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62 FR (05/21/1997) » 97-13281. Issuer Delisting; Notice of Application to Withdraw From Listing and Registration; (Sparta Surgical Corporation, $4.00 Par Value Redeemable Preferred Stock; $4.00 Par Value Series A Convertible Redeemable Preferred Stock; Series A Common ...
97-13281. Issuer Delisting; Notice of Application to Withdraw From Listing and Registration; (Sparta Surgical Corporation, $4.00 Par Value Redeemable Preferred Stock; $4.00 Par Value Series A Convertible Redeemable Preferred Stock; Series A Common ...
[Federal Register Volume 62, Number 98 (Wednesday, May 21, 1997)]
[Notices]
[Pages 27813-27814]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-13281]
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SECURITIES AND EXCHANGE COMMISSION
Issuer Delisting; Notice of Application to Withdraw From Listing
and Registration; (Sparta Surgical Corporation, $4.00 Par Value
Redeemable Preferred Stock; $4.00 Par Value Series A Convertible
Redeemable Preferred Stock; Series A Common Stock Purchase Warrants)
File No. 1-11047
May 15, 1997.
Sparta Surgical Corporation (``Company'') has filed an application
with the Securities and Exchange Commission (``Commission''), pursuant
to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') and
Rule 12d2-2(d) promulgated thereunder, to withdraw the above specified
securities (``Securities'') from listing and registration on the Boston
Stock Exchange, Inc. (``BSE'' or ``Exchange'').
The reasons cited in the application for withdrawing the Securities
from listing and registration include the following:
According to the Company, it has complied with rules of the BSE by
filing with such Exchange a copy of resolution adopted by the Company's
Board of Directors authorizing the withdrawal of its securities from
listing on the BSE and by setting forth in detail to such Exchange the
reasons for such proposed withdrawal, and the facts in support thereof.
The Securities of the Company have been listed on the Nasdaq Stock
Market since March 12, 1992 and July 12, 1994. In making the decision
to withdraw the Securities from listing on the BSE, the Company
considered the direct and indirect costs and expenses attendant on
maintaining the dual listing of its securities on the Nasdaq Stock
Market and the BSE.
Any interested person may, on or before June 5, 1997, submit by
letter to the Secretary of the Securities and Exchange Commission, 450
Fifth Street, N.W., Washington, D.C. 20549, facts bearing upon whether
the application has been made in accordance with the rules of the
exchange and what terms, if any, should be imposed by Commission for
the protection of investors. The Commission, based on the information
submitted to it, will issue an order granting the application
[[Page 27814]]
after the date mentioned above, unless the Commission determines to
order a hearing on the matter.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.
Jonathan G. Katz,
Secretary.
[FR Doc. 97-13281 Filed 5-20-97; 8:45 am]
BILLING CODE 8010-01-M
Document Information
- Published:
- 05/21/1997
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Document Number:
- 97-13281
- Pages:
- 27813-27814 (2 pages)
- PDF File:
-
97-13281.pdf