99-11815. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Elimination of the Requirement for Personal Service of Decisions in Cases Involving Bars and ...  

  • [Federal Register Volume 64, Number 90 (Tuesday, May 11, 1999)]
    [Notices]
    [Page 25386]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-11815]
    
    
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    SECURITIES AND EXCHANGE COMMISSION
    
    [Release No. 34-40379A; File No. SR-NASD-98-58]
    
    
    Self-Regulatory Organizations; Notice of Filing of Proposed Rule 
    Change by National Association of Securities Dealers, Inc. Relating to 
    the Elimination of the Requirement for Personal Service of Decisions in 
    Cases Involving Bars and Expulsions; Correction
    
    May 4, 1999.
        In notice document 98-23762, beginning on page 47058, in the issue 
    of Thursday, September 3, 1998, make the following correction:
        On page 47058, in the third column, the proposed new language to 
    Rule 9269(d) is corrected to read as set forth below.
        The Association shall serve the decision on a Respondent by 
    overnight courier, facsimile or other means reasonably likely to obtain 
    prompt service when the sanction is a bar or an expulsion.
    
        For the Commission, by the Division of Market Regulation, 
    pursuant to delegated authority.
    Margaret H. McFarland,
    Deputy Secretary.
    [FR Doc. 99-11815 Filed 5-10-99; 8:45 am]
    BILLING CODE 8010-01-M
    
    
    

Document Information

Published:
05/11/1999
Department:
Securities and Exchange Commission
Entry Type:
Notice
Document Number:
99-11815
Pages:
25386-25386 (1 pages)
Docket Numbers:
Release No. 34-40379A, File No. SR-NASD-98-58
PDF File:
99-11815.pdf