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Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736
Extension:
Rule 17g-10 Form ABS Due Diligence—15; SEC File No.270-597, OMB Control No. 3235-0694
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget (“OMB”) a request for approval of extension of the previously approved collection of information provided for in Rule 17g-10 and Form ABS Due Diligence—15E under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.).[1]
Rule 17g-10 contains certain certification requirements for third-party due diligence service providers that are employed by an NRSRO, an issuer, or an underwriter, which must be made on Form ABS Due Diligence—15E. The Commission estimates that the total burden for respondents to comply with Rule 17g-10 is 238 hours.
The Commission may not conduct or sponsor a collection of information unless it displays a currently valid OMB control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number.
Background documentation for this information collection may be viewed at the following website: www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F St NE, Washington, DC 20549 or send an email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice.
Start SignatureDated: April 26, 2018.
Eduardo A. Aleman,
Assistant Secretary.
Footnotes
1. See 17 CFR 240.17g-1 and 17 CFR 249b.300.
Back to Citation[FR Doc. 2018-09270 Filed 5-1-18; 8:45 am]
BILLING CODE 8011-01-P
Document Information
- Published:
- 05/02/2018
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Document Number:
- 2018-09270
- Pages:
- 19386-19386 (1 pages)
- PDF File:
- 2018-09270.pdf