[Federal Register Volume 60, Number 95 (Wednesday, May 17, 1995)]
[Sunshine Act Meetings]
[Page 26481]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-12239]
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SECURITIES AND EXCHANGE COMMISSION
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meetings during the week of
May 15, 1995.
A closed meeting will be held on Tuesday, May 16, 1995, at 10:00
a.m. Open meetings will be held on Wednesday, May 17, 1995, at 9:00
a.m. and on Friday, May 19, 1995, at 11:00 a.m., in Room 1C30.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4),
(8), (9)(i) and (10), permit consideration of the scheduled matters at
a closed meeting.
Commissioner Wallman, as duty officer, voted to consider the items
listed for the closed meeting in a closed session.
The subject matter of the closed meeting scheduled for Tuesday, May
16, 1995, at 10:00 a.m., will be:
Institution of injunctive actions.
Institution of administrative proceedings of an enforcement
nature.
Settlement of injunctive actions.
Formal orders of investigation.
Withdraw settlement of administrative proceedings of an
enforcement nature.
Opinions.
The subject matter of the open meeting scheduled for Wednesday, May
17, 1995, at 9:00 a.m., will be:
The Commission will hold a roundtable discussion with members of
the Federal Regulation of Securities Committee of the ABA's Business
Law Section. The topics discussed may include alternative approaches
to an improved safe harbor for forward looking documents; pending
legislative proposals that affect the Securities & Exchange
Commission; and sales practices for sophisticated investment
products and evolving suitability standards. For further
information, please contact Jonathan Katz (202) 942-7070.
The subject matter of the open meeting scheduled for Friday, May
19, 1995, at 11:00 a.m., will be:
1. Consideration of whether to propose amendments to the all-
holder's/best price provisions of: (i) Rule 13e-4; and (ii) 14d-10
to prohibit a tender offeror from paying a soliciting dealer fee to
a security holder with respect to any tender by that holder for its
own account. For further information, please contact Gregg Corso or
Laurie Green at (202) 942-2920, Division of Corporation Finance;
Nancy Sanow or Carlene Kim at (202) 942-0772, Division of Market
Regulation.
2. Consideration of whether to approve a National Association of
Securities Dealers (``NASD'') proposed rule change (SR-NASD-94-62)
to amend its Interpretation under Article III, Section 1 of the NASD
Rules of Fair Practice to prohibit a Nasdaq market maker from
trading ahead of customer limit orders sent to it for execution from
another broker-dealer. For further information, please contact Ethan
Corey at (202) 942-0174.
At times, changes in Commission priorities require alternations in
the scheduling of meeting items. For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact: The Office of the Secretary (202) 942-7070.
Dated: May 12, 1995.
Jonathan G. Katz,
Secretary.
[FR Doc. 95-12239 Filed 5-15-95; 12:41 pm]
BILLING CODE 8010-01-M
