97-10540. Magnuson Act Provisions; Essential Fish Habitat (EFH)  

  • [Federal Register Volume 62, Number 78 (Wednesday, April 23, 1997)]
    [Proposed Rules]
    [Pages 19723-19732]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-10540]
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    
    50 CFR Part 600
    
    [Docket No. 961030300-7090-03; I.D. 120996A]
    RIN 0648-AJ30
    
    
    Magnuson Act Provisions; Essential Fish Habitat (EFH)
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Proposed rule; request for comments.
    
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    SUMMARY: NMFS proposes to issue regulations containing guidelines for 
    the description and identification of essential fish habitat (EFH) in 
    fishery management plans (FMPs), adverse impacts on EFH, and actions to 
    conserve and enhance EFH. The regulations would also provide a process 
    for NMFS to coordinate and consult with Federal and state agencies on 
    activities that may adversely affect EFH. The guidelines are required 
    by the Magnuson-Stevens Fishery Conservation and Management Act 
    (Magnuson-Stevens Act). The purpose of the rule is to assist Fishery 
    Management Councils (Councils) in fulfilling the requirements set forth 
    by the Magnuson-Stevens Act to amend their FMPs to describe and 
    identify EFH, minimize adverse effects on EFH, and identify other 
    actions to conserve and enhance EFH. The coordination and consultation 
    provisions would specify procedures for adequate consultation with NMFS 
    on activities that may adversely affect EFH.
    
    
    [[Page 19724]]
    
    
    DATES: Written comments on the proposed rule must be received on or 
    before May 23, 1997.
    
    ADDRESSES: Comments should be sent to the Director, Office of Habitat 
    Conservation, Attention: EFH, NMFS, 1315 East-West Highway, Silver 
    Spring, MD 20910-3282. Copies of the Technical Assistance Manual, 
    previous advance notices of proposed rulemaking (ANPR), draft 
    environmental assessment (EA) and finding of no significant impact 
    (FONSI), and ``Framework for the Description, Identification, 
    Conservation, and Enhancement of Essential Fish Habitat'' (Framework) 
    are available. (see SUPPLEMENTARY INFORMATION).
    
    FOR FURTHER INFORMATION CONTACT: Lee Crockett, NMFS, 301/713-2325.
    
    SUPPLEMENTARY INFORMATION: A copy of the ANPRs, Framework, proposed 
    regulation, draft EA and FONSI, and Technical Assistance Manual are 
    available via the NMFS Office of Habitat Conservation Internet website 
    at: http://kingfish.ssp.nmfs.gov/rschreib/habitat.html or by contacting 
    one of the following NMFS Offices:
    
    Office of Habitat Conservation, Attention: EFH, National Marine 
    Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910-
    3282; 301/713-2325.
    Northeast Regional Office, Attention: Habitat and Protected Resources 
    Division, One Blackburn Drive, Gloucester, MA 01930; 508/281-9328.
    Southeast Regional Office, Attention: Habitat Conservation Division, 
    9721 Executive Center Drive North, St. Petersburg, FL 33702; 813/570-
    5317.
    Southwest Regional Office, Attention: Habitat Conservation Division, 
    501 West Ocean Blvd., Suite 4200, Long Beach, CA 90802; 310/980-4041.
    Northwest Regional Office, Attention: Habitat Conservation Branch, 525 
    N.E. Oregon St., suite 500, Portland, OR 97232; 503/230-5421.
    Alaska Regional Office, Attention: Protected Resources Management 
    Division, 709 West 9th Street, Federal Bldg., room 461, P.O. Box 21668, 
    Juneau, AK 99802-1668; 907/586-7235.
    
    Related Documents
    
        Concurrent with publication of this proposed rule, NMFS will make 
    available ``Technical Guidance to Implement the Essential Fish Habitat 
    Requirements for the Magnuson-Stevens Act.'' This manual provides 
    supplemental information for developing EFH recommendations and FMP 
    amendments. The document is intended to be updated regularly as new and 
    innovative methods are available in habitat identification and mapping. 
    The Technical Guidance Manual is based on and will contain similar 
    detail to that included in the Framework. The draft manual is available 
    for comment and may be obtained from any NMFS office listed in the 
    SUPPLEMENTARY INFORMATION section.
    
    Background
    
        This rulemaking is required by the Magnuson-Stevens Act (16 U.S.C. 
    1801 et seq) as reauthorized by the Sustainable Fisheries Act, signed 
    into law on October 11, 1996. It mandates that the Secretary of 
    Commerce (Secretary) shall, within 6 months of the date of enactment, 
    establish guidelines by regulation to assist the Councils to describe 
    and identify EFH in FMPs (including adverse impacts on such habitat) 
    and to consider actions to conserve and enhance such habitat. These 
    proposed regulations would establish a process for Councils to identify 
    and describe EFH, including adverse impacts to that habitat, per the 
    requirements of the Magnuson-Stevens Act. The Magnuson-Stevens Act also 
    requires that the Secretary, in consultation with fishing participants, 
    provide each Council with recommendations and information regarding 
    each fishery under that Council's authority to assist it to identify 
    EFH, the adverse impacts on that habitat, and actions that should be 
    considered to conserve and enhance that habitat. The proposed 
    regulation would establish procedures to carry out this mandate. 
    Councils must submit FMP amendments containing these new provisions by 
    October 11, 1998.
        In addition, the Magnuson-Stevens Act requires that Federal 
    agencies consult with the Secretary on any activity authorized, funded, 
    or undertaken, or proposed to be authorized, funded, or undertaken, 
    that may adversely affect EFH. The Secretary must respond with 
    recommendations for measures to conserve EFH. The Secretary must 
    provide recommendations to states as well. The regulation would also 
    establish procedures to implement these consultative requirements.
        This regulation proposes to address ecosystem considerations in 
    fishery management. Through the 1996 Magnuson-Stevens Act 
    reauthorization, FMPs are now required to describe and identify EFH 
    used by managed fishery resources. In addition, FMPs are required to 
    identify actions to ensure conservation and enhancement of EFH.
        In developing this rule, NMFS published two ANPRs. The first, 
    published in the Federal Register on November 8, 1996 (61 FR 57843), 
    solicited comments to assist NMFS in developing a framework for the 
    proposed guidelines. The second ANPR was published on January 9, 1997 
    (62 FR 1306). That ANPR announced the availability of the Framework. 
    The Framework was developed to provide a detailed outline for the 
    regulations and to serve as an instrument to solicit public comments. 
    The document was made available to the public for comment from January 
    9, 1997, through February 12, 1997. During that time, NMFS held fifteen 
    public meetings, briefings, and workshops across the nation. Eighty-
    eight comments were received via mail or fax, and numerous comments 
    were received during the public meetings. NMFS considered those 
    comments in developing the proposed regulations. In addition to the 
    regulations, a Technical Guidance Manual is available (see 
    SUPPLEMENTARY INFORMATION) to provide further details on how the 
    Councils will identify EFH for managed species and develop amendments 
    to their FMPs.
    
    Relation to Other Laws
    
        The Magnuson-Stevens Act establishes expanded requirements for 
    habitat sections of FMPs and requires consultation between the 
    Secretary and Federal and state agencies on activities that may 
    adversely impact EFH for those species managed under the Act. It also 
    requires the Federal action agency to respond to comments and 
    recommendations made by the Secretary and Councils. For the purpose of 
    consultation on activities that may adversely affect EFH, the 
    description of EFH included in the FMP would be determinative of the 
    limits of EFH. Mapping of EFH would be required in the proposed 
    regulations to assist the public and affected parties to learn where 
    EFH is generally located. However, due to anticipated data gaps and the 
    dynamic nature of physical and biological habitat characteristics, maps 
    would be used as supplementary information during the consultation 
    process.
        The Fish and Wildlife Coordination Act (FWCA) provides a mechanism 
    for the Secretary to comment to other Federal agencies on activities 
    affecting any living marine resources. Under the FWCA, Federal agencies 
    are required to consult with the Secretary on habitat impacts from 
    water development projects. The Secretary is not, however, required to 
    consult with Federal agencies on all activities that may adversely 
    affect habitat of managed species, nor are agencies required to
    
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    respond to Secretarial comments under the FWCA. The FWCA will continue 
    to allow the Secretary to comment and make recommendations on Federal 
    activities that may adversely affect living marine resources and their 
    habitat, even if such habitat is not identified as EFH.
        The Endangered Species Act (ESA) definition of ``critical habitat'' 
    to describe habitats under its authority includes areas occupied by the 
    species at the time of listing, as well as those unoccupied areas that 
    are deemed ``essential for the conservation of a species.'' The EFH 
    regulations would specify that, for species listed under ESA, EFH will 
    always include critical habitat. EFH may be broader than critical 
    habitat if restoration of historic habitat areas is feasible, and more 
    habitat is necessary to support a sustainable fishery. Because the 
    statutory definition of EFH includes the full life cycle of species, 
    including growth to maturity, EFH will also be broader than critical 
    habitat where marine habitats have not been included in the 
    identification of critical habitat (e.g., for anadromous salmonids 
    listed under the ESA).
    
    Coordination with Interested Parties
    
        NMFS would closely coordinate the development of EFH 
    recommendations with the appropriate Councils, fishing participants, 
    interstate fisheries commissions, Federal agencies, state agencies, and 
    other interested parties.
    
    Relation Between EFH and State-Managed Waters
    
        Many species managed under the Magnuson-Stevens Act spend some part 
    of their life cycle in state waters (in most states 0-3 miles offshore) 
    as well as Federal waters (generally 3-200 miles offshore). Because the 
    statutory definition of EFH covers the entire life cycle of a species, 
    EFH may be identified within both Federal and state waters. Therefore, 
    the consultation provisions for activities that may adversely affect 
    EFH may require the Secretary to consult on activities in both Federal 
    and state waters. Councils may also comment on activities in both 
    Federal and state waters. The requirement for Councils to institute 
    management measures to minimize adverse effects of fishing, however, 
    would only address those fishing activities that occur in Federal 
    waters.
    
    Summary of Principal Comments
    
        The public comments focused on eight issues. A summary of these 
    issues and the NMFS response follows.
        Issue 1: Species of fish for which the Councils must describe and 
    identify EFH. NMFS received comments suggesting that EFH should be 
    described and identified for only those species managed by a Council in 
    a FMP. Other interpretations suggested that ``fish'' includes all 
    species inhabiting the geographic jurisdiction of a Council. The latter 
    interpretation could include species not currently managed, but 
    considered important by the Council. NMFS concludes that Councils 
    should describe and identify EFH for only those species managed under 
    an FMP. According to the Magnuson-Stevens Act, EFH can only be 
    designated through an amendment to an FMP. The Council would not be 
    precluded from identifying the habitat required by other species not 
    covered in an FMP and taking steps to protect it. To the extent that 
    such habitat requirements enhance the ecosystem approach to FMPs, the 
    Councils would be encouraged to identify such habitat. However, those 
    habitats of currently non-managed species would not be considered EFH.
        Issue 2: Timing of the development of EFH recommendations by NMFS. 
    Some commentors suggested that EFH for all species within a fishery 
    management unit must be completed simultaneously. Other commentors 
    suggested that EFH be described for only those species whose catch is a 
    significant component of the fishery. NMFS has concluded that the law 
    requires the Councils to identify EFH for all managed species within 
    its jurisdiction within the Act's EFH amendment period. The Technical 
    Guidance Manual suggests several ways that Councils may perform this 
    task more efficiently.
        Issue 3: Identification of EFH for prey species. Some comments 
    suggested that EFH be identified for all prey species, as opposed to 
    just the predominant prey species. Other comments suggested that 
    identification of EFH for prey species was unnecessary because their 
    habitat requirements are covered by the range of EFH for the managed 
    species. NMFS has concluded that the habitat of prey species would not 
    be included as EFH for managed species. Rather, Councils would identify 
    the major prey species for the species managed under the FMP, and would 
    describe the habitat of significant prey species to help in determining 
    if there are activities that would adversely affect their habitat. This 
    analysis would be included in the ``adverse effects'' section of the 
    EFH FMP amendment, rather than the description and identification of 
    EFH section. The Councils should consider loss of prey habitat as an 
    adverse effect on a managed species.
        Issue 4: Interpretation of what habitat is ``necessary'' for 
    spawning, breeding, feeding, and growth to maturity. In the Framework, 
    NMFS interpreted ``necessary'' to mean the amount of habitat needed to 
    support a target production level which included, at a minimum, maximum 
    sustainable yield of the fishery plus other ecological benefits such as 
    being prey for other living marine resources. Many commentors were 
    concerned that this connection was too narrow and suggested that either 
    it not be included in the guidelines, thereby coupling EFH only to 
    feeding, breeding, and growth to maturity, or expanding the definition. 
    NMFS has concluded that the goal of linking ``necessary'' to production 
    is appropriate, however, this objective has now been defined as the 
    production necessary to support a sustainable fishery and a healthy 
    ecosystem.
        Issue 5: Intent of the EFH amendments in relation to fishing. NMFS 
    received comments that clarification is needed regarding fishing in 
    areas identified as EFH. NMFS has now clarified that the intent is not 
    to preclude fishing in areas identified as EFH. Rather, the intent is 
    to refine the Council's and NMFS' abilities to manage fishing 
    activities by taking into account the increasing knowledge and 
    understanding of the importance of habitat, and taking actions to 
    minimize adverse impacts from fishing, to the extent practicable.
        Many comments requested guidance on how the Councils would 
    determine when a fishing activity has an adverse impact requiring 
    action. NMFS has provided additional guidance on this concern by 
    proposing to require an assessment of the impacts of all gear types 
    used in the EFH. The assessment would consider closure areas for 
    research to evaluate impacts. The Councils would act to prevent, 
    mitigate, or minimize any adverse impacts from fishing, to the extent 
    practicable, if there is evidence that a fishing practice is having a 
    substantial adverse impact on EFH based on the assessment.
        Issue 6: Interpretation of ``to the extent practicable''. No 
    guidance was provided in the Framework on the exact meaning of the 
    phrase. Some commentors expressed concern that a lack of guidance 
    risked no additional actions being taken by Councils. Others expressed 
    the opinion that the impacts of fishing were already known, and 
    suggested closure areas to protect sensitive habitats. Cost-benefit 
    analysis was also suggested. NMFS has provided additional guidance 
    within the proposed rule. The regulation states that in determining 
    whether minimizing an
    
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    adverse impact from fishing is practicable, Councils should consider: 
    (1) Whether, and to what extent, the fishing activity is adversely 
    impacting the marine ecosystem, including the managed species; (2) the 
    nature and extent of the adverse effect on EFH; and (3) whether the 
    cost to the fishery is reasonable.
        Issue 7: NMFS' interpretation of ``substrate.'' Commentors 
    suggested it be modified to include artificial reefs and shipwrecks as 
    EFH. NMFS agrees with this modification and clarifies that artificial 
    reefs and shipwrecks could be identified as EFH.
        Issue 8: Notification of projects under general concurrence. 
    Several comments were received on general concurrences, suggesting that 
    if no notification is required for projects that fall within a general 
    concurrence category, NMFS would be unable to track the cumulative 
    effects of these categories of activities. NMFS continues to state in 
    the regulation that no notice of those actions covered by a general 
    concurrence would be required, but only if a process is in place by the 
    action agency to adequately assess cumulative impacts.
        Comments were also received concerning opportunities for public 
    review of general concurrences prior to final approval and 
    implementation. Commentors were concerned that general concurrences 
    could be established that would exempt specific activities from the 
    consultation process without an opportunity for public review. NMFS has 
    provided in the regulations that it would use public Council meetings, 
    or other means, to provide opportunities for public comment on general 
    concurrences prior to formalization. If Council review is not 
    available, NMFS would provide other reasonable means for public review.
    
    Compliance Requirements
    
        While the Magnuson-Stevens Act requires Federal agencies to consult 
    with NMFS on activities that may adversely affect EFH and respond to 
    NMFS' recommendations, the Act did not place direct requirements for 
    compliance with conservation and enhancement recommendations provided 
    by NMFS. The procedures identified in the regulations however, outline 
    a method for cooperation and coordination between agencies, and options 
    for dispute resolution should this become necessary.
    
    Classification
    
        NMFS has prepared a draft environmental assessment that discusses 
    the impact on the environment as a result of this rule. A copy of the 
    environmental assessment is available from NMFS (see SUPPLEMENTARY 
    INFORMATION).
        The Assistant General Counsel for Legislation and Regulation of the 
    Department of Commerce certified to the Chief Counsel for Advocacy of 
    the Small Business Administration that this proposed rule, if adopted, 
    would not have a significant economic impact on a substantial number of 
    small entities. The proposed rule would establish guidelines for 
    Councils to identify and describe EFH, including adverse impacts, and 
    conservation and enhancement measures. The proposed regulation requires 
    that the Councils conduct assessments of the effects of fishing on EFH 
    within their jurisdiction. Should Councils establish regulations on 
    fishing as a result of the guidelines and assessments of fishing gear, 
    that action may affect small entities and could be subject to the 
    requirement to prepare a regulatory flexibility analysis at that time. 
    Finally, the consultation procedures establish a process for NMFS to 
    provide conservation recommendations to Federal and state action 
    agencies. However, because compliance with NMFS' recommendations are 
    not mandatory, any effects on small businesses would be speculative. As 
    a result, a regulatory flexibility analysis for this proposed rule was 
    not prepared. This proposed rule has been determined to be not 
    significant for the purposes of E.O. 12866.
        For purposes of Executive Order 12612, the Assistant Administrator 
    for Fisheries has determined that this proposed rule does not include 
    policies that have federalism implications sufficient to warrant 
    preparation of a Federalism Assessment. This proposed rule establishes 
    circumstances and procedures for consultations between the states and 
    NMFS or the Councils in situations where state action may adversely 
    impact EFH in state waters. The proposed rule states that, in such 
    circumstances, NMFS or the Councils would furnish the state with EFH 
    conservation recommendations. NMFS' recommendations are not mandatory, 
    and the states are not required to expend funds in a way not of their 
    own choosing.
    
    List of Subjects in 50 CFR Part 600
    
        Fisheries, Fishing.
    
        Dated: April 17, 1997.
    Charles Karnella,
    Acting Deputy Assistant Administrator for Fisheries, National Marine 
    Fisheries Service, National Oceanic and Atmospheric Administration, 
    U.S. Department of Commerce.
    
        For the reasons stated in the preamble, 50 CFR part 600 is proposed 
    to be amended as follows:
    
    PART 600--MAGNUSON ACT PROVISIONS
    
        1. The authority citation for part 600 continues to read as 
    follows:
    
        Authority: 16 U.S.C. 1801 et seq.
    
        2. Section 600.10 is amended by adding the definition for 
    ``Essential fish habitat'', in alphabetical order, to read as follows:
    
    
    Sec. 600.10  Definitions.
    
    * * * * *
        Essential fish habitat means those waters and substrate necessary 
    to fish for spawning, breeding, feeding, or growth to maturity. For the 
    purpose of interpreting the definition of essential fish habitat: 
    ``waters'' includes aquatic areas and their associated physical, 
    chemical, and biological properties that are used by fish, and may 
    include areas historically used by fish where appropriate; 
    ``substrate'' includes sediment, hard bottom, structures underlying the 
    waters, and associated biological communities; ``necessary'' means the 
    habitat required to support a sustainable fishery and a healthy 
    ecosystem; and ``spawning, breeding, feeding, or growth to maturity'' 
    covers a species' full life cycle.
    * * * * *
        3. A new subpart is added to part 600 to read as follows:
    
    Subpart I--Essential Fish Habitat (EFH)
    
    Sec.
    600.805  Purpose and scope.
    600.810  Contents of Fishery Management Plans.
    600.815  Coordination and consultation on actions that may adversely 
    affect EFH.
    
    
    Sec. 600.805  Purpose and scope.
    
        (a) Purpose. This subpart provides guidelines for the description, 
    identification, conservation, and enhancement of, and adverse impacts 
    to, EFH. These guidelines provide the basis for Councils and the 
    Secretary to use in adding the required provision on EFH to an FMP, 
    i.e., description and identification of EFH, adverse impacts on EFH 
    (including minimizing, to the extent practicable, adverse impacts from 
    fishing), and other actions to conserve and enhance EFH. This subpart 
    also
    
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    includes procedures to implement the consultation requirements for all 
    Federal and state actions that may adversely affect EFH.
        (b) Scope. An EFH provision in an FMP must include all fish species 
    in the FMU. An FMP may describe, identify, and protect the habitat of 
    species not in an FMU; however, such habitat may not be considered EFH 
    for the purposes of sections 303(a)(7) and 305(b) of the Magnuson Act.
    
    
    Sec. 600.810  Contents of Fishery Management Plans.
    
        (a) Mandatory contents--(1) Habitat requirements by life history 
    stage. FMPs must describe EFH in text and with tables that provide 
    information on the biological requirements for each life history stage 
    of the species. These tables should summarize all available information 
    on environmental and habitat variables that control or limit 
    distribution, abundance, reproduction, growth, survival, and 
    productivity of the managed species. Information in the tables should 
    be supported with citations.
        (2) Description and identification of EFH--(i) Information 
    requirements. (A) An initial inventory of available environmental and 
    fisheries data sources relevant to the managed species should be useful 
    in describing and identifying EFH. This inventory should also help to 
    identify major species-specific habitat data gaps. Deficits in data 
    availability (i.e., accessibility and application of the data) and in 
    data quality (including considerations of scale and resolution; 
    relevance; and potential biases in collection and interpretation) 
    should be identified.
        (B) To identify EFH, basic information is needed on current and 
    historic stock size and on the geographic range of the managed species. 
    Information is also required on the temporal and spatial distribution 
    of each major life history stages (defined by developmental and 
    functional shifts). Since EFH should be identified for each major life 
    history stage, data should be collected on the distribution, density, 
    growth, mortality, and production of each stage within all habitats 
    occupied by the species. These data should be obtained from the best 
    available information, including peer-reviewed literature, data reports 
    and ``gray'' literature, data files of government resource agencies, 
    and any other sources of quality information.
        (C) The following approach should be used to gather and organize 
    the data necessary for identifying EFH. Information from all levels 
    will be useful in identifying EFH, and the goal of this procedure 
    should be to include as many levels of analysis as possible within the 
    constraints of the available data. Councils should strive to obtain 
    data sufficient to describe habitat at the highest level of detail 
    (i.e., Level 4).
        (1) Level 1: Presence/absence distribution data are available for 
    some or all portions of the geographic range of the species. At this 
    level, only presence/absence data are available to describe the 
    distribution of a species (or life history stage) in relation to 
    existing and potential habitats. Care should be taken to ensure that 
    all habitats have been sampled adequately. In the event that 
    distribution data are available for only portions of the geographic 
    area occupied by a particular life history stage of a species, EFH can 
    be inferred on the basis of distributions among habitats where the 
    species has been found and on information about its habitat 
    requirements and behavior.
        (2) Level 2: Habitat-related densities of the species are 
    available. At this level, quantitative data (i.e., relative densities) 
    are available for the habitats occupied by a species or life history 
    stage. Because the efficiency of sampling gear is often affected by 
    habitat characteristics, strict quality assurance criteria are required 
    to ensure that density estimates are comparable among habitats. Density 
    data should reflect habitat utilization, and the degree that a habitat 
    is utilized is assumed to be indicative of habitat value. When 
    assessing habitat value on the basis of fish densities in this manner, 
    temporal changes in habitat availability and utilization should be 
    considered.
        (3) Level 3: Growth, reproduction, or survival rates within 
    habitats are available. At this level, data are available on habitat-
    related growth, reproduction, and/or survival by life history stage. 
    The habitats contributing the most to productivity should be those that 
    support the highest growth, reproduction, and survival of the species 
    (or life history stage).
        (4) Level 4: Production rates by habitat are available. At this 
    level, data are available that directly relate the production rates of 
    a species or life history stage to habitat type, quantity, quality, and 
    location. Essential habitats are those necessary to maintain fish 
    production consistent with a sustainable fishery and a healthy 
    ecosystem.
        (ii) EFH determination. (A) The information obtained through the 
    analysis in paragraph (a)(2)(i) of this section will allow Councils to 
    assess the relative value of habitats. Councils should apply this 
    information in a risk-averse fashion, erring on the side of 
    inclusiveness to ensure adequate protection for EFH of managed species. 
    If only Level 1 information is available, EFH is everywhere a species 
    is found. If Levels 2 through 4 information is available, habitats 
    valued most highly through this analysis should be considered essential 
    for the species. However, habitats of intermediate and low value may 
    also be essential, depending on the health of the fish population and 
    the ecosystem.
        (B) If a species is overfished or recovering from a population 
    decline, all habitats used by the species should be considered 
    essential in addition to certain historic habitats that are necessary 
    to support the recovery of the population and for which restoration is 
    feasible.
        (C) EFH will always be greater than or equal to the ``critical 
    habitat'' for any managed species listed as threatened or endangered 
    under the Endangered Species Act.
        (D) Where a stock of a species is considered to be healthy and 
    sufficient information exists to determine the necessary habitat to 
    support the target production goal, then EFH for a species should be a 
    subset of all existing habitat for the species.
        (E) Ecological relationships among species, and between the species 
    and their habitat, require, where possible, that an ecosystem approach 
    be used in determining the EFH of a managed species or species 
    assemblage. The extent of the EFH should be based on the judgment of 
    the Secretary and the appropriate Council(s) regarding the quantity and 
    quality of habitat that is necessary to maintain a managed species or 
    species assemblage at a target production goal that supports a 
    sustainable fishery and a healthy ecosystem. Councils must establish 
    target production goals for the fish species in the FMU of an FMP as a 
    goal of the FMP. In determining a target production goal that supports 
    a sustainable fishery and a healthy ecosystem, the Secretary and the 
    appropriate Council(s) should consider: the prey requirements of the 
    managed species; the extent to which the managed species is prey for 
    other managed species or marine mammals; the production necessary to 
    support a sustainable fishery; and other ecological functions provided 
    by the managed species. If degraded or inaccessible habitat has 
    contributed to the reduced yields of a species or assemblage, and in 
    the judgment of the Secretary and the appropriate Council(s), the 
    degraded conditions can be reversed through such actions as improved 
    fish passage techniques (for fish blockages), improved water quality or 
    quantity measures (removal of contaminants or
    
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    increasing flows), and similar measures that are feasible, then EFH 
    should include those habitats that would be essential to the species to 
    obtain increased yields.
        (iii) EFH Mapping Requirements. The general distribution and 
    geographic limits of EFH for each life history stage should be 
    presented in FMPs in the form of maps. Ultimately, these data should be 
    incorporated into a geographic information system (GIS) to facilitate 
    analysis and presentation. These maps may be presented as fixed in time 
    and space but they should encompass all appropriate temporal and 
    spatial variability in the distribution of EFH. If the geographic 
    boundaries of EFH change seasonally, annually, or decadally, these 
    changing distributions should be represented in the maps. Different 
    types of EFH should be identified on maps along with areas used by 
    different life history stages of the species. The type of information 
    used to identify EFH should be included in map legends, and more 
    detailed and informative maps should be produced as more complete 
    information about population responses (e.g., growth, survival, or 
    reproductive rates) to habitat characteristics becomes available. Where 
    the present distribution or stock size of a species or life history 
    stage is different from the historical distribution or stock size, then 
    maps of historical habitat boundaries should be included in the FMP, if 
    known. The EFH maps are a means to visually present the EFH described 
    in the FMP. If the maps and information in the description of EFH 
    varies, the description is ultimately determinative of the limits of 
    EFH.
        (3) Non-fishing related activities that may adversely affect EFH--
    (i) Identification of adverse effects. FMPs must identify activities 
    that have potential adverse effects on EFH quantity and quality. Broad 
    categories of activities may include, but are not limited to: dredging, 
    fill, excavation, mining, impoundment, discharge, water diversions, 
    thermal additions, runoff, placement of contaminated material, 
    introduction of exotic species, and the conversion of aquatic habitat 
    that may eliminate, diminish, or disrupt the functions of EFH. If 
    known, an FMP should describe the EFH most likely to be affected by 
    these activities. For each activity, the FMP should describe the known 
    or potential impacts to EFH. These descriptions should explain the 
    mechanisms or processes that cause expected deleterious effects and 
    explain the known or potential impacts on the habitat function.
        (ii) Cumulative impacts analysis. To the extent practicable, FMPs 
    should identify and describe those activities that can influence 
    habitat function on an ecosystem or watershed scale. This analysis 
    should include a description of the ecosystem or watershed, the role of 
    the managed species in the ecosystem or watershed, and the impact on 
    the ecosystem or watershed of removal of the managed species. An 
    assessment of the cumulative and synergistic effects of multiple 
    threats, including natural adverse effects (such as storm damage or 
    climate-based environmental shifts), and an ecological risk assessment 
    of the managed species' habitat should also be included. For the 
    purposes of this analysis, cumulative impacts are impacts on the 
    environment that result from the incremental impact of an action when 
    added to other past, present, and reasonably foreseeable future 
    actions, regardless of who undertakes such actions. Cumulative impacts 
    can result from individually minor, but collectively significant 
    actions taking place over a period of time.
        (iii) Mapping adverse impacts. The use of a GIS or other mapping 
    system to analyze and present these data in an FMP is suggested for 
    documenting impacts identified under paragraph (a)(3)(i) of this 
    section and required when the analysis in paragraph (a)(3)(ii) of this 
    section is conducted.
        (iv) Conservation and enhancement. FMPs should include options to 
    minimize the adverse effects identified pursuant to paragraphs 
    (a)(3)(i) and (ii) of this section and identify conservation and 
    enhancement measures. Generally, non-water dependent actions should not 
    be located in EFH. Actions not in EFH but that may result in 
    significant adverse affects on EFH should be avoided if less 
    environmentally harmful alternatives are available. If there is no 
    alternative, these actions should be minimized. If avoidance and 
    minimization will not adequately protect EFH, mitigation to conserve 
    and enhance EFH will be recommended. These recommendations may include, 
    but are not limited to:
        (A) Avoidance and minimization of adverse impacts on EFH. 
    Environmentally sound engineering and management practices (e.g., 
    seasonal restrictions, dredging methods, and disposal options) should 
    be employed for all dredging and construction projects. Disposal of 
    contaminated dredged material, sewage sludge, industrial waste or other 
    materials in EFH should be avoided. Oil and gas exploration, 
    production, transportation, and refining activities in EFH should be 
    avoided, where possible, and minimized and mitigated if unavoidable.
        (B) Restoration of riparian and shallow coastal areas. Restoration 
    measures may include: Restoration of functions of riparian vegetation 
    by reestablishing endemic trees or other appropriate native vegetation; 
    restoration of natural bottom characteristics; removal of unsuitable 
    material from areas affected by human activities; and replacement of 
    suitable gravel or substrate to stream areas for spawning.
        (C) Upland habitat restoration. This may include measures to 
    control erosion, stabilize roads, upgrade culverts or remove dikes or 
    levees to allow for fish passage, and the management of watersheds.
        (D) Water quality. This includes use of best land management 
    practices for ensuring compliance with water quality standards at state 
    and Federal levels, improved treatment of sewage, and proper disposal 
    of waste materials .
        (E) Watershed analysis and subsequent watershed planning. This 
    should be encouraged at the local and state levels. This effort should 
    minimize depletion/diversion of freshwater flows into rivers and 
    estuaries, destruction/degradation of wetlands, and restoration of 
    native species, and should consider climate changes.
        (F) Habitat creation. Under appropriate conditions, habitat 
    creation may be considered as a means of replacing lost EFH. However, 
    habitat creation at the expense of other naturally functioning systems 
    must be justified (e.g., marsh creation with dredge material placed in 
    shallow water habitat).
        (4) Fishing activities that may adversely affect EFH.--(i) Adverse 
    effects from fishing may include physical disturbance of the substrate, 
    and loss of and injury to, benthic organisms, prey species and their 
    habitat, and other components of the ecosystem.
        (ii) FMPs must include management measures that minimize adverse 
    effects on EFH from fishing, to the extent practicable, and identify 
    conservation and enhancement measures. The FMP must contain an 
    assessment of the potential adverse effects of all fishing gear types 
    used in waters described as EFH. Included in this assessment should be 
    consideration of the establishment of research closure areas and other 
    measures to evaluate the impact of any fishing activity that physically 
    alters EFH.
        (iii) Councils must act to prevent, mitigate, or minimize any 
    adverse effects from fishing, to the extent
    
    [[Page 19729]]
    
    practicable, if there is evidence that a fishing practice is having a 
    substantial adverse effect on EFH, based on the assessment conducted 
    pursuant to paragraph (a)(4)(ii).
        (iv) In determining whether it is practicable to minimize an 
    adverse effect from fishing, Councils should consider whether, and to 
    what extent, the fishing activity is adversely impacting the marine 
    ecosystem, including the fishery; the nature and extent of the adverse 
    effect on EFH; and whether the benefit to the EFH achieved by 
    minimizing the adverse effect justifies the cost to the fishery.
        (5) Options for managing adverse effects from fishing. Fishing 
    management options may include, but are not limited to:
        (i) Fishing gear restrictions. These options may include, but are 
    not limited to: limit seasonal and areal uses of trawl gear and bottom 
    longlines; restrict net mesh sizes, traps, and entanglement gear to 
    allow escapement of juveniles and non-target species; reduce fish and 
    shellfish traps set near coral reefs and other hard bottoms; limit 
    seasonal and areal uses of dredge gear in sensitive habitats; prohibit 
    use of explosives and chemicals; restrict diving activities that have 
    potential adverse effects; prohibit anchoring of fishing vessels in 
    coral reef areas and other sensitive areas; and prohibit fishing 
    activities that cause significant physical damage in EFH.
        (ii) Time/area closures. These actions may include, but are not 
    limited to: closing areas to all fishing or specific gear types during 
    spawning, migration, foraging and nursery activities; and designating 
    zones to limit effects of fishing practices on certain vulnerable or 
    rare areas/species/life history stages.
        (iii) Harvest limits. These actions may include, but are not 
    limited to, limits on the take of species that provide structural 
    habitat for other species assemblages or communities and limits on the 
    take of prey species.
        (6) Prey species. Loss of prey is an adverse effect on a managed 
    species and its EFH; therefore, FMPs should identify the major prey 
    species for the species in the FMU and generally describe the location 
    of prey species' habitat and the threats to that habitat. Adverse 
    effects on prey species may result from fishing and non-fishing 
    activities.
        (7) Identification of vulnerable habitat. FMPs should identify 
    vulnerable EFH. In determining whether a type of EFH is vulnerable, 
    Councils should consider:
        (i) The extent to which the habitat is sensitive to human-induced 
    environmental degradation.
        (ii) Whether, and to what extent, development activities are, or 
    will be, stressing the habitat type.
        (iii) The rarity of the habitat type.
        (8) Research and information needs. Each FMP should contain 
    recommendations, preferably in priority order, for research efforts 
    that the Councils and NMFS view as necessary for carrying out their EFH 
    management mandate. The need for additional research is to make 
    available sufficient information to support a higher level of 
    description and identification of EFH under paragraph (a)(2)(i) of this 
    section. Additional research may also be necessary to identify and 
    evaluate actual and potential adverse effects on EFH, including, but 
    not limited to direct physical alteration; impaired habitat quality/
    functions; or indirect adverse effects such as sea level rise, global 
    warming and climate shifts; and non-gear fishery impacts. The Magnuson-
    Stevens Act specifically identifies the effects of fishing as a 
    concern. The need for additional research on the effects of fishing 
    gear on EFH should be included in this section of the FMP. If an 
    adverse effect is identified and determined to be an impediment to 
    reaching target long-term production levels, then the research needed 
    to quantify and mitigate that effect should be identified in this 
    section.
        (9) Review and revision of EFH components of FMPs. Each Council and 
    NMFS are expected to periodically review the EFH components of FMPs. 
    Each EFH FMP amendment should include a provision requiring review and 
    update of EFH information and preparation of a revised FMP amendment if 
    new information becomes available. The schedule for this review should 
    be based on an assessment of both the existing data and expectations 
    when new data will become available. Such a review of information 
    should be conducted as recommended by the Secretary, but at least once 
    every five years.
        (b) Optional components. An FMP may include a description and 
    identification of, and contain management measures to protect, the 
    habitat of species under the authority of the Council, but not 
    contained in the FMU. However, such habitat may not be considered EFH.
        (c) Development of EFH recommendations. After reviewing the best 
    available scientific information, and in cooperation with the Councils, 
    participants in the fishery, interstate commissions, Federal agencies, 
    state agencies, and other interested parties, NMFS will develop written 
    recommendations for the identification of EFH for each FMP. Prior to 
    submitting a written EFH identification recommendation to a Council for 
    an FMP, the draft recommendation will be made available for public 
    review and at least one public meeting will be held. NMFS will work 
    with the affected Council(s) to conduct this review in association with 
    scheduled public Council meetings whenever possible. The review may be 
    conducted at a meeting of the Council committee responsible for habitat 
    issues or as a part of a full Council meeting. After receiving public 
    comment, NMFS will revise its draft recommendations, as appropriate, 
    and forward written recommendation and comments to the Council(s).
    
    
    Sec. 600.815  Coordination and consultation on actions that may 
    adversely affect EFH.
    
        (a) General--(1) Scope. One of the greatest long-term threats to 
    the viability of the Nation's fisheries is the decline in the quantity 
    and quality of marine, estuarine, and other riparian habitats. These 
    procedures address the coordination and consultation requirements of 
    sections 305(b)(1)(D) and 305(b)(2-4) of the Magnuson-Stevens Act. The 
    consultation requirements of the Magnuson-Stevens Act provide that: 
    Federal agencies must consult with the Secretary on all actions, or 
    proposed actions, authorized, funded, or undertaken by the agency, that 
    may adversely affect EFH; and the Secretary and the Councils provide 
    recommendations to conserve EFH to Federal or state agencies. EFH 
    conservation recommendations are measures recommended by the Councils 
    or NMFS to a Federal or state agency to conserve EFH. Such 
    recommendations may include measures to avoid, minimize, mitigate, or 
    otherwise offset adverse effects on EFH resulting from actions or 
    proposed actions authorized, funded, or undertaken by that agency. The 
    coordination section requires the Secretary to coordinate with, and 
    provide information to, other Federal agencies regarding EFH. These 
    procedures for coordination and consultation allow all parties involved 
    to understand and implement the consultation requirements of the 
    Magnuson-Stevens Act.
        (2) Coordination with other environmental reviews. Consultation and 
    coordination under sections 305(b)(2) and 305(b)(4) of the Magnuson-
    Stevens Act may be consolidated, where appropriate, with interagency 
    coordination procedures required by other statutes, such as the 
    National Environmental Policy Act, the Fish and Wildlife Coordination 
    Act, the
    
    [[Page 19730]]
    
    Clean Water Act, Endangered Species Act, and the Federal Power Act, to 
    reduce duplication and improve efficiency. For example, a Federal 
    agency preparing an environmental impact statement (EIS) need not 
    duplicate sections of that document in a separate EFH assessment, 
    provided the EIS specifically and fully evaluates the effects of the 
    proposed action on EFH, notes that it is intended to function as an EFH 
    assessment, is provided to NMFS for review, and meets the other 
    requirements for an EFH assessment contained in this section. NMFS 
    comments on these documents will also function as its response required 
    under section 305(b)(4) of the Magnuson-Stevens Act.
        (3) Designation of Lead Agency. If more than one Federal or state 
    agency is involved in an action (e.g., authorization is needed from 
    more than one agency), the consultation requirements of sections 
    305(b)(2-4) of the Magnuson-Stevens Act may be fulfilled through a lead 
    agency. The lead agency must notify NMFS in writing that it is 
    representing one or more additional agencies.
        (4) Conservation and enhancement of EFH. To further the 
    conservation and enhancement of EFH, in accordance with section 
    305(b)(1)(D) of the Magnuson-Stevens Act, NMFS will compile and make 
    available to other Federal and state agencies information on the 
    locations of EFH, including maps and/or narrative descriptions. Federal 
    and state agencies empowered to authorize, fund, or undertake actions 
    that could adversely affect EFH should contact NMFS and the Councils to 
    become familiar with the designated EFH, and potential threats to EFH, 
    as well as opportunities to promote the conservation and enhancement of 
    such habitat.
        (b) Council comments and recommendations to Federal and state 
    agencies--(1) Establishment of procedures. Each Council should 
    establish procedures for reviewing activities, or proposed activities, 
    authorized, funded, or undertaken by state or Federal agencies that may 
    affect the habitat, including EFH, of a species under its authority. 
    Each Council may identify activities of concern by: directing Council 
    staff to track proposed actions; recommending that the Council's 
    habitat committee identify activities of concern; entering into an 
    agreement with NMFS to have the appropriate Regional Director notify 
    the Council of activities that may adversely impact EFH; or by similar 
    procedures. Federal and state actions often follow specific timetables 
    which may not coincide with Council meetings. Councils should consider 
    establishing abbreviated procedures for the development of Council 
    recommendations.
        (2) Early involvement. Councils should provide comments and 
    recommendations on proposed state and Federal activities of interest as 
    early as practicable in project planning to ensure thorough 
    consideration of Council concerns by the action agency.
        (3) Coordination with NMFS. The Secretary will develop agreements 
    with each Council to facilitate sharing information on actions that may 
    adversely affect EFH and in coordinating Council and NMFS responses to 
    those actions.
        (4) Anadromous fishery resources. For the purposes of the 
    consultation requirement of section 305(b)(3)(B) of the Magnuson-
    Stevens Act, an anadromous fishery resource under a Council's authority 
    is an anadromous species where some life stage inhabits waters under 
    the Council's authority.
        (c) Federal agency consultation--(1) Interagency coordination. Both 
    Federal and state agencies are encouraged to coordinate their actions 
    with NMFS to facilitate the early identification of potential adverse 
    effects on EFH. This will allow consideration of measures to conserve 
    and enhance EFH early in the project design. The consultation 
    requirements of sections 305(b)(2) and 305(b)(4) of the Magnuson-
    Stevens Act differ for Federal and state agencies. Only Federal 
    agencies have a mandatory statutory requirement to consult with NMFS 
    regarding actions that may adversely affect EFH, pursuant to section 
    305(b)(2) of the Magnuson-Stevens Act. NMFS is required under section 
    305(b)(4) to provide EFH recommendations regarding both state and 
    Federal agency actions that could adversely affect EFH (see 
    Sec. 600.810(a)(3) for further guidance on actions that could adversely 
    affect EFH). Both Federal and state agencies are encouraged to develop 
    agreements (or modify existing agreements) with NMFS to meet the 
    consultation requirements in a manner to increase efficiency and to 
    fully meet the requirements of the EFH provisions.
        (2) Designation of non-Federal representative. A Federal agency may 
    designate a non-Federal representative to conduct an abbreviated 
    consultation or prepare an EFH assessment by giving written notice of 
    such designation to NMFS. If a non-Federal representative is used, the 
    Federal action agency remains ultimately responsible for compliance 
    with sections 305(b)(2) and 305(b)(4) of the Magnuson-Stevens Act.
        (3) General Concurrence--(i) Purpose. The General Concurrence 
    process identifies specific types of Federal actions that may adversely 
    affect EFH, but for which no further consultation is generally required 
    because NMFS has determined, through an analysis of that type of 
    action, that it will likely to result in minimal adverse effects 
    individually and cumulatively. General Concurrences may be national or 
    regional in scope.
        (ii) Criteria. (A) For Federal actions to qualify for General 
    Concurrence, NMFS must determine, after consultation with the 
    appropriate Council(s), that the actions meet all of the following 
    criteria:
        (1) The actions must be similar in nature and similar in their 
    impact on EFH.
        (2) The actions must not cause greater than minimal adverse effects 
    on EFH when implemented individually.
        (3) The actions must not cause greater than minimal cumulative 
    adverse effects on EFH.
        (B) Categories of Federal actions may also qualify for General 
    Concurrence if they are modified by appropriate conditions that ensure 
    the actions will meet the criteria in paragraph (c)(3)(ii)(A) of this 
    section. For example, NMFS may provide General Concurrence for 
    additional actions contingent upon project size limitations, seasonal 
    restrictions, or other conditions.
        (iii) General Concurrence development. A Federal agency may request 
    a General Concurrence for a category of its actions by providing NMFS 
    with a written description of the nature and approximate number of the 
    proposed actions, an analysis of the effects of the actions on EFH and 
    associated species and their life history stages, including cumulative 
    effects, and the Federal agency's conclusions regarding the magnitude 
    of such effects. If NMFS agrees that the actions fit the criteria in 
    paragraph (c)(3)(ii) of this section, NMFS, in consultation with the 
    Council(s), will provide the Federal agency with a written statement of 
    General Concurrence that further consultation is not required, and that 
    preparation of EFH assessments for individual actions subject to the 
    General Concurrence is not necessary. If NMFS determines that 
    individual actions that fall within the General Concurrence would 
    adversely affect EFH, NMFS will notify the Federal agency that 
    abbreviated or expanded consultation is required. If NMFS identifies 
    specific types of Federal actions that may meet the requirements for a 
    General Concurrence, NMFS may initiate and complete a General 
    Concurrence.
    
    [[Page 19731]]
    
        (iv) Notification and further consultation. NMFS may request 
    notification for activities covered under a General Concurrence if NMFS 
    concludes there are circumstances under which such activities could 
    result in more than a minimal impact on EFH, or if it determines that 
    there is not a process in place to adequately assess the cumulative 
    impacts of activities covered under the General Concurrence. NMFS may 
    require further consultation for these activities on an individual 
    action. Each General Concurrence should establish specific procedures 
    for further consultation.
        (v) Public review. Prior to providing a Federal agency with a 
    written statement of General Concurrence for a category of Federal 
    actions, NMFS will provide an opportunity for public review through the 
    appropriate Council(s), or other reasonable opportunity for public 
    review.
        (vi) Revisions to General Concurrences. NMFS will periodically 
    review and revise its findings of General Concurrence, as appropriate.
        (4) EFH Assessments--(i) Preparation requirement. Federal agencies 
    (or designated non-Federal representatives) must complete an EFH 
    assessment for any action that may adversely affect EFH, except for 
    those activities covered by a General Concurrence. Where appropriate, 
    Federal agencies may combine requirements for environmental documents 
    such as Endangered Species Act Biological Assessments pursuant to 50 
    CFR part 402 or National Environmental Policy Act documents and public 
    notices pursuant to 40 CFR part 1500, with their EFH Assessment. This 
    document must include all of the information required in paragraph 
    (c)(4)(ii) of this section and the requirements for other applicable 
    environmental documents to be considered a complete assessment.
        (ii) Mandatory contents. The assessment must contain:
        (A) A description of the proposed action.
        (B) An analysis of the effects, including cumulative effects, of 
    the proposed action on EFH and the managed and associated species, 
    including their life history stages.
        (C) The Federal agency's conclusions regarding the effects of the 
    action on EFH.
        (iii) Additional information. If appropriate, the assessment should 
    also include:
        (A) The results of an on-site inspection to evaluate the habitat 
    and the site-specific effects of the project.
        (B) The views of recognized experts on the habitat or species that 
    may be affected.
        (C) A review of pertinent literature and related information.
        (D) An analysis of alternatives to the proposed action, including 
    alternatives that could avoid or minimize adverse effects on EFH.
        (E) Proposed mitigation.
        (F) Other relevant information.
        (iv) Incorporation by reference. The assessment may incorporate by 
    reference a completed EFH Assessment prepared for a similar action, 
    supplemented with any relevant new project specific information, 
    provided the proposed action involves similar impacts to EFH in the 
    same geographic area or a similar ecological setting. It may also 
    incorporate by reference other relevant environmental assessment 
    documents. These documents must be provided to NMFS.
        (5) Abbreviated consultation procedures--(i) Purpose. Abbreviated 
    consultation allows NMFS to quickly determine whether, and to what 
    degree, a Federal agency action may adversely affect EFH. The 
    abbreviated consultation process is appropriate for Federal actions 
    that would adversely affect EFH when, in NMFS' judgment, the adverse 
    effect(s) of such actions could be alleviated through minor 
    modifications to the proposed action.
        (ii) Notification by agency. The Federal agency must notify NMFS 
    and the appropriate Council in writing as early as practicable 
    regarding proposed actions that may adversely affect EFH. Notification 
    will facilitate discussion of measures to conserve the habitat. Such 
    early consultation must normally occur during pre-application planning 
    for projects subject to a Federal permit or license, and during 
    preliminary planning for projects to be funded or undertaken directly 
    by a Federal agency.
        (iii) Submittal of EFH Assessment. The Federal agency must submit a 
    completed EFH assessment to NMFS for review in accordance with 
    paragraph (c)(4) of this section. If either the Federal agency or NMFS 
    believes expanded consultation will be necessary, the Federal agency 
    must initiate expanded consultation concurrently with submission of the 
    EFH Assessment. Federal agencies will not have fulfilled their 
    consultation requirement under paragraph (a)(1) of this section until 
    timely notification and submittal of a complete EFH Assessment.
        (iv) NMFS response. NMFS must respond in writing as to whether it 
    concurs with the findings of the assessment. NMFS' response shall 
    indicate whether expanded consultation is required. If additional 
    consultation is not necessary, NMFS' response must include any 
    necessary EFH conservation recommendations to be used by the Federal 
    action agency. NMFS will send a copy of its response to the appropriate 
    Council.
        (v) Timing. The Federal action agency must submit its complete EFH 
    Assessment to NMFS as soon as practicable, but at least 60 days prior 
    to a final decision on the action, and NMFS must respond in writing 
    within 30 days. If notification and the EFH Assessment are combined 
    with other environmental reviews required by statute, then the 
    statutory deadline for those reviews apply to the submittal and 
    response. If NMFS and the Federal action agencies agree, a compressed 
    schedule will be used in cases where regulatory approvals cannot 
    accommodate 30 days for consultation, or to conduct consultation 
    earlier in the planning cycle for proposed actions with lengthy 
    approval processes.
        (6) Expanded consultation procedures--(i) Purpose. Expanded 
    consultation is appropriate for Federal actions that would result in 
    substantial adverse effects to EFH and/or require more detailed 
    analysis to enable NMFS to develop EFH conservation recommendations.
        (ii) Initiation. Expanded consultation begins when NMFS receives a 
    written request from a Federal action agency to initiate expanded 
    consultation. The Federal action agency's written request must include 
    a completed EFH Assessment in accordance with paragraph (c)(4) of this 
    section. Because expanded consultation is required for activities that 
    may potentially have substantial adverse impacts on EFH, Federal action 
    agencies are encouraged to provide the additional information 
    identified under paragraph (c)(4)(iii) of this section. Subject to 
    NMFS's approval, any request for expanded consultation may encompass a 
    number of similar individual actions within a given geographic area.
        (iii) NMFS response. NMFS will:
        (A) Review the EFH Assessment, any additional information furnished 
    by the Federal agency, and other relevant information.
        (B) Conduct a site visit, if appropriate, to assess the quality of 
    the habitat and to clarify the impacts of the Federal agency action.
        (C) Evaluate the effects of the action on EFH, including cumulative 
    effects.
        (D) Coordinate its review of the proposed action with the 
    appropriate Council.
    
    [[Page 19732]]
    
        (E) Formulate EFH conservation recommendations and provide the 
    recommendations to the Federal action agency and the appropriate 
    Council.
        (iv) Timing. The Federal action agency must submit its complete EFH 
    Assessment to NMFS as soon as practicable, but at least 120 days prior 
    to a final decision on the action, and NMFS must conclude expanded 
    consultation within 90 days of submittal of a complete Assessment 
    unless extended by NMFS with notification to the Federal action agency. 
    If notification and the EFH Assessment are combined with other 
    statutorily required environmental reviews, then the statutory 
    deadlines for those reviews apply to the submittal and response. NMFS 
    and Federal action agencies may agree to use a compressed schedule in 
    cases where regulatory approvals cannot accommodate a 60 day 
    consultation period.
        (v) Best scientific information. The Federal action agency must 
    provide NMFS with the best scientific information available, or 
    reasonably accessible during the consultation, regarding the effects of 
    the proposed action on EFH.
        (vi) Extension of consultation. If NMFS determines that additional 
    data or analysis would provide better information for development of 
    EFH conservation recommendations, NMFS may request additional time for 
    its expanded consultation. If NMFS and the Federal action agency agree 
    to an extension, the Federal action agency must provide the additional 
    information to NMFS, to the extent practicable. If NMFS and the Federal 
    action agency do not agree to extend consultation, NMFS must provide 
    EFH conservation recommendations to the Federal action agency using the 
    best scientific data available to NMFS.
        (7) Responsibilities of Federal action agency following receipt of 
    EFH conservation recommendations--(i) Federal action agency response. 
    Within 30 days after receiving an EFH conservation recommendation (or 
    at least 10 days prior to final approval of the action, if a decision 
    by the Federal agency is required in less than 30 days), the Federal 
    action agency must provide a detailed response in writing to NMFS and 
    the appropriate Council. The response must include a description of 
    measures proposed by the agency for avoiding, mitigating, or offsetting 
    the impact of the activity on EFH. In the case of a response that is 
    inconsistent with the recommendations of NMFS, the Federal action 
    agency must explain its reasons for not following the recommendations, 
    including the scientific justification for any disagreements with NMFS 
    over the anticipated effects of the proposed action and the measures 
    needed to avoid, minimize, mitigate, or offset such effects.
        (ii) Dispute resolution. After receiving a Federal action agency 
    response that is inconsistent with the recommendations of NMFS, the 
    Assistant Administrator may request a meeting with the head of the 
    Federal action agency, as well as any other agencies involved, to 
    discuss the proposed action and opportunities for resolving any 
    disagreements. Memoranda of agreement with Federal action agencies will 
    be sought to further define such dispute resolution processes.
        (8) Supplemental consultation. A Federal action agency must resume 
    consultation with NMFS following either abbreviated or expanded 
    consultation if the agency substantially revises its plans for the 
    action in a manner that may adversely affect EFH or if new information 
    becomes available that affects the basis for NMFS' EFH conservation 
    recommendations. Additionally, where Federal oversight, involvement, or 
    control over the action has been retained or is authorized by law, the 
    Federal action agency must resume consultation if new EFH is designated 
    that may be adversely affected by the agency's exercise of its 
    authority.
        (d) NMFS recommendations to state agencies--(1) Establishment of 
    Procedures. Each Region should establish procedures for identifying 
    actions or proposed actions authorized, funded, or undertaken by state 
    agencies that may adversely affect EFH, and for identifying the most 
    appropriate method for providing EFH conservation recommendations to 
    the state agency.
        (2) Coordination with Federal consultation procedures. When an 
    activity that may adversely affect EFH requires authorization or 
    funding by both Federal and state agencies, NMFS will provide the 
    appropriate state agencies with copies of EFH conservation 
    recommendations developed as part of the Federal consultation 
    procedures in paragraph (c) of this section.
    
    [FR Doc. 97-10540 Filed 4-22-97; 8:45 am]
    BILLING CODE 3510-22-P
    
    
    

Document Information

Published:
04/23/1997
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Proposed Rule
Action:
Proposed rule; request for comments.
Document Number:
97-10540
Dates:
Written comments on the proposed rule must be received on or before May 23, 1997.
Pages:
19723-19732 (10 pages)
Docket Numbers:
Docket No. 961030300-7090-03, I.D. 120996A
RINs:
0648-AJ30: Guidelines for the Description, Identification, Conservation, and Enhancement of Essential Fish Habitat
RIN Links:
https://www.federalregister.gov/regulations/0648-AJ30/guidelines-for-the-description-identification-conservation-and-enhancement-of-essential-fish-habitat
PDF File:
97-10540.pdf
CFR: (5)
50 CFR 600.810(a)(3)
50 CFR 600.10
50 CFR 600.805
50 CFR 600.810
50 CFR 600.815