2019-06443. Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations  

Document Information

Effective Date:
5/3/2019
Published:
04/03/2019
Department:
Commodity Futures Trading Commission
EntryType:
Rule
Action:
Final rule.
Document Number:
2019-06443
Dates:
This rule is effective May 3, 2019.
Pages:
12882-12894 (13 pages)
RIN:
3038-AE73
SectionNoes:
1.52
Topics:
Brokers, Commodity futures, Consumer protection, Reporting and recordkeeping requirements
PDF File:
2019-06443.pdf
CFR: (1)
17 CFR 1.52