97-13276. Agency Sunshine Act Meetings  

  • [Federal Register Volume 62, Number 97 (Tuesday, May 20, 1997)]
    [Notices]
    [Page 27636]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-13276]
    
    
    -----------------------------------------------------------------------
    
    SECURITIES AND EXCHANGE COMMISSION
    
    
    Agency Sunshine Act Meetings
    
        Notice is hereby given, pursuant to the provisions of the 
    Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
    Exchange Commission will hold the following meetings during the week of 
    May 19, 1997.
        An open meeting will be held on Friday, May 23, 1997, at 2:00 p.m. 
    A closed meeting will be held on Friday, May 23, 1997, following the 
    2:00 p.m. open meeting.
        Commissioners, Counsel to the Commissioners, the Secretary to the 
    Commission, the recording secretaries will attend the closed meeting. 
    Certain staff members who have an interest in the matters may also be 
    present.
        The General Counsel of the Commission, or his designee, has 
    certified that, in his option, one or more of the exemptions set forth 
    in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4), 
    (8), (9)(i) and (10), permit consideration of the scheduled matters at 
    the closed meeting.
        Commissioner Wallman, as duty officer, voted to consider the items 
    listed for the closed meeting in a closed session.
        The subject matter of the open meeting scheduled for Friday, May 
    23, 1997, at 2:00 p.m., will be:
    
        Consideration of a concept release that would solicit comment on 
    revising the Commission's oversight of alternative trading systems, 
    national securities exchanges, and foreign market activities in the 
    United States. The Commission is reevaluating its regulation of such 
    entities in light of technology advances and the corresponding 
    growth of alternative trading systems and cross-border trading 
    opportunities. FOR FURTHER INFORMATION, please contact Kristen N. 
    Geyer, Special Counsel, at (202) 942-0799; Gautam Gujral, Special 
    Counsel, at (20) 942-0175; Marie Ito, Special Counsel, at (202) 942-
    4147; Paula R. Jenson, Deputy Chief Counsel, at (202) 942-0073; or 
    Elizabeth King, Special Counsel, at (202) 942-0140.
    
        The subject matter of the closed meeting scheduled for Friday, May 
    23, 1997, following the 2:00 p.m. open meeting, will be:
    
        Institution and settlement of injunctive actions.
        Institution and settlement of administrative proceedings of an 
    enforcement nature.
    
        At times, changes in Commission priorities require alterations in 
    the scheduling of meeting items. For further information and to 
    ascertain what, if any, matters have been added, deleted or postponed, 
    please contact:
        The Office of the Secretary at (202) 942-7070.
    
        Dated: May 15, 1997.
    Jonathan G. Katz,
    Secretary.
    [FR Doc. 97-13276 Filed 5-16-97; 10:54 am]
    BILLING CODE 8010-01-M
    
    
    

Document Information

Published:
05/20/1997
Department:
Securities and Exchange Commission
Entry Type:
Notice
Document Number:
97-13276
Pages:
27636-27636 (1 pages)
PDF File:
97-13276.pdf