Federal Endangered 
    Species Act.
        Other commenters stated that the amendment violates the guarantee 
    of clean water provided for in the Pennsylvania State Constitution. The 
    Director notes that these comments are outside of the scope of this 
    rulemaking, since they are not relevant to the issue of whether the 
    proposed amendment is consistent with SMCRA or the Federal regulations.
        Another commenter stated that the site selection provisions of 
    Sec. 4.1, which prohibit the disposal of coal refuse on prime farmland 
    unless it is on a preferred site, fail to define ``prime farmland.'' In 
    response, the Director notes that the Pennsylvania approved program 
    already defines prime farmland, at 25 Pa. Code Sec. 90.1, as ``lands 
    which are defined by the Secretary of the United States Department of 
    Agriculture in 7 CFR 657 (relating to prime and unique farmlands) and 
    which have been historically used for cropland * * *.''
        A commenter asked if the proposed legislation provides terms to 
    deny a permit for various reasons. The commenter also asked if the 
    proposed legislation contains enough teeth to obtain compensation for 
    the failure to comply with provisions of a permit or whether the State 
    will be left with another debt from a failed permit. In response, the 
    Director notes that the proposed coal refuse disposal amendments are an 
    addition to the full requirements of the Pennsylvania program, and do 
    not replace those requirements. Therefore, the State's authority to 
    deny permits and withhold bond for applicable reasons still remains in 
    effect.
        A commenter asked if the proposed legislation protects the entire 
    watershed from the headwaters to the end. In response, the Director 
    reiterates that all the applicable provisions of the approved 
    Pennsylvania program continue to apply to all permit decisions 
    concerning coal refuse disposal in addition to the proposed coal refuse 
    disposal provisions. In addition, the Director notes that both the EPA 
    and the USFWS have concurred with the proposed amendments. The EPA has 
    concurred with the proposed amendments upon specifying several 
    conditions that must be complied with concerning the protection of 
    downstream water quality. The USFWS has concurred with the proposed 
    amendments after obtaining assurance that the proposed provisions will 
    not negatively affect the protection of threatened and endangered 
    species as is currently provided for in the approved Pennsylvania 
    program. As discussed above in the findings, the Director has 
    determined that the proposed coal refuse disposal provisions are not 
    inconsistent with the provisions of SMCRA.
        A commenter asked if the proposed provisions require the proper 
    testing practices to determine amount, type, kinds, and species of life 
    forms within the permitted area and adjacent areas, as well as the 
    testing to determine the content of the refuse material so that one 
    knows what is being buried. The commenter also asked if the proposed 
    amendments contain provisions to sufficiently protect high quality as 
    well as exceptional value rated streams, and if the proposed amendments 
    address non-point pollution as well as single-point pollution in these 
    permitted areas. In response, the Director reiterates that the proposed 
    provisions are in addition to and do not replace the provisions of the 
    approved Pennsylvania program. Therefore, the approved requirements for 
    the protection of fish and wildlife, the protection of the hydrologic 
    balance, the chemical analysis of the coal as well as strata above and 
    below the coal, and the construction of the coal refuse disposal site 
    continent to apply to coal refuse disposal areas.
        A commenter asked if the proposed provisions requires the site to 
    be properly recovered within a set time and maintained for a sufficient 
    period of time. In response, the Director notes that coal refuse 
    disposal operations are subject to both bonding and bond release 
    requirements of the approved Pennsylvania program. While the proposed 
    amendment provide specific provisions for the release of bonds for 
    pollution abatement areas, those provisions continue to require time 
    requirements with which the operator must comply, including compliance 
    with the five-year liability period.
        A commenter asked whether or not a permit should be obtained from 
    the EPA under Section 402 due to water quality degradation caused by a 
    valley fill operation. In response, the Director notes that the 
    proposed amendments do not alter Section 402's requirements. If a 
    permit is required under Section 402, it must still be obtained.
    
    Environmental Protection Agency
    
        Pursuant to 30 CFR 732.17(h)(11)(ii), OSM is required to obtain the 
    written concurrence of the EPA with respect to those provisions of the 
    proposed program amendment that relate to air or water quality 
    standards promulgated under the authority of the Clean Water Act (33 
    U.S.C. 1251 et seq.) or the Clean Air Act (42 U.S.C. 7401 et seq.).
        On September 20, 1995, OSM solicited EPA's concurrence and comments 
    on the proposed amendment (Administrative Record No. PA-837.02). EPA 
    responded on January 30, 1997 (Administrative Record No. PA 837.63). 
    The EPA provided the following comments and conditions on the proposed 
    amendments.
        (a) Comments.
        (1) The EPA commended the portion of the proposed amendment which 
    targets previously impacted areas for refuse disposal and requires 
    reclamation of these areas.
        (2) The EPA recommended that proposed disposal of potentially 
    acidic refuse in valley fills on non-impacted areas be subject to 
    reviews under individual Section 404 U.S. Army Corps of Engineers 
    permit, rather than coverage under the nationwide 404 permit. Although 
    PADEP regulations require project reviews and alternatives analyses 
    similar to that of Section 404(b)(1) guidelines, individual 404 permit 
    reviews would allow more detailed and formal inputs by USFWS and the 
    EPA.
        The Director concurs with this comment. The placement of 
    potentially acidic refuse in valley fill could lead to serious water 
    quality problems for downstream areas, and involvement of the USFWS and 
    EPA through Section
    
    [[Page 19817]]
    
    404 permitting would strengthen the review process. The U.S. Army Corps 
    of Engineers is responsible for the decision on whether a specific 
    filling activity falls under an individual permit or under a nationwide 
    404 permit. EPA must work with the PADEP through its NPDES program, and 
    with the U.S. Army Corps of Engineers through its joint 
    responsibilities under the Clean Water Act, to establish a system where 
    proposed disposal of potentially acidic refuse in valley fills on non-
    impacted areas would be subject to reviews under individual Section 404 
    U.S. Army Corps of Engineers permits. The Director will continue to 
    coordinate with EPA to understand how EPA has implemented its 
    recommendation.
        (3) The EPA supports a cautious review of the factors that can be 
    considered to decide if coal refuse disposal is to occur on 
    ``alternative sites,'' rather than on previously impacted areas 
    (preferred sites), to assure that undue weight is not placed on 
    alternative sites at environmental expense.
        The Director concurs with this comment. As stated above, PADEP is 
    commended for developing a process to encourage the placement of fills 
    on previously affected lands. However, under the program, the 
    applicant's search radius for preferred sites (previously impacted 
    lands) is controlled in a manner that limits the effectiveness of the 
    process. Process effectiveness is limited because the applicant only 
    must consider topographic conditions, transportation routes, and other 
    economic and environmental factors on a site specific basis up to a one 
    mile radius for existing operations and within a 25 square-mile area 
    (approximately a 2.8 mile radius) for new operations. As a result, the 
    search process may ignore sites outside the search radius that are 
    economically and technically sound, and environmentally superior to 
    areas inside the search radius. Therefore, OSM encourages PADEP to 
    consider proposing statutory changes to this amendment which will 
    increase the distance limitations, in order to increase the possibility 
    that ``preferred sites'' will be used for coal refuse disposal.
        (4) The EPA stated that, based on its review, the proposed 
    amendment does not appear to lessen the protection provided by PADEP 
    regulations governing threatened and endangered species. However, the 
    EPA stated, the USFWS is the authority on such matters and has 
    indicated concern to the EPA that there may not be sufficient assurance 
    of protection in previously impacted areas. EPA stated that an 
    agreement between USFWS and OSM is necessary for resolution.
        The Director acknowledges, and shares EPA's concern for threatened 
    and endangered species. As discussed above in Federal Agency comments, 
    the PADEP has addressed USFWS concerns by revising the State's coal 
    refuse disposal program guidance. In addition, on September 24, 1996, 
    the USFWS issued a Biological Opinion and Conference Report on surface 
    coal mining regulatory programs under SMCRA. In that report, the USFWS 
    stated that surface coal mining and reclamation operations conducted in 
    accordance with properly implemented Federal and State regulatory 
    programs under SMCRA are not likely to jeopardize the continued 
    existence of listed or proposed species, and are not likely to result 
    in the destruction or adverse modification of designated or proposed 
    critical habitats (Administrative Record Number PA 837.64). By letter 
    dated April 7, 1998, the USFWS concurred that the revised Pennsylvania 
    guidance document's provisions have satisfied USFWS concerns 
    (Administrative Record Number PA 837.70).
        (5) The EPA stated that it supports stringent State reviews of 
    measures for preventing acid formation and seepage on refuse disposal 
    sites, and urged the prohibition of any project where the effectiveness 
    or such measures is questionable. The EPA stated that past refuse 
    disposal sites located in valley fills have resulted in acid seeps 
    after closure. This possibility in the future is a major concern EPA 
    has with the proposed amendment. The EPA also stated that recent 
    discussions with PADEP have indicated that improved preventive measures 
    will be required. Success of refuse disposal projects would depend on 
    incorporation of such preventive measures as alkaline addition, piping 
    streams under fills, capping fills to reduce infiltration, and 
    installing diversion drains around the fills. Long-term treatment bonds 
    also have been indicated by PADEP as a requirement in case preventive 
    measures prove not to be completely effective. The EPA further stated 
    that, according to PADEP, specifics on many decision factors affecting 
    water quality would be determined on a case-by-case basis, included in 
    policies or regulations, or a combination of these.
        The Director concurs with the need for stringent State reviews of 
    measures for preventing acid formation and seepage on refuse disposal 
    sites. The Director notes that new section 6.1(i) provides that new 
    coal refuse disposal areas shall include a system to prevent adverse 
    impacts to surface and ground water and to prevent precipitation from 
    contacting the refuse. In addition, the Director notes (as discussed 
    below at ``Conditions'') that the EPA will be reviewing all 
    Pennsylvania permit applications that involve in-stream refuse 
    disposal, and other permit applications as identified by the EPA to the 
    PADEP. Such review of permit applications by the EPA should add an 
    additional measure of protection for preventing acid formation and 
    seepage on refuse disposal sites.
        (6) The EPA urged the PADEP to evaluate potential cumulative 
    downstream impacts of proposed refuse disposal sites in combination 
    with mines and other facilities in affected watersheds. This could be 
    addressed as part of the Cumulative Hydrological Impact Assessment 
    required by SMCRA for mining-related permits.
        The Director concurs with this comment and notes that the 
    Pennsylvania surface and underground coal mining regulations 25 Pa. 
    Code, Chapter 86.37(a)(4) require such a cumulative hydrological impact 
    assessment. Section 86.37(a)(4) provides that the regulatory authority 
    must find in writing that an assessment of the probable cumulative 
    impacts of all anticipated coal mining in the general area on the 
    hydrologic balance has been made by the PADEP. In addition, section 
    90.35 (concerning coal refuse disposal, protection of the hydrologic 
    balance) provides that an application must contain a determination of 
    the probable hydrologic consequences of the proposed coal refuse 
    disposal activities on the proposed permit area and adjacent area.
        (7) The EPA recommended that the EPA and USFWS be invited to 
    contribute to any mitigation policy work group. The EPA stated that it 
    is the EPA's understanding that a mitigation policy for placement of 
    refuse in valley fills has not yet been determined by Pennsylvania. 
    Such mitigation should take into consideration the value and unspoiled 
    nature of running streams in areas not previously impacted and the 
    irreplaceable nature of such streams to Pennsylvania and the United 
    States.
        The Director concurs with this comment, and encourages the State to 
    include the EPA and USFWS in any mitigation policy work group that is 
    created.
        (b) Conditions.
        (1) EPA stated that to emphasize its concern over in-stream refuse 
    disposal, its concurrence is conditioned on the following: (a) PADEP 
    notification to EPA within 30 days of receipt of a joint SMCRA/NPDES 
    permit application for
    
    [[Page 19818]]
    
    an in-stream refuse disposal project, and (b) PADEP submittal to EPA of 
    any joint SMCRA/NPDES application or permit information which EPA 
    specifically requests for an effective review. EPA also stated that it 
    will send a letter to PADEP identifying the categories of mining 
    related permits which EPA will request for review.
        Under 40 CFR 123.24(d)(6) and 1991 Memorandum of Agreement (MOA) 
    between EPA and PADEP, EPA has the authority to review and comment on 
    draft National Pollutant Discharge Elimination System (NPDES) permits 
    for all coal mining activities, including refuse disposal. As part of 
    the MOA, EPA waived review of routine mining permit applications. 
    However, EPA will not review all permit applications that involve in-
    stream refuse disposal, and other permit applications as identified by 
    the EPA to the PADEP.
        The Director concurs with this condition, and believes that EPA 
    review of all permit applications related to in-stream refuse disposal 
    and other permit applications identified by the EPA will help assure 
    that the proposed coal refuse disposal in Pennsylvania will meet the 
    requirements of the Clean Water Act. In addition, the EPA condition 
    will provide the EPA with the appropriate mechanism to monitor 
    situations where potentially acidic refuse might be placed in valley 
    fills on non-impacted areas. This will ensure that the EPA and the U.S. 
    Army Corps of Engineers will have an opportunity to determine whether 
    the proposed filling activity should be subject to reviews under 
    individual Section 404 permits (see discussion under EPA comment number 
    2 above). The Director will continue to coordinate with EPA to 
    understand how EPA has implemented this condition of its approval.
        (2) EPA identified the following conditions under which it will not 
    object to PADEP issuance of NPDES permits for proposed in-stream refuse 
    disposal facilities: (1) Compliance with Sec. 404 permit requirements; 
    (2) no feasible alternatives; (3) protection of existing and designated 
    downstream aquatic life and uses; and (4) adequate mitigation. Under 40 
    CFR 122.4(d), NPDES permits must comply with state water quality 
    standards, including non-degradation requirements. However, the EPA 
    recognizes that there may be certain circumstances which may limit 
    alternatives to in-stream refuse disposal facilities.
        The Director concurs with these four conditions. The Director 
    recognizes that the responsibility for assuring compliance with these 
    conditions is with the EPA and the U.S. Army Corps of Engineers under 
    the applicable provisions of the Clean Water Act. The EPA will review 
    all proposals for in-stream disposal of coal refuse (see Condition #1 
    above). In addition, EPA will work with the PADEP through its NPDES 
    program and with the U.S. Army Corps of Engineers through its joint 
    responsibilities under the Clean Water Act, to establish a system where 
    proposed disposal of potentially acidic refuse in valley fills on non-
    impacted areas would be subject to reviews under individual Sec. 404 
    permits (see Comment #2 above).
        The Clean Water Act NPDES program and Sec. 404 permit program 
    contain the requirements for considering alternatives, establishing 
    mitigation, and protecting existing and designated aquatic life and 
    uses. As provided under Condition 1 above, EPA 
    review of NPDES permits will necessarily consider factors that could 
    affect existing uses of streams, such as the identification of the 
    potential for acid discharges, the feasibility of implementation 
    methods such as the piping of streams beneath fills, and the validity 
    of proposed measures to protect the existing uses of streams. Through 
    their joint responsibilities and authorities under Sec. 404, the U.S. 
    Army Corps of Engineers and EPA will be involved in the approval of in-
    stream refuse disposal. Accordingly, OSM expects that EPA and the Corps 
    of Engineers will immediately notify OSM whenever any of these four 
    conditions has not been implemented. The Director will continue to 
    coordinate with EPA to understand how EPA has implemented its 
    conditions of approval.
        (3) The EPA stated that OSM must undertake appropriate consultation 
    with the USFWS to ensure compliance with Sec. 7 of the Endangered 
    Species Act. Such consultation must be undertaken whenever disposal of 
    coal refuse is proposed in any previously impacted area containing 
    Federal threatened or endangered plants or animals, as allowed under 
    proposed Sec. 4.1(B) of the amendment. Under the Endangered Species 
    Act, the USFWS must provide approval and issue a requisite incidental 
    take permit whenever the proposed activities would affect the continued 
    existence of endangered or threatened species or result in the 
    destruction or adverse modification of their critical habitats.
        The Director concurs with this condition and has, accordingly, 
    consulted with USFWS. As a consequence of these consultations, OSM has 
    asked the PADEP to amend their State Policy concerning coal refuse 
    disposal program guidance to address the USFWS concerns. The PADEP 
    subsequently amended the coal refuse disposal policy (Administrative 
    Record Number PA-837.68), and USFWS has agreed that the current State 
    policy guidance document concerning coal refuse disposal has satisfied 
    its concerns (Administrative Record Number PA-837.70).
        (4) The EPA stated that where discharges from refuse disposal 
    activities would cause or contribute to an exceedence of water quality 
    standards, the NPDES permit must contain water quality-based effluent 
    limitations in compliance with 40 CFR 122.44(d). Adequate monitoring 
    and analysis of the background water quality of the receiving stream 
    must be done prior to permit issuance and as part of the permit 
    development process.
        The Director concurs with this condition and notes, as discussed in 
    condition #1 above, that the EPA will review all proposed permit 
    applications that concern in-stream disposal of coal refuse, as well as 
    other selected permits identified by the EPA. Therefore, EPA will, as 
    part of its review, help assure that appropriate water quality 
    standards are properly set for every permit related to in-stream coal 
    refuse disposal.
        The EPA also stated that it is its understanding that 
    Sec. 6.2(g)(1)(i) of the proposed amendment requires that discharges 
    resulting from any refuse disposal activities, including in-stream 
    valley fills, must comply with PADEP regulations that include the same 
    effluent limits as described in NPDES effluent guideline regulations 
    for coal preparation plants and associated areas (40 CFR part 434--
    subpart B). The EPA stated that unaffected water diverted around or 
    piped under fills would not be subject to effluent guideline 
    regulations under 40 CFR part 434.
        The Director concurs with this condition. In this condition, the 
    EPA is clarifying that EPA's understanding of Sec. 6.2(g)(1)(i) is that 
    coal refuse disposal operations that encounter a preexisting discharge 
    shall comply with the effluent limitations that will be described in 
    the NPDES permit, and which will be consistent with the effluent 
    guideline limitations for coal preparation plants and associated areas 
    as identified at 40 CFR part 434--subpart B. However, the EPA notes 
    that discharges unaffected by and diverted around or piped under fills 
    (not encountered) would not be subject to the effluent guidelines at 40 
    CFR part 434--subpart B. Such discharges that are not encountered shall 
    meet the baseline pollution load standard as defined at Sec. 3(1.3), 
    and shall be treated in accordance with the provisions at 
    Sec. 6.2(g)(1)(ii). The EPA will, as part of
    
    [[Page 19819]]
    
    its review of all NPDES permits related to in-stream refuse disposal 
    and other permits, help assure that adequate monitoring and analysis of 
    the background water quality of the receiving stream will be done prior 
    to permit issuance.
        (5) The EPA stated that appropriate measures must be planned and 
    implemented for coal refuse disposal facilities which will prevent long 
    term acid drainage after closure.
        The Director concurs with this condition. As discussed in condition 
    #1 above, the EPA will review all proposed permit applications that 
    concern in-stream disposal of coal refuse, as well as other selected 
    permits identified by the EPA. Consequently, the EPA will be able to 
    provide guidance to the State to help assure the prevention of long 
    term acid drainage after closure.
    
    V. Director's Decision
    
        Based on the above findings, and except as noted below, the 
    Director is approving the proposed amendment as submitted by 
    Pennsylvania on September 14, 1995.
        As discussed in Finding 2 above, the definition of ``coal refuse 
    disposal activities'' at section 3(2.1) is approved with the 
    requirement that the Pennsylvania program be further amended to clarify 
    the meaning of the phrase ``excess soil and related materials.''
        As discussed in Finding 4 above, the Director is approving 
    subsection 4.1(b) only to the following extent. With respect to 
    preferred sites, the State will not approve (via the Site Selection 
    process) or permit (via requirements in Chapters 86 or 90) a site that 
    is known or likely to contain Federally listed threatened or endangered 
    species, unless the State demonstrates and the USFWS concurs that the 
    proposed activity is not likely to adversely affect Federally listed 
    threatened or endangered species or result in the ``take'' of Federally 
    listed or endangered species in violation of Section 9 of the 
    Endangered Species Act.
        As discussed in Finding 5 above, the Director is approving 
    subsection 6.1(h)(5) only to the extent that it authorizes stream 
    buffer zone variances for coal refuse disposal activities that will not 
    cause or contribute to the violation of water quality standards, and 
    will not adversely affect the water quantity and quality or other 
    environmental resources of the stream. Also, the Director is requiring 
    Pennsylvania to amend its program to authorize stream buffer zone 
    variances for coal refuse disposal activities only where such 
    activities will not cause or contribute to the violation of applicable 
    State or Federal water quality standards, and will not adversely affect 
    water quality and quantity, or other environmental resources of the 
    stream.
        As discussed in Finding 6 above, Section 6.2 is approved, except as 
    noted below, provided nothing in this approval authorizes the State to 
    implement these provisions with respect to revised effluent limitations 
    without approval by the EPA pursuant to the Clean Water Act.
        Subsection 6.2(g)(2) is approved to the extent that it applies to 
    final bond releases on permits other than the permit for which the 
    allegation that the baseline pollution load has been exceeded is 
    pending.
        Subsection 6.2(h) is approved to the extent that the proposed 
    language in the first sentence of Sec. 6.2(h) pertains only to 
    subsection 6.2(g)(1)(ii), which governs discharges that are not 
    encountered. Also, the Director is requiring that the State further 
    amend the Pennsylvania program to clarify that Subsection 6.2(h) of the 
    Coal Refuse Disposal Act pertains to preexisting discharges that are 
    not encountered.
        Subsections 6.2(g), (h), and (i) are approved with the 
    understanding that the implementing regulations to be developed by 
    Pennsylvania (as is required by Section 3.2(b) of the Coal Refuse 
    Disposal Act) to implement the provisions at Section 6.2 will clarify 
    that preexisting discharges that are encountered must be treated to the 
    State effluent standards at Chapter 90, subchapter D at 90.102.
        Subsection 6.2(k) is approved only to the extent that it is 
    applicable to areas previously disturbed by mining that were not 
    reclaimed to the standards of the Pennsylvania program. In addition, 
    the Director is requiring that the State further amend the Pennsylvania 
    program to be no less effective than 30 CFR 816.116(b)(5), by limiting 
    the application of the revegetation standards under Subsection 6.2(k) 
    of its Coal Refuse Disposal Act, to areas that were previously 
    disturbed by mining and that were not reclaimed to the State 
    reclamation standards.
        Subsection 6.2(l) is approved to the extent the PADEP will not 
    approve a special authorization when such an authorization would result 
    in the site being reclaimed to lesser standards than could be achieved 
    if the forfeited bond moneys were used to reclaim the site to the 
    standards approved in the original permit under which the bond moneys 
    were forfeited. In addition, the Director is requiring that the State 
    further amend the Pennsylvania program to clarify that under Subsection 
    6.2(l) of its Coal Refuse Disposal Act, a special authorization for 
    coal refuse disposal operations will not be granted, when such an 
    authorization would result in the site being reclaimed to lesser 
    standards than could be achieved if the moneys paid into the Fund, as a 
    result of a prior forfeiture on the area, were used to reclaim the site 
    to the standards approved in the original permit under which the bond 
    moneys were forfeited.
        As discussed above in Finding 7 concerning Section 6.3--
    Experimental Practices, the Director is requiring that the State 
    further amend the Pennsylvania program by adding implementing rules no 
    less effective than 30 CFR 785.13, and no less stringent than SMCRA 
    Section 711 and which clarify that experimental practices are only 
    approved as part of the normal permit approval process and only for 
    departures from the environmental protection performance standards, and 
    that each experimental practice receive the approval of the Secretary.
        The Federal regulations at 30 CFR Part 938, codifying decisions 
    concerning the Pennsylvania program, are being amended to implement 
    this decision. This final rule is being made effective immediately to 
    expedite the State program amendment process and to encourage States to 
    bring their programs into conformity with the Federal standards without 
    undue delay. Consistency of State and Federal standards is required by 
    SMCRA.
    
    Effect of Director's Decision
    
        Section 503 of SMCRA provides that a State may not exercise 
    jurisdiction under SMCRA unless the State program is approved by the 
    Secretary. Similarly, 30 CFR 732.17(a) requires that any alteration of 
    an approved State program be submitted to OSM for review as a program 
    amendment. Thus, any changes to the State program are not enforceable 
    until approved by OSM. The Federal regulations at 30 CFR 732.17(g) 
    prohibit any unilateral changes to approved State programs. In his 
    oversight of the Pennsylvania program, the Director will recognize only 
    the statutes, regulations and other materials approved by him, together 
    with any consistent implementing policies, directives and other 
    materials, and will require the enforcement by Pennsylvania of only 
    such provisions.
    
    VI. Procedural Determinations
    
    Executive Order 12866
    
        This rule is exempted from review by the Office of Management and 
    Budget
    
    [[Page 19820]]
    
    (OMB) under Executive Order 12866 (Regulatory Planning and Review).
    
    Executive Order 12988
    
        The Department of the Interior has conducted the reviews required 
    by section 3 of Executive Order 12988 (Civil Justice Reform) and has 
    determined that, to the extent allowed by law, this rule meets the 
    applicable standards of subsections (a) and (b) of that section. 
    However, these standards are not applicable to the actual language of 
    State regulatory programs and program amendments since each such 
    program is drafted and promulgated by a specific State, not by OSM. 
    Under sections 503 and 505 of SMCRA (30 U.S.C. 1253 and 1255) and 30 
    CFR 730.11, 732.15, and 732.17(h)(10), decisions on proposed State 
    regulatory programs and program amendments submitted by the States must 
    be based solely on a determination of whether the submittal is 
    consistent with SMCRA and its implementing Federal regulations and 
    whether the other requirements of 30 CFR parts 730, 731, and 732 have 
    been met.
    
    National Environmental Policy Act
    
        No environmental impact statement is required for this rule since 
    section 702(d) of SMCRA (30 U.S.C. 1292(d)) provides that agency 
    decisions on proposed State regulatory program provisions do not 
    constitute major Federal actions within the meaning of section 
    102(2)(C) of the National Environmental Policy Act (42 U.S.C. 
    4332(2)(C)).
    
    Paperwork Reduction Act
    
        This rule does not contain information collection requirements that 
    require approval by OMB under the Paperwork Reduction Act (44 U.S.C. 
    3507 et seq.).
    
    Regulatory Flexibility Act
    
        The Department of the Interior has determined that this rule will 
    not have a significant economic impact on a substantial number of small 
    entities under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.). 
    The State submittal which is the subject of this rule is based upon 
    corresponding Federal regulations for which an economic analysis was 
    prepared and certification made that such regulations would not have a 
    significant economic effect upon a substantial number of small 
    entities. Accordingly, this rule will ensure that existing requirements 
    previously promulgated by OSM will be implemented by the State. In 
    making the determination as to whether this rule would have a 
    significant economic impact, the Department relied upon the date and 
    assumptions for the corresponding Federal regulations.
    
    Unfunded Mandates
    
        This rule will not impose a cost of $100 million or more in any 
    given year on any governmental entity or the private sector.
    
    List of Subjects in 30 CFR Part 938
    
        Intergovernmental relations, Surface mining, Underground mining.
    
        Dated: April 14, 1998.
    Allen D. Klein,
    Regional Director, Appalachian Regional Coordinating Center.
    
        For the reasons set out in the preamble, Title 30, Chapter VII, 
    Subchapter T of the Code of Federal Regulations is amended as set forth 
    below.
    
    PART 938--PENNSYLVANIA
    
        1. The authority citation for Part 938 continues to read as 
    follows:
    
        Authority: 30 U.S.C. 1201 et seq.
    
        2. Section 938.15 is amended in the table by adding a new entry in 
    chronological order by ``Date of Final Publication'' to read as 
    follows:
    
    
    Sec. 938.15  Approval of Pennsylvania regulatory program amendments.
    
    * * * * *
    
    ----------------------------------------------------------------------------------------------------------------
      Original amendment submission date           Date of final publication              Citation/description      
    ----------------------------------------------------------------------------------------------------------------
                                                                                                                    
                                                                                                                    
    *                  *                  *                  *                  *                  *                
                                                            *                                                       
    September 13, 1995....................  April 22, 1998........................  Pennsylvania law Act 1994-114   
                                                                                     concerning the special         
                                                                                     authorization for refuse       
                                                                                     disposal in areas previously   
                                                                                     affected by mining which       
                                                                                     contain pollutional discharges:
                                                                                     Title and 1; 3; 3.2(b); 4.1;   
                                                                                     6.1(h)(5), (i); 6.2; 6.3; 15.1.
                                                                                                                    
    ----------------------------------------------------------------------------------------------------------------
    
        3. Section 938.16 is amended by adding new paragraphs (vvv) through 
    (bbbb) to read as follows:
    
    
    Sec. 938.16  Required regulatory program amendments.
    
    * * * * *
        (vvv) By July 1, 1998, Pennsylvania shall amend the Pennsylvania 
    program to clarify the meaning of the term ``excess soil and related 
    materials'' as that term is used in the definition of ``coal refuse 
    disposal activities.''
        (www) By July 1, 1998, Pennsylvania shall amend the Pennsylvania 
    program to authorize stream buffer zone variances for coal refuse 
    disposal activities only where such activities will not cause or 
    contribute to the violation of applicable State or Federal water 
    quality standards, and will not adversely affect water quality and 
    quantity, or other environmental resources of the stream.
        (xxx) By July 1, 1998, Pennsylvania shall amend the Pennsylvania 
    program to clarify, in the regulations to be developed to implement the 
    provisions of section 6.2 of the Coal Refuse Disposal Act (as is 
    required by Section 3.2)(b) of the Coal Refuse Disposal Act), that 
    preexisting discharges that are encountered must be treated to the 
    State effluent standards at Chapter 90, subchapter D at 90.102.
        (yyy) By July 1, 1998, Pennsylvania shall amend the Pennsylvania 
    program to clarify that Subsection 6.2(h) of the Coal Refuse Disposal 
    Act pertains to preexisting discharges that are not encountered.
        (zzz) By July 1, 1998, Pennsylvania shall amend the Pennsylvania 
    program to be no less effective than 30 CFR 816.116(b)(5), by limiting 
    the application of the revegetation standards under Subsection 6.2(k) 
    of its Coal Refuse Disposal Act, to areas that were previously 
    disturbed by mining and that were not reclaimed to the State 
    reclamation standards.
        (aaaa) By July 1, 1998, Pennsylvania shall amend the Pennsylvania 
    program to clarify that under Subsection 6.2(l) of its Coal Refuse 
    Disposal Act, a special authorization for coal refuse disposal 
    operations will not be granted, when such an authorization would result 
    in the site being reclaimed to lesser standards than could be achieved 
    if the moneys paid into the Fund, as a result of a prior forfeiture on 
    the area, were used to reclaim the site to the standards approved in 
    the original permit under which the bond moneys were forfeited.
    
    [[Page 19821]]
    
        (bbbb) By July 1, 1998, Pennsylvania shall amend the Pennsylvania 
    program by adding implementing rules no less effective than 30 CFR 
    785.13, and no less stringent than SMCRA Section 711 and which clarify 
    that experimental practices are only approved as part of the normal 
    permit approval process and only for departures from the environmental 
    protection performance standards, and that each experimental practice 
    receive the approval of the Secretary.
    
    [FR Doc. 98-10632 Filed 4-21-98; 8:45 am]
    BILLING CODE 4310-05-M
    
    
    

Document Information

Effective Date:
4/22/1998
Published:
04/22/1998
Department:
Surface Mining Reclamation and Enforcement Office
Entry Type:
Rule
Action:
Final rule; approval of amendments.
Document Number:
98-10632
Dates:
April 22, 1998.
Pages:
19802-19821 (20 pages)
Docket Numbers:
PA-112-FOR
PDF File:
98-10632.pdf
CFR: (3)
30 CFR 6.2(g)(1)(ii)
30 CFR 938.15
30 CFR 938.16