94-11140. Nutrition Labeling; Use of ``Healthy'' and Similar Terms on Meat and Poultry Product Labeling; Final Rule DEPARTMENT OF AGRICULTURE  

  • [Federal Register Volume 59, Number 89 (Tuesday, May 10, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-11140]
    
    
    [[Page Unknown]]
    
    [Federal Register: May 10, 1994]
    
    
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    Part II
    
    
    
    
    
    Department of Agriculture
    
    
    
    
    
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    Food Safety and Inspection Service
    
    
    
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    9 CFR Part 317 et al.
    
    
    
    
    Nutrition Labeling; Use of ``Healthy'' and Similar Terms on Meat and 
    Poultry Product Labeling; Final Rule
    DEPARTMENT OF AGRICULTURE
    
    Food Safety and Inspection Service
    
    9 CFR Parts 317 and 381
    
    [Docket No. 91-006F-HLTH]
    RIN 0583-AB34
    
     
    Nutrition Labeling; Use of ``Healthy'' and Similar Terms on Meat 
    and Poultry Product Labeling
    
    AGENCY: Food Safety and Inspection Service, USDA.
    
    ACTION: Final rule.
    
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    SUMMARY: The Food Safety and Inspection Service (FSIS) is amending the 
    Federal meat and poultry products inspection regulations to permit the 
    use of the term ``healthy'' or any other derivative of the term 
    ``health,'' such as ``healthful'' or ``healthier,'' on the labeling of 
    meat and poultry products. FSIS is taking this action to provide 
    consumers with accurate, informative labeling on meat and poultry 
    products that conforms with such labeling on other foods. This final 
    rule provides a definition for the implied nutrient content claim 
    ``healthy'' for individual foods and meal-type products, and is 
    designed to parallel the definition issued by the Food and Drug 
    Administration (FDA) for other foods.
    
    EFFECTIVE DATE: November 10, 1995.
    
    FOR FURTHER INFORMATION CONTACT:
    Charles Edwards, Director, Product Assessment Division, Regulatory 
    Programs, Food Safety and Inspection Service, U.S. Department of 
    Agriculture, Washington, DC 20250, (202) 254-2565.
    
    SUPPLEMENTARY INFORMATION: 
    
    Executive Order 12866
    
        FSIS has examined the economic implications of its final rule on 
    use of the term ``healthy'' and any other derivative of the term 
    ``health'' on the labeling of meat and poultry products, as required by 
    Executive Order 12866. FSIS has determined that this final rule is 
    economically significant for purposes of Executive Order 12866.
    
    Regulatory Options
    
        1. No Definition. FSIS could choose not to define the term 
    ``healthy.'' However, in its nutrition labeling final rule issued on 
    January 6, 1993, FSIS determined that the term ``healthy'' is an 
    implied nutrient content claim. If FSIS does not define the term 
    ``healthy,'' its use on labeling, except on those products using the 
    claim in their brand name prior to November 27, 1991, or in a non-
    nutritional context, would misbrand the food. This option would result 
    in large costs, including labeling costs, and a valuable signal used by 
    consumers to alert them to foods that may assist them in meeting 
    dietary goals would be lost.
        FSIS could alternatively decide to propose to reverse its previous 
    determination that use of the term ``healthy'' is an implied nutrient 
    content claim. However, FSIS could only make such an amendment if it 
    were persuaded that its original determinations were in error. FSIS did 
    not receive any information that would support such a conclusion. 
    Furthermore, such an action would require separate rulemaking, and 
    would not take effect until well after the effective date of the 
    nutrition labeling regulations. Therefore, until FSIS published a final 
    rule, this alternative would have the same impact as not defining the 
    term ``healthy.''
        2. Different Definition Than Proposed. FSIS could determine that an 
    alternative definition for the term ``healthy'' would be more 
    appropriate that that which was proposed. FSIS and FDA simultaneously 
    published proposals that would define the term ``healthy.'' However, 
    the definitions were different. FSIS proposed to link the definition of 
    the term ``healthy'' to the definition for the nutrient content claim 
    ``lean'' with an added sodium restriction. Consequently, there would be 
    limits for fat, saturated fat, cholesterol, and sodium. FDA proposed a 
    definition that linked the term ``healthy'' to definitions for the 
    nutrient content claims ``low fat'' and ``low saturated fat'' with 
    restrictions on cholesterol and sodium.
        There was overwhelming agreement among commenters that if 
    ``healthy'' is defined, both FSIS and FDA should adopt uniform criteria 
    so as not to undermine the benefits consumers will ultimately realize 
    through application of the same definition.
    
    Costs of the Final Regulations
    
        FSIS has identified 27 uses of ``healthy'' or derivatives of the 
    term ``health'' in brand names, trade names, product lines, or 
    prominent displays on labeling of meat and poultry products. This 
    information was obtained by a search of the FSIS files from its prior 
    label approval system. The manufacturers of these products include five 
    large companies with annual sales of over $50 million and an estimated 
    20 medium-size companies with annual sales between $5 million and $50 
    million. FSIS has not identified usage of ``healthy'' on labeling by 
    small companies with annual sales of less than $5 million. However, 
    based on the percentage of medium-size companies using the term, FSIS 
    estimates that possibly 38 small companies might use ``healthy'' or 
    derivatives of the term ``health'' on product labeling. FSIS's Final 
    Regulatory Impact Analysis (FRIA) for nutrition labeling estimates that 
    large companies average 250 labels per company and 2.3 average labels 
    per product; medium companies average 80 labels per company and 2 
    average labels per product; and small companies average 30 labels per 
    company and 1.5 average labels per product. Based on this information, 
    FSIS found that at most a total of 3,990 labels and 2,100 products 
    could be affected by the final rule. However, FSIS expects that a much 
    lower number of labels will be influenced.
        Manufacturers of products not meeting the definition of ``healthy'' 
    have three options to bring their products into compliance with the 
    regulations: Reformulate, cease marketing, or relabel. Of these three 
    options, complete reformulation would be the most expensive. Assuming, 
    as an upper bound for total costs to the industry, all the estimated 
    2,100 products that might be affected had to be completely 
    reformulated, the total costs to companies based on initial analytical, 
    administrative, printing, and inventory costs for an 18-month 
    implementation period presented in the FRIA would be $33.1 million for 
    large companies, $18.9 million for medium companies, and $3.6 million 
    for small companies. Not all labeling will be affected and some 
    products could be reformulated with minimal cost.
        FSIS examined data for 61 meals from a leading brand name producer. 
    These meals weighed between 7 and 13.5 ounces. Of these, 49 (80 
    percent) are FSIS-regulated products, and 12 are regulated by FDA. 
    Nutrient values were compared to criteria for maximum fat, saturated 
    fat, and cholesterol levels that meet the ``healthy'' definition for 
    meals. Only three meals failed to meet the lipid cutoff levels. The 
    three meals--meat loaf, chicken enchilada, and an FDA-regulated 
    manicotti--failed by exceeding the saturated fat cutoff level. Meal 
    sodium contents ranged from 220 to 580 milligrams in the 61 meals so 
    that all could meet the 1994 maximum level of 600 milligrams per 
    serving. When compared to the 1997 phase-in criterion of 480 
    milligrams, 17 meals (28 percent) failed the sodium test. On the other 
    hand, 72 percent did meet the level.
        FSIS staff went to grocery stores to record current label values 
    for other FSIS meal products labeled ``healthy'' and obtained 
    information on 16 additional meals beyond those of the leading brand. 
    When these 16 meals were compared to the cutoff level for fat 
    components, four failed by only small amounts. The majority did not 
    meet the 1994 sodium limit of 600 milligrams.
        Based on the data reviewed, FSIS believes many meals can easily 
    meet the ``healthy'' definition for fat, saturated fat, and cholesterol 
    levels. FSIS also believes all meals can be formulated to meet the 1994 
    sodium criterion of 600 milligrams per serving. Regarding the 1997 
    phase-in criterion of 480 milligrams, 72 percent of the leading brand 
    meals meet that criterion now. This indicates that it is 
    technologically feasible to formulate products acceptable to current 
    consumer taste.
        Individual processed meat and poultry products, such as luncheon 
    meats and frankfurters, will have more difficulty meeting the criteria. 
    Generally, individual processed meat and poultry products can meet the 
    fat, saturated fat, and cholesterol levels when the reference amounts 
    are less than 2 ounces or if they do not contain too much meat or 
    poultry when the reference amounts are over 8 ounces.
        Of about 100 individual food product types for which minimum meat 
    and/or poultry contents are established by FSIS's ``Standards and 
    Labeling Policy Book,'' FSIS estimates that approximately one-half 
    could not be labeled as ``healthy'' if made with lean meat or poultry 
    to meet the minimum meat or poultry content. However, this still leaves 
    many individual food product types with the potential to be labeled 
    ``healthy.'' Furthermore, more foods could be so labeled if made with 
    extra-lean meat or made as nonstandardized versions with less meat or 
    poultry content.
        FSIS also examined current labeling values for individual food 
    products now carrying the term ``healthy'' in the brand name. All 
    luncheon meats met the fat criteria; most did not meet the 1994 sodium 
    criterion of 480 milligrams per reference amount and labeled serving, 
    although they were not far off. None of the products were close to the 
    360 milligram criterion for 1997. Most soups met the fat criteria, but 
    would need some reformulation to meet the current sodium standard, and 
    would require major reformulation to meet the 1997 sodium criterion of 
    360 milligrams. Overall, the sodium level will cause the most problem 
    for this food category. Nonetheless, FSIS believes that the market can 
    reach the 480 milligrams and 360 milligrams levels within the 
    timeframes allowed as consumer sodium tastes continue to change.
        Under the extra-lean criterion for raw, unprocessed meat and 
    poultry cuts, a limited number of raw meat and poultry cuts will be 
    able to meet the cutoff level for fat, saturated fat, and cholesterol. 
    FSIS is not aware that any of the cuts of meat and poultry that can 
    meet the definition currently are labeled ``healthy'' in brand names. 
    FSIS believes that the use of the extra-lean criteria for these foods 
    and the resulting healthy status of the very leanest of these products 
    enforce the fact that these foods can be part of a healthy diet. FSIS 
    also notes that the lean meats can be trimmed, prepared, and 
    incorporated into meals so that the resulting meal can be labeled 
    ``healthy.'' Since all single-ingredient muscle meats and poultry are 
    low in sodium, at less than 100 milligrams per 100 grams on both a raw 
    and cooked basis, a maximum sodium restriction is unnecessary.
        In conclusion, FSIS recognizes that the above information is not a 
    strict representation of the marketplace, but believes that it gives 
    some expectation of the reformulation problems that will be faced by 
    the industry. Many products, especially meals, will not face major 
    changes.
        Some manufacturers might not be able to reformulate their products 
    or may determine that the costs of reformulation are prohibitive. The 
    manufacturers may choose to market their products under a different 
    brand name. New resources must also be expended in marketing the 
    product and in informing consumers that the product has a new name. A 
    brand name is an intangible asset representing capital just as a 
    tangible asset is capital. Brand names act as signals that help 
    consumers identify quality differences and shop more efficiently. 
    Manufacturers invest real resources in developing and maintaining their 
    brand identities.
        FSIS acknowledges that it could be a cost to the individual 
    manufacturers of products currently branded ``healthy'' if the brand 
    names were, in fact, removed from the market. The loss of a brand name 
    could be a societal loss, as is the loss of any productive asset. The 
    price consumers are willing to pay for the product may have been due to 
    consumer misperception about the nutritional profile of the product 
    bearing the term ``healthy.'' Although most of these products are 
    nutritionally labeled, some consumers use the term ``healthy'' as a 
    signal to buy the product and do not read the information on the 
    nutrition panel on the back of the product.
        Manufacturers of those products that make ``healthy'' claims on 
    products that are not sold under ``healthy'' brand names may choose to 
    relabel products without the claim when reformulation is either too 
    costly or not technologically feasible. In its FRIA for the nutrition 
    labeling regulations, FSIS determined that average costs of redesigning 
    and printing new labels and inventory losses fell significantly as the 
    compliance period increased. Costs approach zero when the compliance 
    period is long enough so that mandated changes can be accomplished in 
    conjunction with planned labeling changes. FSIS has no information 
    regarding the number of products that make ``healthy'' claims but do 
    not use the term in the brand name, but assumes this number is not very 
    large for meat and poultry products.
    
    Benefits of the Final Rule
    
        In its cost-benefit analysis for the nutrition labeling 
    regulations, FSIS noted many significant benefits of improved nutrition 
    labeling, including decreased rates of three types of cancer and 
    coronary heart disease. The Agency concluded that, as consumers are 
    given more informative labeling, uncertainty concerning the nutritional 
    value of the foods they eat will decrease, and many consumers will 
    select more nutritious, healthier foods. The improved health status of 
    Americans expected to result from the nutrition labeling rule 
    pertaining to meat and poultry products was estimated to be about $1.6 
    billion over a period of 20 years.
        It is possible that some products that are currently marketed as 
    ``healthy'' but do not fit the definition may be misleading consumers. 
    Removal of these products from the marketplace may actually increase 
    health benefits to consumers. It is also possible that a small number 
    of products that could assist some consumers in reducing their 
    consumption of fat, saturated fat, cholesterol, or sodium will be 
    unable to bear the claim ``healthy,'' thus potentially reducing 
    benefits. Some products may be reformulated to meet the requirements 
    for the claim, but may lose sales from lack of consumer taste 
    satisfaction. It is expected, however, given the selling power of the 
    term ``healthy'' and the technological advances present in the food 
    industry, that this rule will increase the number of products bearing 
    the term ``healthy.''
    
    Executive Order 12778
    
        This final rule has been reviewed under Executive Order 12778, 
    Civil Justice Reform. States and local jurisdictions are preempted 
    under the Federal Meat Inspection Act (FMIA) and the Poultry Products 
    Inspection Act (PPIA) from imposing any marking, labeling, packaging, 
    or ingredient requirements on federally inspected meat and poultry 
    products that are in addition to, or different than, those imposed 
    under the FMIA or PPIA. States and local jurisdictions may, however, 
    exercise concurrent jurisdiction over meat and poultry products that 
    are outside official establishments for the purpose of preventing the 
    distribution of meat and poultry products that are misbranded or 
    adulterated under the FMIA or PPIA, or, in the case of imported 
    articles, which are not at such an establishment, after their entry 
    into the United States. Under the FMIA and PPIA, States that maintain 
    meat and poultry inspection programs must impose requirements that are 
    at least equal to those required under the FMIA and PPIA. The States 
    may, however, impose more stringent requirements on such State 
    inspected products and establishments.
        No retroactive effect will be given to this final rule. The 
    administrative procedures specified in 9 CFR 306.5 and 381.35 must be 
    exhausted prior to any judicial challenge of the application of the 
    provisions of this final rule, if the challenge involves any decision 
    of an inspector relating to inspection services provided under the FMIA 
    or PPIA. The administrative procedures specified in 9 CFR parts 335 and 
    381, subpart W, must be exhausted prior to any judicial challenge of 
    the application of the provisions of this final rule with respect to 
    labeling decisions.
    
    Effect on Small Entities
    
        The Administrator has determined that this final rule will not have 
    a significant economic impact on a substantial number of small 
    entities, as defined by the Regulatory Flexibility Act (5 U.S.C. 601). 
    The final rule provides a definition for the implied nutrient content 
    claim ``healthy'' and its derivatives and provides for its use on the 
    labeling of meat and poultry products. Small meat and poultry 
    establishments are exempt from nutrition labeling, provided the 
    labeling of their products bears no nutrition claims or nutrition 
    information.
        However, small entities with products that currently bear labeling 
    that FSIS is regulating as a defined implied nutrient content claim, 
    i.e., labeling bearing the term ``healthy'' or its derivatives that is 
    an implied nutrient content claim under FSIS's regulatory definition of 
    an implied nutrient content claim, may be impacted by this regulation. 
    If such products do not conform to the regulatory definition of 
    ``healthy,'' the labeling would need to be changed so as not to 
    misbrand the product, or the product would need to be reformulated to 
    meet the criteria for the definition. While the term ``healthy'' has 
    been widely used on labeling, FSIS believes that the number of small 
    entities with products bearing such labeling is not substantial because 
    most of the firms using such labeling are large.
        Small manufacturers opting to use the term ``healthy'' or its 
    derivatives as an implied claim on their labeling, as defined by these 
    regulations, would be required to comply with the nutrition labeling 
    requirements, thereby, incurring the costs associated with such 
    compliance. However, the use of the defined implied nutrient content 
    claim on the labeling would be voluntary. Decisions by individual 
    manufacturers on whether to use the claim on their product labeling 
    would be based on their conclusions that the benefits would outweigh 
    the costs of including such a claim on the labeling. To minimize the 
    impact on firms with products that do not conform to the regulations, 
    FSIS is allowing an 18-month implementation period, with an additional 
    24 months to achieve a further reduction in sodium levels.
    
    Paperwork Requirements
    
        The final rule specifies the regulations permitting the use of the 
    term ``healthy,'' or any other derivative of the term ``health'' on the 
    labeling of meat and poultry products. The final rule requires those 
    manufacturers opting to use the term ``healthy'' or its derivatives as 
    an implied claim on their labeling, as defined by this regulation, to 
    revise their labeling and submit such labeling to FSIS for approval.
        The paperwork requirements contained in this final rule have been 
    submitted to the Office of Management and Budget for review.
    
    Background
    
        On January 6, 1993, FSIS published in the Federal Register (58 FR 
    632) final regulations on nutrition labeling for meat and poultry 
    products. These regulations contain, in part, provisions governing use 
    of implied nutrient content claims on product labeling. At 9 CFR 
    317.313(b) and 381.413(b), FSIS cross-referenced provisions pertaining 
    to nutrient content claims at 21 CFR 101.13(b) to define an implied 
    nutrient content claim as one that either describes a food or 
    ingredient in a manner suggesting a nutrient is absent or present in a 
    certain amount, or suggests the food, because of its nutrient content, 
    may be useful in maintaining healthy dietary practices and is made in 
    association with an explicit claim or statement about a nutrient. FSIS 
    did not provide a regulatory provision covering the use of the term 
    ``healthy'' in its final nutrition labeling regulations.
        In that same issue of the Federal Register (58 FR 688), FSIS 
    published a proposed rule to solicit comments from the public on 
    regulatory provisions for the definition and use of the term 
    ``healthy'' or any other derivative of the term ``health.'' FSIS 
    proposed that the implied nutrient content claim ``healthy'' or any 
    other derivative of the term ``health'' be permitted on the labeling of 
    meat and poultry products that meet the following criteria: Contain 
    less than 10 grams (g) of fat, less than 4 g of saturated fatty acids, 
    less than 95 milligrams (mg) of cholesterol, and less than 480 mg of 
    sodium per 100 g and Reference Amount Customarily Consumed for 
    individual foods, and per 100 g and labeled serving for meal-type 
    products, as defined in 9 CFR 317.313(l) and 381.413(l). FSIS stated 
    that the proposed rule would apply the criteria for ``healthy'' to any 
    term used anywhere on the label that includes the term ``health.'' FSIS 
    proposed to include the ``healthy'' provisions contained in the 
    proposed rule (58 FR 688) in 9 CFR 317.309(j) and 381.409(j). FSIS now 
    believes that the proposed ``healthy'' provisions were inappropriately 
    placed in a section of the regulations that do not relate to general or 
    specific requirements for nutrient content claims. Therefore, FSIS is 
    correcting that oversight in this final rule by promulgating those 
    provisions at 9 CFR 317.363 and 381.463, which are reserved for 
    nutrient content claim requirements.
        On January 6, 1993, FDA also published a proposal (58 FR 2944) that 
    would establish a definition for the implied nutrient content claim 
    ``healthy'' for foods under its jurisdiction. FDA proposed to permit 
    the term ``healthy'' to be used on foods that meet regulatory 
    definitions for ``low fat'' and ``low saturated fat,'' and that do not 
    exceed disclosure levels for cholesterol and sodium. In their final 
    nutrition labeling regulations, FSIS and FDA adopted identical 
    definitions for the express nutrient content claims of ``low fat'' and 
    ``low saturated fat.'' As defined in 9 CFR 317.362 and 381.462, ``low 
    fat'' claims may only be made on products containing 3 g or less total 
    fat per reference amount when they are individual foods and per 100 g 
    when they are meal-type products. ``Low saturated fat'' claims may only 
    be made on products containing 1 g or less saturated fat per reference 
    amount when they are individual foods and per 100 grams when they are 
    meal-type products. As defined in 21 CFR 101.13(h), FDA's disclosure 
    levels for cholesterol are 60 mg per reference amount and labeled 
    serving for individual foods, 90 mg per labeled serving for main 
    dishes, and 120 mg per labeled serving for meal products. Sodium 
    disclosure levels are 480 mg per reference amount and labeled serving 
    for individual foods, 720 mg per labeled serving for main dishes, and 
    960 mg per labeled serving for meal products.
    
    Discussion of Comments and Final Rule
    
        FSIS received 47 comments in response to the January 6, 1993, 
    proposed rule (58 FR 688). The majority of the comments (31) were 
    submitted by food manufacturers, while 5 were received from consumer 
    groups; 3 from academia; 2 from professional organizations; 2 from 
    trade associations; 1 from a foreign government; 1 from a State 
    government; 1 from a food retailer; and 1 from a consumer. All comments 
    submitted with respect to the proposed rule were given due 
    consideration. A summary of the comments and FSIS's responses follow.
    
    Use of the Term ``Healthy''
    
        Some commenters questioned FSIS's authority to regulate use of the 
    word ``healthy.'' These commenters argued that the term is an adjective 
    which does not characterize the quantity of nutrients in food products. 
    Other commenters wanted use of ``health'' banned altogether because the 
    term offers shoppers no substantial information on which to base food 
    choices, and is only a marketing tool. A foreign government stated that 
    any differences in nutrition labeling requirements between the U.S. and 
    other countries will create significant trade barriers. A few 
    commenters contended that if ``healthy'' is not defined, it should not 
    be grandfathered, i.e., used as an implied nutrient content claim as 
    part of brand names in use prior to November 27, 1991, as long as such 
    use is not false or otherwise misleading, but it should be available 
    for use by all companies.
        The majority of responses supported defining the term because of 
    current inconsistent usage in the marketplace that serves to confuse 
    and mislead consumers. Several commenters cited the 1992 National 
    Consumers League opinion poll, and another cited internal market 
    research to show that consumers often expect products labeled as 
    ``healthy'' to be low in nutrients of public health concern, such as 
    fat and sodium. A few manufacturers or products with brand names, trade 
    names, or product lines now containing the term ``healthy'' advised 
    that their products were specially formulated to be ``good for you'' 
    and/or control nutrients that health authorities recommend be consumed 
    at decreased dietary levels in order to lessen the risk of diet-related 
    diseases or health conditions. There was overwhelming agreement among 
    commenters that if ``healthy'' is defined, both FSIS and FDA should 
    adopt uniform criteria so as not to undermine the benefits consumers 
    will ultimately realize through application of the same definition.
        FSIS has authority to require nutrition labeling and to regulate 
    the labeling of meat and poultry products based upon the statutory 
    provisions concerning misbranding in the FMIA (21 U.S.C. 601(n)(1)) and 
    the PPIA (21 U.S.C. 453(h)(1)). Under these statutory provisions, an 
    article is misbranded if it is false or misleading in any particular. 
    FSIS agrees with the many commenters who concluded that use of the term 
    ``healthy'' on the labeling of meat and poultry products conveys a 
    powerful message to consumers about the nutritional attributes of those 
    products. FSIS believes that in the absence of a regulatory definition 
    for the term, its use on product labeling has great potential to be 
    false or misleading to consumers. Accordingly, FSIS is establishing 
    regulatory provisions governing use of the term ``healthy'' as an 
    implied nutrient content claim. FSIS's intent is not to hamper free 
    trade by this action, but, rather, to eliminate misleading the American 
    consumer through inconsistent use of implied nutrient content claims.
        The grandfathering provisions contained in 9 CFR 317.313(q)(1) and 
    381.413(q)(1) do not exempt defined implied nutrient content claims. 
    Therefore, upon the effective date of this final rule, the term 
    ``healthy'' or any other derivative of the term ``health'' may no 
    longer appear as an implied nutrient content claims in brand names of 
    products that were initially marketed prior to November 27, 1991, 
    unless the product meets the regulatory requirements covering use of 
    nutrient content claims.
        FSIS and FDA carefully reviewed and assessed their respective 
    comments regarding the need for a uniform definition for ``healthy.'' 
    Both agencies agree with the comments that requested consistency in the 
    FSIS and FDA definition of ``healthy,'' and recognize that having 
    different definitions for the same nutrient content claim could likely 
    lead to consumer confusion and undermine the usefulness and credibility 
    of the claim. FSIS and FDA have jointly reached a decision to establish 
    a uniform definition of the term ``healthy'' as it applies to all foods 
    regulated by both agencies.
    
    Derivatives and Synonyms
    
        Commenters who addressed applying the criteria for ``healthy'' to 
    any term that includes the term ``health'' agreed with FSIS's proposed 
    position to include derivatives of ``health'' in the definition because 
    they are viewed by consumers as having the same general meaning. 
    Derivatives of ``health'' include, but are not limited to, the 
    following terms: Healthful, healthfully, healthfulness, healthier, 
    healthiest, healthily, and healthiness.
        Several commenters asserted that products with labeling bearing 
    synonymous terms or phrases such as ``nutritious,'' ``wholesome,'' 
    ``smart choice,'' and ``foods for today's diets,'' all of which relay a 
    ``good for you'' message, should be defined or required to meet the 
    ``healthy'' definition. FSIS believes that such terms and phrases can 
    be implied nutrient content claims depending on the context in which 
    they are used. However, FSIS does not have sufficient information to 
    establish definitions for such terms or to determine that they are 
    synonyms for ``healthy.'' Therefore, such synonymous terms or phrases 
    are not included in this final rule.
    
    Nutritional Context
    
        Some commenters supported FSIS's proposed approach to treat the 
    term ``healthy'' as an implied nutrient content claim when it is used 
    in a brand name or elsewhere on the labeling of a product, except as it 
    pertains to general dietary guidance language. For example, one 
    commenter stated that when the term is used without context, either in 
    a brand name or standing alone, or when it is used on labeling that 
    bears other nutrient content claims, it should be presumed, based on 
    scores of examples on the market today, that consumers will believe the 
    term is used in reference to the nutritional properties of the labeled 
    food. Without context, the possible meaning is ambiguous, at a minimum, 
    which should be construed against the manufacturer, who has the 
    opportunity to provide clarifying language if a different meaning is 
    intended.
        Other commenters urged FSIS to consider the textual use of the term 
    in determining whether it constitutes an implied nutrient claim, 
    contending that there will be circumstances where the term ``healthy'' 
    neither explicitly nor implicitly characterizes the level of nutrients 
    in a food. Many were concerned that the vast bulk of published, 
    authoritative guidance material would be prohibited from use with any 
    USDA-regulated product under FSIS's proposed approach.
        After careful review of all comments, FSIS has reconsidered usage 
    of ``healthy'' on labeling, and concludes that it would not be in the 
    best interest of consumers to preclude use of dietary guidance 
    statements, which frequently include the term ``healthy,'' on the 
    labeling of meat and poultry products. Also, FSIS recognizes that there 
    may be circumstances where the term ``healthy'' neither explicitly or 
    implicitly characterizes the level of a nutrient in a product, and 
    where it can be placed in proper context, for example, in advertising 
    copy on product labeling. FSIS is now convinced that it should evaluate 
    the term within the context of the entire labeling to determine if it 
    is used as an implied nutrient content claim as provided for in 9 CFR 
    317.313(b) and 381.413(b).
        However, comments strongly suggest that use of the term ``healthy'' 
    or any other derivative of the term ``health'' in the brand name of a 
    product or standing alone, including in a phrase, as in a banner or 
    flagged statement, and either with or without other nutrient content 
    claims, might lead consumers reasonably to believe that the labeled 
    product is useful in achieving a total diet conforming to dietary 
    guidelines by virtue of the nutritional attributes of the specific 
    product. While clarifying language might be used to identify non-
    nutritional meaning, FSIS does not believe that such statements 
    standing alone, which might take the form of ``healthy, a big portion'' 
    or ``healthy, no chemical preservatives,'' would necessarily negate a 
    nutritional meaning, and consumers might assume reasonably that 
    ``healthy'' has a double meaning in those situations.
        While FSIS agrees that use of the term ``healthy'' or any other 
    derivative of the term ``health'' in the brand name of a product or 
    standing alone is not inherently misleading, FSIS believes that such 
    use may be placed in a nutritional context in the absence of other 
    explicit or implied nutrient content claims on the labeling of the 
    product. Products bearing ``healthy'' in the brand name or standing 
    alone often are advertised and promoted to highlight the fact that they 
    are specially formulated to contain nutrients at levels that will 
    assist consumers to maintain healthy dietary practices. The product 
    lines frequently cover a wide variety of products, and the names are 
    recognized as characterizing products that can help consumers to meet 
    dietary recommendations.
        FSIS believes that a nutritional context for a term may be 
    established by written statements, symbols, or vignettes on a product's 
    labeling, and by advertising, promotional materials, or other relevant 
    action. Therefore, FSIS views use of the term ``healthy'' or any other 
    derivative of the term ``health'' in a brand name or standing alone to 
    be in a nutritional context, even in the absence of other nutrient 
    claims, when such appearance implies that the product is useful in 
    maintaining healthy dietary practices. A nutritional context would not 
    be established when the term appears in a name listed only as part of 
    the identification of the manufacturer, packer, or distributor as 
    required in 9 CFR 317.2(c)(3) and 381.122 for meat and poultry 
    products, respectively, because associations would be to a company as 
    opposed to a specific product.
    
    Individual Foods
    
        Some commenters requested that FSIS restrict use of the term 
    ``healthy'' to meal-type products. They argued that the term should be 
    limited to complete meals containing proper proportions of foods from 
    different food groups because the Food Guide Pyramid and other 
    traditional approaches to sound nutrition recommend certain numbers of 
    a variety of foods from several food groups for the average person. 
    Other commenters agreed with FSIS that the definition should not be 
    limited solely to meal-type products because many individual foods have 
    special nutritional attributes that contribute to a healthy diet. FSIS 
    is not persuaded that the definition should be confined to meal-type 
    products, and believes that both individual foods and meal-type 
    products can be used with a variety of foods to assist consumers to 
    achieve a total diet conforming to dietary guidelines.
    
    Uniform Definition
    
        FSIS received numerous comments that suggested definitions for use 
    of the term ``healthy'' on food labeling. As mentioned previously, 
    there was overwhelming agreement that FSIS and FDA adopt a uniform 
    definition. Both agencies conclude that because of the term's 
    widespread appeal and its potential usefulness in denoting foods than 
    can assist consumers in maintaining healthy dietary practices, the 
    definition should be reasonable and practical. The following discussion 
    addresses fat and saturated fat, cholesterol, sodium, and nutritive 
    value in turn.
        1. Fat and Saturated Fat. Most commenters who maintained that the 
    term ``healthy'' should be defined by regulation supported limitations 
    on amounts of fat and saturated fat as prerequisites to use the term on 
    the labeling of meat and poultry products. Some agreed with the 
    proposed criteria of parallel levels for fat and saturated fat, as 
    required for use of the term ``lean'' without providing further grounds 
    for support other than those presented by FSIS in the preamble to its 
    proposal. The majority of commenters opposed the proposed criteria for 
    fat and saturated fat, on the basis that the levels were too high under 
    most conditions. Other commenters urged FSIS not to apply the same 
    criteria to individual foods as to meal-type products because the 
    latter generally contribute a larger fraction of total daily nutrients 
    and energy than most individual foods.
        Some commenters who objected to the proposed definition voiced 
    concern that it might mislead consumers who purchase a product labeled 
    as ``healthy'' in an effort to minimize their intake of fat and 
    saturated fat. They argued that linking the definition of ``healthy'' 
    to the definition of ``lean'' was not appropriate because foods labeled 
    as ``healthy'' are more than merely foods that can be incorporated into 
    a healthy diet. They asserted that the term ``healthy,'' as understood 
    by consumers and used by manufacturers, should be reserved for those 
    products that are the very best in helping consumers to limit their 
    intake of nutrients of public health concern, such as fat, cholesterol, 
    and sodium.
        FSIS has carefully considered these comments, and concludes that 
    the criteria established for use of the term ``healthy'' on the 
    labeling of meat and poultry products should minimize intakes of fat 
    and saturated fat. FSIS is convinced that products low in fat and 
    saturated fat meet this goal. Accordingly, FSIS has modified the 
    proposed criteria of less than 10 g of fat and less that 4 g of 
    saturated fat to require that products meet the regulatory definitions 
    for ``low fat'' and ``low saturated fat.'' These new restrictions 
    recognize that a significant characteristic of the American diet is an 
    excess of fat and saturated fat, and will assure consumers that foods 
    labeled ``healthy'' are among the lowest in fat and saturated fat on 
    the market. Selection of ``low fat'' and ``low saturated fat'' criteria 
    for use of the term ``healthy'' is also responsive to the assertion 
    that individual foods and meal-type products should not be treated 
    uniformly because the latter, by definition, make a substantial 
    contribution to the diet.
        One commenter suggested that the fat and saturated fat content of 
    meal-type products be capped at 10 g and 4 g per labeled serving, 
    respectively, to ensure that products labeled as ``healthy'' are lower 
    in these nutrients than meal-type products bearing competing claims 
    such as ``low fat'' and ``lean.'' FSIS rejects this suggestion because 
    the ``low'' criteria are designed to help consumers construct a diet 
    that is consistent with dietary guidelines, and FSIS believes they are 
    adequate to minimize fat intake.
        A manufacturer of a line of meal-type products bearing the term 
    ``healthy'' and exceeding the limit of 12 ounces per serving 
    (container) prescribed at 9 CFR 317.313(l) and 281.413(l) for meal-type 
    products for the purposes of making nutrient content claims requested 
    that limits on fat and saturated fat be indexed up for single-serving 
    meals that exceed 12 ounces in weight. In response, FSIS notes that the 
    ``low fat'' and ``low saturated fat'' criteria are indexed on the per-
    100-g basis. Therefore, FSIS does not perceive a need to evaluate meal-
    type products that weigh more than 12 ounces on a case-by-case basis 
    for use of the implied nutrient content claim ``healthy.'' Accordingly, 
    FSIS is including meals that weigh more than 12 ounces in the 
    definition of a meal-type product for purposes of using the term 
    ``healthy'' on the labeling of these products.
        2. Cholesterol. Most of the commenters who supported limitations on 
    fat and saturated fat also supported limitations on cholesterol so that 
    products labeled as ``healthy'' would assist consumers to minimize 
    their intake of cholesterol. While some commenters argued for a strict 
    ``low cholesterol'' criterion, a number agreed that the proposed levels 
    were appropriate because they were not overly restrictive and were 
    consistent with the cholesterol content of muscle meat.
        Regarding comments favoring a ``low cholesterol'' criterion, FSIS 
    is not persuaded that a definition for ``healthy'' that requires a 
    product to be low in cholesterol is warranted. Such a definition would 
    virtually preclude use of the term on a large majority of food products 
    for the general public that are in the marketplace today--an outcome 
    that would be a disservice to both consumers and manufacturers alike. 
    Dietary guidelines advise consumers to eat a variety of foods, choosing 
    different foods from five major food groups that include vegetables; 
    fruits; grain products; dairy products; and meat, poultry, fish, dry 
    beans, eggs, and nuts. FSIS believes that the ``healthy'' definition 
    should encompass appropriate foods from all of these food groups in 
    order to be useful to consumers in selecting foods that can be used to 
    construct a healthy diet. Cholesterol is not ubiquitous in the food 
    supply but only found in foods of animal origin. Cholesterol is not 
    present in a number of foods, such as fruits and vegetables, that are 
    included in healthy diets, and dietary reductions in both total fat and 
    saturated fat facilitate reduction in dietary cholesterol. Because FSIS 
    is adopting in this final rule ``low fat'' and ``low saturated fat'' 
    criteria for the definition of ``healthy,'' it concludes that a need to 
    require a ``low cholesterol'' criterion is not justified.
        In view of concerns expressed by commenters that criteria for 
    ``healthy'' should minimize intake of cholesterol, as well as fat and 
    saturated fat, FSIS has reconsidered its proposed criteria for 
    cholesterol. FSIS had proposed a limit of no more than 95 mg per 100 g 
    and per labeled serving (container) for meal-type products. Because 
    these products must weigh at least 6 ounces as defined in 9 CFR 
    317.313(l) and 381.413(l), they are restricted to less than 95 mg of 
    cholesterol in an entire serving. A commenter observed that it is 
    reasonable to expect meal-type products to contain no more than this 
    level. Even if meal-type products provided a third of a day's food 
    intake, their cholesterol content would have to fall under 100 mg for 
    an individual to consume less than the 300-mg recommended daily intake.
        FSIS examined the disclosure level for cholesterol defined by FDA 
    at 21 CFR 101.13(h)(3) for a main dish product, as defined in 21 CFR 
    101.13(m) and that weighs at least 6 ounces. This level is 90 mg of 
    cholesterol per labeled serving and represents the lowest cholesterol 
    disclosure level for meal-type products of all weights. Because low fat 
    foods generally help individuals in reducing their intake of saturated 
    fat and cholesterol, and FSIS is adopting ``low fat'' and ``low 
    saturated fat'' criteria for use of the term ``healthy,'' FSIS 
    concludes that it is reasonable to apply a limitation of 90 mg of 
    cholesterol per labeled serving for use of the term ``healthy'' on 
    meal-type products. FSIS believes the 90 mg of cholesterol limit used 
    in conjunction with ``low fat'' and ``low saturated fat'' criteria 
    combine to set technologically feasible parameters that should 
    encourage manufacturers to design a broad range of these food products. 
    When cholesterol-containing foods such as meat, poultry, fish, eggs, or 
    cheese are components of meal-type products, manufacturers should be 
    able to meet the 90 mg of cholesterol limit by decreasing the amount of 
    cholesterol-containing foods in the products.
        Commenters noted that most individual foods play a smaller role in 
    the daily diet than meal-type products so that it is anomalous to apply 
    the same disqualifying levels to both types of products. They stated 
    further that, as it was appropriate for FSIS to develop different 
    nutrient content claim criteria for individual foods and for meal-type 
    products, it is likewise appropriate that this same rationale be 
    applied in defining ``healthy.'' FSIS is now convinced that the 
    cholesterol criterion for individual foods should be lower than the 
    proposed 95-mg limit. FSIS believes that the limit of 60 mg of 
    cholesterol per reference amount customarily consumed and per labeled 
    serving size proposed by FDA for individual foods is a reasonable and 
    appropriate limit to minimize cholesterol intake from these products 
    when considering that the products must also meet ``low fat'' and ``low 
    saturated fat'' criteria. Accordingly, FSIS is adopting in this final 
    rule FDA's cholesterol criterion for the definition of ``healthy'' as 
    applied to individual food products.
        3. Sodium. While a few commenters suggested that a limit on sodium 
    for a healthy food is unnecessary, most agreed that a limit is 
    appropriate, noting it is widely recognized that the average daily 
    sodium intake of Americans is higher than optimal under the Dietary 
    Guidelines for Americans, and that it is worth striving for the control 
    of sodium in food products. Although some commenters urged FSIS to 
    adopt FDA's proposed limits on sodium, the majority expressed the 
    opinion that FDA's sodium restrictions for meal products, main dishes, 
    and individual foods are too high. They further stated that while 
    FSIS's proposed limits may be reasonable for meal-type products, they 
    are too low for individual food products, in some cases, because they 
    must qualify on the per-100-g basis, as well as per reference amount. A 
    few commenters urged FSIS to adopt ``low sodium'' criteria for 
    individual foods and meal-type products. One commenter suggested a cap 
    of 480 mg of sodium per labeled serving for meal-type products if ``low 
    sodium'' criteria are adopted for this category of products.
        After review and evaluation of the comments, FSIS concludes that 
    the concept of using disclosure levels as limits on the sodium content 
    in foods labeled as ``healthy'' does not minimize sodium intake from 
    such products. FSIS believes that a level above 480 mg of sodium per 
    labeled serving in meal-type products may not be helpful to consumers 
    who might choose products labeled as ``healthy'' as a means to achieve 
    the recommended daily intake of 2,400 mg of sodium per day. However, 
    FSIS maintains that ``low sodium'' criteria are overly restrictive 
    because a diet limited to ``low sodium'' products is not required to 
    meet dietary recommendations. FSIS is not persuaded by the comments to 
    change its proposed sodium criterion for meal-type products. FSIS is 
    convinced that a level of 480 mg of sodium per labeled serving is both 
    appropriate and technologically feasible. FSIS is deleting the per-100-
    g basis on the sodium criterion for meal-type products because it is 
    superfluous for products that, by definition, weigh over 100 g.
        Evidence supplied by commenters shows that many meal-type products 
    currently bearing the term ``healthy,'' or similar terms, on their 
    labeling average well below FDA's proposed cutoff levels of 720 mg of 
    sodium per labeled serving for main dishes and 960 mg for meal 
    products. While a number of the products are at or slightly below the 
    limit of 480 mg of sodium per labeled serving proposed by FSIS, there 
    are a number that exceed this level. A commenter suggested that a 
    sodium limit of 600 mg per labeled serving might be a reasonable level 
    for meal-type products that would provide room for consumption of 
    beverages and snacks throughout the day. Other commenters stressed that 
    it would be counterproductive to establish restrictions on sodium that 
    would diminish consumer acceptance of otherwise healthy products and 
    damage their marketability.
        Based on information about the sodium content of meal-type products 
    on the market, FSIS believes that additional time should be afforded 
    manufacturers to reformulate products to meet the level FSIS is 
    adopting. This action minimizes compliance costs, ensures that products 
    will continue to meet consumer expectations, and is consistent with 
    FDA's approach. Accordingly, with regard to use of the term ``healthy'' 
    on meat and poultry products, FSIS is establishing an interim criterion 
    of 600 mg of sodium per labeled serving for meal-type products. 
    Although this criterion must be met by the effective date of the 
    regulations, FSIS is allowing an additional 24 months for affected 
    parties to comply with the sodium criterion of 480 mg per labeled 
    serving.
        Regarding individual foods, several commenters objected to FSIS's 
    proposed criterion of 480 mg of sodium per 100 g as too low in some 
    cases, contending that salt is a necessary addition to processed meats, 
    not a discretionary addition as with other processed food products. One 
    commenter stated that sodium is required for the production, shelf life 
    and safety of processed meats at some minimal level which exceeds 480 
    mg per 100 g. The commenter further argued that even though potassium 
    salt has been able to replace sodium salt to some degree (up to 40 
    percent), a level of 700 mg of sodium per 100 g of product could be 
    reached at best. A commenter also suggested that products reflecting a 
    meaningful reduction in a nutrient from a previous recipe should be 
    allowed to qualify for use of the term ``healthy.''
        Based on information received in the comments and discussions with 
    FDA, FSIS concludes that, in order for the definition of ``healthy'' as 
    it applies to individual foods to be useful in assisting consumers to 
    achieve dietary goals, the amount of sodium permitted should be 
    significantly less than 20 percent of the recommended daily level of 
    2,400 mg per day, i.e., less than 480 mg per reference amount and 
    labeled serving. A significant reduction in a nutrient, as provided for 
    in 9 CFR 317.313(j) and 381.413(j) for relative claims, is at least 25 
    percent. However, for the definition of ``healthy,'' the reduction 
    cannot be applied to a particular food because the term ``healthy'' is 
    not defined as a relative claim, but as an implied nutrient content 
    claim. By applying the significant reduction principle to FDA's sodium 
    disclosure level for individual foods, FSIS arrives at a level of 360 
    mg (75 percent of 480 mg) per reference amount and labeled serving. 
    Accordingly, FSIS is establishing the sodium criterion for the 
    ``healthy'' definition as it applies to individual foods at 360 mg per 
    reference amount and labeled serving.
        For the same reasons discussed for meal-type products, FSIS 
    believes that additional time should be afforded manufacturers for 
    product reformulation to comply with the criterion of 360 mg of sodium 
    for the ``healthy'' definition as it applies to individual foods. As 
    with meal-type products, such action minimizes compliance costs, 
    ensures continued product acceptability, and is consistent with the 
    approach FDA is adopting. Accordingly, with regard to use of the term 
    ``healthy'' on meat and poultry products, FSIS is establishing an 
    interim criterion of 480 mg of sodium per reference amount and labeled 
    serving for products that are individual foods. Although this criterion 
    must be met by the effective date of the regulations, FSIS is allowing 
    an additional 24 months for affected parties to comply with the sodium 
    criterion of 360 mg per reference amount and labeled serving.
        Based on the comments submitted and other data it reviewed, FSIS is 
    aware that many meat and poultry products, which are individual foods, 
    exceed the 360 mg of sodium limit. Only a few products meet the limit 
    at this time, while somewhat more meet the interim limit of 480 mg of 
    sodium. Considering the 3\1/2\-year phase-in period allowed and the 
    information reviewed, FSIS believes the 360-mg level is a reasonable 
    and practical limit that both minimizes sodium intake and encourages 
    production of improved products. Furthermore, manufacturers have 
    options other than ``healthy'' to choose other claims such as ``light'' 
    and ``reduced'' to describe products that fit into a healthy diet, 
    should their products fail to meet the sodium qualification for the 
    ``healthy'' definition.
        To ensure full compatibility with FDA's sodium criterion for 
    individual foods, FSIS is providing identical allowances for foods with 
    reference amounts of 30 g or less or 2 tablespoons or less, and for 
    dehydrated products that must be reconstituted with water or diluents 
    containing insignificant amounts of nutrients.
        4. Nutritive Value. In its proposal on use of the term ``healthy,'' 
    FSIS stated that it had solicited comments on use of the term in its 
    proposed rule entitled ``Nutrition Labeling of Meat and Poultry 
    Products'' published in the Federal Register on November 27, 1991 (56 
    FR 60302). Although FSIS did not propose requirements for essential 
    nutrients in its proposal on ``healthy'' issued on January 6, 1993, 
    FSIS noted that a few comments were received in response to the 
    November 27, 1991, proposal. Some commenters stated that the term 
    should not only be equated with controlled amounts of fat, saturated 
    fatty acids, cholesterol, and sodium, but that use of the term should 
    also meet the ``high'' definition for a certain number of 
    micronutrients.
        In response to FSIS's proposal on ``healthy,'' some commenters 
    opposed additional definition requirements that a food labeled as 
    ``healthy'' contain certain specified amounts of essential vitamins, 
    minerals, or other nutrients, on the basis that many nutritious foods 
    might fail to qualify, or that such a requirement might limit a 
    manufacturer's ability to formulate improved products. However, others 
    stated it would be absurd if foods without nutritional value could be 
    labeled as ``healthy'' while nutrient-dense lean meat products might 
    fail to qualify because of the inherent fat content of muscle tissue. 
    Most commenters favored an essential nutrient requirement because foods 
    labeled as ``healthy'' should make a nutritional contribution to the 
    diet, in addition to minimizing intake of nutrients of public health 
    concern. One commenter cited a recent survey by the American 
    Association of Retired Persons showing that 63 percent of respondents 
    said they expect a product labeled as ``healthy'' to be a good source 
    of some important vitamins and minerals.
        Commenters suggested that requirements for six essential nutrients 
    for which labeling disclosure is mandatory, i.e., vitamin A, vitamin C, 
    calcium, iron, protein, and dietary fiber, be established at 10 percent 
    of the Reference Daily Intake or Daily Reference Value, i.e., an amount 
    consistent with the definition for good source of a nutrient, based on 
    the weight of the food product as follows: Meal products should provide 
    at least three of the six nutrients; main dishes should provide at 
    least two of the six nutrients; and individual foods should be a good 
    source of at least one of the six nutrients. Commenters also 
    recommended that requirements for essential nutrients be met prior to 
    nutrient addition to food products, so as to preclude addition solely 
    for the purpose of meeting the criteria for the claim ``healthy.''
        FSIS has carefully considered these comments and suggested 
    requirements, and agrees that products labeled as ``healthy'' should 
    provide essential nutrients in the amounts recommended by commenters 
    prior to nutrient addition. Accordingly, FSIS is adopting the suggested 
    requirements of meal products, main dishes, and individual foods prior 
    to nutrient addition. To provide consistency with FDA's meal categories 
    on a weight basis, FSIS is applying the requirements per labeled 
    serving suggested for FDA's main dish products to FSIS-regulated meal 
    products weighing at least 6 ounces, but less than 10 ounces, and the 
    requirements per labeled serving suggested for FDA's meal products to 
    FSIS-regulated meal products weighing 10 ounces or more, including 
    those weighing more than 12 ounces.
        FSIS interprets nutrient addition as an addition of nutrients 
    specifically to meet the requirements for ``healthy.'' For example, the 
    requirement does not preclude claims on products where a nutrient is 
    added to meet a standard of identity; a nutrient is added for 
    technological purposes, e.g., L-ascorbic acid (vitamin C) in curing 
    meats; a non-meat or non-poultry ingredient fortified in accordance 
    with FDA requirements and policy is used; or an ingredient is used that 
    is a source of a nutrient, such as textured vegetable protein.
    
    Single-Ingredient, Raw Products
    
        Several commenters suggested that FSIS establish a separate 
    category for muscle cuts of meat and poultry based on criteria for 
    ``extra lean,'' which might also be appropriate for fish and game meats 
    under FDA jurisdiction. Based on information submitted by commenters 
    and otherwise available, FSIS believes that a number of meat and 
    poultry products that are individual foods comprised of more than one 
    ingredient readily can be formulated to meet the criteria for fat, 
    saturated fat, and cholesterol that FSIS is adopting. For example, many 
    soups that contain lesser amounts of meat or poultry and certain 
    luncheon products with added water or non-meat ingredients and that 
    have 55-g reference amounts currently meet the criteria.
        However, FSIS realizes that single-ingredient, raw meat and poultry 
    products are severely impacted by the restrictions on fat, saturated 
    fat, and cholesterol. Information reported in USDA's Agriculture 
    Handbook No. 8 shows that no single cut of beef, pork, lamb, veal, or 
    chicken could meet all three requirements, and only skinless light meat 
    cuts of turkey could qualify to use the term.
        A number of commenters stressed that ``healthy'' should be defined 
    in such a way that it is consistent with dietary guidelines. They 
    mentioned that many recommendations from public health organizations 
    and the Dietary Guidelines for Americans advise choosing lean meats, 
    fish, and poultry without skin as a means of achieving nutritious diets 
    low in fat, saturated fat, and cholesterol. They further stated that if 
    lean meats cannot be labeled as ``healthy'' because of the inherent fat 
    content of muscle tissue, there is little incentive for industry to 
    further its research and production of leaner red meat.
        FSIS believes that products failing to meet the definition for 
    ``healthy'' can also have a place in a healthy diet. Choosing lean 
    versus fattier cuts of meats makes it easier for Americans to meet 
    dietary guidelines. FSIS is fully aware that lean cuts of meat and 
    poultry, which of themselves do not meet definitions for ``low fat'' 
    and ``low saturated fat,'' and do not contain 60 mg or less of 
    cholesterol per reference amount and labeled serving, can be 
    incorporated readily into meal-type products and individual food 
    mixtures that do meet the ``healthy'' definition. As stated in the 
    preamble to its proposal, FSIS believes that the criteria for 
    ``healthy'' should not interfere with dietary guidance messages of 
    encouraging consumption of a variety of foods and increased use of lean 
    meats and poultry products.
        FSIS is convinced that products labeled as ``healthy'' should both 
    assist consumers in meeting dietary guidelines, as well as minimize 
    intake of nutrients of public health concern. FSIS finds merit in those 
    comments suggesting that criteria for ``extra lean'' be considered for 
    use of the term ``healthy'' in connection with cuts of meat and 
    poultry. Accordingly, FSIS is providing in this final rule that single-
    ingredient, raw meat and poultry products that meet the requirements 
    for ``extra lean'' may qualify to use the term ``healthy'' on the 
    labeling, provided they meet all other requirements to bear the claim. 
    Products qualify for the ``extra lean'' claim when they contain less 
    than 5 g of fat, less than 2 g of saturated fat, and less than 95 mg of 
    cholesterol per 100 g and per reference amount customarily consumed. 
    Single-ingredient, raw meat and poultry products may meet the ``extra 
    lean'' requirements in lieu of meeting definitions for ``low fat'' and 
    ``low saturated fat'' and the limitation of
    60 mg or less of cholesterol per reference amount and labeled serving. 
    Although ``extra lean'' criteria as applied to single-ingredient, raw 
    products are slightly less stringent than the criteria adopted for 
    processed, multi-ingredient individual food products, they both 
    recognize the inherent nutrient profile of muscle tissue and identify 
    the very leanest of meat and poultry products available to consumers in 
    the marketplace. Thus, ``extra lean'' criteria meet the goal of 
    minimizing fat intake from this important category of products that are 
    staples in the American diet.
        FSIS is not specifying a sodium criterion for single-ingredient, 
    raw meat and poultry products because these products are inherently low 
    in sodium, containing amounts well below the limit established for 
    individual foods.
    
    Implementation Date
    
        In its proposed rule on use of the term ``healthy,'' FSIS advised 
    that it intended to make any final rule that derived from the 
    rulemaking effective the same effective date as the final rule entitled 
    ``Nutrition Labeling of Meat and Poultry Products,'' which is July 6, 
    1994. FSIS further stated that, if, for some reason, a final rule on 
    ``healthy'' and similar terms is not issued in time to meet the same 
    effective date as FSIS's final rule on nutrition labeling, the use of 
    ``healthy'' and similar terms would be subject to the nutrient content 
    claim provisions set forth in the final rule on nutrition labeling.
        In response to comments on the proposed rule, the provisions of 
    this final rule differ from the provisions contained in the proposed 
    rule. The differences are of a magnitude that will require the 
    relabeling, reformulation, and/or reanalysis of some products currently 
    on the market, i.e., those with labeling currently bearing the term 
    ``healthy'' or any other derivative of ``health,'' and which do not 
    meet the requirements set forth in this final rule.
        Therefore, FSIS has decided that sufficient time should be allotted 
    to make any changes necessary for manufacturers to comply with this 
    rule. FSIS has determined that this final rule will be implemented 18 
    months from the date of its promulgation, with an additional 24 months 
    to achieve further reductions in sodium levels. This 18-month period is 
    the same period as allowed for the nutrition labeling regulations based 
    on comments received from the public on issues related to its 
    implementation date. This timeframe is also consistent with FDA's 
    enforcement strategy as discussed in its companion rulemaking on use of 
    the term ``healthy.''
    
    List of Subjects
    
    9 CFR Part 317
    
        Food labeling, Food packaging, Meat inspection.
    
    9 CFR Part 381
    
        Food labeling, Poultry and poultry products, Poultry inspection.
    
    Final Rule
    
        For the reasons discussed in the preamble, FSIS is amending 9 CFR 
    parts 317 and 381 of the Federal meat and poultry products inspection 
    regulations as follows:
    
    PART 317--LABELING, MARKING DEVICES, AND CONTAINERS
    
        1. The authority citation for part 317 continues to read as 
    follows:
    
        Authority: 21 U.S.C. 601-695; 7 CFR 2.17, 2.55.
    
        2. Section 317.363 is added to read as follows:
    
    
    Sec. 317.363  Nutrient content claims for ``healthy.''
    
        (a) The term ``healthy,'' or any other derivative of the term 
    ``health,'' may be used on the labeling of any meat or meat food 
    product, provided that the product is labeled in accordance with 
    Sec. 317.309 and Sec. 317.313.
        (b)(1) The product shall meet the requirements for ``low fat'' and 
    ``low saturated fat,'' as defined in Sec. 317.362, except that single-
    ingredient, raw products may meet the total fat and saturated fat 
    criteria for ``extra lean'' in Sec. 317.362.
        (2) The product shall not contain more than 60 milligrams (mg) of 
    cholesterol per reference amount customarily consumed, per labeled 
    serving size, and, only for foods with reference amounts customarily 
    consumed of 30 grams (g) or less or 2 tablespoons (tbsp) or less, per 
    50 g, and, for dehydrated products that must be reconstituted with 
    water or a diluent containing an insignificant amount, as defined in 
    Sec. 317.309(g)(1), of all nutrients, the per-50-g criterion refers to 
    the prepared form, except that:
        (i) A meal-type product, as defined in Sec. 317.313(l), and 
    including meal-type products that weigh more than 12 ounces (oz) per 
    serving (container), shall not contain more than 90 mg of cholesterol 
    per labeled serving size; and
        (ii) Single-ingredient, raw products may meet the cholesterol 
    criterion for ``extra lean''in Sec. 317.362.
        (3) The product shall not contain more than 360 mg of sodium, 
    except that it shall not contain more than 480 mg of sodium during the 
    first 24 months of implementation, per reference amount customarily 
    consumed, per labeled serving size, and, only for foods with reference 
    amounts customarily consumed of 30 g or less or 2 tbsp or less, per 50 
    g, and, for dehydrated products that must be reconstituted with water 
    or a diluent containing an insignificant amount, as defined in 
    Sec. 317.309(g)(1), of all nutrients, the per-50-g criterion refers to 
    the prepared form, except that:
        (i) A meal-type product, as defined in Sec. 317.313(l), and 
    including meal-type products that weigh more than 12 oz per serving 
    (container), shall not contain more than 480 mg of sodium, except that 
    it shall not contain more than 600 mg of sodium during the first 24 
    months of implementation, per labeled serving size; and
        (ii) The requirements of this paragraph (b)(3) do not apply to 
    single-ingredient, raw products.
        (4) The product shall contain 10 percent or more of the Reference 
    Daily Intake or Daily Reference Value as defined in Sec. 317.309 for 
    vitamin A, vitamin C, iron, calcium, protein, or fiber per reference 
    amount customarily consumed prior to any nutrient addition, except 
    that:
        (i) A meal-type product, as defined in Sec. 317.313(l), and 
    including meal-type products that weigh at least 6 oz but less than 10 
    oz per serving (container), shall meet the level for two of the 
    nutrients per labeled serving size; and
        (ii) A meal-type product, as defined in Sec. 317.313(l), and 
    including meal-type products that weigh 10 oz or more per serving 
    (container), shall meet the level for three of the nutrients per 
    labeled serving size.
    
    PART 381--POULTRY PRODUCTS INSPECTION REGULATIONS
    
        3. The authority citation for part 381 continues to read as 
    follows:
    
        Authority: 7 U.S.C. 450, 21 U.S.C. 451-470; 7 CFR 2.17, 2.55.
    
        4. Section 381.463 is added to read as follows:
    
    
    Sec. 381.463  Nutrient content claims for ``healthy.''
    
        (a) The term ``healthy,'' or any other derivative of the term 
    ``health,'' may be used on the labeling of any poultry product, 
    provided that the product is labeled in accordance with Sec. 381.409 
    and Sec. 381.413.
        (b)(1) The product shall meet the requirements for ``low fat'' and 
    ``low saturated fat,'' as defined in Sec. 381.462, except that single-
    ingredient, raw products may meet the total fat and saturated fat 
    criteria for ``extra lean'' in Sec. 381.462.
        (2) The product shall not contain more than 60 milligrams (mg) of 
    cholesterol per reference amount customarily consumed, per labeled 
    serving size, and, only for foods with reference amounts customarily 
    consumed of 30 grams (g) or less or 2 tablespoons (tbsp) or less, per 
    50 g, and, for dehydrated products that must be reconstituted with 
    water or a diluent containing an insignificant amount, as defined in 
    Sec. 381.409(g)(1), of all nutrients, the per-50-g criterion refers to 
    the prepared form, except that:
        (i) A meal-type product, as defined in Sec. 381.413(l), and 
    including meal-type products that weigh more than 12 ounces (oz) per 
    serving (container), shall not contain more than 90 mg of cholesterol 
    per labeled serving size; and
        (ii) Single-ingredient, raw products may meet the cholesterol 
    criterion for ``extra lean'' in Sec. 381.462.
        (3) The product shall not contain more than 360 mg of sodium, 
    except that it shall not contain more than 480 mg of sodium during the 
    first 24 months of implementation, per reference amount customarily 
    consumed, per labeled serving size, and, only for foods with reference 
    amounts customarily consumed of 30 g or less or 2 tbsp or less, per 50 
    g, and, for dehydrated products that must be reconstituted with water 
    or a diluent containing an insignificant amount, as defined in 
    Sec. 381.409(g)(1), of all nutrients, the per-50-g criterion refers to 
    the prepared form, except that:
        (i) A meal-type product, as defined in Sec. 381.413(l), and 
    including meal-type products that weigh more than 12 oz per serving 
    (container), shall not contain more than 480 mg of sodium, except that 
    it shall not contain more than 600 mg of sodium during the first 24 
    months of implementation, per labeled serving size; and
        (ii) The requirements of this paragraph (b)(3) do not apply to 
    single-ingredient, raw products.
        (4) The product shall contain 10 percent or more of the Reference 
    Daily Intake or Daily Reference Value as defined in Sec. 381.409 for 
    vitamin A, vitamin C, iron, calcium, protein, or fiber per reference 
    amount customarily consumed prior to any nutrient addition, except 
    that:
        (i) A meal-type product, as defined in Sec. 381.413(l), and 
    including meal-type products that weigh at least 6 oz but less than 10 
    oz per serving (container), shall meet the level for two of the 
    nutrients per labeled serving size; and
        (ii) A meal-type product, as defined in Sec. 381.413(l), and 
    including meal-type products that weigh 10 oz or more per serving 
    (container), shall meet the level for three of the nutrients per 
    labeled serving size.
    
        Done at Washington, DC, on: May 4, 1994.
    Patricia Jensen,
    Acting Assistant Secretary, Marketing and Inspection Services.
    [FR Doc. 94-11140 Filed 5-5-94; 10:27 am]
    BILLING CODE 3410-DM-M
    
    
    

Document Information

Published:
05/10/1994
Entry Type:
Uncategorized Document
Action:
Final rule.
Document Number:
94-11140
Dates:
November 10, 1995.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: May 10, 1994
CFR: (5)
9 CFR 317.309(g)(1)
9 CFR 381.409(g)(1)
9 CFR 317.309
9 CFR 317.363
9 CFR 381.463