[Federal Register Volume 61, Number 86 (Thursday, May 2, 1996)]
[Notices]
[Pages 19613-19614]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-10866]
[[Page 19613]]
Privacy Act of 1974: System of Records
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice of new system of records.
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SUMMARY: The Commodity Futures Trading Commission is updating its
systems of records maintained under the Privacy Act to include data
from the electronic key card systems used by the Commission in its
Headquarters Office in Washington, D.C. and its regional offices in
Chicago, Los Angeles and Kansas City. A similar electronic system is
expected to be in place in the Commission's Minneapolis, Minnesota
office in 1997. This notice is intended to inform the public of the
existence and character of this system of records. The Commission is
also proposing routine uses for this system.
DATES: Effective date of system: June 11, 1996, unless comments are
received by the Commission which require a different determination.
Comments concerning routine uses must be received on or before June
3, 1996.
ADDRESSES: Comments concerning routine uses should be addressed to Jean
A. Webb, Secretary, Commodity Futures Trading Commission, Three
Lafayette Centre, 1155 21st Street NW., Washington, DC 20581.
FOR FURTHER INFORMATION CONTACT: Susan Nathan, Office of General
Counsel, (202) 418-5120, Lisa La Chance, Office of Administrative
Services, (202) 418-5167, Commodity Futures Trading Commission, Three
Lafayette Centre, 1155 21st Street NW., Washington, DC 20581.
SUPPLEMENTARY INFORMATION: In accordance with the Privacy Act of 1974,
5 U.S.C. 552a, and the Commission's implementing regulations, 17 CFR
part 146, the Commission is publishing a description of a new system of
records. The Commission's Office of Administrative Services is
responsible for the Commission's physical plant, including leasing,
maintenance and physical security. Generally, leases for Commission
office space include provisions that the landlord is to provide
adequate security, at least comparable to industry norms for the
geographic area, to include an electronic key card system which will,
inter alia, limit physical access to some or all of the space leased by
the Commission. The key card systems for the headquarters, Kansas City
and Los Angeles locations are maintained by the respective landlords.
The key card system for the office suites in the Commission's Chicago
office is maintained by the Commission, while the after business hours
key card system for the elevators in the Chicago office is maintained
by the landlord.
As part of such a system, Commission employees are each provided
with separately identifiable key cards and each use of any key card is
recorded on the landlord's computerized tracking system, or the
Commission's system in the case of the Chicago office. Similarly,
representatives of the landlords, including maintenance and custodial
personnel have key cards. Visitors may be temporarily issued key cards
by the Commission.
Upon request to a landlord by the Director, Office of
Administrative Services (or his/her designee), the landlord will
provide a print-out of recorded use of one or more key cards within a
block of time. Printouts usually contain the number of the key card and
the name of the person to whom that key card is assigned.
Principally this system of records consist of the data obtained
from a landlord. It also includes, however, the records maintained by
the Commission for the Chicago office suite. None of the Commission's
landlords is a government entity, and the system of records does not
include any information on usage of key cards held solely by a
landlord. Accordingly, no person may, under section 552a(d), obtain
information concerning material solely in a landlord's possession
concerning themselves, see Notification Procedures, infra. If should be
noted, however, that the Commission's landlords represent that in the
ordinary course they retain this data for no more than six months. The
Commission retains its records for the Chicago office for about 90
days.
The principal purposes of the key card system relate to security of
personnel and property. Information about usage may, however, be
accessed for security and non-security purposes.
Thus, in the case of a theft on agency premises, a printout or
similar document would be obtained showing entries into the relevant
portion of the premises. This information might be conveyed to local or
other law enforcement authorities. If a question arose whether an
agency employee had in fact been at his or her workstation during non-
business hours for purposes of a claim for overtime pay, the records of
key card usage might be accessed to confirm or rebut the claim. The
Commission does not, however, use the key card system for regular,
routine time and attendance purposes. See 5 U.S.C. 6106. The system may
also be used for analysis of traffic and similar space usage purposes
and may be accessed as part of service of data processing systems.
Accordingly, the Commission proposes the establishment of the
following system of records:
CFTC-33
System name:
Electronic key card usage.
System location:
Office of Administrative Services, Commodity Futures Trading
Commission, Three Lafayette Center, 1155 21st Street NW., Washington,
DC 20581.
Authority for maintenance of the system:
Sections 2(a)(2)(A)(b) and 12(b)(3), Commodity Exchange Act, 7
U.S.C. 4a(e) and 16(b)(3).
Routine Uses of Records Maintained in the System, including categories
of users and the purposes of such uses:
See the Commission's ``General Statement of Routine Uses,'' Nos. 1,
2, 6 and 7, Privacy Act Issuances, 1991 Comp., Vol. IV, p. 144. In
addition, information contained in this system may be disclosed by the
Commission (1) to any person in connection with architectural, security
or other surveys concerning use of office space and (2) to employees
and contractors for the purpose of maintenance or service of data
processing systems.
Policies and practices for storing, retrieving, accessing, retaining
and disposing of records in the system:
Storage:
Paper records in file folders, computer diskettes and computer
memory.
Retrievability:
By name of the subject, by assigned key card number, by time period
and by entry point.
SAFEGUARDS:
Information from the Commission's landlords' data bases may only be
requested from the landlords by the Director of the Office of
Administrative Services, or his/her designee. The Commission maintains
all key card usage records in limited access areas at all times.
Retention and disposal:
In accordance with the general record schedules and the
Commission's record management handbook the records in the system are
considered temporary and are destroyed when no longer required.
[[Page 19614]]
System manager(s) and address:
Director, Office of Administrative Services, Commodity Futures
Trading Commission, 1155 21st Street NW., Washington, DC 20581.
Notification procedures:
Individuals seeking to determine whether the system of records
contains information about themselves, seeking access to records about
themselves in the system of records or contesting the content of
records about themselves should address written inquiries to the FOIA,
Privacy and Sunshine Acts Compliance Staff, Commodity Futures Trading
Commission, 1155 21st Street NW., Washington, DC 20581. The system of
records and the notification, access and challenge procedures apply
only to records of key card usage in the Commission's actual
possession. None of these applies to any information solely in a
landlord's possession.
Record access procedures:
See ``Notification Procedures,'' above.
Contesting record procedures:
See ``Notification Procedures,'' above.
Record source categories:
With one exception, information in the system is supplied by the
Commission's landlords, typically on request. Information supplied is a
record of use of electronic key cards and in that sense the information
is obtained directly from the users of the key cards. Information in
the data base maintained in Chicago by the Commission itself is also
merely recorded usage of electronic key cards and similarly is obtained
directly from the user of the key card.
Issued in Washington, DC, on April 26, 1996, by the Commission.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 96-10866 Filed 5-1-96; 8:45 am]
BILLING CODE 6351-01