Home »
1999 Issues »
64 FR (05/11/1999) » 99-11815. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Elimination of the Requirement for Personal Service of Decisions in Cases Involving Bars and ...
99-11815. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Elimination of the Requirement for Personal Service of Decisions in Cases Involving Bars and ...
[Federal Register Volume 64, Number 90 (Tuesday, May 11, 1999)]
[Notices]
[Page 25386]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 99-11815]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-40379A; File No. SR-NASD-98-58]
Self-Regulatory Organizations; Notice of Filing of Proposed Rule
Change by National Association of Securities Dealers, Inc. Relating to
the Elimination of the Requirement for Personal Service of Decisions in
Cases Involving Bars and Expulsions; Correction
May 4, 1999.
In notice document 98-23762, beginning on page 47058, in the issue
of Thursday, September 3, 1998, make the following correction:
On page 47058, in the third column, the proposed new language to
Rule 9269(d) is corrected to read as set forth below.
The Association shall serve the decision on a Respondent by
overnight courier, facsimile or other means reasonably likely to obtain
prompt service when the sanction is a bar or an expulsion.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 99-11815 Filed 5-10-99; 8:45 am]
BILLING CODE 8010-01-M
Document Information
- Published:
- 05/11/1999
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Document Number:
- 99-11815
- Pages:
- 25386-25386 (1 pages)
- Docket Numbers:
- Release No. 34-40379A, File No. SR-NASD-98-58
- PDF File:
-
99-11815.pdf