98-11520. Office of Civilian Radioactive Waste Management; Safe Routine Transportation and Emergency Response Training; Technical Assistance and Funding  

  • [Federal Register Volume 63, Number 83 (Thursday, April 30, 1998)]
    [Notices]
    [Pages 23753-23766]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-11520]
    
    
    
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    DEPARTMENT OF ENERGY
    
    
    Office of Civilian Radioactive Waste Management; Safe Routine 
    Transportation and Emergency Response Training; Technical Assistance 
    and Funding
    
    AGENCY: Office of Civilian Radioactive Waste Management, Department of 
    Energy.
    
    ACTION: Notice of revised proposed policy and procedures.
    
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    SUMMARY: The Department of Energy (the Department or DOE) publishes a 
    revised proposed policy statement setting forth its revised plans for 
    implementing a program of technical and financial assistance to states 
    for training public safety officials of appropriate units of local 
    government and to Indian tribes through whose jurisdictions the 
    Department plans to transport spent nuclear fuel or high-level 
    radioactive waste to a facility authorized under the Nuclear Waste 
    Policy Act, as amended (Section 180(c) program). The training would 
    cover both safe routine transportation and emergency response 
    procedures. The purpose of this notice is to communicate to 
    stakeholders evolving positions of the Office of Civilian Radioactive 
    Waste Management (OCRWM) within the Department regarding Section 180(c) 
    policy issues and to respond to stakeholder comments on the previous 
    notice. Written comments may be submitted to OCRWM on this document.
    
    DATES: Written comments should be sent to the Department and must be 
    received on or before August 1, 1998. The length of this comment period 
    is to facilitate the submission of comments after the semiannual 
    Transportation External Coordination Working Group Meeting is held on 
    July 14-15, 1998.
    
    ADDRESSES: Written comments should be directed to: Ms. Corinne 
    Macaluso, U.S. Department of Energy, c/o Lois Smith, TRW Environmental 
    Safety Systems, Inc., 600 Maryland Avenue, S.W., Suite 695, Washington, 
    D.C. 20024, Attn: Section 180(c) Comments.
        Persons submitting comments should include their names and 
    addresses. Receipt of comments in response to this notice will be 
    acknowledged if a stamped, self-addressed postal card or envelope is 
    enclosed.
    
    FOR FURTHER INFORMATION: For further information on the transportation 
    of spent nuclear fuel and high-level radioactive waste under the 
    Nuclear Waste Policy Act, please contact: Ms. Corinne Macaluso, Waste 
    Acceptance and Transportation Division, Office of Civilian Radioactive 
    Waste Management, (RW-44), U.S. Department of Energy, 1000 Independence 
    Avenue, S.W., Washington, D.C. 20585, Telephone: 202-586-2837.
        Information packets are available for interested persons who want 
    background information about the Office of Civilian Radioactive Waste 
    Management transportation planning and the Section 180(c) program. To 
    receive an information packet, please call 1-800-225-NWPA (or call 202-
    488-6720 in Washington, D.C.) or write to the OCRWM National 
    Information Center, 600 Maryland Avenue, S.W., Suite 695, Washington, 
    D.C. 20024. Information packets also can be requested through the OCRWM 
    Home Page at http://www.rw.doe.gov.
        Copies of comments received will be available for examination and 
    may be photocopied at the Department's Public Reading Room at 1000 
    Independence Avenue, S.W., Room 1E-190 or at the Nevada Operations 
    Office Public Reading Facility at Building B3, 2621 Losee Road, North 
    Las Vegas, Nevada or at the Yucca Mountain Site Characterization Office 
    Technical Information Center, 1180 Town Center Drive, Las Vegas, NV 
    89134. They will be available through OCRWM's Home Page.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Purpose and Need for Agency Action
    
        Under the Nuclear Waste Policy Act of 1982, as amended (42 U.S.C. 
    10101 et seq.) (NWPA or ``the Act''), the Department of Energy is 
    responsible for the disposal of high-level radioactive waste and spent 
    nuclear fuel in a deep geologic repository. Additionally, the 
    Department is responsible for transportation of spent nuclear fuel and 
    high-level radioactive waste to a NWPA-authorized Federal storage or 
    disposal facility. The Director of the Office of Civilian Radioactive 
    Waste Management is responsible to the Secretary of Energy to carry out 
    these responsibilities. The Department is required to implement Section 
    180(c) of the Act. Section 180(c) of the Act requires the Department to 
    provide technical assistance and funds to States for training public 
    safety officials of appropriate units of local government and Indian 
    tribes through whose jurisdictions the Secretary plans to transport 
    spent nuclear fuel or high-level radioactive waste to NWPA-authorized 
    Federal storage and disposal facilities. Section 180(c) further 
    provides that training cover procedures required for safe routine 
    transportation of these materials, as well as procedures for dealing 
    with emergency response situations. Section 180(c) identifies the 
    Nuclear Waste Fund under the Act as the source of funds for work 
    carried out under this subsection (42 U.S.C. 10175).
    
    II. Section 180(c) History
    
        OCRWM issued a Notice of Inquiry in the Federal Register on January 
    3, 1995 (60 FR 99), which briefly described various options to 
    delineate policies and procedures for implementing Section 180(c) of 
    the Nuclear Waste Policy Act. Members of the public were invited to 
    submit comments on the Notice of Inquiry. In the March 14, 1995, 
    Federal Register (60 FR 13715) OCRWM extended the deadline for comments 
    to May 18, 1995 (60 FR 36793). In response to requests for additional 
    information, OCRWM issued another, more detailed Notice of Inquiry in 
    the Federal Register on July 18, 1995 (60 FR 36793). Members of the 
    public were again invited to submit comments on the Notice of Inquiry. 
    Next, on May 16, 1996, OCRWM published a Notice of Proposed Policy and 
    Procedures (61 FR 24772) describing OCRWM's proposed approach to 
    implementing Section 180(c) of the NWPA and responding to public 
    comments received on the two prior notices. The public was again 
    invited to submit comments on the Proposed Policy and Procedures. In 
    response to these comments, and based on further research conducted by 
    OCRWM staff, OCRWM decided to publish a Notice of Revised Proposed 
    Policy and Procedures on July 17, 1997 (62 FR 38272). The public was 
    again invited to submit comments.
        After considering the comments received on the prior notices, input 
    from stakeholders in various forums, and conducting extensive research, 
    the Department is publishing another Notice of Revised Proposed Policy 
    and Procedures. This notice details the policy and procedures by which 
    the Department currently intends to implement Section 180(c) of the 
    NWPA. These policy and procedures will remain in draft form until 
    program progress or legislation provides definitive guidance as to when 
    shipments will commence. At that time, OCRWM may finalize these policy 
    and procedures or will consider promulgating regulations on Section 
    180(c) implementation.
        In addition to the draft notice discussed above, OCRWM's work to 
    date on Section 180(c) policy and implementation procedures has been 
    discussed extensively in Transportation Coordination Group meetings, 
    the Transportation External Coordination (TEC) Working Group meetings, 
    and the cooperative agreement group meetings. The TEC Working Group 
    comprises
    
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    organizations representing state, tribal, local, professional, 
    technical, and industry associations that meet semiannually to identify 
    and discuss issues related to the transport of radioactive materials. 
    In addition, OCRWM has nine cooperative agreements with national and 
    regional organizations representing various constituencies to exchange 
    information and solicit input regarding the planned transportation 
    activities of the Civilian Radioactive Waste Management program, 
    including Section 180(c) issues. The cooperative agreement groups are 
    the Southern States Energy Board, the Western Interstate Energy Board, 
    the Council of State Governments Midwestern Office and Eastern Regional 
    Conference, the Commercial Vehicle Safety Alliance, the Conference of 
    Radiation Control Program Directors, the National Conference of State 
    Legislatures, the National Congress of American Indians, and the 
    National Association of Regulatory Utility Commissioners.
        OCRWM also has released two documents that discuss Section 180(c) 
    policy and implementation. These two documents are the Strategy for 
    OCRWM to Provide Training Assistance to State, Tribal, and Local 
    Governments (November 1992, DOE/RW-0374P) (the Strategy document), and 
    the Preliminary Draft Options for Providing Technical Assistance and 
    Funding Under Section 180(c) of the Nuclear Waste Policy Act, As 
    Amended (November 1992) (the Options paper). These documents are 
    available by requesting the information packet from the OCRWM National 
    Information Center.
    
    III. Policy and Procedures
    
        Note: For definitions of terms used in the notice of final 
    policy and procedures, see the appendix at the end of this document.
    
    Policy Statement
    
        It is OCRWM's policy that, for NWPA shipments, each responsible 
    jurisdiction will have the training necessary for safe routine 
    transportation of spent nuclear fuel or high-level waste and to respond 
    to NWPA transportation incidents or accidents. OCRWM will provide 
    funding and technical assistance, subject to annual appropriations, to 
    assist states and tribes to obtain access to the increment of training 
    necessary to prepare for NWPA shipments. This increment of training 
    will include procedures for emergency response and safe routine 
    transportation. The Department will take into consideration the states' 
    and tribes' determinations of their needs when preparing its budget for 
    the Civilian Radioactive Waste Management Program. If Congress does not 
    fully appropriate the funds requested, the funding to eligible 
    jurisdictions will be decreased proportionately.
        Safe routine transportation of spent nuclear fuel and high-level 
    waste will be accomplished through strict compliance with the 
    Department of Transportation (DOT) and Nuclear Regulatory Commission 
    (NRC) regulations and applicable state, tribal, and local laws and 
    regulations. These include safety and enforcement inspections of NWPA 
    highway shipments, rail measures that complement DOT's Federal Railroad 
    Administration (FRA) inspection procedures, and continuous satellite 
    tracking of all shipments. DOT regulations include requirements for 
    highway routing; hazardous materials placarding, marking, and 
    documentation; and rail inspections. The NRC has established 
    regulations for radioactive materials shipments for protection of 
    public health and safety. These regulations include requirements for 
    package certification, loading, materials control and accountability, 
    safeguards and security, state notification of shipments, quality 
    assurance, and tracking. The NRC regulations for radioactive materials 
    package certification require maintenance of criticality control and 
    radioactive materials containment under credible accident scenarios. 
    OCRWM recognizes that tribes are not included in NRC's notification 
    regulations and has notified NRC that it intends to provide tribal 
    notification of shipments in addition to the state notifications, and 
    state and tribal access to satellite tracking information.
        For safe routine transportation of spent nuclear fuel and high-
    level waste, it is OCRWM's policy to provide each eligible state and 
    tribe the funding and technical assistance to prepare for safety and 
    enforcement inspections of NWPA highway shipments, for rail measures 
    that complement FRA inspection procedures, and for access to satellite 
    tracking equipment and training on that equipment in cases where the 
    capability does not already exist. Access to satellite tracking 
    equipment and training will be subject to the NRC's verification that 
    this use of satellite tracking technology does not violate NRC's 
    safeguards and security regulations.
        For dealing with emergency response situations, it is OCRWM's view 
    that with implementation of the provisions for safe routine 
    transportation, as stated in the previous paragraph, the risk of an 
    accident is very low. Further, if an accident were to occur, the risk 
    of any significant materials release or harmful increase in radiation 
    levels in excess of NRC regulatory standards is extremely low. If an 
    accident should occur, with or without a release, state and tribal 
    governments have primary responsibility to respond and to protect the 
    public health and safety in their jurisdiction. The Federal Government 
    and, in particular, the Department have radiological emergency response 
    resources available to assist when requested. Federal Government 
    assistance is regionally based and can be mobilized and on scene in a 
    few hours, although it may take up to forty-eight hours to be fully 
    functional. The first responder is typically a local police or fire 
    official. This official must be capable of identifying the shipment as 
    a radiological materials shipment and notifying the appropriate 
    radiological emergency response authorities. It is desirable, but not 
    required, for some of the state and tribal responders to have received 
    higher levels of hazardous materials training.
        Therefore, for training for dealing with emergency response 
    situations, it is OCRWM's policy to provide funds and technical 
    assistance to states and tribes to obtain and maintain awareness-level 
    training for all local response jurisdictions in the increment specific 
    to NWPA shipments. In addition, to the extent funds are available, the 
    assistance may be used to obtain an enhanced level of emergency 
    response capability. This enhanced level may include operations level 
    training, technician level training, and operations level and 
    technician level refresher training in an increment specific to NWPA 
    shipments.
    
    Objectives
    
        It is OCRWM's objective to provide a one-time only planning grant 
    to every eligible state and tribe to aid in their determination of 
    needs for technical assistance and funds to train public safety 
    officials in procedures required for safe routine transportation and 
    emergency response situations.
        It is OCRWM's objective to provide a base grant to every eligible 
    state and tribe to aid in planning and coordination activities for 
    training in a timely manner. The base grant will be available every 
    year of eligibility once the grant application has been approved. Any 
    amount left after completion of the planning and coordination 
    activities may be used for other allowable costs under the Section 
    180(c) program, at the discretion of the applicant.
        It is OCRWM's objective to provide a two-part variable amount of 
    funding and
    
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    technical assistance depending on the amount of assistance each 
    applicant needs to obtain the incremental training requirements 
    resulting from the planned NWPA shipments. The first part of the 
    variable funding and technical assistance may be used only to provide 
    training for safety and enforcement inspection training for NWPA truck 
    shipments; rail measures that complement FRA inspection procedures; 
    awareness level training, awareness level refresher training, and 
    awareness level train-the-trainer training for emergency responders.
        The second part of the variable funding, depending on available 
    funds, will support an enhanced level of emergency response capability. 
    As discussed in the Policy Statement section, OCRWM believes that the 
    combination of the Federal radiological emergency response capability 
    and a Section 180(c) program that provides inspection and awareness 
    level training will provide the nation with an adequate basis to 
    respond to any potential transportation emergency that may result from 
    NWPA shipments. Nevertheless, to the extent that funds appropriated for 
    Section 180(c) are sufficient, OCRWM will fund an enhanced level of 
    training. This enhanced level could include operations and/or 
    technician level training, and refresher training.
        It is OCRWM's objective to provide funding and technical assistance 
    for training for safety and enforcement inspections specific to NWPA 
    truck shipments such as those described in the Commercial Vehicle 
    Safety Alliance's (CVSA) Enhanced North American Standards.
        It is OCRWM's objective to provide funding and technical assistance 
    for states and tribes to obtain an increment of the training needed to 
    conduct rail inspections under the FRA's State Participation Program. 
    Since the FRA covers the training cost to state employees in the State 
    Participation Program, there is no direct role for Section 180(c) to 
    fund training. Instead, OCRWM will consider applicants' requests to 
    fund, in the increment necessary for OCRWM shipments, safe rail 
    transportation measures that complement DOT's FRA inspection 
    procedures. Since currently there is no mechanism for tribes to 
    participate in the State Participation Program, OCRWM will work with 
    tribal governments to identify where funding and technical assistance 
    may best assist a tribe in addressing procedures for rail safe routine 
    transportation.
        DOE intends to offer a variety of training delivery options such as 
    a train-the-trainer program, a curriculum to insert into a 
    jurisdiction's existing awareness level training programs, and a video 
    that states and tribes may distribute to emergency response officials 
    along the shipment routes. OCRWM plans to provide funds for the cost of 
    the trainers' travel within the jurisdiction. Grant applicants may 
    choose the combination of these resources that best matches their 
    current training programs. This training should be at least consistent 
    with Occupation Safety and Health Administration (OSHA) regulations at 
    29 CFR 1910.120(q) or National Fire Protection Association (NFPA) 
    hazardous material training standards.
        It is OCRWM's objective that any assistance provided supplements 
    the applicant's existing safe routine and emergency response structure 
    by providing an additional increment of preparedness.
        In addition, OCRWM will adopt, to the extent practicable and 
    consistent with the NWPA, any future Department-wide policies adopted 
    to standardize assistance to states and tribes for the Department's 
    radioactive materials shipments. This could include standardization of 
    funding mechanisms, training standards, allowable equipment purchases, 
    and the definitions of technical assistance and safe routine 
    transportation.
    
    Funding Mechanism
    
        The Department will implement Section 180(c) through an OCRWM 
    grants program. Funding will be provided every year (subject to 
    Congressional appropriations) beginning approximately four years prior 
    to the first shipment through state or tribal reservation boundaries. 
    The grants will be specific to OCRWM's Section 180(c) program and, at 
    this time, will not be combined with any other Department-sponsored 
    transportation preparedness or training programs, although coordination 
    by jurisdictions would be encouraged. The grants program may be 
    combined with a Department-wide grants program in the future if one is 
    developed, is practicable, and is consistent with existing law.
        The grants program will be administered in accordance with the DOE 
    Financial Assistance rules (10 CFR part 600), which implement 
    applicable Office of Management and Budget circulars.
    
    Basis for Cost Estimate/Funding Allocation
    
        The total program cost and the allocation of funds among eligible 
    states and tribes will be based on a one-time only planning grant, a 
    predetermined base amount, and a variable amount determined through the 
    application process. The planning grant of $150,000 will cover costs 
    associated with conducting the determination of incremental needs 
    required to complete the application package. This amount is based on 
    an estimate of several states' past experience with planning for 
    shipments to the Department's Waste Isolation Pilot Plant in Carlsbad, 
    New Mexico.
        The base grant will cover costs associated with planning for NWPA 
    shipments, and is based on a salary estimate for planning such 
    shipments. In 1994, a Conference of Radiation Control Program 
    Directors' (CRCPD) survey found the average salary of a state health 
    physicist was $35,000. The Department has doubled that figure and 
    adjusted for inflation since 1994 to reach the $75,500 base grant. The 
    figure was doubled on the assumption that states and tribes can, if 
    they so choose, pay the salary of one person each for safe routine 
    transportation and emergency response planning. The base amount will be 
    adjusted annually for inflation.
        The variable grant amount will be based on two parts of the 
    application package process. The first part will ask the applicant to 
    determine the amount of financial assistance needed to obtain the 
    appropriate increment of awareness level training and to prepare for 
    safe routine transportation inspections of NWPA shipments. The second 
    part will ask the applicant to determine the amount of financial 
    assistance needed to obtain the appropriate increment of operations 
    and/or technician level training for emergency response for NWPA 
    shipments. This second part of the application will be used to 
    determine any enhanced level of training, depending on available funds.
    
    Definition of Key Terms
    
        The definition of safe routine transportation for the purposes of 
    determining eligibility or allowable activities under the Section 
    180(c) program will be as follows:
         Safe routine transportation means the shipment of spent 
    nuclear fuel and high-level radioactive waste to a repository or a 
    Monitored Retrievable Storage facility pursuant to the NWPA through 
    state, tribal, and local jurisdictions in a manner compliant with 
    applicable Federal, state, tribal, and local laws and regulations. Safe 
    routine highway transportation is characterized by adequate vehicle, 
    driver, and package inspection and enforcement of the Federal Motor
    
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    Carrier Safety Regulations and the Hazardous Materials Regulations. 
    Safe routine rail and barge transport is characterized by compliance 
    with rail and barge transportation regulations including Federal 
    Railroad Administration, Coast Guard regulations, and the Hazardous 
    Materials regulations.
        The definition of technical assistance for the purposes of 
    determining eligibility or allowable activities under the Section 
    180(c) program will be as follows:
         Technical assistance means assistance, other than 
    financial assistance, that the Secretary of Energy can provide that is 
    unique to the Department to aid training that will cover procedures for 
    the safe routine transportation and emergency response situations 
    during the transport of spent nuclear fuel and high-level radioactive 
    waste to a repository or Monitored Retrievable Storage facility 
    pursuant to the NWPA, including, but not limited to, the provision of 
    training materials, the provision of public information materials, and 
    access to individuals involved in the shipments.
        Technical assistance, as defined, will include access to the 
    Department's regional and headquarters representatives involved in the 
    planning and operation of NWPA transportation or emergency 
    preparedness, provision of information packets that include material 
    about the OCRWM program and shipments, and provision of information to 
    insert into curricula. Recognizing the Federal Government's government-
    to-government relationship with and Trust responsibility toward tribal 
    nations, and in response to comments about the lack of hazardous 
    materials response capability on some tribal lands, the Department will 
    consider making additional technical assistance available to tribes 
    upon request.
    
    Eligibility and Timing of the Grants Program
    
        OCRWM will provide grants and technical assistance to those states 
    and tribes through whose jurisdiction the Secretary of Energy plans to 
    transport spent nuclear fuel and high-level radioactive waste pursuant 
    to the NWPA. States and tribes having cross-deputization or mutual aid 
    agreements with a jurisdiction that does have shipments, even though no 
    shipments may occur within the borders of the mutual aid state or 
    tribe, may receive funding from the jurisdiction that will receive 
    shipments. Additionally, in cases where a route constitutes the border 
    between two states, a state and a tribal government, or two tribal 
    governments, jurisdictions on both sides of the route will be eligible 
    for Section 180(c) assistance.
        OCRWM intends that the application process for grants will begin 
    approximately four years prior to transportation through the 
    applicant's jurisdiction (about one year for the application process, 
    and about three years to implement the program). OCRWM plans to notify 
    the governor or tribal leader of the jurisdiction by letter, and 
    include an information packet and application package. The governor or 
    tribal leader would be requested to select one agency or representative 
    within the jurisdiction to apply for and administer the Section 180(c) 
    grant. The administering agency or representative would indicate in the 
    application how it intends to use the funds. If funding needs to be 
    provided to other agencies (for example, from the emergency services 
    agency to the highway patrol to pay for inspector training), the 
    transfer of funds would be the responsibility of the recipient state or 
    tribe. DOE plans to require that information be provided in the 
    application regarding the distribution of funds.
        OCRWM plans to identify the preliminary routes that DOE anticipates 
    using within state and tribal jurisdictions when it notifies governors 
    and tribal leaders of their eligibility. The Regional Servicing 
    Contractor (RSC) 1 would propose routes in the three years 
    prior to shipment. If the selected routes are different than the 
    preliminary routes, either as a result of the RSC selection process for 
    the proposed routes or state designation of alternative routes, then 
    OCRWM would work with those states and tribes affected by any route 
    changes to facilitate revision of their grant applications and expedite 
    the application review. The Department plans to retain final approval 
    of all transportation routes and the RSC(s) would be responsible for 
    obtaining NRC approval of the routes.
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        \1\ RSC is defined in the draft Acquisition of Waste Acceptance 
    and Transportation Services for the Office of Civilian Radioactive 
    Waste Management as the contractor responsible for all activities 
    and services originating in its Servicing Region(s), including the 
    provision of Transportation Cask Systems and Storage Systems as 
    required to provide the necessary waste acceptance and 
    transportation services.
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        In accordance with the Section 180(c), local governments will not 
    be eligible to apply for Section 180(c) grants directly. However, 
    states, and tribes, if they have subjurisdictions, would be required to 
    coordinate their planning with local jurisdictions, indicating in the 
    application that the needs of local public safety officials have been 
    considered and how the training assistance will be provided to local 
    jurisdictions and their appropriate public safety officials. Because of 
    the emergency response structure in most jurisdictions, OCRWM 
    anticipates that the awareness level training will be made available to 
    local public safety officials. OCRWM also anticipates that the 
    inspection and enforcement training will be provided to state-level and 
    tribal employees since they generally have inspection and enforcement 
    authority. The operations and technician level training, to the extent 
    they are funded, would be provided to the appropriate public safety 
    officials at the grantee's discretion.
        OCRWM expects the application to include a five-year plan detailing 
    how the funds would be spent each year. Funding will be disbursed 
    annually based on the applicant's five-year plan. The applicant may 
    request an amendment to the application if conditions change 
    significantly within the five-year period.
        For the purposes of this policy, the year shipments commence is 
    defined as ``Transportation Year'' or ``TY.'' During the fourth year 
    prior to shipments; i.e., in Transportation Year minus 4 or TY-4, the 
    eligible jurisdiction would be conducting its determination of needs 
    for the grant application. The $150,000 planning grant would be 
    available during TY-4 to conduct this work.
        In the next year of eligibility to receive funding (TY-3), the base 
    grant would be available. The next year, two years prior to shipment, 
    or TY-2, the base grant and a variable amount of financial assistance 
    would be available.
        A state or tribe would continue to be eligible for and receive the 
    base and variable amount of funding through TY-1 and TY, and in each 
    year of eligibility thereafter as long as NWPA shipments go through its 
    jurisdiction. Eligible states and tribes would need to reapply for the 
    grant program every five years.
        If there is a lapse of NWPA shipments for three or more years, the 
    state or tribe would receive no funds during those years and would 
    regain eligibility three years prior to another NWPA shipment through 
    its jurisdiction. Three years prior to the resumption of shipments 
    through its borders, a state or tribe may again apply for TY-3 grants. 
    If the lapse is two years or less between shipments, the Transportation 
    Year grants would continue as if shipments had been traversing that 
    jurisdiction during the lapse.
        The Section 180(c) program would include the following contingency 
    plan for schedule and route changes: in
    
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    general, eligible states and tribes may receive an additional amount of 
    financial assistance if asked to complete activities in shorter amounts 
    of time; i.e., a state or tribe may receive TY-1 and TY-2 funding in 
    the same year. If the route for a shipment is selected too close to the 
    start of the shipment to allow for Section 180(c) implementation or for 
    any reason the responsible jurisdictions along a selected route lack 
    adequate training, OCRWM may use escorts with more training and 
    equipment than those normally used for the purpose of security until a 
    reasonable time period for training has expired. The contingency plan 
    could be activated in case of emergencies, or fraudulent actions or 
    non-cooperation by a state or tribe along the route.
    
    Allowable Activities for Funding
    
        This section describes the types of activities that would be 
    allowed under this policy. This is not meant to be a comprehensive 
    list, but merely a guide to the types of activities an applicant 
    jurisdiction might consider to be eligible for Section 180(c) funding.
        For the most part, it would be the grantee's decision in 
    consultation with local governments and first responders along the 
    routes to select who gets trained and the organization that administers 
    the training. Grantees would describe in their five-year plan their 
    incremental training needs, where the training would be obtained, any 
    drills and exercises they propose to conduct that are an integral part 
    of the training curricula, whether the training curricula needs any 
    input from OCRWM about NWPA shipments, what equipment and supplies they 
    propose to purchase, and what technical assistance from DOE they 
    anticipate requesting. The grantee would specify how this assistance 
    augments their current infrastructure for safe routine transportation 
    procedures and emergency response.
        The initial planning grant may be used to pay for staff, travel, 
    and other costs associated with conducting an assessment of incremental 
    training needs. This may include a risk assessment, and other 
    assessment activities.
        The base grant could be used to pay for staff, travel, and other 
    costs associated with preparing to train public safety officials, and 
    the planning and coordination activities associated with interacting 
    with local jurisdictions and neighboring jurisdictions. The base grant 
    could also be used for training, risk assessment, and other assessment 
    activities. The variable amount of funding could be used to pay for 
    travel and tuition costs for those receiving training, including drills 
    and exercises associated with training, and training on the satellite 
    tracking system used for NWPA shipments. Training on the satellite 
    tracking system could be contingent on the NRC's ruling as to whether 
    state and tribal access to satellite tracking for OCRWM shipments is 
    consistent with the safeguards and security regulations.
        It would be the state's or tribe's choice, in consultation with the 
    local governments and first responders along the route and within their 
    annual budget, to determine who receives refresher training and with 
    what frequency. It also would be the state's or tribe's choice, in 
    consultation with the local governments and first responders along the 
    route and within their annual budget, to determine which new personnel 
    receive training and the location of that training. The training could 
    apply to state or tribal inspectors, and state, local, or tribal 
    emergency response personnel including medical emergency responders.
        Regarding equipment, a grantee would be able to budget, for TY-2 
    and TY-1, 25 percent of each year's total Section 180(c) funds to 
    purchase appropriate (i.e., training-related) equipment and supplies. 
    Such equipment could also be used for inspections and for responding to 
    emergencies. After TY-1, the applicant would be able to budget up to 10 
    percent of each year's Section 180(c) funds to purchase appropriate 
    equipment and supplies. The equipment and supplies to be purchased must 
    be identified in the application and the need for the equipment 
    justified. The purchase of equipment related to the satellite tracking 
    system for NWPA shipments would be included in these percentage caps, 
    assuming NRC allows state and tribal access to satellite tracking 
    information for OCRWM shipments. The title to equipment would be vested 
    in the grantee in accordance with the property provisions at 10 CFR 
    600.232.
        A state or tribe would not be authorized to use Section 180(c) 
    funds for purposes not related to NWPA shipments such as development of 
    a broad-based non-NWPA emergency response program. In cases where basic 
    capabilities may be lacking, OCRWM recognizes the need to provide 
    additional technical assistance. This assistance is not meant to build 
    basic capabilities but to provide the jurisdiction with information 
    that may help them prepare for the shipments. For example, DOE could 
    provide information about what additional resources may be available to 
    state, local, and tribal jurisdictions, what safety measures are being 
    taken by the Department to ensure safe shipment despite a lack of local 
    capabilities, or what safety measures other jurisdictions may have 
    taken in a similar situation.
    
    IV. Discussion of Comments Received on the Notice of Revised 
    Proposed Policy and Procedures
    
        The Department received 19 sets of comments in response to the July 
    17, 1997, Notice of Revised Proposed Policy and Procedures. Comments 
    were received from the Commercial Vehicle Safety Alliance; Council of 
    State Governments-Midwestern Office; International Association of Fire 
    Fighters; International Association of Fire Chiefs; Edlow International 
    Company; the Western Interstate Energy Board; Inyo County, California; 
    National Congress of American Indians; State of Idaho; State of Nevada; 
    Southern States Energy Board; Nuclear Waste Citizens Coalition; State 
    of New Mexico; National Conference of State Legislatures; Prairie 
    Island Indian Community; Nuclear Energy Institute; and the Pueblo of 
    Acoma. Some commenters provided more than one set of comments.
        The following section discusses general categories and summarizes 
    major points of the comments and the Department's response.
    
    A. Section 180(c) Policy
    
    Policy Statement and General Themes
        Most commenters stated that the needs-based approach described in 
    the Revised Proposed Policy is an improvement over the formula-based 
    approach described in the May 1996 Proposed Policy. There were positive 
    comments on the equal treatment of states and tribes, the broadened 
    definition of eligibility, and the broadened scope of allowable 
    activities. The Nuclear Energy Institute and Edlow International 
    generally endorsed the current proposal. The Nuclear Energy Institute 
    applauded OCRWM's acknowledgment of current regulations within the body 
    of the proposed policy.
        However, the large majority of commenters emphasized that they 
    believe that additional change is still needed in key areas, primarily 
    more cooperative route selection and a more cooperative transportation 
    planning process. The Western Interstate Energy Board ``continues to 
    find the Section 180(c) policy * * * unacceptable because it ignores 
    key policy decisions made by the Western Governors * * * and because it 
    fails to ensure that an
    
    [[Page 23758]]
    
    effective emergency response mechanism will be in place to handle NWPA 
    transportation accidents.'' The Southern States Energy Board, the 
    Western Interstate Energy Board, the Commercial Vehicle Safety 
    Alliance, and Inyo County, California, all recommended the Waste 
    Isolation Pilot Plant's (WIPP) transportation planning process as a 
    good example of cooperative planning. The comment was also made that 
    OCRWM should take a leadership role within the Department in developing 
    methods to assist state, local, and tribal governments to prepare for 
    the shipments, as OCRWM will conduct the nation's single largest 
    radioactive materials transportation campaign. One commenter asked 
    whether basing the level of assistance on a determination of needs 
    means that a ``well-prepared'' state would not be eligible for 
    assistance beyond the base amount. Or, will ``relatively prepared'' 
    states receive assistance based on the likelihood of a greater number 
    of shipments and, therefore, a significant increase in the demands on, 
    for example, state inspectors?
        Several comments requested clarification or greater acknowledgment 
    of the roles and responsibilities of different governmental levels. The 
    Council of State Governments-Midwestern Office requested better 
    definition of the roles of the Federal agencies involved in radioactive 
    materials transportation accidents and how Federal agencies will 
    interface with state and local emergency response officials. They also 
    requested that the phrase ``state and tribal governments have a 
    responsibility to * * * protect the public health and safety * * *'' be 
    changed to ``state and tribal governments have primary responsibility 
    to * * * protect public health and safety.'' They stated, ``We again 
    object to OCRWM's apparent intent to substitute Federal radiological 
    emergency response capability for state preparedness. The role of 
    Federal resources is to supplement state response capabilities when 
    necessary. OCRWM should correct any references in the notice that 
    misrepresent the roles of and relationship between state and federal 
    response capabilities.'' They emphasized their view that states will 
    not turn over the responsibility of protecting citizen health and 
    safety to DOE.
        Communications was another frequently mentioned topic. Both the 
    Council of State Governments-Midwestern Office and the Western 
    Interstate Energy Board encouraged OCRWM to place more emphasis on 
    early and substantive public outreach, asserting that effective 
    communications will help create the public trust necessary for a 
    successful transportation program. They are concerned that the field of 
    public information will be dominated by an already organized and active 
    opposition. The Council of State Governments-Midwestern Office included 
    a Newsday article (August 6, 1997) about the lack of emergency 
    preparedness for OCRWM shipments as an illustration of the success of 
    these groups. The Western Interstate Energy Board stated that 
    communications and interactions with states and tribes cannot 
    appropriately be placed in the hands of private contractors because the 
    contractors will be seen as acting in their own, profit-driven 
    interests. They stated it is DOE's responsibility to secure the 
    public's confidence by taking clear responsibility for interacting with 
    states and tribes.
        With regard to regulatory compliance, Inyo County, California, 
    commented that public tolerance of a campaign of this magnitude will 
    not allow minimum safety measures. The International Association of 
    Fire Fighters (IAFF) felt that the Revised Proposed Policy and 
    Procedures ``mostly sidestepped'' their comments. The IAFF expressed 
    its view that strict compliance with regulations is a flaw that 
    exaggerates a lack of oversight and enforcement. They added that these 
    regulations are being weakened and pointed, as an example, to the U.S. 
    Department of Transportation's Research and Special Programs 
    Administration approval of a change to 62 FR 46214. They stated that 
    this change ``removed Radiation Protection Program regulations and 
    related modal provisions that would have required the development and 
    maintenance of a written radiation protection program for persons who 
    offer, accept for transportation, or transport radioactive materials.'' 
    The IAFF's point was that the lessening of such requirements means that 
    increased oversight above the regulatory minimum is necessary to 
    prevent the politicization of the distributed funds. In contrast, the 
    Nuclear Energy Institute stated that additional requirements should be 
    considered only if they provide a clear benefit commensurate with their 
    cost. The Nuclear Energy Institute stated that radioactive materials 
    transportation has been proven safe under the current regulatory 
    structure.
        In other comments, the Council of State Governments-Midwestern 
    Office and Inyo County, California, commented that OCRWM should commit 
    to funding the Section 180(c) program regardless of congressional 
    appropriations. Inyo County stated that the wording in the proposal 
    ``if Congress does not fully appropriate the funds'' suggests that the 
    funding may be congressionally controlled and invites Congress to 
    micromanage the program. The Western Interstate Energy Board reiterated 
    its position that the Nuclear Waste Fund should pay for all costs 
    associated with implementing Section 180(c) and transportation 
    preparation; if not, the program will be viewed as an unfunded mandate 
    in violation of Executive Orders 12866 and 12875. The Commercial 
    Vehicle Safety Alliance requested that the wording requiring a 
    jurisdiction to coordinate with local jurisdictions to conduct the 
    needs assessment also include a reference to coordinate with ``national 
    safety organizations'' to ensure that safety inspections are efficient 
    and uniform along all the routes.
        The Nuclear Waste Citizens Coalition reiterated its previous 
    comments that DOE should update NUREG/CR-2225 (1981), An Unconstrained 
    Overview of the Critical Elements in a Model State System for Emergency 
    Response to Radiological Transportation Incidents. The International 
    Association of Fire Fighters requested that OCRWM address 
    indemnification under the Price-Anderson Act, particularly as it 
    relates to the potential financial impact that an incident involving 
    radioactive materials may have on local governments. Specifically, IAFF 
    asked whether DOE has an obligation to indemnify the contractor if its 
    negligence is the proximate cause of an accident; whether DOE will 
    reimburse local officials for the costs it might expend should such an 
    accident occur; who precisely is responsible for clean-up; and who will 
    pay clean-up costs.
        Response. OCRWM has considered all the comments received in 
    response to the Section 180(c) policy development. OCRWM has chosen not 
    to incorporate comments when to do so would not increase shipment 
    safety or the effectiveness of the grants program, or for other reasons 
    is incompatible with OCRWM's mission to implement the Section 180(c) 
    program according to the NWPA.
        OCRWM intends that states or tribes be eligible to receive the 
    variable amount of the grant regardless of their preparedness level. 
    However, a more well-prepared jurisdiction could expect to receive less 
    variable funding than a less well-prepared jurisdiction. The number of 
    shipments through a jurisdiction would not be a measure of funding 
    levels since once staff are trained, the training applies without 
    regard to the number of shipments.
    
    [[Page 23759]]
    
        OCRWM recognizes the primary role of states and tribes in 
    protecting the health and safety of their citizens. The language 
    regarding the Department's radiological emergency response assets is a 
    statement that the Federal capability exists to respond to a 
    radiological materials shipment accident even in those areas of the 
    country without basic emergency response capabilities. The roles and 
    responsibilities of different government levels in preparing for and 
    responding to a radiological emergency are defined in the Federal 
    Radiological Emergency Response Plan. These roles and responsibilities 
    will be further defined as OCRWM's transportation planning process 
    continues.
        OCRWM recognizes the crucial role of communications and public 
    acceptance in developing a workable transportation program. To this 
    end, OCRWM will retain primary responsibility for interactions with 
    stakeholders. This will include providing public information to 
    jurisdictions along the routes and making Departmental representatives, 
    whether Federal or contract employees, available to communities as 
    budgets permit. The regional servicing contractors will be required to 
    have a Communications and Outreach Plan which will describe how they 
    will communicate and interact with stakeholders.
        With regard to regulatory compliance, it is OCRWM's view that the 
    current regulatory structure is sufficient to provide for the safety of 
    the shipments. In addition to Federal regulations, OCRWM shipments will 
    be subject to applicable state, local, and tribal regulations. OCRWM 
    also views the current procurement regulations as sufficient to ensure 
    that the disbursement of funds will not become politicized within a 
    recipient jurisdiction.
        OCRWM disagrees that the phrasing ``if Congress does not fully 
    appropriate the funds'' invites Congress to micromanage the grants 
    program. The ability of Congress to limit funding to a particular 
    program is simply a reality that OCRWM will have to work with to fund 
    the grant recipients. Funds from the Nuclear Waste Fund are only 
    available to the Department when appropriated to the Department by 
    Congress. It is OCRWM's position that the Section 180(c) program should 
    provide the increment of assistance needed to respond to an OCRWM 
    radiological materials shipment, and should not provide basic emergency 
    response capability to jurisdictions along the routes that have always 
    been the responsibility of the state, local, and tribal governments. 
    These governments are aided by other Federal agencies that have as part 
    of their mission the assistance of state, local, and tribal governments 
    in attaining more comprehensive emergency response and safe routine 
    transportation capabilities. OCRWM does not believe that preparations 
    for these shipments would constitute an unfunded mandate if not fully 
    funded by the Section 180(c) program because there is no requirement 
    under NWPA mandating states to take any particular action with regard 
    to these shipments. The Commercial Vehicle Safety Alliance's request to 
    add coordination with ``national safety organizations'' to the 
    requirement on coordination by the grant applicant has not been 
    incorporated because OCRWM believes the applicants should decide 
    whether or not to coordinate with non-governmental entities.
        Regarding the request to update NUREG/CR-2225, this is a Nuclear 
    Regulatory Commission document that the Department does not have the 
    authority to update. In addition, the NUREG/CR-2225 document is useful 
    for planning in a model scenario, the text states that the study is an 
    unconstrained view of the critical elements in a state program for 
    radiological emergency response, presuming no bounds of manpower, 
    funding, development time, or other real-world constraints. In 
    addition, the model does not specify the type of radioactive material; 
    therefore, it does not take into account the packaging used for NWPA 
    shipments and the low risk of these shipments.
        Liability for accidents that occur while the spent fuel and the 
    high-level radioactive waste is in transit from the nuclear power 
    plants to the proposed repository at Yucca Mountain, at a storage 
    facility, or at the repository would be determined in accordance with 
    applicable state tort law. In applying state tort law, a court normally 
    would attribute liability to the person responsible for causing damage. 
    If a DOE contractor is liable for nuclear damage or a precautionary 
    evacuation resulting from its contractual activities, the contractor 
    normally would be indemnified by DOE pursuant to the provisions of the 
    Price-Anderson Act.
        DOE's tort liability would be determined in accordance with State 
    tort law and the Federal Tort Claims Act. However, under current plans, 
    DOE will use contractors to transport the spent fuel and high-level 
    waste and to construct and operate the repository and a storage 
    facility, if one is constructed. Therefore, Price-Anderson 
    indemnification would apply to liability claims arising from these 
    activities.
        Although there are certain limitations to the compensation 
    available under the Price-Anderson system, it provides very broad 
    financial protection to compensate for damage and injury, including 
    loss of profits caused by a nuclear incident; costs of a precautionary 
    evacuation ordered by an authorized state or local official, if such 
    incident or evacuation arose in the course of transportation to a DOE 
    storage or disposal site, or while at a DOE storage or disposal 
    facility; and all reasonable additional costs incurred by a state or 
    political subdivision of a state in the course of responding to a 
    nuclear incident or a precautionary evacuation. Price-Anderson coverage 
    is available to compensate persons for such losses whether or not 
    negligence was the proximate cause of the nuclear incident or 
    precautionary evacuation.
    Routing Issues
        Many of the comments on routing were alike. Commenters were 
    concerned that the role of private contractors in route selection was 
    not fully defined. It was a common opinion that routing decisions 
    should not be delegated to the four potential regional servicing 
    contractors partly because confusion could result from contractors in 
    each region of the country selecting routes and modes that do not match 
    at state borders. They asked that the policy clearly define this role.
        Another frequently expressed comment was that the critical nature 
    of routing decisions means that DOE should make routing decisions early 
    to allow plenty of time for planning, and that DOE should commit to a 
    cooperative effort to determine the routes. Commenters also encouraged 
    DOE to commit to adopting a DOE-standardized policy on early and 
    cooperative route selection, and suggested that the cooperative effort 
    is needed because strict reliance on regulations will result in too 
    many viable routes to focus scarce training and planning resources. The 
    Western Interstate Energy Board restated that OCRWM should commit to 
    meeting the demands of the Western Governors Association (WGA) for DOE 
    to develop responsible routing criteria; to develop a sound methodology 
    for evaluating optional mixes of routes and transportation modes; and 
    to fix the shipping origins and destination points as early as possible 
    [WGA resolution 93-003, Modified and Readopted June 24, 1996]. Other 
    commenters stated that the current discussion on routing is inadequate 
    to assure local governments that their concerns will be addressed in 
    the route selection process.
    
    [[Page 23760]]
    
        Timing and routing announcements were also an area of concern. 
    Several commenters said route identification must be done three to five 
    years prior to shipments to enable affected states and tribes to 
    designate alternative routes and assess their training and planning 
    needs. They felt two years was not sufficient time to prepare for a 
    shipping campaign of any magnitude. The Council of State Governments-
    Midwestern Office commented that the requirement to consult local 
    governments in development of the application's three-year plan cannot 
    be met unless routes have been announced. They also asked how states 
    will assess state and local training needs in TY-3 if they don't know 
    what routes to train along until TY-2. The State of Nevada suggested 
    solving this dilemma by providing initial base grants for planning in 
    TY-3 and delaying the requirement for submission of a multi-year plan 
    until routes are known in TY-2.
        Response. The draft Request for Proposal for the Acquisition of 
    Waste Acceptance and Transportation Services for the Office of Civilian 
    Radioactive Waste Management issued November 24, 1997, clarifies many 
    of the issues raised in comments regarding routing. The RSC(s) must 
    abide by DOT and NRC routing regulations. The RSCs are also required to 
    cooperate with other RSCs, as appropriate, in developing operating 
    protocols and other operating procedures that will aid in integrating 
    the operating environment throughout all four Servicing Regions. The 
    Western Governors Association resolution was considered but not 
    incorporated because OCRWM believes the current NRC and DOT routing 
    regulations are sufficient to ensure shipment safety.
        The eligible governors and tribal chairmen will be notified of the 
    preliminary routes and modes in TY-4 so that they may conduct the 
    determination of needs and consult with jurisdictions along the routes. 
    The Department is currently considering the development and adoption of 
    Department-wide standardized route selection critera through the Senior 
    Executive Transportation Forum, established within DOE to coordinate 
    the efforts of Departmental elements involved in the transportation of 
    radioactive materials.
        There are no regulations addressing the role of local governments 
    in the route selection process. The most appropriate place for local 
    concerns about routing is during states' selection of alternative 
    routes. The DOT Guidelines for Selecting Preferred Highway Routes for 
    Highway Route Controlled Quantity Shipments of Radioactive Materials 
    indicate that States are required to coordinate and solicit input from 
    local governments and other jurisdictions likely to be impacted by a 
    routing decision.
        Questions regarding timing of the route announcement have also been 
    addressed in this proposed policy and the Draft Acquisition of Waste 
    Acceptance and Transportation Services for the Office of Civilian 
    Radioactive Waste Management. The current schedule for route 
    announcements should provide grant recipients with sufficient time to 
    assess their needs and prepare for NWPA shipments. As stated in the 
    Eligibility and Timing section, if there are route changes after an 
    application has been submitted, OCRWM will work with those states and 
    tribes affected by any route changes to facilitate revision of their 
    grant applications and expedite the application review.
    Allowable Use of Funds
        The comments on allowable activities generally approved of the 
    expansion of allowable activities in the Revised Proposed Policy. There 
    were some specific comments and requests for clarification. Regarding 
    the use of funds to purchase equipment, three commenters said the ten 
    percent and twenty-five percent caps were arbitrary and unnecessary. 
    The amount of funding should be negotiated in the grant application, 
    allowing each eligible jurisdiction to determine its own equipment 
    needs. Another stated that the ten percent cap should be increased to 
    twenty percent while another stated that the twenty-five percent 
    maximum cap should apply to each grantee's annual budget since few 
    entities will have the foresight to accurately determine their full 
    equipment needs up front for a program that will operate for decades. 
    The National Congress of American Indians said the caps will not be 
    sufficient for tribes that lack even basic equipment and trained 
    personnel. The Commercial Vehicle Safety Alliance and the State of 
    Nevada asked that the policy clarify that equipment for inspections is 
    allowable as well as equipment for emergency response situations. One 
    commenter asked whether the twenty-five percent cap would apply if, due 
    to a lapse in shipments, a state loses eligibility and then reapplies 
    for assistance. Another commenter asked whether the phrase ``train or 
    otherwise prepare for'' in the objectives section of the notice meant 
    that grant recipients could procure radiation detection/measurement 
    instrumentation for use by vehicle inspectors and health physicists.
        Regarding drills and exercises, commenters were pleased that drills 
    and exercises will be an allowable expense. Two commenters asked DOE to 
    clarify that all costs associated with drills and exercises will be 
    covered--not just travel and tuition costs. There was also a question 
    as to whether the drills and exercises would be those planned and 
    conducted by the states, or whether DOE would plan and conduct the 
    drills and exercises. Another commenter requested that drills and 
    exercises be funded separately from the base grant as the commenter 
    viewed drills and exercises as the most crucial aspect of any emergency 
    response training.
        Regarding risk assessment, the National Conference of State 
    Legislatures stated that allowing eligible states and tribes to include 
    risk assessment costs in their grant application adequately addressed 
    this issue. However, the International Association of Fire Fighters 
    felt the Revised Proposed Policy had not gone far enough and referred 
    to the congressional endorsement of risk assessment ``when it required 
    the Secretary of Transportation to conduct such an assessment during a 
    study of routes and modes that would enhance overall public safety (49 
    U.S.C. Section 5105).'' They stated that, at a minimum, DOE should 
    provide technical assistance for grant recipients to conduct risk 
    assessments. The Council of State Governments-Midwestern Office stated 
    any risk assessment must include alternative route analysis. They also 
    asked OCRWM to clarify its position on risk assessments since the 
    notice states in one place that route and risk assessments will be 
    allowed, but the definition of safe routine transportation states that 
    alternate route analysis will not be allowed.
        Regarding safe routine transportation, a few commenters requested 
    that attendance at the Federal Railroad Administration-certified 
    railroad inspection classes be an allowable cost. These commenters 
    explained that the Federal Railroad Administration will not be prepared 
    to handle inspections for the number of shipments required under an 
    NWPA shipping campaign due to staff shortages.
        There were a variety of other comments. Two commenters stated that 
    travel costs offset by the grants program should cover out-of-state 
    travel, not just travel within the jurisdiction as stated in the 
    Revised Proposed Policy and Procedures. Another commenter stated that 
    grant recipients should be able to use the base grant for training as 
    well as
    
    [[Page 23761]]
    
    for planning and coordination activities. The Council of State 
    Governments-Midwestern Office said that DOE must allow funding for the 
    enhanced training level in the overall needs assessment, and not just 
    as funds are appropriated. Several commenters continued to request that 
    funds be allowed to pay for infrastructure improvements, arguing that 
    certain improvements are necessary for safe routine transportation. The 
    Western Interstate Energy Board and the State of New Mexico both 
    reiterated their position that the grants program must cover costs 
    associated with equipment maintenance, record-keeping, and related 
    costs. Other comments said that completing the needs assessment of the 
    application package must be an allowable cost because its preparation 
    will be burdensome for some jurisdictions.
        Response. The Department has chosen not to lift the percentage cap 
    on equipment in order to ensure that the majority of the funding is 
    used for training as directed by the NWPA. If there is a lapse in 
    shipments where a state or tribe loses eligibility and then regains 
    eligibility because shipments resume through their jurisdiction, the 
    same twenty-five percent and ten percent caps will apply to their 
    applications. Whether these caps are sufficient to cover grant 
    recipients' needs is related to the total amount of the grant awarded 
    and that amount has not been determined. It will be a grant recipient's 
    choice whether to allocate the money to equipment for training for 
    safety inspections or emergency response situations. Both types of 
    equipment will be considered an allowable expense. The Department 
    recognizes that some tribes lack basic capabilities and will work with 
    tribal governments on how best to address this issue.
        Regarding drills and exercises, the Department intends for grant 
    applicants to propose in their applications any drills and/or 
    exercises, that are an integral part of the training curricula, and 
    that they would conduct as part of the variable grant. These drills and 
    exercises will be conducted by the states and tribes, not by DOE.
        As indicated previously, risk assessment and alternative route 
    analysis is an allowable expense.
        As stated in the Objectives section of the policy, Section 180(c) 
    funding may be used for rail safe routine transportation measures that 
    complement DOT's FRA inspection procedures. Applicants will be expected 
    to specify how these funds will be used in their five-year plan.
        Regarding other comments, the base grant may be used to offset the 
    cost of out-of-state travel, or for training after TY-3, as the grant 
    recipient wishes. The base grant may also be used to offset the costs 
    of equipment maintenance and recordkeeping. Recognizing that 
    jurisdictions may wish to train beyond the awareness level, OCRWM 
    intends to fund the operations and technician level training as funds 
    allow. OCRWM reiterates its position that infrastructure improvements 
    such as rail and road improvements are beyond the scope of the Section 
    180(c) mandate.
    Training Standards
        Comments differed regarding the most appropriate training standards 
    for the Section 180(c) program. The most frequent comments encouraged 
    OCRWM to offer training courses similar to those offered by WIPP, such 
    as incident command training and emergency medical training. Many 
    commenters strongly stated that training to the awareness level is 
    insufficient and will leave local emergency responders unable to handle 
    a radioactive materials accident. Commenters were in general agreement 
    that local emergency responders must have at least the equivalent of 
    OSHA's operations level training. The International Association of Fire 
    Fighters said they believe that ``firefighters, at a minimum, must be 
    trained to the operations level'' because of the National Fire 
    Protection Association (NFPA) standards which state that ``operational-
    level competency is to be attained by those persons such as fire 
    fighters and rescue personnel whose duties and functions include 
    responding to hazardous materials incidents to mitigate the effects of 
    a release without actually trying to stop the release.'' The 
    International Association of Fire Chiefs said that OCRWM should provide 
    40 hours of training each for the technician and operations level 
    responders that are trained under the enhanced level training outlined 
    in the Revised Policy. They and other commenters stated that the OSHA 
    and NFPA-based training is too generalized for the specific information 
    needed for a radiological response since they encompass all hazardous 
    materials. The International Association of Fire Chiefs also stated its 
    belief that a 4-hour video-based course would be sufficient to train to 
    the awareness level. The Council of State Governments-Midwestern Office 
    asked OCRWM to clarify that all emergency responders along a route must 
    be trained to the awareness level because references in the notice to 
    ``the appropriate increment of awareness level training'' does not 
    sufficiently convey the sense of providing training to all affected 
    local officials.
        Other comments focused more on the delivery of training. The 
    Council of State Governments-Midwestern Office requested that OCRWM not 
    restrict states to a train-the-trainer approach. The Western Governors' 
    Association reiterated its request that OCRWM establish Regional 
    Training Advisory Teams and a National Training Advisory Committee for 
    radiological shipments to help coordinate training across 
    jurisdictions. Inyo County, California, stated that OCRWM should 
    restrict funds to local use only and not fund any state personnel 
    because of the wording in Section 180(c) that says ``technical 
    assistance and funds * * * for training public safety officials of 
    appropriate units of local governments. * * *'' Another commenter said 
    OCRWM should add program-specific instructions to existing training 
    programs, not create new programs to train already overburdened 
    emergency response officials. The State of Nevada and the International 
    Association of Fire Chiefs recommended that OCRWM develop a national 
    approach to training for responding to radiological incidents, in 
    essence a Federal floor of adequacy for emergency response to these 
    shipments. The Commercial Vehicle Safety Alliance requested this policy 
    to state that safety and enforcement training must be given to the law 
    enforcement agency having the proper training and authority to conduct 
    safety inspections, including roadside inspections.
        The International Association of Fire Fighters stated that it is 
    DOE's sole responsibility to have trained emergency response personnel 
    with each shipment if local jurisdictions choose not to prepare or 
    respond to a radiological accident because they have received 
    insufficient training. One commenter asked if the pilot test of a DOE 
    Transportation Emergency Preparedness Program module ``Radiation 
    Materials Emergency Response: Awareness Level'' is the correct title.
        The National Congress of American Indians, the Pueblo of Acoma, and 
    the Prairie Island Indian Community all requested that OCRWM reinstate 
    funding to the National Congress of American Indians for the Tribal 
    Radiological Emergency Preparedness Workshops. They stated that funding 
    the workshops will help DOE meet its Trust responsibilities and assist 
    tribes in attaining the proper readiness for NWPA shipments.
    
    [[Page 23762]]
    
        Response. As previously stated, OCRWM does not believe the enhanced 
    level of training as defined in the policy is necessary for shipment 
    safety. However, recognizing that jurisdictions may wish to train 
    beyond the awareness level, OCRWM intends to fund the operations and 
    technician level training as appropriations allow. The type of training 
    provided would be left to the discretion of the grant recipient. OCRWM 
    would fund train-the-trainer training, will work with the Department's 
    existing training programs to include OCRWM-specific shipment 
    information in other training programs that states and tribes may 
    receive from the Department, and will provide shipment-specific 
    information that states, local governments, and tribes can include in 
    their training materials. All of this would be at the awareness level.
        The issue of whether DOE is responsible to have trained emergency 
    responders to handle an accident if a local fire department chooses not 
    to respond because of lack of training is outside the scope of the 
    Section 180(c) program. Section 180(c) mandates the provision of 
    technical assistance and funds to states and tribes for training public 
    safety officials in procedures required for safe routine transportation 
    of spent nuclear fuel and high-level radioactive waste and emergency 
    response situations.
        The request that OCRWM specify that all emergency responders along 
    a route will be trained to the awareness level is better left to the 
    discretion of the state or tribe conducting the training. It will be 
    their choice as to how many staff are trained within each jurisdiction 
    along the route. With the high turnover rates among emergency 
    responders, it seems unlikely that every emergency responder can be 
    trained along every single route. However, OCRWM does anticipate that 
    every jurisdiction along a route would have people trained to the 
    awareness level for hazardous materials. OCRWM does not find it 
    necessary to fund the creation of Regional Training Advisory Teams or a 
    National Training Advisory Committee as requested. The eligible 
    jurisdictions may use their Section 180(c) funds to coordinate with 
    other jurisdictions. The policy does not incorporate CVSA's request 
    that funds be directed to law enforcement agencies having the authority 
    to conduct safety inspections, including roadside inspections, because 
    OCRWM believes the grantee should decide the best distribution of 
    funds.
        The language of Section 180(c) does not prevent the program from 
    training state-level officials, if appropriate. The correct name of the 
    training video referred to in the July 17, 1997, notice is ``Radiation 
    Materials Emergency Response: Awareness Level.'' If grantees choose to 
    do so, they may use Section 180(c) funds to attend Tribal Emergency 
    Preparedness Workshops.
    Basis for Cost Estimate
        Most commenters view the needs-based approach to determining grant 
    awards as an improvement over the formula-based approach. Otherwise, 
    comments primarily dealt with how the money should be allocated to the 
    recipients or how the recipients should allocate the funds they 
    receive. One commenter said 75 percent of the funds should be spent on 
    emergency response personnel, limiting the money spent on 
    administrative and other activities. The Commercial Vehicle Safety 
    Alliance requested that funding be available for grant recipients to 
    hire two people--one for emergency response training activities and one 
    for safe routine transportation activities--since it would be difficult 
    in most state government structures for one person to administer both 
    types of training. The Western Interstate Energy Board stated its view 
    that 25 percent of all available funds should be allocated to all 
    corridor jurisdictions and the remaining 75 percent of combined grant 
    applications should be allocated according to projected shipment miles 
    in each jurisdiction as compared to the total number of shipment miles. 
    The Nuclear Energy Institute encouraged OCRWM to return to basing the 
    grant amount on route miles through each jurisdiction.
        The States of Nevada and New Mexico, the Western Interstate Energy 
    Board, and the Southern States Energy Board all objected to the 
    methodology used to determine the base amount of funding and said the 
    funding level of about $75,000 is insufficient. The Western Interstate 
    Energy Board suggested that a $150,000 planning grant be used. The 
    Council of State Governments-Midwestern Office stated that the 
    structure of the base and two variable grants is too restrictive and 
    decreases flexibility in how grant recipients use their funds. They 
    also requested OCRWM to clarify what a typical grant award might be, 
    how often OCRWM intends to adjust the base amount for inflation, and 
    what the eligibility criteria would be for the variable funding levels.
        Response. OCRWM has put few requirements on how a jurisdiction 
    allocates its funding other than that the determination of needs must 
    indicate cooperation with local governments, as stated in the 
    Eligibility and Timing section of the policy. OCRWM has not allocated 
    total funds according to shipment miles because once emergency 
    responders are trained, they are trained without regard to the number 
    of shipments. In addition, shipment miles as an allocation method will 
    skew funding towards those places with longer routes, but not 
    necessarily more population along the routes. This Section 180(c) 
    policy will allow the grant recipient to allocate funds to those parts 
    of its jurisdiction most in need.
        OCRWM has decided to propose an initial planning grant of $150,000 
    to help offset the costs of the determination of needs. Otherwise, the 
    structure of the base and variable grants being proposed has remained 
    the same. The structure of the grant should not unduly restrict a 
    recipient's flexibility in using the funds. OCRWM also plans to work to 
    make the grant application as user-friendly as possible. A typical 
    grant award cannot be determined without a sample of grant applications 
    upon which to base an estimate. The base grant amount would be adjusted 
    annually for inflation. OCRWM would consider developing for the 
    application package a set of criteria by which to determine eligibility 
    for the variable funding level. All grant applicants would apply for 
    variable funding levels although the more a jurisdiction has already 
    met the policy's training objectives, the less their variable grant 
    award would be. This is in keeping with the policy to provide that 
    increment of training needed for NWPA transportation preparedness.
    Safe Routine Transportation
        The primary comments about the definition of safe routine 
    transportation and related policy statements were that they are too 
    restrictive. The State of New Mexico stated that ``common sense 
    dictates that safety precautions for NWPA shipments should at least be 
    on par with those being applied to the WIPP campaign.'' A majority of 
    the commenters encouraged OCRWM to use Section 180(c) funding to 
    develop protocols similar to those negotiated with WIPP, such as 
    carrier record-keeping audits, bad weather protocols, and 
    identification of safe parking areas. Another commenter said the 
    definition must include activities required for states to escort 
    shipments and to plan and prepare for inspections, including paying for 
    personnel, equipment, and planning.
        Another frequently mentioned comment was that the policy statement 
    regarding rail inspections does not provide sufficient oversight. OCRWM 
    was encouraged to allow grant recipients to use funding to attend the
    
    [[Page 23763]]
    
    Federal Railroad Administration's State Participation Program for 
    training in rail inspections. This request was based on the fact that 
    the Federal Railroad Administration has stated (1) that it has neither 
    the budget nor the staff to handle the anticipated volume of NWPA 
    shipments and (2) that the State Participation Program could enable 
    states to pick up some of the slack if there was sufficient funding to 
    train inspectors. The State of Nevada asked how the Federal Railroad 
    Administration will interact with states to ensure that rail 
    inspections have been conducted and whether it should be assumed that 
    the Federal Railroad Administration will ensure that the roadbed for 
    the entire route of travel will be inspected and maintained.
        The Council of State Governments-Midwestern Office cautioned OCRWM 
    against requiring states to abide by the Commercial Vehicle Safety 
    Alliance enhanced inspection standards. They pointed out that Illinois 
    conducts its own inspections on every radiological materials shipment 
    through its jurisdiction, wherever the shipment originates. The Nuclear 
    Energy Institute cautioned OCRWM against adopting the enhanced North 
    American inspection standards since they have not yet been ratified by 
    the CVSA membership.
        Other comments were provided on an array of subjects. The 
    International Association of Fire Chiefs urged OCRWM to use escorts 
    highly trained in emergency response procedures throughout the first 
    year of shipment. Another commenter requested that the policy statement 
    put equal emphasis on safe routine transportation and emergency 
    response procedures. The Nuclear Energy Institute and Edlow 
    International both wrote that the broad use of TRANSCOM is a security 
    concern. They are concerned that if states and tribes have wide access 
    to TRANSCOM tracking information, this will violate Nuclear Regulatory 
    Commission safeguards and security regulations. Another commenter 
    requested clarification on wording regarding TRANSCOM, asking whether 
    OCRWM intends to provide states with ``access to satellite tracking 
    information,'' or simply to help states ``to prepare'' for the access. 
    The Commercial Vehicle Safety Alliance requested that three definitions 
    be added to the appendix in the proposed policy. They are: ``(1) 
    Responsible jurisdictions for safety and enforcement inspections means 
    a government entity at any level of government, whether state, tribal, 
    or any of their subjurisdictions that has the jurisdictional authority 
    to conduct safety inspections and initiate law enforcement using the 
    appropriate federal and or jurisdiction's laws and regulations; (2) 
    Awareness level training also means training for individuals or 
    jurisdictions who will accept and grant reciprocity to another 
    jurisdiction's inspections; (3) Train-the-trainer also means training 
    for certified instructors/individuals so that they may conduct 
    refresher inspection courses for their respective jurisdiction's safety 
    and enforcement inspectors.''
        Response. OCRWM believes that the current definition of safe 
    routine transportation, in combination with the policy statement on 
    safe routine transportation, provides a sufficient measure of safety 
    for the shipments that will be, at least, on par with the WIPP 
    campaign. The requested additional activities would not appreciably 
    increase shipment safety. Regarding rail inspections, the Objectives 
    section has been changed to state that OCRWM intends to consider 
    applicants' requests to fund, in the increment necessary for OCRWM 
    shipments, rail safe transportation measures that complement DOT's FRA 
    inspection procedures. Since currently there is no mechanism for tribes 
    to participate in the State Participation Program, OCRWM plans to work 
    with tribal governments to identify where funding and technical 
    assistance may best assist a tribe in addressing rail inspections.
        This policy does not require states to abide by the enhanced 
    inspection standards developed by the Commercial Vehicle Safety 
    Alliance largely because the reciprocal inspection standards are 
    voluntary by the states who participate. Illinois is a member of the 
    Commercial Vehicle Safety Alliance and its Department of Nuclear Safety 
    staff received training in the enhanced standards during November 1997. 
    It is OCRWM's understanding that the radiation inspection conducted by 
    Illinois's Department of Nuclear Safety is separate from and is 
    conducted simultaneously with the Illinois State Police safety 
    inspection. The two types of inspections are not mutually exclusive. It 
    is worth noting that the full membership of the Commercial Vehicle 
    Safety Alliance adopted the enhanced inspections standards on October 
    1, 1997.
        The policy statement does not intend to put more emphasis on safe 
    routine transportation than on emergency response procedures. The 
    emphasis each receives will be at the grant recipient's discretion. 
    With regard to TRANSCOM, it is OCRWM's intent to allow grant recipients 
    to include the purchase of tracking equipment in their equipment 
    purchases. However, OCRWM recognizes the possible conflict with the 
    NRC's regulations and has requested that the NRC clarify its position 
    with regard to OCRWM's provision of a satellite tracking system to 
    states and tribes that may wish to use it and agree to safeguard the 
    information. If the NRC denies state and tribal access to satellite 
    tracking information about NWPA shipments, this provision of the safe 
    routine transportation procedures will have to be dropped.
        The definitions requested by the Commercial Vehicle Safety Alliance 
    have been adopted into the appendix of this notice, although not in 
    their entirety. The reference to ``subjurisdictions'' was dropped from 
    the definition of ``responsible jurisdiction'' because highway safety 
    and enforcement inspections are always carried out under the authority 
    of the state government, not local governments.
    Technical Assistance
        There were few comments on the definition of technical assistance. 
    One commenter said that equipment should be included as part of the 
    definition and that it is within the Department's discretion to make 
    this change. Another commenter requested that OCRWM delete ``unique to 
    the Department'' from the definition so as not to restrict DOE from 
    either having under contract at some time in the future individuals 
    that could provide the type of assistance sought by states and tribes, 
    or establishing an agreement with another Federal agency to provide the 
    requested assistance. Another commenter asked what scope of technical 
    assistance will be available under the grants program.
        Response. The phrase ``unique to the Department'' was not dropped 
    from the definition because, as the shipper of record of NWPA 
    shipments, DOE will provide technical assistance whether or not the 
    Department contracts with other individuals or Federal agencies to 
    provide services or technical assistance. Equipment is not included in 
    the definition of Technical Assistance because 10 CFR 600 defines 
    Financial Assistance to include the provision of equipment, thereby 
    precluding it from the definition of Technical Assistance.
    Eligibility and Timing
        The comments on eligibility were rather limited while comments on 
    timing were more extensive. OCRWM was commended for broadening the 
    eligibility requirements where mutual aid and bordering jurisdictions 
    are involved. However, two commenters
    
    [[Page 23764]]
    
    pointed out that OCRWM will not be able to notify eligible 
    jurisdictions four years in advance of shipments unless routes are 
    determined indicating when a route constitutes a border between two 
    jurisdictions. Other commenters said that the transfer of funds from an 
    eligible jurisdiction to a mutual aid jurisdiction is unlikely. The 
    International Association of Fire Fighters viewed OCRWM's position on 
    the pass-through of funds to mutual aid jurisdictions as ``patronizing 
    and . . . urge[d] DOE to revisit this issue.'' The Pueblo of Acoma 
    asked how DOE will ensure that the funds are transferred to mutual aid 
    jurisdictions if the recipient jurisdiction does not willingly transfer 
    the funds. The National Congress of American Indians stated its 
    position that assistance should be provided to states and tribes that 
    are near, but not on, transportation routes because their people and 
    lands would also be at risk in the event of an accident. This commenter 
    added that this is especially true for tribes that have culturally 
    significant lands along a route that are not part of tribal lands.
        Regarding issues on timing, three commenters requested 
    clarification in the lapse in eligibility when shipments do not pass 
    through a jurisdiction for three years or more. The Council of State 
    Governments-Midwestern Office stated that two years of full funding 
    prior to shipments is not sufficient time to accomplish all that is 
    needed, such as considering alternative routes, officially designating 
    them, assessing training needs along the route, applying for funding, 
    and training the emergency responders along the route. They also asked 
    how far in advance of shipments OCRWM will plan to notify governors 
    about their individual state's eligibility. Similarly, the Southern 
    States Energy Board said that the states and tribes cannot determine 
    what training and equipment are necessary until OCRWM establishes more 
    specifics on transportation planning, particularly routing. The Western 
    Interstate Energy Board reiterated its position taken in prior comments 
    and in WGA resolution 97-015 that OCRWM should specify that no 
    shipments will occur unless funding has been provided three years prior 
    to shipments. According to WGA, the three years is necessary because of 
    the amount of time preparations for these shipments will take. The 
    State of New Mexico stated its belief that three years of full program 
    funding prior to shipments is probably sufficient for most 
    jurisdictions if they have already conducted their needs assessments 
    and are poised for program implementation.
        The State of New Mexico continued to urge OCRWM to establish an 
    administratively simple and efficient grant application process, and to 
    develop a user-friendly ``format and content guide'' to assist 
    applicants. The state voiced its concern about lack of information on 
    the mechanics of the grants program, asking if a three-year budget will 
    be negotiated and then funded in one-year increments; what is DOE's 
    proposal with respect to re-application after the first three years; 
    and what criteria will be used in determining the variable amounts of 
    funding to be provided to states and tribes? A commenter asked if there 
    is a difference among TY-2, TY-1, and TY grants other than the grant 
    applicant's assessment of its needs.
        Response. The wording of Section 180(c) of the NWPA does not allow 
    for the funding of jurisdictions that are near, but not on, 
    transportation routes. The extensive safety measures taken for these 
    shipments make them very low risk and even if an accident or incident 
    occurs, any impact on nearby jurisdictions is an even lower risk 
    considering the packaging and other precautions taken to ensure 
    shipment safety. If a nearby jurisdiction has the potential to respond 
    to an NWPA transportation accident under a mutual aid request, then the 
    state or tribe whose local jurisdiction may be requested to provide 
    mutual aid will be eligible for funding from the state or tribe through 
    whose jurisdiction the radioactive waste is transported. The state or 
    tribe that has the route through its jurisdiction and that could 
    request the mutual aid assistance would also be eligible for funding as 
    described in the Eligibility and Timing section.
        With regard to the grant application, OCRWM will consider 
    developing a format and content guide to make the grant application as 
    user-friendly as possible. In addition, the grant application will be 
    written in as straightforward a manner as possible. The intent is that, 
    after the initial planning grant, a five-year budget request will be 
    established. OCRWM will consider developing qualifying criteria for the 
    variable grant requests at a later time. OCRWM intends to include the 
    application budget requests in its budget request to Congress and fund 
    the applications to the extent Congress makes funds available on an 
    annual basis. There are no differences among TY-2, TY-1, and TY grants 
    other than the grant applicant's determination of its needs.
        OCRWM believes the current time frame is sufficient to prepare for 
    these shipments as outlined in the Policy and Objectives sections of 
    this notice. Regarding eligibility after a lapse of shipments, the 
    lapse would have to be three or more years for a jurisdiction to become 
    ineligible for funding. If the lapse is two years or less, the 
    jurisdiction would not lose eligibility. OCRWM plans to notify 
    governors in the fourth year prior to shipments through their 
    jurisdiction that they will regain eligibility for Section 180(c) 
    funding and will receive the base grant.
    Contingency Plan
        The Nuclear Energy Institute supports the contingency plan outlined 
    in the revised notice and requested that OCRWM add ``emergencies, 
    fraudulent actions, or non-cooperation'' as cases where contingency 
    shipment plans could be implemented. The Council of State Governments-
    Midwestern Office agreed with OCRWM's statement that planning with 
    states and tribes along contingency routes should be handled on a case-
    by-case basis. The Southern States Energy Board argued that the 
    contingency plan continues to address only emergency response 
    procedures and not safe routine transportation procedures. The State of 
    New Mexico stated that the ``current plan is skeletal and cursory in 
    nature at best'' and may not offer adequate protection to public health 
    and safety. The Western Interstate Energy Board again asked that OCRWM 
    offer assurances that no shipments will occur, even on a contingency 
    basis, unless funding has occurred at least three years in advance.
        Response. The contingency plan has not changed significantly in 
    this notice except to include cases such as emergencies, fraudulent 
    actions, or non-cooperation as examples where contingency shipment 
    plans could be implemented. If contingency shipments are made, OCRWM 
    may use escorts with more training and equipment than those currently 
    used for the purpose of safety until a reasonable time period for 
    training has expired. These measures, combined with OCRWM's willingness 
    to work with states and tribes on a case-by-case basis to plan for any 
    contingency shipments, will ensure that the shipments are made as 
    uneventfully as possible. Regarding equal emphasis on safe routine and 
    emergency response procedures, OCRWM sees no reason why the current 
    contingency plan should focus more on one set of procedures than the 
    other. Arrangements for inspections and inspector training are expected 
    to be part of the discussion if contingency shipments are necessary.
    
    [[Page 23765]]
    
    Trust Responsibility
        The National Congress of American Indians, the Prairie Island 
    Indian Community and the Pueblo of Acoma all stated their position that 
    DOE should cite the requirements of DOE's Trust responsibility in the 
    policy. They reiterated that the Trust responsibility stems from 
    tribes' treaties with the United States government, tribes' status as 
    sovereign nations, and the U.S. Constitution. The DOE's fiduciary 
    duties to tribal governments have been reinforced by President 
    Clinton's Memorandum of April 29, 1994, Government-to-Government 
    Relations with Native American Tribal Governments, and the DOE's own 
    American Indian Policy. They reiterated their view that the language of 
    Section 180(c) does not limit tribal assistance and funding exclusively 
    to training as it does to state governments. It is their position that 
    nothing in Section 180(c) prevents DOE from funding basic emergency 
    response capabilities and that it is part of the DOE's Trust 
    responsibility to fund basic capabilities on those reservations which 
    lack them.
        Comments were favorable regarding OCRWM's equal treatment of states 
    and tribes throughout the policy, with several commenters noting that 
    the policy does incorporate many interests of tribal governments.
        Response. OCRWM recognizes that there is a lack of infrastructure 
    and trained personnel on many tribal lands. Typically, these areas may 
    rely more heavily on technical assistance than other grant recipients. 
    Since needs will be so varied and the determination of needs allows 
    consideration of an individual jurisdiction's current preparedness 
    level, OCRWM sees no purpose in defining further the specific 
    activities that may be taken with regard to tribal preparedness. OCRWM 
    is aware of its Trust responsibilities to tribes and will take it into 
    account in all of OCRWM's decisions that may affect Indian tribes.
    
    B. Section 180(c) Procedures
    
    Funding Mechanism
        While two commenters supported the OCRWM grants approach, the State 
    of Idaho reiterated its position that OCRWM should coordinate its 
    funding and training program with a Department-wide funding and 
    training program. Idaho said that while it recognized the difficulties 
    in developing a unified program, it was worth the increased 
    effectiveness and efficiency of training emergency responders along a 
    route one time for all DOE shipments, rather than training repeatedly 
    every time a DOE program ships radioactive materials. The Commercial 
    Vehicle Safety Alliance requested that OCRWM allow the possible 
    combining of grants programs to train inspectors to allow for cross-
    training of inspectors. Similar to Idaho's comment, this would allow 
    inspectors to become trained on the enhanced inspection standards once 
    rather than attend a separate class every time another DOE program 
    ships radioactive materials. The International Association of Fire 
    Fighters registered the strongest complaint against the funding 
    mechanism, saying the knowledge and expertise necessary to complete the 
    needs assessment of the application package will place a tremendous 
    administrative burden on the grant applicants.
        Response. While this Revised Proposed Policy and Procedures does 
    not combine the grants program with any other Department training or 
    funding program, we plan for the grant application to state that OCRWM 
    encourages recipients to use their funds in conjunction with other 
    programs where the training aims to achieve the same or similar goals. 
    For example, if a state were training its inspectors to the enhanced 
    inspection standards, it could use the Section 180(c) funding in 
    conjunction with funding it may receive from another DOE program to 
    send additional inspectors to the same training. OCRWM has stated that 
    it may combine the grants program with a Department-wide grant program 
    in the future if one is developed and is practicable, and consistent 
    with existing law.
    
    C. Applicability of Section 180(c) to Private Shipments
    
        Many states and state organizations urged that Section 180(c) 
    assistance apply to all spent nuclear fuel or defense high-level 
    radioactive waste shipments ultimately destined for an NWPA facility, 
    whether or not those shipments are transported to and stored on an 
    interim basis at a private facility. Commenters stated that 
    transportation to a private facility would only be necessary if the 
    Department fails to site an interim or permanent storage facility 
    according to statutory obligations.
        Response. The Department is currently authorized to implement the 
    Section 180(c) program of financial and technical assistance only for 
    shipments to a repository or Monitored Retrievable Storage facility 
    constructed under the NWPA. However, the many comments on this issue 
    have been noted.
    
    D. Policy Development Process
    
        A few commenters again questioned the Department's plans to issue a 
    Notice of Policy and Procedures rather than promulgate regulations. 
    They voiced concern that implementation of Section 180(c) through 
    regulations is necessary to ensure stability through changes of 
    leadership within the Department and that an interpretation of policy 
    and procedures is more easily changed.
        Response. OCRWM is developing the Revised Policy and Procedures 
    after receipt and consideration of extensive public comments. At some 
    future date, OCRWM may decide to promulgate regulations. However, since 
    the program's current planning basis is to begin shipping in 2010, it 
    is premature to codify the policy in regulations this far in advance of 
    shipments. OCRWM will continue to monitor other Departmental 
    transportation programs and may consider updating this Revised Policy 
    as either a Final Policy or as regulations at a later date.
    
    V. Conclusion
    
        This notice has presented OCRWM's Revised Proposed Policy and 
    Procedures for the Section 180(c) program. It also has presented 
    OCRWM's summary of and response to comments received in the prior 
    Notice of Revised Proposed Policy and Procedures issued July 17, 1997. 
    These comments were given careful consideration in developing these 
    policy and procedures. The purpose of this notice has been to 
    communicate to stakeholders OCRWM's interim preliminary positions 
    regarding Section 180(c) policy issues and to respond to stakeholder 
    comments on the July notice. These policy and procedures will remain in 
    draft form until programmatic decisions or legislation provides 
    guidance as to when shipments will commence. At that time, OCRWM may 
    finalize these policy and procedures or will consider promulgating 
    regulations on Section 180(c) implementation.
        OCRWM will accept comments from the public on this Notice of 
    Revised Proposed Policy and Procedures.
    
        Issued in Washington, D.C. on April 17, 1998.
    Lake Barrett,
    Acting Director, Office of Civilian Radioactive Waste Management.
    
    Appendix--Definition of Terms Used in the Notice of Final Policy and 
    Procedures
    
        1. Responsible jurisdiction, for emergency response procedures, 
    means a governmental entity at any level of government, whether 
    state or tribal, that has the authority to conduct part or all of an 
    emergency response
    
    [[Page 23766]]
    
    to a radiological materials transportation accident or incident. 
    Responsible jurisdiction for safety and enforcement inspections 
    means a governmental entity, whether state or tribal that has the 
    authority to conduct safety inspections and initiate law enforcement 
    using the appropriate federal and or jurisdiction's laws and 
    regulations.
        2. First responders are generally those emergency response 
    personnel who (1) assess the risk level of the emergency, (2) take 
    defensive action to secure an accident scene, and (3) notify 
    additional authorities if needed.
        3. Awareness level training means training for individuals who 
    are likely to witness or discover a hazardous materials substance 
    release and who have been trained to initiate an emergency response 
    sequence by notifying the authorities of the release. First 
    responder awareness level training shall provide sufficient training 
    to ensure that first responders objectively demonstrate competency 
    in the following areas:
        (A) Understand what hazardous substances are, and the risks 
    associated with them in an incident.
        (B) Understand the potential outcomes associated with an 
    emergency created when hazardous substances are present.
        (C) Recognize the presence of hazardous substances in an 
    emergency.
        (D) Identify the hazardous substance, if possible.
        (E) Understand the role of the first responder awareness 
    individual in the employer's emergency response plan including site 
    security and control and the U.S. Department of Transportation's 
    Emergency Response Guidebook.
        (F) Realize the need for additional resources, and make 
    appropriate notifications to the communications center.
    (29 CFR1910.120(q)(6)(I)(A-F))
        Awareness level training also means training for jurisdictions 
    or individuals who will accept and grant reciprocity to another 
    jurisdiction's inspections.
        4. First responder operations level hazardous materials training 
    means training that provides for individuals who respond to releases 
    or potential releases of hazardous substances as part of the initial 
    response to the site for the purpose of protecting nearby persons, 
    property, or the environment from the effects of the release and to 
    be able to respond in a defensive fashion without actually trying to 
    stop the release. Their function is to contain the release from a 
    safe distance, keep it from spreading, and prevent exposures. First 
    responders at the operations level shall have received at least 
    eight hours of training and have had sufficient experience to 
    objectively demonstrate competency in the following areas in 
    addition to those listed for awareness level, and the employer shall 
    so certify:
        (A) Know the basic hazard and risk assessment techniques.
        (B) Know how to select and use proper personal protective 
    equipment provided to the first responder operational level.
        (C) Understand basic hazardous materials terms.
        (D) Know how to perform basic control, containment and/or 
    confinement operations within the capabilities of the resources and 
    personal protective equipment available with their unit.
        (E) Know how to implement basic decontamination procedures.
        (F) Understand the relevant standard operating procedures and 
    termination procedures.
    (29 CFR1910.120(q)(6)(ii)(A-F))
        5. Hazardous materials technician level training is training for 
    individuals who respond to releases or potential releases for the 
    purpose of stopping the release. They assume a more aggressive role 
    than a first responder at the operations level in that they will 
    approach the point of release in order to plug, patch or otherwise 
    stop the release of a hazardous substance. Hazardous materials 
    technicians shall receive at least 24 hours of training equal to the 
    first responder operations level and in addition have competency in 
    the following areas, and the employer shall so certify:
        (A) Know how to implement the employer's emergency response 
    plan.
        (B) Know the classification, identification and verification of 
    known and unknown materials by using field survey instruments and 
    equipment.
        (C) Be able to function within an assigned role in the Incident 
    Command System.
        (D) Know how to select and use proper specialized chemical 
    personal protective equipment provided to the hazardous materials 
    technician.
        (E) Understand hazard and risk assessment techniques.
        (F) Be able to perform advance control, containment, and/or 
    confinement operations within the capabilities of the resources and 
    personal protective equipment available with the unit.
        (G) Understand and implement decontamination procedures.
        (H) Understand termination procedures.
        (I) Understand basic chemical and toxicological terminology and 
    behavior.
    (29 CFR1910.120(q)(6)(iii)(A-F))
    
        6. Train-the-trainer training, for emergency response 
    procedures, means training for individuals so that they can teach 
    other emergency responders to respond to a particular level of 
    competency. Train-the-trainer training, for safe routine 
    transportation procedures, means training for certified instructors/
    individuals so that they may conduct refresher inspection courses 
    for their respective jurisdiction's safety and enforcement 
    inspectors.
    
    [FR Doc. 98-11520 Filed 4-29-98; 8:45 am]
    BILLING CODE 6450-01-P
    
    
    

Document Information

Published:
04/30/1998
Department:
Energy Department
Entry Type:
Notice
Action:
Notice of revised proposed policy and procedures.
Document Number:
98-11520
Dates:
Written comments should be sent to the Department and must be received on or before August 1, 1998. The length of this comment period is to facilitate the submission of comments after the semiannual Transportation External Coordination Working Group Meeting is held on July 14-15, 1998.
Pages:
23753-23766 (14 pages)
PDF File:
98-11520.pdf