[Federal Register Volume 60, Number 66 (Thursday, April 6, 1995)]
[Notices]
[Page 17531]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-8460]
=======================================================================
-----------------------------------------------------------------------
FEDERAL DEPOSIT INSURANCE CORPORATION
Privacy Act of 1974; Amendment to an Existing System of Records
AGENCY: Federal Deposit Insurance Corporation (FDIC).
ACTION: Notice of amendment to an existing system of records--
``Municipal Securities Dealers and Government Securities Brokers/
Dealers Personnel Records System''.
-----------------------------------------------------------------------
SUMMARY: As part of an ongoing examination of the FDIC's systems of
records, the ``Municipal Securities Dealers and Government Securities
Brokers/Dealers Personnel Records System'' has been reviewed for
compliance with the Privacy Act, 5 U.S.C. 552a. Numerous minor
amendments have been made that will clarify and/or more accurately
describe the following elements in this system of records: System
location, storage, retrievability, safeguards, and system manager(s)
and address.
EFFECTIVE DATE: April 6, 1995.
FOR FURTHER INFORMATION CONTACT: Frederick N. Ottie, Attorney, Office
of the Executive Secretary, FDIC, 550-17th Street NW., Washington, DC
20429, (202) 898-6679.
SUPPLEMENTARY INFORMATION: The FDIC's system of records entitled
``Municipal Securities Dealers and Government Securities Brokers/
Dealers Personnel Records System'' is being amended to clarify and/or
more accurately describe its contents. These modifications update
language in the system location and the system manager(s) and address
elements to reflect organizational changes within the FDIC.
Additionally, since records are no longer stored in computerized files
maintained on a contract basis with the National Association of
Securities Dealers, Inc., that reference is deleted from the system
location and retrievability elements. The language of the storage
element is reworded to accommodate system maintenance on a mainframe
computer system instead of a PC-based system. The retrievability
element adds the use of dealer registration numbers and FDIC bank
certificate numbers to facilitate retrieval of records in this system.
Lastly, the safeguards element is amended to clarify that computerized
records are accessed only by authorized personnel with password access.
Accordingly, the FDIC amends the ``Municipal Securities Dealers and
Government Securities Brokers/Dealers Personnel Records System'' to
read as follows:
FDIC 30-64-0016
Municipal Securities Dealers and Government Securities Brokers/
Dealers Personnel Records System. (Complete text appears at 53 FR 7399,
March 8, 1988).
Capital Markets and Administration Branch, Division of Supervision,
FDIC, 550-17th Street, NW., Washington, DC 20429.
* * * * *
Maintained in file folders and in electronic media.
Indexed by name, social security number, and dealer registration
number or FDIC bank certificate number.
File folders are stored in lockable metal file cabinets;
computerized records are accessed only by authorized personnel with
password access.
* * * * *
Associate Director, Capital Markets and Administration Branch,
Division of Supervision, FDIC, 550-17th Street, NW., Washington, DC
20429.
* * * * *
Dated at Washington, DC, this 3rd day of April 1995.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Acting Executive Secretary.
[FR Doc. 95-8460 Filed 4-5-95; 8:45 am]
BILLING CODE 6714-01-P
