98-12653. Even Start Family Literacy Program for Federally Recognized Indian Tribes and Tribal Organizations; Notice Inviting Applications for New Awards Using Fiscal year (FY) 1998 Funds  

  • [Federal Register Volume 63, Number 91 (Tuesday, May 12, 1998)]
    [Notices]
    [Pages 26394-26411]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-12653]
    
    
    
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    _______________________________________________________________________
    
    Part VIII
    
    
    
    
    
    Department of Education
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Even Start Family Literacy Program for Federally Recognized Indian 
    Tribes and Tribal Organizations; Inviting Applications for New Awards 
    Using Fiscal Year 1998 Funds; Notices
    
    Federal Register / Vol. 63, No. 91 / Tuesday, May 12, 1998 / 
    Notices
    
    [[Page 26394]]
    
    
    
    DEPARTMENT OF EDUCATION
    
    [CFDA No.: 84.258]
    
    
    Even Start Family Literacy Program for Federally Recognized 
    Indian Tribes and Tribal Organizations; Notice Inviting Applications 
    for New Awards Using Fiscal year (FY) 1998 Funds
    
    AGENCY: Department of Education.
    
        Note to Applicants: This notice is a complete application 
    package. Together with the statute authorizing the program and the 
    Education Department General Administrative Regulations (EDGAR), the 
    notice contains all of the information, application forms, and 
    instructions needed to apply for a grant under this competition.
    
        Purpose of Program: The Even Start Family Literacy Program for 
    Indian tribes and tribal organizations is designed to help break the 
    cycle of poverty and illiteracy by improving the educational 
    opportunities of low-income families by integrating early childhood 
    education, adult literacy or adult basic education, and parenting 
    education into a unified family literacy program for federally 
    recognized Indian tribes and tribal organizations.
        Eligible Applicants: Federally recognized Indian tribes and tribal 
    organizations.
        Deadline for Transmittal of Applications: July 15, 1998.
        Available Funds: The Department estimates that there will be 
    sufficient FY 1998 funds for one to two new projects after funding 
    continuation awards in FY 1998.
        Estimated Range of Awards: $100,000-$250,000.
        Estimated Average Size of Awards: $175,000.
        Estimated Number of Awards: 1-2
    
        Note: The Department is not bound by any estimates in this 
    notice.
    
        Project Period: Up to 48 months.
        Applicable Regulations: The Education Department General 
    Administrative Regulations (EDGAR) as follows:
        (1) 34 CFR Part 75 (Direct Grant Programs).
        (2) 34 CFR Part 77 (Definitions that Apply to Department 
    Regulations).
        (3) 34 CFR Part 80 (Uniform Administrative Requirements for Grants 
    and Cooperative Agreements to State and Local Governments).
        (4) 34 CFR Part 81 (General Education Provisions Act-- 
    Enforcement).
        (5) 34 CFR Part 82 (New Restrictions on Lobbying).
        (6) 34 CFR Part 85 (Governmentwide Debarment and Suspension 
    (Nonprocurement) and Governmentwide Requirements for Drug-Free 
    Workplace (Grants)).
        Description of Program: Under the authority of section 
    1202(a)(1)(C) of the Elementary and Secondary Education Act (ESEA), the 
    Assistant Secretary of Elementary and Secondary Education (Assistant 
    Secretary) awards grants to eligible applicants for projects that--
        (1) Improve the educational opportunities of low-income families by 
    integrating early childhood education, adult literacy or adult basic 
    education, and parenting education into a unified family literacy 
    program for federally recognized Indian tribe and tribal organization 
    projects;
        (2) Are implemented through cooperative activities that build on 
    existing community resources to create a new range of services for 
    federally recognized Indian tribe and tribal organization projects;
        (3) Promote achievement of the National Education Goals one, three, 
    five, and eight that address school readiness, student achievement, 
    adult literacy, and parent involvement in the education of their 
    children; and
        (4) Assist children and adults to achieve to challenging State 
    content standards and challenging State student performance standards.
        Eligible participants. Eligible participants are children and their 
    parents who also meet the following conditions specified in section 
    1206(a) of the ESEA:
        (1) The parent or parents must be eligible for participation in an 
    adult education program under the Adult Education Act; or
        (2) For a parent or parents within the State's compulsory school 
    attendance age range, a local educational agency must provide (or 
    ensure the availability of) the basic education component; and
        (3) The child or children must be younger than eight years of age.
    
        Note: Family members of eligible participants described in 
    paragraphs one through three, above, also may participate in Even 
    Start Family Literacy Program activities when appropriate to serve 
    Even Start purposes. In addition, section 1206(b) of the ESEA 
    generally permits families to remain eligible for Even Start Family 
    Literacy services until all family members become ineligible for 
    participation. For example, in the case of a family in which the 
    parent or parents have become ineligible due to educational 
    advancement, eligibility would continue until all children in the 
    family reach age eight. If all children in a family have reached the 
    age of eight, the family continues to be eligible for two more 
    years, or until the parents no longer are eligible for adult 
    education under the Adult Education Act, whichever occurs earlier.
    
        Budget period. Under 34 CFR 75.112 and 75.117, an eligible 
    applicant must propose a project period (up to four years) and provide 
    budgetary information for each year of that proposed project period in 
    its initial application. The budgetary information provided should 
    include, for each year, an amount for each key project component with 
    an accompanying breakdown of any subcomponents. A written justification 
    for all requested amounts should be provided.
        An applicant is also required under 34 CFR 75.112(b) to describe 
    how and when, in each budget period of the project, it plans to meet 
    each objective of the project.
    
        Note: This information will be used by the Assistant Secretary, 
    in conjunction with the grantee's annual performance report required 
    under 34 CFR 75.118(a), to determine whether to make a continuation 
    award for the subsequent budget year. Under 34 CFR 75.253 a grantee 
    may receive a continuation award only if it demonstrates that it 
    either has made substantial progress toward meeting the objectives 
    of the approved project, or has received the Assistant Secretary's 
    approval of changes in the project to enable it to meet the 
    objectives in the succeeding budget periods.
    
        Federal and local funding. An Even Start Family Literacy project's 
    funding is comprised of both a Federal portion of funds (Federal share) 
    and a portion contributed by the eligible applicant (local project 
    share). The local share of the project may be provided in cash or in 
    kind and may be obtained from any source, including other Federal 
    programs funded by the ESEA. The Federal share of the project may not 
    exceed--
         90 percent of the total cost of the project in the first 
    year;
         80 percent in the second year;
         70 percent in the third year;
         60 percent in the fourth year; and
         50 percent in any subsequent year.
        The Federal share for any grantee receiving a grant for a second 
    grant cycle may not exceed 50 percent. Any grantee that wishes to 
    reapply for a second grant cycle at the end of its first project period 
    (up to 4 years) must recompete for funding with new applicants.
        Indirect costs. Even Start Family Literacy Program funds generally 
    may not be used for the indirect costs of a project. Recipients of an 
    Even Start Indian tribe and tribal organization grant may request the 
    Secretary to waive this requirement. To obtain a waiver, however, the 
    recipient must demonstrate to the Secretary's satisfaction that the 
    recipient otherwise would not be able to participate in the Even Start 
    Family Literacy Program.
        National and Local Evaluations: The Department is conducting a 
    national
    
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    evaluation of Even Start Family Literacy projects. Grantees are 
    required to participate in the Department's national evaluation and to 
    conduct a separate independent local evaluation consistent with the 
    grantee's responsibilities under 34 CFR 75.590.
        The Even Start Family Literacy Program has a set of performance 
    indicators developed for use in managing and reporting purposes. These 
    indicators, which follow this application notice, have been approved by 
    the Office of Management and Budget and shared with the Congress. 
    Applicants are encouraged to use these indicators as a framework when 
    developing their programs.
        The Secretary suggests that each applicant budget for evaluation 
    activities as follows: a project with an estimated cost of up to 
    $120,000 should designate $5,000 for this purpose; a project with an 
    estimated cost of over $120,000 should designate $10,000 for these 
    activities. These funds will be used for expenditures related to the 
    collection and aggregation of data required for the Department's 
    national evaluation. The Secretary also recommends that projects budget 
    for the cost of travel to Washington, DC, and two nights' lodging for 
    the project director and the project evaluator, for their participation 
    in annual evaluation meetings.
        Technical Assistance: The Department holds annual technical 
    assistance conferences for professional development. Grantees are 
    strongly encouraged to participate in these conferences.
        The Secretary suggests that each applicant budget $2,000 each year 
    for these activities. These funds should cover the cost of travel to 
    the West Coast, and two nights' lodging for the project director and 
    one staff member, for their participation in annual technical 
    assistance conferences.
        Selection Criteria: The Secretary uses the following selection 
    criteria to evaluate applications for grants under this competition.
        (1) The maximum composite score for all of these criteria is 100 
    points.
        (2) The maximum score for each criterion is indicated in 
    parentheses.
        (a) Meeting the purposes of the authorizing statute. (10 points). 
    The Secretary considers how well the project will meet the purpose of 
    the Even Start Family Literacy Program for federally recognized Indian 
    tribes and tribal organizations, which under sections 1201 and 
    1202(a)(1)(C) of the ESEA is to help break the cycle of poverty and 
    illiteracy by awarding grants for projects that--
         Improve the educational opportunities of low-income 
    families by integrating early childhood education, adult literacy or 
    adult basic education, and parenting education into a unified family 
    literacy program for federally recognized Indian tribe and tribal 
    organization projects;
         Are implemented through cooperative projects that build on 
    existing community resources to create a new range of services for 
    Indian tribe and tribal organization projects;
         Promote achievement of the National Education Goals; and
         Assist children and adults from low-income families to 
    achieve to challenging State content standards and challenging State 
    student performance standards.
        (b) Need for project. (15 points). The Secretary considers the need 
    for the proposed project. In determining the need for the proposed 
    project, the Secretary considers the following factors:
        (i) The magnitude of the need for the services to be provided or 
    the activities to be carried out by the proposed project.
        (ii) The extent to which specific gaps or weaknesses in services, 
    infrastructure, or opportunities have been identified and will be 
    addressed by the proposed project, including the nature and magnitude 
    of those gaps or weaknesses.
    
        Note: The Secretary invites applicants to address such factors 
    as the following: the number of families in the area who need Even 
    Start services, the lack of availability of comprehensive family 
    literacy services for that population, other resources that will be 
    used to benefit project participants, and any other factors that the 
    applicant considers relevant to the extent of need for the project.
    
        (c) Significance. (10 points). The Secretary considers the 
    significance of the proposed project. In determining the significance 
    of the proposed project, the Secretary considers the following factors:
        (i) The extent to which the proposed project involves the 
    development or demonstration of promising new strategies that build on, 
    or are alternatives to, existing strategies.
        (ii) The potential replicability of the proposed project or 
    strategies, including, as appropriate, the potential for implementation 
    in a variety of settings.
        (iii) The importance or magnitude of the results or outcomes likely 
    to be attained by the proposed project.
        (d) Quality of the project design. (15 points). The Secretary 
    considers the quality of the design of the proposed project. In 
    determining the quality of the design of the proposed project, the 
    Secretary considers the following factors:
        (i) The extent to which the design of the proposed project includes 
    a thorough, high-quality review of the relevant literature, a high-
    quality plan for project implementation, and the use of appropriate 
    methodological tools to ensure successful achievement of project 
    objectives.
        (ii) The extent to which the design of the proposed project is 
    appropriate to, and will successfully address, the needs of the target 
    population or other identified needs.
        (iii) The extent to which the proposed project will be coordinated 
    with similar or related efforts, and with other appropriate community, 
    State, and Federal resources.
    
        Note: In designing the project, an eligible applicant must 
    propose a project that incorporates, at a minimum, the following 
    program elements required by section 1205 of the ESEA:
    
        (A) Identification and recruitment of families most in need of 
    services provided under the Even Start Family Literacy Program, as 
    indicated by a low level of income, a low level of adult literacy or 
    English language proficiency of the eligible parent or parents, and 
    other need-related indicators.
        (B) Screening and preparation of parents, including teenage 
    parents and children, to enable those parents to participate fully 
    in the activities and services provided under the Even Start Family 
    Literacy Program, including testing, referral to necessary 
    counseling, other developmental and support services, and related 
    services.
        (C) Design that accommodates the participants' work schedule and 
    other responsibilities, including the provision of support services, 
    when those services are unavailable from other sources, but are 
    necessary for participation in the activities assisted under the 
    Even Start Family Literacy Program, such as--
         Scheduling and location of services to allow joint 
    participation by parents and children;
         Child care for the period that parents are involved in 
    the project; and
         Transportation to enable parents and their children to 
    participate in the project.
        (D) High-quality, intensive instructional programs that promote 
    adult literacy and empower parents to support the educational growth 
    of their children, developmentally appropriate early childhood 
    educational services, and preparation of children for success in 
    regular school programs.
        (E) Special training of staff, including child care staff, to 
    develop the skills necessary to work with parents and young children 
    in the full range of instructional services offered through the Even 
    Start Family Literacy Program.
        (F) Providing and monitoring of integrated instructional 
    services to participating parents and children through home-based 
    programs.
    
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        (G) Operation on a year-round basis, including the provision of 
    some program services, instructional or enrichment, during the 
    summer months.
        (H) Coordination with--
         Programs assisted under other parts of Title I and 
    other programs under the ESEA;
         Any relevant programs under the Adult Education Act, 
    the Individuals with Disabilities Education Act, and the Job 
    Training Partnership Act; and
         The Head Start program, volunteer literacy programs, 
    and other relevant programs.
        (I) Ensuring that the proposed project will serve those families 
    most in need of the activities and services provided by the Even 
    Start Family Literacy Program.
        (J) An independent evaluation of the project.)
    
        (e) Quality of project services. (20 points). The Secretary 
    considers the quality of the services to be provided by the proposed 
    project. In determining the quality of the services to be provided by 
    the proposed project, the Secretary considers the quality and 
    sufficiency of strategies for ensuring equal access and treatment for 
    eligible project participants who are members of groups that have 
    traditionally been underrepresented based on race, color, national 
    origin, gender, age, or disability. In addition, the Secretary 
    considers the following factors:
        (i) The likelihood that the services to be provided by the proposed 
    project will lead to improvements in the achievement of students as 
    measured against rigorous academic standards.
        (ii) The likely impact of the services to be provided by the 
    proposed project on the intended recipients of those services.
    
        Note: An eligible applicant must propose a project that has 
    ``high-quality, intensive instructional programs'' in the three core 
    instructional areas (early childhood education, adult education, and 
    parenting education), as required by section 1205(d) of the ESEA. 
    Concerning the quality of project services, the Secretary invites 
    applicants to describe the level of intensity in these three core 
    instructional services that the applicant believes sufficient to 
    produce positive and sustainable outcomes for families, and how the 
    project will provide that level of intensity of services.
    
        (f) Quality of project personnel. (5 points). The Secretary 
    considers the quality of the personnel who will carry out the proposed 
    project. In determining the quality of project personnel, the Secretary 
    considers the extent to which the applicant encourages applications for 
    employment from persons who are members of groups that have 
    traditionally been underrepresented based on race, color, national 
    origin, gender, age, or disability. In addition, the Secretary 
    considers the following factors:
        (i) The qualifications, including relevant training and experience, 
    of key project personnel.
        (ii) The qualifications, including relevant training and 
    experience, of project consultants or subcontractors.
        (g) Adequacy of resources. (5 points.) The Secretary considers the 
    adequacy of resources for the proposed project. In determining the 
    adequacy of resources for the proposed project, the Secretary considers 
    the following factors:
        (i) The adequacy of support, including facilities, equipment, 
    supplies, and other resources, from the applicant organization or the 
    lead applicant organization.
    
        Note: Applicants may address this criteria in any way that is 
    reasonable. An eligible applicant must provide an increasing local 
    project share over the grant period (at least the following amounts: 
    10% in the first year, 20% in the second year, 30% in the third 
    year, and 40% in the fourth year), as required by section 1204(b) of 
    the ESEA. In addressing adequacy of resources, the Secretary invites 
    applicants to describe the resources that they will use to increase 
    the amount of the local project's share over the four years of the 
    grant, which will contribute to the applicant's ability to sustain 
    the project at the end of the Federal funding.
    
        (ii) The extent to which the costs are reasonable in relation to 
    the objectives, design, and potential significance of the proposed 
    project.
        (iii) The potential for the incorporation of project purposes, 
    activities, or benefits into the ongoing program of the agency or 
    organization at the end of Federal funding.
        (h) Quality of the management plan. (10 points). The Secretary 
    considers the quality of the management plan for the proposed project. 
    In determining the quality of the management plan for the proposed 
    project, the Secretary considers the following factors:
        (i) The adequacy of the management plan to achieve the objectives 
    of the proposed project on time and within budget, including clearly 
    defined responsibilities, timelines, and milestones for accomplishing 
    project tasks.
        (ii) The adequacy of procedures for ensuring feedback and 
    continuous improvement in the operation of the proposed project.
        (iii) The extent to which the time commitments of the project 
    director and principal investigator and other key project personnel are 
    appropriate and adequate to meet the objectives of the proposed 
    project.
        (iv) How the applicant will ensure that a diversity of perspectives 
    are brought to bear in the operation of the proposed project, including 
    those of parents, teachers, the business community, a variety of 
    disciplinary and professional fields, recipients or beneficiaries of 
    services, or others, as appropriate.
        (i) Quality of project evaluation. (10 points). The Secretary 
    considers the quality of the evaluation to be conducted of the proposed 
    project. In determining the quality of the evaluation, the Secretary 
    considers the following factors:
        (i) The extent to which the methods of evaluation include the use 
    of objective performance measures that are clearly related to the 
    intended outcomes of the project and will produce quantitative and 
    qualitative data to the extent possible.
        (ii) The extent to which the methods of evaluation will provide 
    performance feedback and permit periodic assessment of progress toward 
    achieving intended outcomes.
        Instructions for Transmittal of Applications: (a) If an applicant 
    wants to apply for a grant, the applicant shall--
        (1) Mail the original and two copies of the application on or 
    before the deadline date to: U.S. Department of Education, Application 
    Control Center, Attention: Patricia McKee (CFDA #84.258), Compensatory 
    Education Programs, Room 3633, Regional Office Building #3, 7th and D 
    Streets, SW, Washington, DC 20202-4725
    
        or,
    
        (2) Hand deliver the original and two copies of the application by 
    4:30 p.m. (Washington, DC time) on or before the deadline date to: U.S. 
    Department of Education, Application Control Center, Attention: 
    Patricia McKee (CFDA #84.258), Compensatory Education Programs, Room 
    3633, Regional Office Building #3, 7th and D Streets, SW, Washington, 
    DC 20202-4725.
        (b) An applicant must show one of the following as proof of 
    mailing:
        (1) A legibly dated U.S. Postal Service postmark.
        (2) A legible mail receipt with the date of mailing stamped by the 
    U.S. Postal Service.
        (3) A dated shipping label, invoice, or receipt from a commercial 
    carrier.
        (4) Any other proof of mailing acceptable to the Secretary.
        (c) If an application is mailed through the U.S. Postal Service, 
    the Secretary does not accept either of the following as proof of 
    mailing:
        (1) A private metered postmark.
        (2) A mail receipt that is not dated by the U.S. Postal Service.
    
    
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        Notes: (1) The U.S. Postal Service does not uniformly provide a 
    dated postmark. Before relying on this method, an applicant should 
    check with its local post office.
    
        (2) The Application Control Center will mail a Grant Application 
    Receipt Acknowledgment to each applicant. If an applicant fails to 
    receive the notification of application receipt within 15 days from 
    the date of mailing the application, the applicant should call the 
    U.S. Department of Education Application Control Center at (202) 
    708-9494.
        (3) The applicant must indicate on the envelope and--if not 
    provided by the Department--in Item 10 of the Application for 
    Federal Assistance (Standard Form 424) the CFDA number--and suffix 
    letter, if any--of the competition under which the application is 
    being submitted.
    
        Application Instructions and Forms: The appendix to this notice 
    contains the following forms and instructions, plus a statement 
    regarding estimated public reporting burden, a notice to applicants 
    regarding compliance with section 427 of the General Education 
    Provisions Act, and various assurances and certifications.
        a. Instructions for the Application Narrative.
        b. Estimated Public Reporting Burden Statement.
        c. Notice to All Applicants.
        d. Objectives and Performance Indicators for the Even Start Family 
    Literacy Program.
        e. Application for Federal Assistance (Standard Form 424 (Rev. 4-
    88)) and instructions.
        f. Budget Information--Non-Construction Programs (ED Form No. 524) 
    and instruction.
        g. Assurances--Non-Construction Programs (Standard Form 424B).
        h. Certifications regarding Lobbying; Debarment, Suspension, and 
    Other Responsibility Matters; and Drug-Free Workplace Requirements (ED 
    80-0013, 6/90).
        i. Certification regarding Debarment, Suspension, Ineligibility and 
    Voluntary Exclusion: Lower Tier Covered Transactions (ED 80-0014, 9/90) 
    and instructions. (NOTE: ED 80-0014 is intended for the use of grantees 
    and should not be transmitted to the Department.)
        j. Disclosure of Lobbying Activities (Standard Form LLL) (if 
    applicable) and instructions. This document has been marked to reflect 
    statutory changes. See the notice published in the Federal Register (61 
    FR 1413) by the Office of Management and Budget on January 19, 1996.
        An applicant may submit information on photostatic copies of the 
    application, budget forms, assurances, and certifications. However, the 
    application form, assurances, and certifications must each have an 
    original signature. No grant may be awarded unless a completed 
    application form, including the signed assurances and certifications, 
    have been received.
    
    FOR FURTHER INFORMATION CONTACT: Laura Chow, Compensatory Education 
    Programs, Office of Elementary and Secondary Education, U.S. Department 
    of Education, 600 Independence Avenue, SW (4400, Portals), Washington, 
    DC 20202-6132. Telephone (202) 260-2683. Individuals who use a 
    telecommunications device for the deaf (TDD) may call the Federal 
    Information Relay Service (FIRS) at 1-800-877-8339 between 8 a.m. and 8 
    p.m., Eastern time, Monday through Friday.
        Individuals with disabilities may obtain this document in an 
    alternate format (e.g., Braille, large print, audiotape, or computer 
    diskette) on request to the contact person listed in the preceding 
    paragraph.
        Individuals with disabilities may obtain a copy of the application 
    package in an alternate format, also, by contacting that person. 
    However, the Department is not able to reproduce in an alternate format 
    the standard forms included in the application package.
    
    Electronic Access to This Document
    
        Anyone may view this document, as well as all other Department of 
    Education documents published in the Federal Register, in text or 
    portable document format (pdf) on the World Wide Web at either of the 
    following sites:
    
    http://ocfo.ed.gov/fedreg.htm
    http://www.ed.gov/news html
    
    To use the pdf you must have the Adobe Acrobat Reader Program with 
    Search, which is available free at either of the previous sites. If you 
    have questions about using the pdf, call the U.S. Government Printing 
    Office toll free at 1-888-293-6498.
        Anyone may also view these documents in text copy only on an 
    electronic bulletin board of the Department. Telephone (202) 219-1511 
    or, toll free, 1-800-222-4922. The documents are located under Option 
    G-Files/Announcements, Bulletins and Press Releases.
    
        Note: The official version of a document is the document 
    published in the Federal Register.
    
        Program Authority: 20 U.S.C. section 6362(a)(1)(C).
    
        Dated: May 7, 1998.
    Gerald N. Tirozzi,
    Assistant Secretary, Elementary and Secondary Education.
    
    Instructions for the Application Narrative
    
        Before preparing the Application Narrative an applicant should read 
    carefully the description of the program and the selection criteria the 
    Secretary uses to evaluate applications.
        The narrative should encompass each function or activity for which 
    funds are being requested and should--
        1. Begin with an Abstract; that is, a summary of the proposed 
    project;
        2. Describe the proposed project in light of the selection criteria 
    in the order in which the criteria are listed in this application 
    package; and
        3. Provide the following in response to the attached ``Notice to 
    all Applicants'': (1) a reference to the portion of the application in 
    which information appears as to how the applicant is addressing steps 
    to promote equitable access and participation, or (2) a separate 
    statement that contains that information.
        4. Provide a copy of the signed set of assurances specified in 
    section 14306(a) of the ESEA (20 U.S.C. 8856(a)) that the applicant has 
    filed with its SEA and that is applicable to this grant application.
        5. Include any other pertinent information that might assist the 
    Secretary in reviewing the application.
        The Secretary strongly requests the applicant to limit the 
    Application Narrative to no more than 20 double-spaced, typed pages (on 
    one side only), although the Secretary will consider applications of 
    greater length. The Department has found that successful applications 
    for similar programs generally meet this page limit.
    
    Instructions for Estimated Public Reporting Burden
    
        According to the Paperwork Reduction Act of 1995, no persons are 
    required to respond to a collection of information unless it displays a 
    valid OMB control Number. The valid OMB control number for this 
    information collection is 1810-0540. The time required to complete this 
    information collection is estimated to average 15 hours per response, 
    including the time to review instructions, search existing data 
    resources, gather and maintain the data needed, and complete and review 
    the information collection. If you have any comments concerning the 
    accuracy of the time estimate or suggestions for improving this form, 
    please write to: U.S. Department of Education, Washington, D.C. 20202-
    4651. If you
    
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    have comments or concerns regarding the status of your individual 
    submission of this form, write directly to: Patricia McKee, 
    Compensatory Education Programs, Office of Elementary and Secondary 
    Education, U.S. Department of Education, 600 Independence Avenue, SW, 
    Room 4400, Portals Building, Washington D.C. 20202-6132.
    
    Notice to All Applicants
    
        Thank you for your interest in this program. The purpose of this 
    enclosure is to inform you about a new provision in the Department of 
    Education's General Education Provisions Act (GEPA) that applies to 
    applicants for new grant awards under Department programs. This 
    provision is section 427 of GEPA, enacted as part of the Improving 
    America's Schools Act of 1994 (Pub. L. 103-382).
    
    To Whom Does This Provision Apply?
    
        Section 427 of GEPA affects applicants for new discretionary grant 
    awards under this program. All Applicants for New Awards Must Include 
    Information in Their Applications To Address This New Provision in 
    Order To Receive Funding Under This Program.
    
    What Does This Provision Require?
    
        Section 427 requires each applicant for funds (other than an 
    individual person) to include in its application a description of the 
    steps the applicant proposes to take to ensure equitable access to, and 
    participation in, its federally assisted program for students, 
    teachers, and other program beneficiaries with special needs.
        This section allows applicants discretion in developing the 
    required description. The statute highlights six types of barriers that 
    can impede equitable access or participation that you may address: 
    gender, race, national origin, color, disability, or age. Based on 
    local circumstances, you can determine whether these or other barriers 
    may prevent your students, teachers, etc. from equitable access or 
    participation. Your description need not be lengthy; you may provide a 
    clear and succinct description of how you plan to address those 
    barriers that are applicable to your circumstances. In addition, the 
    information may be provided in a single narrative, or, if appropriate, 
    may be discussed in connection with related topics in the application.
        Section 427 is not intended to duplicate the requirements of civil 
    rights statutes, but rather to ensure that, in designing their 
    projects, applicants for Federal funds address equity concerns that may 
    affect the ability of certain potential beneficiaries to fully 
    participate in the project and to achieve to high standards. Consistent 
    with program requirements and its approved application, an applicant 
    may use the Federal funds awarded to it to eliminate barriers it 
    identifies.
    
    What are Examples of How an Applicant Might Satisfy the Requirement of 
    This Provision?
    
        The following examples may help illustrate how an applicant may 
    comply with section 427.
        (1) An applicant that proposes to carry out an adult literacy 
    project serving, among others, adults with limited English proficiency, 
    might describe in its application how it intends to distribute a 
    brochure about the proposed project to such potential participants in 
    their native language.
        (2) An applicant that proposes to develop instructional materials 
    for classroom use might describe how it will make the materials 
    available on audio tape or in braille for students who are blind.
        (3) An applicant that proposes to carry out a model science program 
    for secondary students and is concerned that girls may be less likely 
    than boys to enroll in the course, might indicate how it tends to 
    conduct ``outreach'' efforts to girls, to encourage their enrollment.
        We recognize that many applicants may already be implementing 
    effective steps to ensure equity of access and participation in their 
    grant programs, and we appreciate your cooperation in responding to the 
    requirements of this provision.
    
    Estimated Burden Statement
    
        According to the Paperwork Reduction Act of 1995, no persons are 
    required to respond to a collection of information unless it displays a 
    valid OMB control number. The valid OMB control number for this 
    information collection is 1801-0004 (Exp. 8/31/98). The time required 
    to complete this information collection is estimated to vary from 1 to 
    3 hours per response, with an average of 1.5 hours, including the time 
    to review instructions, search existing data resources, gather and 
    maintain the data needed, and complete and review the information 
    collection. If you have any comments concerning the accuracy of the 
    time estimate(s) or suggestions for improving this form, please write 
    to: U.S. Department of Education, Washington, DC 20202-4651.
    
    Objectives and Performance Indicators for the Even Start Family 
    Literacy Program
    
        For your information, following are objectives and performance 
    indicators for the Even Start Family Literacy Program (Part B of Title 
    I of the ESEA) that the Department has developed in accordance with the 
    Government Performance and Results Act.
        Objective 1. The literacy of participating families will improve.
        1.1 Adult literacy achievement. Increasing percentages of adults 
    will achieve significant learning gains on literacy measures. In 1996, 
    53% of adults achieved and posttest a moderate-to large-sized gain 
    between pretest on a test of functional math skills, 19% on a test of 
    functional reading skills, 17% on a test of math achievement, and 14% 
    on a test of reading achievement.
        1.2 Adult educational attainment. Increasing percentages of adults 
    will obtain their high school diploma or equivalent. In 1996, 10% of 
    adults earned a GED since participating in Even Start.
        1.3 Children's school readiness and success. Increasing percentages 
    of children participating in Even Start will attain significant gains 
    on measures of school readiness and achievement. In 1996, 80% of 
    children made better than expected gains on a test of school readiness, 
    and 63% achieved moderate to large gains on a test of language 
    development.
        1.4 Parenting skills. Increasing percentages of parents will show 
    significant gains on measures of parenting skills, knowledge, and 
    expectations for their children. In 1996, 41% of parents scored 75% or 
    higher correct on the posttest measuring the quality of cognitive 
    stimulation and emotional support provided to children in the home.
        Objective 2. Self-sufficiency outcomes of participating families 
    will improve.
        2.1 Adult employment. Increasing percentages of adults will attain 
    employment during or after participating in Even Start. In 1996, 13% of 
    parents unemployed at intake found employment by the end of the year.
        2.2 Continuing adult education. Increasing percentages of adults 
    will continue in their education.
        Objective 3. Even Start projects will reach their target population 
    of families that are most in need of services.
        3.1 Recruitment of most in need. The projects will recruit low-
    income, disadvantaged families with low literacy levels. In 1996, 71% 
    of families had less
    
    [[Page 26399]]
    
    than $12,000 in annual income and 47% of parents had less than a ninth 
    grade education at intake.
        Objective 4. Local Even Start projects will provide comprehensive 
    instructional and support services of high quality to all families in a 
    cost-effective manner.
        4.1 Service hours. Projects will offer increasingly higher levels 
    of service hours annually. In 1996, projects averaged 371 hours of 
    adult education, 201 hours of parenting education, and 530 hours of 
    early childhood education.
        4.2 Participation, retention and continuity. Projects will 
    increasingly improve retention and continuity of services. In 1996, 60% 
    of families were expected to continue. The adult education 
    participation national average in 1996 was 114 hours, parenting 
    education, 27 hours.
        4.3 Local collaborations. Projects will increasingly promote high-
    quality, cost-effective collaborations. In 1996, on average, projects 
    had 11 collaborators. Objective 5. The Department of Education will 
    provide effective guidance and technical assistance and will identify 
    and disseminate reliable information on effective approaches.
        5.1 Federal technical assistance. An increasing percentage of local 
    project directors will be satisfied with technical assistance and 
    guidance.
    
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    [FR Doc. 98-12653 Filed 5-11-98; 8:45 am]
    BILLING CODE 4000-01-C
    
    
    

Document Information

Published:
05/12/1998
Department:
Education Department
Entry Type:
Notice
Document Number:
98-12653
Pages:
26394-26411 (18 pages)
Docket Numbers:
CFDA No.: 84.258
PDF File:
98-12653.pdf