98-11295. Claims and Effective Dates for the Award of Educational Assistance  

  • [Federal Register Volume 63, Number 82 (Wednesday, April 29, 1998)]
    [Proposed Rules]
    [Pages 23408-23413]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-11295]
    
    
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    DEPARTMENT OF DEFENSE
    
    DEPARTMENT OF TRANSPORTATION
    
    Coast Guard
    
    DEPARTMENT OF VETERANS AFFAIRS
    
    38 CFR Part 21
    
    RIN 2900-AH76
    
    
    Claims and Effective Dates for the Award of Educational 
    Assistance
    
    AGENCIES: Department of Defense, Department of Transportation (Coast 
    Guard), and Department of Veterans Affairs.
    
    ACTION: Proposed rule.
    
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    SUMMARY: This document proposes to amend the educational assistance and 
    educational benefit regulations of the Department of Veterans Affairs 
    (VA). It proposes a standard for determining what constitutes a formal 
    claim, an informal claim, and an abandoned claim that can be applied 
    uniformly to the educational assistance programs VA administers. In 
    addition, it proposes less restrictive effective dates for awards of 
    educational assistance; proposes uniform time limits for acting to 
    complete claims; and proposes to state VA's responsibilities when a 
    claim is filed. It appears that this rule will result in a more uniform 
    adjudication of claims for educational assistance under each of the 
    education programs VA administers.
    
    DATES: Comments must be received on or before June 29, 1998.
    
    ADDRESSES: Mail or hand deliver written comments to Director, Office of 
    Regulations Management (02D), Department of Veterans Affairs, 810 
    Vermont Avenue NW., Room 1154, Washington, DC 20420. Comments should 
    indicate that they are submitted in response to ``RIN 2900-AH76.'' All 
    written comments received will be available for public inspection at 
    the above address in the Office of Regulations Management, Room 1158, 
    between the hours of 8 a.m. and 4:30 p.m., Monday through Friday 
    (except holidays).
        Comments on the collection of information contained in this 
    proposal should be submitted to the Office of Management and Budget, 
    Attention: Desk Officer for the Department of Veterans Affairs, Office 
    of Information and Regulatory Affairs, Washington, DC 20503, with 
    copies mailed or hand delivered to the Director, Office of Regulations 
    Management (02D), Department of Veterans Affairs, 810 Vermont Avenue 
    NW., Room 1154, Washington, DC 20420. Comments should indicate that 
    they are submitted in response to ``RIN 2900-AH76.'' All written 
    comments to VA will be available for public inspection at the above 
    address in the Office of Regulations Management, Room 1158, between the 
    hours of 8 a.m. and 4:30 p.m., Monday through Friday (except holidays).
    
    FOR FURTHER INFORMATION CONTACT: William G. Susling, Jr., Education 
    Adviser, Education Service (225C), Veterans Benefits Administration, 
    (202) 273-7187.
    
    SUPPLEMENTARY INFORMATION: Regulations concerning VA-administered 
    educational assistance and educational benefits are contained in 38 CFR 
    Part 21. Rules governing time limits for filing claims or completing 
    claims are contained in subparts B, C, G, H, K, and L. Each rule is 
    applicable to one of the educational programs VA administers. Although 
    there is no statutory reason why the rules could not be identical, they 
    are not. This proposed rule would put one set of regulations concerning 
    time limits in subpart B and apply them to all the educational programs 
    VA administers. This would result in the following changes.
        Regulations governing the Post-Vietnam Era Veterans' Educational 
    Assistance Program (VEAP) do not permit extension of time limits to act 
    to perfect a claim or to challenge an
    
    [[Page 23409]]
    
    adverse VA decision. An extension is permitted in the regulations 
    governing the Survivors' and Dependents' Educational Assistance program 
    (DEA), the Montgomery GI Bill--Active Duty (MGIB), and the Montgomery 
    GI Bill--Selected Reserve (MGIB-SR). There appears to be no reason why 
    VEAP should be treated differently from the other education programs VA 
    administers since 38 U.S.C. chapter 51 is the basis for having time 
    limits in each of these programs. This proposed rule would permit the 
    same extension of the time limits to perfect a claim or to challenge an 
    adverse decision in VEAP as exists in other programs.
        The regulations governing the Educational Assistance Test Program 
    (EATP) and those governing MGIB-SR do not provide that VA's failure to 
    notify a claimant of the time limit to complete a claim or to act to 
    challenge an adverse VA decision will extend the time limits for taking 
    those actions. The regulations governing VEAP, DEA, and MGIB provide 
    such an automatic extension. It does not appear that there is a valid 
    reason to retain the different rule for EATP and MGIB-SR, since VA's 
    failure to notify a claimant under these programs would have an adverse 
    effect equal to a similar failure in the other three programs. This 
    proposed rule would provide EATP and MGIB-SR with an automatic 
    extension of the time limit on the same basis as has been provided in 
    VEAP.
        Current regulations use terms related to the filing of claims, such 
    as ``informal claim'' that are not fully defined. This lack of 
    definition would be corrected in this rule through the adding of 
    definitions to subpart B. These definitions are as follows.
        Proposed Sec. 21.1029(a) defines an abandoned claim either as one 
    where VA has asked for evidence, and the claimant does not furnish the 
    evidence within one-year or does not show good cause why the one year 
    time limit could not be met; or one based on an informal claim where VA 
    has requested a formal claim but has not either received one within one 
    year of the request or the claimant has not shown good cause why the 
    claim could not be submitted within a year of the request. This 
    definition is based upon 38 U.S.C. 5103(a) which provides that if VA 
    asks a claimant to complete a claim, and the claimant does not do so 
    within a year, no benefits are payable based on that claim. While the 
    statute does not label the claim an abandoned claim, in fact, it has 
    been abandoned. It would appear that this definition is appropriate.
        Further, the regulations regarding a claim for educational 
    assistance under MGIB state at Sec. 21.7032(c) that a reactivated claim 
    after abandonment constitutes a new claim. However, at Sec. 21.7131(d) 
    the regulations describe such a reactivated claim as a reopened claim. 
    Since the effective date of benefits would relate to the new claim, it 
    seems more appropriate to describe a reactivated claim after 
    abandonment as a new claim. Accordingly, the regulations would be 
    amended to consistently describe a reactivated claim after abandonment 
    as a new claim.
        Proposed Sec. 21.1029(c) defines a formal claim as one that has 
    been made in the form prescribed by the Secretary of Veterans Affairs 
    (or designee) including one that is a claim for an increase in 
    educational assistance as the result of an increase in the number of 
    dependents, or one that is a claim for an extension of the eligibility 
    period to receive educational assistance. 38 U.S.C. 5101(a) states that 
    claimants are required to file claims on the form prescribed by the 
    Secretary. Again, the statute does not label this as a formal claim, 
    but it would appear that this is a reasonable definition. Such a 
    definition would eliminate the need to repeat the statutory language 
    whenever the regulations need to refer to the action required by 38 
    U.S.C. 5101.
        The proposed rule defines an informal claim as one where the 
    claimant, a representative, or a Member of Congress indicates a desire 
    on the part of the claimant to receive educational assistance, but also 
    states that the mere act of enrolling in an approved school is not an 
    informal claim. This definition is based upon the discussion of 
    informal claims contained in Secs. 21.1031, 21.3031, and 21.7030(b). By 
    permitting informal claims, VA is able to base effective dates upon 
    them. It appears that the definition is consistent with past practice 
    and will provide an equitable way to determine a claimant's date of 
    claim.
        Finally, the term ``VA'' in this proposed rule is defined as the 
    United States Department of Veterans Affairs. This abbreviation is used 
    with this meaning throughout this subpart, without being defined. It 
    appears that to do so would eliminate any confusion caused by the use 
    of this term.
        Receipt of a formal claim for benefits from an individual and 
    receipt of an enrollment certification from his or her school verifying 
    the individual's actual pursuit of a program of education are necessary 
    prerequisites to the award of educational assistance to the individual. 
    The regulations governing the effective dates for awards of educational 
    assistance generally provide that the commencing date of an award will 
    be the later of one year before the date of receipt of the claim or one 
    year before the date of receipt of the enrollment certification from 
    the school. These regulations were adopted when the normal method of 
    receiving the enrollment certification was through the mails. Today, VA 
    receives many enrollment certifications electronically. Delays in 
    receipt of the certification are not the fault of the Postal Service, 
    but rather the educational institution. Since it appears that 
    certification of enrollment is not under the veteran's control, this 
    proposed rule would revise the regulations governing effective dates to 
    eliminate this provision. The proposal would base effective dates on 
    the date of claim, without regard to receipt of the enrollment 
    certification.
        This document also would amend Sec. 21.7631 to reflect statutory 
    requirements for effective dates for awards of educational assistance 
    for MGIB-SR.
        The Department of Defense (DOD) is issuing this proposal jointly 
    with VA insofar as it relates to VEAP and EATP. These programs are 
    funded by DOD and administered by VA. DOD, the Department of 
    Transportation (Coast Guard), and VA are jointly issuing this proposal 
    insofar as it relates to the MGIB-SR. This program is funded by DOD and 
    the Coast Guard, and is administered by VA. The remainder of this 
    proposal is issued solely by VA.
    
    Paperwork Reduction Act of 1995
    
        The Office of Management and Budget (OMB) has determined that the 
    proposed 38 CFR 21.1030 would constitute a collection of information 
    under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). 
    Accordingly, under section 3507(d) of the Act VA has submitted a copy 
    of this rulemaking action to OMB for its review. OMB assigns control 
    numbers to collections of information it approves. VA may not conduct 
    or sponsor, and a person is not required to respond to, a collection of 
    information unless it displays a currently valid OMB control number.
        Title: Claim for Educational Assistance.
        Summary of collection of information: The provisions of the 
    proposed Sec. 21.1030 would restate a statutory requirement (38 U.S.C. 
    5101(a)) that provides that no benefits may be paid or furnished to an 
    individual until VA receives from the individual a claim for the 
    benefit sought in the form prescribed by the Secretary. The proposed 
    regulation adds language as to what information needs to be included in 
    a claim.
    
    [[Page 23410]]
    
        Description of need for information and proposed use of 
    information: The claim required in the proposed 38 CFR 21.1030 helps VA 
    determine who is eligible for DEA, EATP, VEAP, MGIB, and MGIB-SR.
        Description of likely respondents: The respondents will be 
    individuals who wish to receive educational assistance from VA for 
    pursuit of a program of education.
        Estimated number of respondents: 345,048.
        Estimated frequency of responses: Occasionally, when an individual 
    wants to pursue a new program of education.
        Estimated total annual reporting and recordkeeping burden: 178,484 
    hours of reporting burden. VA estimates that there would be no 
    additional recordkeeping burden imposed.
        Estimated average burden per respondent: 31 minutes.
        The Department considers comments by the public on proposed 
    collections of information in--
         Evaluating whether the proposed collection(s) of 
    information are necessary for the proposed performance of the functions 
    of the Department, including whether the information will have 
    practical utility;
         Evaluating the accuracy of the Department's estimate of 
    the burden of the proposed collections of information, including the 
    validity of the methodology and assumptions used;
         Enhancing the quality, usefulness, and clarity of the 
    information to be collected; and
         Minimizing the burden of the collection of information on 
    those who are to respond, including through the use of appropriate 
    automated, electronic, mechanical, or other technological collection 
    techniques or other forms of information technology, e.g., permitting 
    electronic submission of responses.
        OMB is required to make a decision concerning the collection of 
    information contained in this proposed rule between 30 and 60 days 
    after publication of this document in the Federal Register. Therefore, 
    a comment to OMB is best assured of having its full effect if OMB 
    receives it within 30 days of publication. This does not affect the 
    deadline for the public to comment on the proposed regulation.
        The signers of this document hereby certify that this proposed rule 
    will not have a significant economic impact on a substantial number of 
    small entities as they are defined in the Regulatory Flexibility Act, 5 
    U.S.C. 601-612. The proposed rule will affect only individuals and will 
    not directly affect any small entities. Therefore, pursuant to 5 U.S.C. 
    605(b), this proposed rule is exempt from the initial and final 
    regulatory flexibility analyses requirements of sections 602 and 604.
        The Catalog of Federal Domestic Assistance number for the programs 
    affected by this proposed rule are 64.117, 64.120, and 64.124. This 
    proposed rule will affect the Montgomery GI Bill--Selected Reserve 
    which has no Catalog of Federal Domestic Assistance number.
    
    List of Subjects in 38 CFR Part 21
    
        Administrative practice and procedure, Armed forces, Civil rights, 
    Claims, Colleges and universities, Conflict of interests, Education, 
    Employment, Grant programs-education, Grant programs-veterans, Health 
    care, Loan programs-education, Loan programs-veterans, Manpower 
    training programs, Reporting and recordkeeping requirements, Schools, 
    Travel and transportation expenses, Veterans, Vocational education, 
    Vocational rehabilitation.
    
        Approved: April 22, 1998.
    Togo D. West, Jr.,
    Acting Secretary.
    
        Approved: March 18, 1998.
    Normand G. Lezy,
    Lieutenant General, USAF, Deputy Assistant Secretary (Military 
    Personnel Policy), Department of Defense.
    
        Approved: February 26, 1998.
    G. F. Woolever,
    Rear Admiral, U.S. Coast Guard, Assistant Commandant for Human 
    Resources.
    
        For the reasons set out above, 38 CFR part 21 (subparts B, C, D, G, 
    H, K, and L) is proposed to be amended as set forth below.
    
    PART 21--VOCATIONAL REHABILITATION AND EDUCATION
    
    Subpart B--Claims and Applications for Educational Assistance
    
        1. The authority citation for part 21, subpart B continues to read 
    as follows:
    
        Authority: 38 U.S.C. 501(a), 38 U.S.C. chapter 51, unless 
    otherwise noted.
    
        2. Section 21.1029 is added, to read as follows:
    
    
    Sec. 21.1029  Definitions.
    
        These definitions apply to this subpart, and to subparts C, D, G, 
    H, K, and L of this part.
        (a) Abandoned claim. A claim is an abandoned claim if:
        (1) In connection with a formal claim VA requests that the claimant 
    furnish additional evidence, and the claimant--
        (i) Does not furnish that evidence within one year of the date of 
    the request; and
        (ii) Does not show good cause why the evidence could not have been 
    submitted within one year of the date of the request; or
        (2) In connection with an informal claim, VA requests a formal 
    claim, and--
        (i) VA does not receive the formal claim within one year of the 
    date of request; and
        (ii) The claimant does not show good cause why he or she could not 
    have filed the formal claim in sufficient time for VA to have received 
    it within one year of the date of the request.
    
    (Authority: 38 U.S.C. 5103(a))
    
        (b) Date of claim. The date of claim is the date on which a valid 
    claim or application for educational assistance is considered to have 
    been filed with VA, for purposes of determining the commencing date of 
    an award of that educational assistance.
        (1) If an informal claim is filed and VA receives a formal claim 
    within one year of the date VA requested it, or within such other 
    period of time as provided by Sec. 21.1032, the date of claim, subject 
    to the provisions of paragraph (b)(3) of this section, is the date VA 
    received the informal claim.
        (2) If a formal claim is filed other than as described in paragraph 
    (b)(1) of this section, the date of claim, subject to the provisions of 
    paragraph (b)(3) of this section, will be the date VA received the 
    formal claim.
        (3) If a formal claim itself is abandoned and a new formal or 
    informal claim is filed, the date of claim will be as provided in 
    paragraph (b)(1) or (b)(2) of this section, as appropriate.
    
    (Authority: 38 U.S.C. 5103)
    
        (c) Formal claim. A claim is a formal claim when the claimant (or 
    his or her authorized representative) files the claim with VA, and--
        (1) The claim is a claim for--
        (i) Educational assistance;
        (ii) An increase in educational assistance; or
        (iii) An extension of the eligibility period for receiving 
    educational assistance; and
        (2) If there is a form (either paper or electronic) prescribed by 
    the Secretary of Veterans Affairs or his or her designee, the claim is 
    filed on that form.
    
    (Authority: 38 U.S.C. 5101(a))
    
        (d) Informal claim. (1) If the Secretary of Veterans Affairs has 
    prescribed a form (either paper or electronic) to use in claiming the 
    benefit sought, the term informal claim means--
    
    [[Page 23411]]
    
        (i) Any communication from an individual, or from an authorized 
    representative or a Member of Congress on that individual's behalf that 
    indicates a desire on the part of the individual to claim or to apply 
    for VA-administered educational assistance; or
        (ii) A claim from an individual or from an authorized 
    representative on that individual's behalf for a benefit described in 
    paragraph (c)(1) of this section that is filed in a document other than 
    in the prescribed form.
        (2) If the Secretary of Veterans Affairs has not prescribed a form 
    (either paper or electronic) to use in claiming the benefit sought, the 
    term informal claim means any communication, other than a formal claim, 
    from an individual, or from an authorized representative or a Member of 
    Congress on that individual's behalf that indicates a desire on the 
    part of the individual to claim or to apply for VA-administered 
    educational assistance.
        (3) When VA requests evidence in connection with a claim, and the 
    claimant submits that evidence to VA after having abandoned the claim, 
    the claimant's submission of the evidence is an informal claim.
        (4) The act of enrolling in an approved school is not an informal 
    claim.
        (5) VA will not consider a communication received from a service 
    organization, an attorney, or agent to be an informal claim if a valid 
    power of attorney, executed by the claimant, is not in effect at the 
    time the communication is written.
    (Authority: 10 U.S.C. 16136(b), 38 U.S.C. 3034(a), 3241(a), 3471, 
    3513, 5101(a), 5102, 5901)
    
        (e) VA. The term VA means the United States Department of Veterans 
    Affairs.
    
    (Authority: 38 U.S.C. 301)
    
        3. Section 21.1030 is revised to read as follows:
    
    
    Sec. 21.1030  Claims.
    
        An individual must file a formal claim for educational assistance 
    for pursuit of a program of education, indicating the proposed place of 
    training, the school or training establishment, the objective of the 
    program of education, and such other information as the Secretary may 
    require. A servicemember also must consult with his or her service 
    education officer before filing a formal claim for educational 
    assistance.
    
    (Authority: 10 U.S.C. 16136(b), 38 U.S.C. 3034(a), 3241(a), 3471, 
    3513, 5101(a))
    
        4. Section 21.1031 is revised to read as follows.
    
    
    Sec. 21.1031  VA responsibilities when a claim is filed.
    
        (a) VA will furnish forms. VA will furnish all necessary claim 
    forms, instructions, and, if appropriate, a description of any 
    supporting evidence required upon receipt of an informal claim.
    
    (Authority: 38 U.S.C. 5102)
    
        (b) Request for additional evidence. If a formal claim for 
    educational assistance is incomplete, or if VA requires additional 
    evidence or information to adjudicate the claim, VA will notify the 
    claimant of the evidence and/or information necessary to complete or 
    adjudicate the claim and of the time limit provisions of 
    Sec. 21.1032(a).
    
    (Authority: 38 U.S.C. 5103)
    
        5. Sec. 21.1032 is revised to read as follows:
    
    
    Sec. 21.1032  Time limits.
    
        The provisions of this section are applicable to informal claims 
    and formal claims.
        (a) Failure to furnish form, information, or notice of time limit. 
    VA's failure to give a claimant or potential claimant any form or 
    information concerning the right to file a claim or to furnish notice 
    of the time limit for the filing of a claim will not extend the time 
    periods allowed for these actions.
    
    (Authority: 38 U.S.C. 5101, 5113)
    
        (b) Notice of time limit for filing evidence. If a claimant's claim 
    is incomplete, VA will notify the claimant of the evidence necessary to 
    complete the claim. Unless payment of educational assistance is 
    permitted by paragraph (e) of this section, if the evidence is not 
    received within one year from the date of such notification, VA will 
    not pay educational assistance by reason of that claim.
    
    (Authority: 38 U.S.C. 5103)
    
        (c) Time limit for filing a claim for an extended period of 
    eligibility under 38 U.S.C. chapter 30, 32, or 35. VA must receive a 
    claim for an extended period of eligibility provided by Secs. 21.3047, 
    21.5042, or 21.7051 by the later of the following dates.
        (1) One year from the date on which the spouse's, surviving 
    spouse's, or veteran's original period of eligibility ended; or
        (2) One year from the date on which the spouse's, surviving 
    spouse's, or veteran's physical or mental disability no longer 
    prevented him or her from beginning or resuming a chosen program of 
    education.
    
    (Authority: 38 U.S.C. 3031(d), 3232(a), 3512)
    
        (d) Time limit for filing for an extension of eligibility due to 
    suspension of program (38 U.S.C. chapter 35). VA must receive a claim 
    for an extended period of eligibility due to a suspension of an 
    eligible child's program of education as provided in Sec. 21.3043 by 
    the later of the following dates.
        (1) One year from the date on which the child's original period of 
    eligibility ended; or
        (2) One year from the date on which the condition that caused the 
    suspension of the program of education ceased to exist.
    
    (Authority: 38 U.S.C. 3512(c))
    
        (e) Extension for good cause. (1) VA may extend for good cause a 
    time limit within which a claimant or beneficiary is required to act to 
    perfect a claim or challenge an adverse VA decision. VA may grant such 
    an extension only when the following conditions are met:
        (i) When a claimant or beneficiary requests an extension after 
    expiration of a time limit, he or she must take the required action 
    concurrently with or before the filing of that request; and
        (ii) The claimant or beneficiary must show good cause as to why he 
    or she could not take the required action during the original time 
    period and could not have taken the required action sooner.
        (2) Denials of time limit extensions are separately appealable 
    issues.
    
    (Authority: 38 U.S.C. 5101, 5113)
    
        (f) Computation of time limit. (1) In computing the time limit for 
    any action required of a claimant or beneficiary, including the filing 
    of claims or evidence requested by VA, VA will exclude the first day of 
    the specified period, and will include the last day. This rule is 
    applicable in cases in which the time limit expires on a workday. When 
    the time limit would expire on a Saturday, Sunday, or holiday, the VA 
    will include the next succeeding day in the computation.
        (2) The first day of the specified period referred to in paragraph 
    (f)(1) of this section will be the date of the letter of notification 
    to the claimant or beneficiary for purposes of computing time limits. 
    As to appeals, see Secs. 20.302 and 20.305 of this chapter.
    
    (Authority: 38 U.S.C. 501(a))
    
    Subpart C--Survivors' and Dependents' Educational Assistance Under 
    38 U.S.C. Chapter 35
    
        6. The authority citation for subpart C continues to read as 
    follows:
    
        Authority: 38 U.S.C. 501(a), 512, 3500-3566, unless otherwise 
    noted.
    
    [[Page 23412]]
    
    Sec. 21.3021  [Amended]
    
        7. In Sec. 21.3021, paragraph (m) is amended by removing 
    ``Sec. 21.4200'', and adding, in its place, ``Secs. 21.1029 and 
    21.4200''.
        8. Section 21.3030 is revised to read as follows:
    
    
    Sec. 21.3030  Claims.
    
        The provisions of subpart B of this part apply with respect to 
    submission of a claim for educational assistance under 38 U.S.C. 
    chapter 35, VA actions upon receiving a claim, and time limits 
    connected with claims.
    
    (Authority: 38 U.S.C. 3513, 5101, 5102, 5103)
    
        9. Sections 21.3031 and 21.3032 are removed.
    
    Subpart D--Administration of Educational Assistance Programs
    
        10. The authority citation for subpart D continues to read as 
    follows:
    
        Authority: 10 U.S.C. ch. 1606, 38 U.S.C. 501(a), chs. 30, 32, 
    34, 35, 36, unless otherwise noted.
    
        11. In Sec. 21.4131, the introductory text and paragraphs (a) and 
    (d) are revised, to read as follows:
    
    
    Sec. 21.4131  Commencing dates.
    
        VA will determine the commencing date of an award or increased 
    award of educational assistance under this section. When more than one 
    paragraph in this section applies, VA will award educational assistance 
    using the latest of the applicable commencing dates.
        (a) Entrance or reentrance including change of program or 
    educational institution: individual eligible under 38 U.S.C. chapter 
    32. When an eligible veteran or servicemember enters or reenters into 
    training (including a reentrance following a change of program or 
    educational institution), the commencing date of his or her award of 
    educational assistance will be determined as follows:
        (1) If the award is the first award of educational assistance for 
    the program of education the veteran or servicemember is pursuing, the 
    commencing date of the award of educational assistance is the latest 
    of:
        (i) The date the educational institution certifies under paragraph 
    (b) or (c) of this section;
        (ii) One year before the date of claim as determined by 
    Sec. 21.1029(b);
        (iii) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice, whichever is later; or
        (2) If the award is the second or subsequent award of educational 
    assistance for the program of education the veteran or servicemember is 
    pursuing, the effective date of the award of educational assistance is 
    the later of--
        (i) The date the educational institution certifies under paragraph 
    (b) or (c) of this section; or
        (ii) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice, whichever is later.
    
    (Authority: 38 U.S.C. 3672, 5103, 5110(b), 5113)
    * * * * *
        (d) Entrance or reentrance including change of program or 
    educational institution: individual eligible under 38 U.S.C. chapter 
    35. When a person eligible to receive educational assistance under 38 
    U.S.C. chapter 35 enters or reenters into training (including a 
    reentrance following a change of program or educational institution), 
    the commencing date of his or her award of educational assistance will 
    be determined as follows:
        (1) If the award is the first award of educational assistance for 
    the program of education the eligible person is pursuing, the 
    commencing date of the award of educational assistance is the latest 
    of:
        (i) The beginning date of eligibility as determined by 
    Sec. 21.3041(a) or (b) or by Sec. 21.3046(a) or (b), whichever is 
    applicable;
        (ii) One year before the date of claim as determined by 
    Sec. 21.1029(b);
        (iii) The date the educational institution certifies under 
    paragraph (b) or (c) of this section;
        (iv) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice, whichever is later; or
        (2) If the award is the second or subsequent award of educational 
    assistance for that program, the effective date of the award of 
    educational assistance is later of--
        (i) The date the educational institution certifies under paragraph 
    (b) or (c) of this section; or
        (ii) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice, whichever is later.
    
    (Authority: 38 U.S.C. 3014, 3023, 3034, 3672, 5103)
    
    Subpart G--Post-Vietnam Era Veterans' Educational Assistance Under 
    38 U.S.C. Chapter 32
    
        12. The authority citation for subpart G continues to read as 
    follows:
    
        Authority: 38 U.S.C. 501(a), ch. 32, unless otherwise noted.
    
        13. In Sec. 21.5030, the heading for the section and paragraph (c) 
    introductory text, are revised; paragraphs (c)(1), (c)(2), and (c)(3) 
    are redesignated as paragraphs (c)(2), (c)(3), and (c)(4), 
    respectively; a new paragraph (c)(1) is added; and a newly redesignated 
    paragraph (c)(3) is revised, to read as follows:
    
    
    Sec. 21.5030  Applications, claims, and time limits.
    
    * * * * *
        (c) The provisions of the following sections shall apply to claims 
    for educational assistance under 38 U.S.C. chapter 32:
        (1) Section 21.1029--Definitions.
    * * * * *
        (3) Section 21.1031--VA responsibilities when a claim is filed.
    * * * * *
        14. In Sec. 21.5130, paragraph (a) is amended by removing 
    ``dates'', and adding, in its place, ``dates (except paragraph (d))''.
    
    Subpart H--Educational Assistance Test Program
    
        15. The authority citation for subpart H continues to read as 
    follows:
    
        Authority: 10 U.S.C. ch. 107; 38 U.S.C. 501(a), 3695, 5101, 
    5113, 5303A, 42 U.S.C 2000; sec. 901, Pub. L. 96-342, 94 Stat. 1111-
    1114, unless otherwise noted.
    
        16. Section 21.5730 is revised to read as follows:
    
    
    Sec. 21.5730  Applications, claims, and time limits.
    
        The provisions of subpart B of this part apply with respect to 
    claims for educational assistance under the educational program 
    described in Sec. 21.5701, VA actions upon receiving a claim, and time 
    limits connected with claims.
    
    (Authority: 10 U.S.C. 2141, 2149, 38 U.S.C. 5101, 5102, 5103)
    
    
    Sec. 21.5732  [Removed]
    
        17. Section 21.5732 is removed.
    
    Subpart K--All Volunteer Force Educational Assistance Program 
    (Montgomery GI Bill--Active Duty)
    
        18. The authority citation for subpart K continues to read as 
    follows:
    
        Authority: 38 U.S.C. 501(a), chs. 30 and 36, unless otherwise 
    noted.
    
        19. In Sec. 21.7020, the introductory text is revised, to read as 
    follows:
    
    
    Sec. 21.7020  Definitions.
    
        For the purposes of regulations from Sec. 21.7000 through 
    Sec. 21.7499 and the payment of basic educational assistance
    
    [[Page 23413]]
    
    and supplemental educational assistance under 38 U.S.C. chapter 30, the 
    following definitions apply. (See also additional definitions in 
    Sec. 21.1029).
    * * * * *
        20. Section 21.7030 is revised to read as follows:
    
    
    Sec. 21.7030  Applications, claims, and time limits.
    
        The provisions of subpart B, of this part apply with respect to 
    claims for educational assistance under 38 U.S.C. chapter 30, VA 
    actions upon receiving a claim, and time limits connected with claims.
    
    (Authority: 38 U.S.C. 3018B, 3034(a), 3471, 5101, 5102, 5103)
    
        21. In Sec. 21.7032, paragraphs (b), (c), (d), and (e) are removed; 
    paragraph (f) is redesignated as paragraph (b); and the section heading 
    and paragraph (a) are revised to read as follows:
    
    
    Sec. 21.7032  Time limits for making elections.
    
        (a) Scope of this section. The provisions of this section are 
    applicable to certain elections to receive educational assistance under 
    38 U.S.C. ch. 30. For time limits governing formal and informal claims 
    for educational assistance under 38 U.S.C. ch. 30, see Sec. 21.1032.
    
    (Authority: 38 U.S.C. 3018B)
    * * * * *
    
    
    Sec. 21.7051  [Amended]
    
        22. In Sec. 21.7051, paragraph (a)(1) is amended by removing 
    ``Sec. 21.7032(e) of this part'' and adding, in its place, 
    ``Sec. 21.1032(c)''.
        23. In Sec. 21.7131, the introductory text is revised; paragraph 
    (e)(1)(iii) is amended by removing ``subdivision (ii)(B) of this 
    subparagraph'' and adding, in its place, ``paragraph (e)(1)(ii)(B) of 
    this section''; paragraph (d) is removed and reserved; paragraph 
    (e)(2)(i) introductory text is removed; paragraphs (e)(2)(i)(A), 
    (e)(2)(i)(B), and (e)(2)(i)(C) are redesignated as a new (e)(2)(i), 
    (e)(2)(ii), and (e)(2)(iii), respectively; and paragraph (a) is revised 
    to read as follows:
    
    
    Sec. 21.7131  Commencing dates.
    
        VA will determine the commencing date of an award or increased 
    award of educational assistance under this section. When more than one 
    paragraph in this section applies, VA will award educational assistance 
    using the latest of the applicable commencing dates.
        (a) Entrance or reentrance including change of program or 
    educational institution. When an eligible veteran or servicemember 
    enters or reenters into training (including a reentrance following a 
    change of program or educational institution), the commencing date of 
    his or her award of educational assistance will be determined as 
    follows:
        (1) If the award is the first award of educational assistance for 
    the program of education the veteran or servicemember is pursuing, the 
    commencing date of the award of educational assistance is the latest 
    of:
        (i) The date the educational institution certifies under paragraph 
    (b) or (c) of this section;
        (ii) One year before the date of claim as determined by 
    Sec. 21.1029(b);
        (iii) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice whichever is later; or
        (2) If the award is the second or subsequent award of educational 
    assistance for the program of education the veteran or servicemember is 
    pursuing, the effective date of the award of educational assistance is 
    later of--
        (i) The date the educational institution certifies under paragraph 
    (b) or (c) of this section; or
        (ii) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice, whichever is later.
    
    (Authority: 38 U.S.C. 3014, 3023, 3034, 3672, 5103, 5110(b), 5113)
    * * * * *
    
    Subpart L--Educational Assistance for Members of the Selected 
    Reserve
    
        24. The authority citation for subpart L continues to read as 
    follows:
    
        Authority: 10 U.S.C. ch. 1606; 38 U.S.C. 501, unless otherwise 
    noted.
    
        25. In Sec. 21.7520, the introductory text is revised, to read as 
    follows:
    
    
    Sec. 21.7520  Definitions.
    
        For the purposes of regulations from Sec. 21.7500 through 
    Sec. 21.7999, governing the administration and payment of educational 
    assistance under 10 U.S.C. chapter 1606, the Selected Reserve 
    Educational Assistance Program, the following definitions apply. (See 
    also additional definitions in Sec. 21.1029).
    * * * * *
        26. Section 21.7530 is revised to read as follows:
    
    
    Sec. 21.7530  Applications, claims, and time limits.
    
        The provisions of subpart B of this part apply with respect to 
    claims for educational assistance under 10 U.S.C. chapter 1606, VA 
    actions upon receiving a claim, and time limits connected with claims.
    
    (Authority: 10 U.S.C. 16136(b), 38 U.S.C. 3472)
    
    
    Sec. 21.7532  [Removed]
    
        27. Section 21.7532 is removed.
        28. In Sec. 21.7631, paragraph (d) is removed; paragraphs (e), (f), 
    (g) and (h) are redesignated as paragraphs (d), (e), (f), and (g) 
    respectively; and the introductory text and paragraph (a) are revised, 
    to read as follows:
    
    
    Sec. 21.7631  Commencing dates.
    
        VA will determine the commencing date of an award or increased 
    award of educational assistance under this section. When more than one 
    paragraph in this section applies, VA will award educational assistance 
    using the latest of the applicable commencing dates.
        (a) Entrance or reentrance including change of program or 
    educational institution. When an eligible reservist enters or reenters 
    into training (including a reentrance following a change of program or 
    educational institution), the commencing date of his or her award of 
    educational assistance will be determined as follows:
        (1) If the award is the first award of educational assistance for 
    the program of education the reservist is pursuing, the commencing date 
    of the award of educational assistance is the latest of:
        (i) The date the educational institution certifies under paragraph 
    (b) or (c) of this section;
        (ii) One year before the date of claim as determined by 
    Sec. 21.1029(b);
        (iii) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice whichever is later; or
        (2) If the award is the second or subsequent award of educational 
    assistance for the program of education the reservist is pursuing, the 
    effective date of the award of educational assistance is the later of--
        (i) The date the educational institution certifies under paragraph 
    (b) or (c) of this section; or
        (ii) The effective date of the approval of the course, or one year 
    before the date VA receives the approval notice, whichever is later.
    
    (Authority: 10 U.S.C. 16136(b); 38 U.S.C. 3672, 5103)
    * * * * *
    [FR Doc. 98-11295 Filed 4-28-98; 8:45 am]
    BILLING CODE 8320-01-P
    
    
    

Document Information

Published:
04/29/1998
Department:
Veterans Affairs Department
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
98-11295
Dates:
Comments must be received on or before June 29, 1998.
Pages:
23408-23413 (6 pages)
RINs:
2900-AH76: Veterans Education: Effective Date for the Award of Educational Assistance
RIN Links:
https://www.federalregister.gov/regulations/2900-AH76/veterans-education-effective-date-for-the-award-of-educational-assistance
PDF File:
98-11295.pdf
CFR: (25)
38 CFR 21.1029)
38 CFR 21.1032(a)
38 CFR 21.3041(a)
38 CFR 21.1029(b)
38 CFR 21.1029
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