C1-2022-27675. Insider Trading Arrangements and Related Disclosures

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    Correction

    In rule document 2022–27675, appearing on pages 80362–80432 in the issue of Thursday, December 29, 2022, make the following correction:

    [Corrected]
    Start Amendment Part

    Beginning on page 80428, the “Exhibit Table” is correct to read as set forth below:

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    Exhibit Table

    Securities act formsExchange act forms
    S–1S–3SF–1SF–3S–4 1S–8S–11F–1F–3F–4 1108–K 210–D10–Q10–KABS–EE
    *         *         *         *         *         *         *
    (19) Insider trading policies and proceduresX
    *         *         *         *         *         *         *
    1  An exhibit need not be provided about a company if: (1) With respect to such company an election has been made under Form S–4 or F–4 to provide information about such company at a level prescribed by Form S–3 or F–3; and (2) the form, the level of which has been elected under Form S–4 or F–4, would not require such company to provide such exhibit if it were registering a primary offering.
    2  A Form 8–K exhibit is required only if relevant to the subject matter reported on the Form 8–K report. For example, if the Form 8–K pertains to the departure of a director, only the exhibit described in paragraph (b)(17) of this section need be filed. A required exhibit may be incorporated by reference from a previous filing.
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    [FR Doc. C1–2022–27675 Filed 4–6–23; 8:45 am]

    BILLING CODE 0099–10–P

Document Information

Published:
04/07/2023
Department:
Securities and Exchange Commission
Entry Type:
Rule
Document Number:
C1-2022-27675
Pages:
20760-20760 (1 pages)
Docket Numbers:
Release Nos. 33-11138, 34-96492, File No. S7-20-21
RINs:
3235-AM86: Rule 10b5-1 and Insider Trading
RIN Links:
https://www.federalregister.gov/regulations/3235-AM86/rule-10b5-1-and-insider-trading
PDF File:
c1-2022-27675.pdf