98-8835. Final Policy on Part 150 Approval of Noise Mitigation Measures: Effect on the Use of Federal Grants for Noise Mitigation Projects  

  • [Federal Register Volume 63, Number 64 (Friday, April 3, 1998)]
    [Rules and Regulations]
    [Pages 16409-16414]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-8835]
    
    
    
    [[Page 16409]]
    
    -----------------------------------------------------------------------
    
    DEPARTMENT OF TRANSPORTATION
    
    Federal Aviation Administration
    
    14 CFR Part 150
    
    [Docket No. 28149]
    
    
    Final Policy on Part 150 Approval of Noise Mitigation Measures: 
    Effect on the Use of Federal Grants for Noise Mitigation Projects
    
    AGENCY: Federal Aviation Administration, DOT.
    
    ACTION: Notice of final policy.
    
    -----------------------------------------------------------------------
    
    SUMMARY: This final policy establishes a distinction between remedial 
    and preventive noise mitigation measures proposed by airport operators 
    and submitted for approval by the Federal Aviation Administration (FAA) 
    under applicable noise compatibility planning regulations. 
    Implementation of this policy also results in certain new limitations 
    on the use of Airport Improvement Program (AIP) funds for remedial 
    noise mitigation projects. The proposed policy was published in the 
    Federal Register on March 20, 1995 (60 FR 14701), and public comments 
    were received and considered. On May 28, 1997, the revised policy as 
    proposed for issuance was published in the Federal Register. However, 
    prior to the issuance of the policy the FAA requested supplemental 
    comment on the impact of its limitations on PFC eligibility. The FAA 
    considered the comments on PFC eligibility thus received and has 
    revised the final policy. All other issues were considered to have been 
    adequately covered during the original comment period.
        Accordingly, as of October 1, 1998, the FAA will approve under 14 
    CFR part 150 (part 150) only remedial noise mitigation measures for 
    existing noncompatible development and only preventive noise mitigation 
    measures in areas of potential new noncompatible development. The FAA 
    will not approve remedial noise mitigation measures for new 
    noncompatible development that occurs in the vicinity of airports after 
    the effective date of this final policy.
        As of the same effective date, the use of AIP funds will be 
    affected to the extent that such use depends on approval under part 
    150. Since this policy only affects part 150 approvals, it does not 
    apply to projects that can be financed with AIP funds without a part 
    150 program. The bulk of noise projects receive AIP funding pursuant to 
    their approval under part 150.
        After review and consideration of comments received, FAA has 
    determined that this policy need not affect financing noise projects 
    with passenger facility charge (PFC) revenue because part 150 approval 
    is not required for such projects.
    
    DATES: Effective October 1, 1998.
    
    FOR FURTHER INFORMATION CONTACT: Mr. William W. Albee, Policy and 
    Regulatory Division (AEE-300), Office of Environment and Energy, FAA, 
    800 Independence Avenue, SW., Washington, DC 20591; telephone (202) 
    267-3553, facsimile (202) 267-5594; Internet: [email protected] 
    or william.albee@mail.hq.faa.gov; or Mr. Ellis Ohnstad, Manager, 
    Airports Financial Assistance Division (APP-500), Office of Airport 
    Planning and Programming, FAA, 800 Independence Avenue, SW., 
    Washington, DC 20591; telephone (202) 267-3831, facsimile (202) 267-
    5302; Internet: [email protected] or 
    ellis.ohnstad@mail.hq.faa.gov.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The Airport Noise Compatibility Planning Program (14 CFR part 150, 
    hereinafter referred to as part 150 or the part 150 program) was 
    established under the Aviation Safety and Noise Abatement Act of 1979 
    (49 U.S.C. 47501 through 47509, hereinafter referred to as ASNA). The 
    part 150 program allows airport operators to submit noise exposure maps 
    and noise compatibility programs to the FAA voluntarily. According to 
    the ASNA, a noise compatibility program sets forth the measures that an 
    airport operator has taken or has proposed for the reduction of 
    existing noncompatible land uses and the prevention of additional 
    noncompatible land uses within the area covered by noise exposure maps.
        The ASNA embodies strong concepts of local initiative and 
    flexibility. The submission of noise exposure maps and noise 
    compatibility programs is left to the discretion of local airport 
    operators. Airport operators also may choose to submit noise exposure 
    maps without preparing and submitting a noise compatibility program. 
    The types of measures that airport operators may include in a noise 
    compatibility program are not limited by the ASNA, allowing airport 
    operators substantial latitude to submit a broad array of measures--
    including innovative measures--that respond to local needs and 
    circumstances.
        The criteria for approval or disapproval of measures submitted in a 
    part 150 program are set forth in the ASNA. The ASNA directs the 
    Federal approval of a noise compatibility program, except for measures 
    relating to flight procedures: (1) If the program measures do not 
    create an undue burden on interstate or foreign commerce; (2) if the 
    program measures are reasonably consistent with the goal of reducing 
    existing noncompatible land uses and preventing the introduction of 
    additional noncompatible land uses; and (3) if the program provides for 
    its revision if necessitated by the submission of a revised noise 
    exposure map. Failure to approve or disapprove a noise compatibility 
    program within 180 days, except for measures relating to flight 
    procedures, is deemed to be an approval under the ASNA. Finally, the 
    ASNA sets forth criteria under which grants may be made to carry out 
    noise compatibility projects, consistent with the ASNA's overall 
    deference to local initiative and flexibility.
        The FAA is authorized, but not obligated, to fund projects via the 
    Airport Improvement Program (AIP) to carry out measures in a noise 
    compatibility program that are not disapproved by the FAA. Such 
    projects also may be funded with local PFC revenue upon the FAA's 
    approval of an application filed by a public agency that owns or 
    operates a commercial service airport, although the use of PFC revenue 
    for such projects does not require an approved noise compatibility 
    program under part 150.
        In establishing the airport noise compatibility planning program, 
    which became embodied in FAR part 150, the ASNA did not change the 
    legal authority of state and local governments to control the uses of 
    land within their jurisdictions. Public controls on the use of land are 
    commonly exercised by zoning. Zoning is a power reserved to the states 
    under the U. S. Constitution. It is an exercise of the police powers of 
    the states that designates the uses permitted on each parcel of land. 
    This power is usually delegated in state enabling legislation to local 
    levels of government.
        Many local land use control authorities (cities, counties, etc.) 
    have not adopted zoning ordinances or other controls to prevent 
    noncompatible development (primarily residential) within the noise 
    impact areas of airports. An airport's noise impact area, identified 
    within noise contours on a noise exposure map, may extend over a number 
    of different local jurisdictions that individually control land uses. 
    For example, at five airports recently studied, noise contours overlaid 
    portions of 2 to 25 different jurisdictions.
        While airport operators have included measures in noise 
    compatibility
    
    [[Page 16410]]
    
    programs submitted under part 150 to prevent the development of new 
    noncompatible land uses through zoning and other controls under the 
    authorities of appropriate local jurisdictions, success in implementing 
    these measures has been mixed. A study performed under contract to the 
    FAA, completed in January 1994, evaluated 16 airports having approved 
    part 150 programs for the implementation of land use control measures. 
    This study found that of the 16 airports, 6 locations had implemented 
    the recommended zoning measures, 7 locations had not implemented the 
    recommended zoning measures, and 3 were in the process of 
    implementation.
        Another independent study evaluated 10 airports that have FAA 
    approved part 150 programs in place and found that 4 locations had 
    prevented new noncompatible development and 6 locations had not 
    prevented such new development. At the latter 6 locations, the study 
    reported that 26 nonairport sponsor jurisdictions had approved new 
    noncompatible development and 28 nonairport sponsor jurisdictions and 1 
    airport sponsor jurisdiction had vacant land that is zoned to allow 
    future noncompatible development.
        The independent study identified the primary problem of allowing 
    new noncompatible land uses near airports to be in jurisdictions that 
    are different from the airport sponsor's jurisdiction. This is 
    consistent with observations by the FAA and with a previous General 
    Accounting Office report which observed that the ability of airport 
    operators to solve their noise problems is limited by their lack of 
    control over the land surrounding the airports and the operator's 
    dependence on local communities and states to cooperate in implementing 
    land use control measures, such as zoning for compatible uses.
        The FAA's January 1994 study explored factors that contribute to 
    the failure to implement land use controls for noise purposes. A major 
    factor is the multiplicity of jurisdictions with land use control 
    authority within airport noise impact areas. The greater the number of 
    different jurisdictions, the greater the probability that at least some 
    of them will not implement controls. In some locations, local land use 
    control jurisdictions and airport operators have not developed 
    cooperative relationships, the lack of which impedes appropriate land 
    use compatibility planning. Further, some local jurisdictions are not 
    fully aware of the effects of aircraft noise and of the desirability of 
    land use controls. This appears to be worsened by the normal turnover 
    of leadership in local government. These conditions could be improved 
    through greater efforts by all involved parties to communicate and 
    inform each other about the nature of aviation noise and of the 
    effective preventive and remedial actions available to local 
    jurisdictions to assure long term compatible land use.
        Some jurisdictions do not perceive land use controls as a priority 
    because the amount of vacant land available for noncompatible 
    development within the airport noise impact area is small, perhaps 
    constituting only minor development on dispersed vacant lots, or 
    because the current demand for residential construction near the 
    airport is low to nonexistent. In such areas, land use control changes 
    are not considered to have the ability to change substantially the 
    number of residents affected by noise. Jurisdictions may also give 
    noise a low priority compared to the economic advantages of developing 
    more residential land or the need for additional housing stock within a 
    community. A zoning change from residential to industrial or commercial 
    may not make economic sense if little demand exists for this type of 
    development. Therefore, a zoning change is viewed as limiting 
    development opportunities and diminishing the opportunities for tax 
    revenues.
        In some cases, zoning for compatible land use has met with 
    organized public opposition by property owners arguing that the 
    proposed zoning is a threat to private property rights, and that they 
    deserve monetary compensation for any potential property devaluation. 
    Further, basic zoning doctrine demands that the individual land parcels 
    be left with viable economic value, i.e., be zoned for a use for which 
    there is reasonable demand and economic return. Otherwise, the courts 
    may determine a zoning change for compatibility to be a ``taking'' of 
    private property for public use under the Fifth Amendment to the U. S. 
    Constitution, requiring just compensation.
        One or more of the factors hindering effective land use controls 
    may be of sufficient importance to preclude some jurisdictions from 
    following through on the land use recommendations of an airport's part 
    150 noise compatibility program. When either an airport sponsor's or a 
    nonairport sponsor's jurisdiction allows additional noncompatible 
    development within the airport's noise impact area, it can result in 
    noise problems for the people who move into the area. This can, in 
    turn, result in noise problems for the airport operator in the form of 
    inverse condemnation or noise nuisance lawsuits, public opposition to 
    proposals by the airport operator to expand the airport's capacity, and 
    local political pressure for airport operational and capacity 
    limitations to reduce noise. Some airport operators have taken the 
    position that they will not provide any financial assistance to 
    mitigate aviation noise for new noncompatible development. Other 
    airport operators have determined that it is a practical necessity for 
    them to include at least some new residential areas within their noise 
    assistance programs to mitigate noise impacts that they were unable to 
    prevent in the first place. Over a relatively short period of time, the 
    distinctions blur between what is ``new'' and what is ``existing'' 
    residential development with respect to airport noise issues.
        Airport operators currently may include new noncompatible land 
    uses, as well as existing noncompatible land uses, within their part 
    150 noise compatibility programs and recommend that remedial noise 
    mitigation measures--usually either property acquisition or noise 
    insulation--be applied to both situations. These measures have been 
    considered to qualify for approval by the FAA under 49 USC 47504 and 14 
    CFR part 150. The part 150 approval enables noise mitigation measures 
    to be considered for Federal funding under the AIP, although it does 
    not guarantee that Federal funds will be provided.
    
    The Change in FAA Policy
    
        Beginning October 1, 1998, the FAA will approve under part 150 only 
    remedial noise mitigation measures for existing noncompatible 
    development and only preventive noise mitigation measures in areas of 
    potential new noncompatible development. As of the same date, the 
    ability to use AIP grants to carry out such measures will be affected 
    to the extent that such remedial measures may not be approved under 
    part 150. This policy is not retroactive and does not affect part 150 
    approvals made before the effective date of the policy or AIP funding 
    consistent with previous approvals. PFC funding will only be affected 
    to the extent that an airport operator chooses to rely on an approved 
    part 150 program for FAA's approval to use PFC funds.
    
    Discussion
    
        The continuing development of noncompatible land uses around 
    airports is not a new problem. The FAA, airport operators, and the 
    aviation community as a whole have for some years expended a great deal 
    of effort to
    
    [[Page 16411]]
    
    deal with the noise problems that are precipitated by such development.
        With respect to the part 150 program and Airport Improvement 
    Program (AIP) noise grants, the FAA considered in the 1989-1990 
    timeframe whether to disallow Federal assistance for new noncompatible 
    land uses. The choice posed at that time was either (1) allow Federal 
    funding for airport operator recommendations in part 150 programs that 
    included new noncompatible land uses within the parameters of noise 
    mitigation measures targeted for financial assistance from the airport 
    (e.g., acquisition, noise insulation), or (2) disallow all Federal 
    funding for new noncompatible development that local jurisdictions fail 
    to control through zoning or other land use controls. No other 
    alternatives were considered.
        The FAA selected the first option--to continue to allow Federal 
    funds to be used to mitigate new noncompatible development as well as 
    existing noncompatible development if the airport operator so chose. 
    Several factors supported this decision. One factor was lack of 
    authority by airport operators to prevent new noncompatible development 
    in nonairport sponsor jurisdictions, although airport sponsors bear the 
    brunt of noise lawsuits. Intense local opposition to an airport can 
    adversely affect its ability to accommodate operations within its 
    existing capacity, or to expand its facilities when needed. The FAA 
    also considered the plight of local citizens living with a noise impact 
    that they may not have fully understood at the time of home purchase. 
    Land use noise mitigation measures, funded by the airport either with 
    or without Federal assistance, may be the only practical tool an 
    airport operator has to mitigate noise impacts in a community. The FAA 
    was hesitant to deny airport operators and the affected public Federal 
    help in this regard. In addition, the FAA gave deference to the local 
    initiative, the flexibility, and the ability to fund a broad range of 
    measures approved under the ASNA.
        Since this review in 1989-1990, the FAA has given extensive 
    additional consideration to the subject of noncompatible land uses 
    around airports. The change in FAA policy presented here involves a 
    more measured and multifaceted approach than the proposal considered in 
    1989-1990.
        A primary criterion in the ASNA for the FAA's approval of measures 
    in an airport's part 150 noise compatibility program is that the 
    measures must be reasonably consistent with obtaining the goal of 
    reducing existing noncompatible land uses and preventing the 
    introduction of additional noncompatible land uses. Until now, the FAA 
    has applied this criterion as a whole when issuing determinations under 
    part 150; that is, if a measure either reduces or prevents 
    noncompatible development, no matter when that development occurs, it 
    may be approved as being reasonably consistent. No distinction has been 
    made by the FAA between remedial noise mitigation measures that address 
    preexisting noncompatible development and measures that prevent new 
    noncompatible development. Airport operators may, therefore, recommend 
    and receive FAA approval under part 150 for remedial acquisition or 
    soundproofing of new residential development.
        The FAA now believes that it would be more prudent to distinguish 
    between (1) noise mitigation measures that are reasonably consistent 
    with the goal of reducing existing noncompatible land uses (i.e., 
    remedial measures) and (2) noise mitigation measures that are 
    reasonably consistent with the goal of preventing the introduction of 
    additional noncompatible land uses (i.e., preventive measures). Using 
    such a distinction, airport operators would need to identify clearly 
    within the area covered by noise exposure maps the location of existing 
    noncompatible land uses as well as the location of potentially new 
    noncompatible land uses. Many airport operators currently record this 
    distinction in their noise exposure map submissions, when identifying 
    noncompatible land uses. Potentially new noncompatible land uses could 
    include (1) areas currently undergoing residential or other 
    noncompatible construction; (2) areas zoned for residential or other 
    noncompatible development where construction has not begun; and (3) 
    areas currently compatible but in danger of being developed 
    noncompatibly within the timeframe covered by the airport's noise 
    compatibility program.
        The purpose of distinguishing between existing and potential new 
    noncompatible development is for airport operators to restrict their 
    consideration of remedial noise mitigation measures to existing 
    noncompatible development and to focus preventive noise mitigation 
    measures on potentially new noncompatible development. The most 
    commonly used remedial noise mitigation measures are land acquisition 
    and relocation, noise insulation, easement acquisition, purchase 
    assurance, and transaction assistance. The most commonly used 
    preventive noise mitigation measures are comprehensive planning, 
    zoning, subdivision regulations, acquisition of easements or 
    development rights to restrict noncompatible development, revised 
    building codes for noise insulation, and real estate disclosure. 
    Acquisition of vacant land may also be a preventive noise mitigation 
    measure with supporting evidence in the airport operator's part 150 
    submission that acquisition is necessary to prevent new noncompatible 
    development because noncompatible development on the vacant land is 
    highly likely and local land use controls will not prevent such 
    development. Often, combinations of these measures are applied to 
    ensure the maximum compatibility.
        Under this final FAA policy, airport operators can continue to 
    apply the most commonly used noise mitigation measures in their noise 
    compatibility programs. Local flexibility to recommend other measures, 
    including innovative measures, under part 150 would be retained. 
    However, all noise mitigation measures applied to existing 
    noncompatible development must clearly be remedial and serve the goal 
    of reducing existing noncompatible land uses. Similarly, all noise 
    mitigation measures applied to potential new noncompatible development 
    must clearly be preventive and serve the goal of preventing the 
    introduction of additional noncompatible land uses.
        Any future FAA determinations issued under part 150 will be 
    consistent with this policy. The FAA's approval of remedial noise 
    mitigation measures will be limited to existing noncompatible 
    development. The FAA's approval of preventive noise mitigation measures 
    will be applied to potential new noncompatible development.
        The FAA recognizes that there will be gray areas which will have to 
    be addressed on a case-by-case basis within these policy guidelines. 
    For example, minor development on vacant lots within an existing 
    residential neighborhood, which clearly is not extensive new 
    noncompatible development, may for practical purposes need to be 
    treated with the same remedial measure applied to the rest of the 
    neighborhood. Another example would be a remedial situation in which 
    noise from an airport's operation has significantly increased, 
    resulting in new areas that were compatible with initial conditions 
    becoming noncompatible. Airport operators must provide adequate 
    justification in their part 150 submittals for such exceptions to the 
    policy guidelines.
    
    [[Page 16412]]
    
        It should be noted that AIP (as well as PFC) funds can continue to 
    be used for projects approved as mitigation measures in an FAA 
    environmental document for airport development. This final policy does 
    not affect funding for such projects.
        The use of Federal AIP funds for noise projects will be affected to 
    the extent that funding for such projects relies on a part 150 
    approval; that is, remedial projects for existing noncompatible 
    development and preventive projects for potential new noncompatible 
    development when part 150 approval is a prerequisite for the use of AIP 
    funds. This is the consequence of the policy decision not to approve 
    remedial mitigation measures for new noncompatible development in a 
    part 150 program.
        This policy will not affect AIP funding for those few types of 
    noise projects, such as soundproofing of schools and health care 
    facilities, that are eligible for AIP funds without an approved part 
    150 program. Additionally, after review and consideration of comments 
    noting that part 150 approval is not a requirement for using PFC funds, 
    FAA has determined that this policy does not affect the use of PFC 
    funds for noise projects. It would only affect PFC funding to the 
    extent that an airport operator chooses to rely solely on an approved 
    part 150 program to obtain approval to use PFC funds. That is the 
    airport operator's choice.
        The impact of revising the FAA's policy on part 150 noise 
    determinations will be to preclude the use of the part 150 program and 
    AIP funds dependent on part 150 program approval to remedy new 
    noncompatible development within the noise contours of an airport after 
    the effective date of this final policy. By precluding this option 
    while at the same time emphasizing the array of preventive noise 
    mitigation measures that may be applied to potential new noncompatible 
    development, the FAA seeks to focus airport operators and local 
    governments more clearly on using these Federal programs to the maximum 
    extent to prevent noncompatible development around airports, rather 
    than attempting to mitigate noise in such development after the fact. 
    The FAA has determined that such a policy will better serve the public 
    interest. Unlike the FAA's previous consideration of this issue in 
    1989-1990, AIP funding may be available to assist airport operators in 
    dealing with prospective new noncompatible development that is not 
    being successfully controlled by local jurisdictions, so long as the 
    airport's methods are designed to prevent the noncompatible development 
    rather than to mitigate it after development has occurred. This should 
    be a more cost-effective use of available funds since remedial noise 
    mitigation measures generally cost more for a given unit than 
    preventive measures.
        In selecting a date to implement this final policy, the FAA has 
    weighed the benefits of implementing it as rapidly as possible against 
    those of a longer transition period in consideration of ongoing part 
    150 programs. One approach considered was to implement it on an 
    airport-by-airport basis, selecting either the date of the FAA's 
    acceptance of an airport's noise exposure maps or the date of the FAA's 
    approval of an airport's noise compatibility program under part 150.
        This approach would have the advantage of directly tying this 
    policy to a point in time for which an airport operator has defined, in 
    a public process, the size of the airport's noise impact area and has 
    consulted with local jurisdictions on measures to reduce and prevent 
    noncompatible land uses. There are, however, disadvantages to this 
    approach. More than 200 airports have participated in the part 150 
    program, beginning in the early 1980's. Thus, selecting either the 
    noise exposure map's acceptance date or the noise compatibility 
    program's approval date for these airports, which includes the great 
    majority of commercial service airports with noise problems, would 
    entail either applying this final policy retroactively or applying it 
    prospectively at some future date as such airports update their maps 
    and programs.
        The selection of an airport-by-airport retroactive date would have 
    required the FAA and airport operators to review previous part 150 maps 
    and programs, historically reconstructing which land use development 
    was ``existing'' at that time and which development is ``new'' since 
    then, potentially to withdraw previous FAA part 150 determinations 
    approving remedial measures for ``new'' development, and not issue new 
    AIP grants for any ``new'' development (which by this date may have 
    already been built and in place for a number of years and be regarded 
    locally as an integral part of the airport's mitigation program for 
    existing development). There was the further practical consideration of 
    benefits to be achieved. It may now be too late to apply preventive 
    noise mitigation measures to noncompatible land uses that have been 
    developed since an airport's noise exposure maps have been accepted or 
    noise compatibility program has been approved. If remedial noise 
    mitigation measures were now determined not to be applicable to such 
    areas, the areas would be left in limbo, having had no advance warning 
    of a change in Federal policy.
        There would also be disadvantages to applying this final policy 
    prospectively on an airport-by-airport basis as an airport either 
    updates a previous part 150 program or completes a first-time part 150 
    submission. The major disadvantages would be in the timeliness of 
    implementing this final policy and the universality of its coverage. 
    Since part 150 is a voluntary program, airport operators may select 
    their timing of entry into the program and the timing of updates to 
    previous noise exposure maps and noise compatibility programs. The 
    result would be a patchwork implementation, with some airports 
    operating under the new policy regarding part 150 noise mitigation 
    measures and funding and other airports operating under the old policy 
    for an unspecified number of years.
        The FAA has determined that its preferred option is to select one 
    prospective date nationwide as the effective date for this final policy 
    rather than to implement it based on an individual airport's part 150 
    activities, either maps or program. A specific date will ensure 
    nationwide application on a uniform basis and provide a more timely 
    implementation than prospective airport-by-airport implementation 
    dates. The FAA considered two options with respect to the selection of 
    a specific date: (1) the date of issuance of a final policy following 
    the evaluation of comments received on its proposal or (2) a future 
    date, 180 days to a year after publication of a final policy to allow 
    transition time for airport operators to accommodate part 150 programs 
    currently in preparation and those programs completed and submitted to 
    FAA, but still under its review.
        The FAA anticipated in its notice of this change in policy that 
    there would be a transition period from the date of issuance of a final 
    policy of at least 180 days to avoid disrupting airport operators' 
    noise compatibility programs that have already been submitted to the 
    FAA and are undergoing statutory review. The FAA also announced in its 
    notice that provision for this period plus an additional margin of time 
    beyond 180 days would allow airport operators additional opportunity to 
    amend programs currently in preparation, in consultation with local 
    jurisdictions, to emphasize preventive rather than remedial measures 
    for new development. Accordingly, the FAA
    
    [[Page 16413]]
    
    sought comment on how long the transition period should be.
        In view of the extended time period since publication of the 
    original notice, plus the opportunity for supplemental comment on the 
    impacts of the policy on PFC eligibility, and the changes made in the 
    policy to accommodate the concerns raised, the effective date of 
    October 1, 1998, which provides a 180-day transition period, is 
    regarded as more than adequate.
        Since part 150 is a voluntary program, each airport operator has 
    the discretion to make its own determinations regarding the impact of 
    this final policy on existing noise compatibility programs. The FAA 
    will not initiate withdrawals of any previous part 150 program 
    approvals based on this policy. New part 150 approvals after the 
    effective date of this final policy will conform to this policy. Any 
    remedial noise mitigation measures for noncompatible development that 
    occurs within the area of an airport's noise exposure maps after the 
    effective date of this final policy may have to be funded locally, 
    since the measures will not be approvable under part 150.
    
    Discussion of Comments to the May 28, 1997, Notice
    
        Please note that FAA responded in full in the Federal Register on 
    May 28, 1997 (62 FR 28816) to the comments received to the Notice of 
    Proposed Policy, as published in the Federal Register on March 20, 1995 
    (60 FR 14701).
        On May 28, 1997, the FAA issued a notice of a revised proposed 
    policy (62 FR 28816), and solicited additional comments from the public 
    on the proposed policy's impacts on Passenger Facility Charges. Four 
    organizations and one Federal agency submitted comments on the 
    proposal. The organizations included two airport operators, an airport 
    association, and an organization representing noise impacted 
    communities. The issues raised in the comments are summarized and 
    addressed below:
        Issue: Linkage of PFC funding to AIP funding. The airport 
    association, one airport operator, and the Federal agency objected to 
    linking limitations on PFC funding to limitations on AIP funding, 
    generally indicating that the two funding procedures are fundamentally 
    different. They further indicated that PFC funding is basically locally 
    generated and expended under local priorities within general FAA 
    guidelines, whereas AIP funding is nationally generated and disbursed 
    under national funding priorities, and therefore lacks the flexibility 
    required to address local problems in a timely manner. They also 
    indicated that such a limitation on PFC funding would seriously impair 
    airport operators' ability to respond to specific local problems.
        FAA Response: FAA has addressed this issue by establishing a 
    distinction between remedial and preventive noise mitigation measures 
    under part 150, and by announcing that on and after the effective date 
    of this policy the FAA will not approve remedial measures for new 
    noncompatible land uses. This indirectly affects the use of AIP funds 
    for measures which, henceforth, will not be approved by the FAA an 
    airport operator's part 150 program, but does not affect funding from 
    any source that does not rely on the FAA's approval of a part 150 
    program.
        Issue: Retroactive nature of the funding limitations. The 
    organization representing noise impacted communities objected to the 
    ``retroactive'' nature of the proposed limitations on PFC funding (as 
    well as the proposed limitations on AIP funding), indicating that in 
    many airport noise impacted communities, it was impossible for local 
    zoning authorities to cope with expanding operations and noise at 
    nearby airports, and that the proposed funding limitations would 
    seriously compound the airport operators' ability to work with local 
    communities to mitigate such problems.
        FAA Response: This final policy will not affect the use of PFC 
    funds for noise mitigation projects. Additionally, the final policy has 
    clarified that there is no retroactive AIP funding limitation.
        Issue: Court ordered noise remediation measures. One airport 
    operator, while finding no general objection to the proposed 
    limitations on PFC funding, pointed out an important exception that FAA 
    had previously overlooked in its proposed policy: ``the ability of the 
    airport operator to utilize either AIP or PFC funding for noise 
    remediation measures ordered or approved by a court or administrative 
    agency.''
        FAA Response: FAA recognizes that an airport operator ordered by a 
    court of competent jurisdiction, or under a court supervised approval 
    procedure would have no choice but to proceed regardless of funding 
    limitations. With the continued ability to use PFC funds, the operator 
    will still have funding flexibility. The airport operator also may 
    request an exemption to the policy for part 150 approval and thereby 
    obtain approval to use AIP funds.
        Issue: Published guidelines needed for FAA decisions on the 
    ``gray'' areas. The Federal agency recommended that FAA develop and 
    publish policy guidelines for approving mitigation measures for the so 
    called ``gray areas.'' Approval in this area is presently addressed on 
    a case-by-case basis subject to regional FAA interpretation. A single 
    national policy is needed in order to treat similar situations 
    consistently and eliminate subjective decisions.
        FAA Response: FAA recognizes the necessity for national consistency 
    in the treatment of similar situations, while maintaining the ability 
    to respond adequately to unique local compatibility problems. FAA 
    intends to develop supplemental guidelines to accomplish these ends.
        Issue: Disclosure requirements. The Federal agency recommended that 
    FAA examine means of placing information relative to the use of Federal 
    funding for noise mitigation (soundproofing, et al.) in the deeds to 
    such properties.
        FAA Response: FAA recognizes disclosure of aviation noise as a very 
    important tool for state and local governments in informing and 
    forewarning prospective buyers or tenants about the expected impacts of 
    aviation noise on properties within noise impact areas. An aviation 
    noise disclosure statement, somewhat similar to a flood plain 
    disclosure statement, attached to property deeds is highly desirable. 
    Avigation easements granting the right of overflight and the generation 
    of associated noise are also encouraged, especially in conjunction with 
    use of AIP funds for noise mitigation. FAA will continue its current 
    policy of strongly encouraging all levels of government possessing such 
    authority to require both formal aviation noise disclosure statements 
    attached to deeds and avigation/noise easements also attached to 
    property deeds.
    
    Notice of Final FAA Policy
    
        Accordingly, by this publication the FAA is formally notifying 
    airport operators and sponsors, airport users, the officials of all 
    public agencies and planning agencies whose area, or any portion of 
    whose area, of jurisdiction is within an airport's Day-Night Average 
    Sound Level 65 dB noise contours, as developed in accordance with FAA 
    approved methodologies, and all persons owning property within, 
    considering acquisition of property within, considering moving into 
    such areas, or having other interests in such areas, of the following 
    final FAA policy concerning future approval under part 150 and the use 
    of AIP funds for certain noise mitigation measures.
    
    [[Page 16414]]
    
    Final Policy
    
        Beginning October 1, 1998, the FAA will approve remedial noise 
    mitigation measures under part 150 only for noncompatible development 
    which exists as of that date. Noncompatible development that 
    potentially may occur on or after October 1, 1998, may only be 
    addressed in part 150 programs with preventive noise mitigation 
    measures. This policy will affect the use of AIP funds to the extent 
    that such funding is dependent on approval under part 150. Approval of 
    remedial noise mitigation measures for bypassed lots or additions to 
    existing structures within noise impacted neighborhoods, additions to 
    existing noise impacted schools or other community facilities required 
    by demographic changes within their service areas, and formerly noise 
    compatible uses that have been rendered noncompatible as a result of 
    airport expansion or changes in airport operations, and other 
    reasonable exceptions to this policy on similar grounds must be 
    justified by airport operators in submittals to the FAA and will be 
    considered by the FAA on a case-by-case basis. This policy does not 
    affect AIP funding for noise mitigation projects that do not require 
    part 150 approval, that can be funded with PFC revenue, or that are 
    included in FAA-approved environmental documents for airport 
    development.
    
        Issued in Washington, DC, on March 27, 1998.
    John R. Hancock,
    Acting Assistant Administrator for Policy Planning, and International 
    Aviation.
    [FR Doc. 98-8835 Filed 4-2-98; 8:45 am]
    BILLING CODE 4910-13-M
    
    
    

Document Information

Effective Date:
10/1/1998
Published:
04/03/1998
Department:
Federal Aviation Administration
Entry Type:
Rule
Action:
Notice of final policy.
Document Number:
98-8835
Dates:
Effective October 1, 1998.
Pages:
16409-16414 (6 pages)
Docket Numbers:
Docket No. 28149
PDF File:
98-8835.pdf
CFR: (1)
14 CFR 150