97-13504. Fisheries of the Northeastern United States; Regulatory Amendment to the Fishery Management Plan for the Summer Flounder, Scup, and Black Sea Bass Fisheries; Commercial Quota Harvested for Delaware and New Hampshire  

  • [Federal Register Volume 62, Number 99 (Thursday, May 22, 1997)]
    [Rules and Regulations]
    [Pages 27978-27985]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-13504]
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    
    50 CFR Part 648
    
    [Docket No. 960805216-7111-06; I.D. 121796B]
    RIN 0648-AH06
    
    
    Fisheries of the Northeastern United States; Regulatory Amendment 
    to the Fishery Management Plan for the Summer Flounder, Scup, and Black 
    Sea Bass Fisheries; Commercial Quota Harvested for Delaware and New 
    Hampshire
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Final rule; commercial quota harvest.
    
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    SUMMARY: NMFS issues this final rule to implement approved measures 
    contained in a regulatory amendment to the Fishery Management Plan for 
    the Summer Flounder, Scup, and Black Sea Bass Fisheries (FMP). This 
    regulatory amendment revises the allocation and management of the 
    commercial scup quota. As a consequence of this rule, NMFS further 
    announces that no commercial scup quota is available for the States of 
    Delaware and New Hampshire for the 1997 Summer period, which ends 
    October 31, 1997.
    
    EFFECTIVE DATE: May 20, 1997.
    
    ADDRESSES: Copies of the regulatory amendment are available upon 
    request from David R. Keifer, Executive Director, Mid-Atlantic Fishery 
    Management Council, Room 2115, Federal Building, 300 South New Street, 
    Dover, DE 19901.
        Comments regarding burden-hour estimates for collection-of-
    information requirements contained in this final rule should be sent to 
    Andrew A. Rosenberg, Ph.D., Regional Administrator, 1 Blackburn Drive, 
    Gloucester, MA 01930, and to the Office of Information and Regulatory 
    Affairs, Office of Management and Budget (OMB), Washington, D.C. 20502 
    (Attention: NOAA Desk Officer).
    
    FOR FURTHER INFORMATION CONTACT: Regina L. Spallone, Fishery Policy 
    Analyst, 508-281-9221.
    
    SUPPLEMENTARY INFORMATION: This final rule implements approved measures 
    contained in the regulatory amendment to the FMP, which was prepared by 
    the Mid-Atlantic Fishery Management Council (Council) and the Atlantic 
    States Marine Fisheries Commission (Commission). Background concerning 
    the development of this regulatory amendment was provided in the notice 
    of proposed rulemaking (62 FR 5375, February 5, 1997), and is not 
    repeated here.
        This rulemaking revises the manner in which the annual commercial 
    quota is allocated to the scup fishery. With this revision, the total 
    annual allowable catch (TAC) for the commercial fishery
    
    [[Page 27979]]
    
    is allocated into two Winter periods: January-April (Winter I) and 
    November-December (Winter II); and one Summer period: May-October 
    (Summer). Based on historical landings data, the quota is allocated to 
    each period as follows: Winter I--45.11 percent; Summer--38.95 percent; 
    and Winter II--15.94 percent. Discard estimates for each period are 
    subtracted from the TAC for each period to derive the commercial quota 
    for each period. The quota for each of the two Winter periods is 
    allocated on a coastwide basis to the coastal states from Maine to 
    North Carolina. During these Winter periods, coastwide landings (trip) 
    limits, recommended by the Council and Commission as part of the annual 
    fishing measures and implemented by the states, are in effect. This 
    regulatory amendment specifies that during the 1997 Winter II period, 
    the landings limit will be 12,000 lb (5,443 kg) for vessels with a 
    Federal scup moratorium permit. During the Summer period, the quota is 
    distributed among the coastal states based on the percentage shares 
    specified in this regulatory amendment. The states are responsible for 
    the management of their respective quotas.
    
    Disapproved Measure
    
        NMFS announces the disapproval of the de minimus provision 
    specified in this regulatory amendment because it violates national 
    standard 7, raises questions of consistency with national standard 1, 
    and appears to be arbitrary and capricious. This measure would require 
    an annual examination of state landings to determine if a state should 
    be granted de minimus status. De minimus is defined as landings in a 
    state during the Summer period that are less than 0.1 percent of the 
    overall Summer quota. This determination was to be based on landings 
    for the last preceding year for which data are available. The de 
    minimus measure imposes an administrative burden and cost without 
    conferring any demonstrable administrative or conservation benefit. 
    Consequently, this provision contravenes the requirements of national 
    standard 7.
        In the preamble to the proposed rule to implement this regulatory 
    amendment, NMFS noted that the de minimus provision was unclear and 
    invited comments specific to the operation of this provision. The 
    Council and the State of Delaware's Division of Fish and Wildlife 
    submitted comments to interpret the provision. However, the comments 
    did not address NMFS' concern that it is not clear from the record if a 
    de minimus state must close its state fishery when its quota is 
    harvested. A state's failure to close its fishery when its quota is 
    harvested would prevent the attainment of the exploitation rate 
    reduction goals in the FMP, since vessels without Federal permits 
    fishing exclusively in that state's waters could continue to land scup. 
    This would result in overfishing and renders the measure inconsistent 
    with national standard 1.
        If de minimus status does not, at the very least, require a state 
    to impose landing constraints, the provision would encourage owners of 
    vessels that have not traditionally landed in that state to land 
    amounts of scup much larger than they could land in their home port 
    states. This could result in the state's de minimus quota being rapidly 
    exceeded and compound the overfishing situation if a de minimus state 
    is not required to close its fishery when its de minimus quota is 
    harvested.
        Further, the standard established to determine de minimus status 
    (examination of landing data for the last year for which data are 
    available) appears arbitrary and capricious. Landings in the 
    intervening time period in the state under consideration for de minimus 
    status could well exceed the threshold for such status. Thus, such a 
    determination would not reflect accurately the true status of the 
    state.
        Last, the de minimus provision submitted by the Council and 
    Delaware included measures that went beyond the scope of measures taken 
    to public hearing. For instance, the Council suggested prohibiting scup 
    landings by any federally permitted vessels in a state granted de 
    minimus status. To implement this provision at this point would be 
    inconsistent with the Administrative Procedure Act because the public 
    has had no opportunity to participate in this measure's development or 
    to comment on it. Also, note that Table 2 in this final rule lists the 
    states and their percent shares for the Summer period commercial quota. 
    These percent shares are the same as were listed in the proposed rule. 
    However, had the de minimus provision been approved, these percent 
    shares would have changed.
    
    Approved Measures: Implementation of the Revised Quota System
    
        A coastwide commercial quota for scup was implemented on January 1, 
    1997. Final specifications, effective March 11, 1997 (62 FR 12105, 
    March 14, 1997), apportioned a quota of 6.0 million lb (2.7 million kg) 
    to the commercial scup fishery. This quota was derived by subtracting 
    an estimated 1997 discard of 1.103 million lb (0.5 million kg) from the 
    7.103 million lb (3.2 million kg) allocated to the commercial sector. 
    This regulatory amendment specifies that any quota harvested between 
    January 1, 1997, and April 30, 1997, will count against the Winter I 
    allocation. Any landings in excess of the 1997 Winter I allocation will 
    be deducted from the allocation for the 1997 Winter II period. Landings 
    in excess of the total of both 1997 Winter periods will be deducted 
    from 1998 Winter periods. This deduction would not affect the Summer 
    allocation in either year. However, current data show approximately 
    800,000 lb (362,874 kg) have been landed through March 22, 1997. 
    Therefore, an overage of the Winter I allocation, specified in the 
    table below, would be unlikely. As such, no adjustment is necessary to 
    the Winter II allocation. However, if additional data become available 
    that show landings during this time are in excess of the Winter I 
    allocation, an adjustment will be made and the public informed through 
    notification in the Federal Register.
        A summary of the 1997 allocations for the three periods is shown in 
    Table 1.
    
                                  Table 1.--Period Allocations of Commercial Scup Quota                             
    ----------------------------------------------------------------------------------------------------------------
                                                                                             Quota allocation       
                    Period                  Percent       TAC \1\      Discards \2\  -------------------------------
                                                                                         (pounds)       (kilograms) 
    --------------------------------------------------------------------------------------------------------\3\-----
    WINTER I.............................      45.11       3,204,163         497,563       2,706,600       1,227,693
    SUMMER...............................      38.95       2,766,619         429,619       2,337,000       1,060,045
    WINTER II............................      15.94       1,132,218         175,818         956,400         433,816
                                          --------------------------------------------------------------------------
        TOTAL............................     100.00       7,103,000       1,103,000       6,000,000      2,721,554 
    ----------------------------------------------------------------------------------------------------------------
    \1\ Total Allowable Catch, in pounds.    \2\ Discard estimates, in pounds.    \3\ Kilograms are as converted    
      from pounds.                                                                                                  
    
    
    [[Page 27980]]
    
        The 1997 commercial quota for the Summer period (2,337,000 lb; 
    1,060,045 kg), apportioned among the states according to the percentage 
    shares specified in Sec. 648.120(d)(3), is presented in Table 2.
    
          Table 2.--Summer Period (May-October) Commercial Quota Shares     
    ------------------------------------------------------------------------
                                                       1997 allocation      
                 State                  Share   ----------------------------
                                      (percent)    (pounds)     (kilograms) 
    ----------------------------------------------------------------\1\-----
    Maine..........................     0.13042        3,048          1,383 
    New Hampshire..................     0.00004            1              0 
    Massachusetts..................    15.49117      362,029        164,214 
    Rhode Island...................    60.56588    1,415,425        642,026 
    Connecticut....................     3.39884       79,431         36,029 
    New York.......................    17.05295      398,527        180,769 
    New Jersey.....................     3.14307       73,453         33,318 
    Delaware.......................     0.00000            0              0 
    Maryland.......................     0.01288          301            137 
    Virginia.......................     0.17787        4,157          1,886 
    North Carolina.................     0.02688          628            285 
                                    ----------------------------------------
        Total......................   100.00000    2,337,000     1,060,045  
    ------------------------------------------------------------------------
    \1\ Kilograms are as converted from pounds and do not add to the        
      converted total due to rounding.                                      
    
        Section 648.121(b) requires the Administrator, Northeast Region, 
    NMFS (Regional Administrator) to monitor the Summer period state 
    commercial quotas and determine the date when a state commercial quota 
    is harvested. NMFS is required to publish notification in the Federal 
    Register advising a state and notifying vessel and dealer permit 
    holders that, effective upon a specific date, a state's Summer period 
    commercial quota has been harvested and that no Summer period 
    commercial quota is available for landing scup in that state for the 
    remainder of the period. Because the amount of commercial quota that is 
    allocated for the Summer period to the State of New Hampshire is 1 lb 
    (less than 1 kg) and to the State of Delaware is 0 lb (0 kg), the 
    Regional Administrator has determined that no quota is available for 
    landings in those states for the Summer period.
        The regulations at Sec. 648.4(b) provide that Federal permit 
    holders agree, as a condition of the permit, not to land scup in any 
    state that the Regional Administrator has determined no longer has 
    commercial quota available. Therefore, effective 0001 hours May 20, 
    1997, until 2400 hours, October 31, 1997, landings of scup in New 
    Hampshire or Delaware by vessels holding commercial Federal fisheries 
    permits are prohibited, unless quota becomes available through a 
    transfer and is announced in the Federal Register. Federally permitted 
    dealers are also advised that they may not purchase scup from federally 
    permitted vessels that land in New Hampshire or Delaware for the 
    remainder of the Summer period or until quota becomes available through 
    a transfer.
    
    Comments and Responses
    
        Written comments from the Commonwealth of Massachusetts Division of 
    Marine Fisheries (MA-DMF); the Commonwealth of Massachusetts Executive 
    Office of Environmental Affairs, Office of Coastal Zone Management (MA-
    OCZM); the State of Delaware Division of Fish and Wildlife (Delaware); 
    the Council; three fishing industry associations; one U.S. Congressman; 
    and six members of the public were received during the public comment 
    period, which ended on March 7, 1997. One association letter was 
    accompanied by a petition that was signed by 314 individuals. Several 
    written comments were also received during the public comment period 
    that were not relevant to the proposed rule for this regulatory 
    amendment. Those comments are not addressed here.
        Comment: Delaware and the Council submitted a comment to explain 
    the de minimus provision. Specifically, Delaware interpreted the 
    provision to include the following points, and the Council concurred: 
    (1) De minimus status would be valid for 1 year; (2) de minimus quota 
    would be equal to 0.1 percent of the coastwide summer total and that 
    amount would be subtracted from the remainder prior to allocation to 
    the other states; (3) no landings of scup would be permitted by 
    federally permitted fishing vessels in states granted de minimus 
    status; (4) to apply for de minimus status, a state must show 
    ``reasonable steps'' were taken to assure landings would not exceed its 
    de minimus allocation; (5) landings in excess of a de minimus state's 
    allocation would be taken off next year's allocation; (6) states 
    granted de minimus status would submit an annual report to the 
    Monitoring Committee, the Council, and the Board, detailing scup 
    landings and compliance.
        Response: For the reasons noted in the preamble of this final rule, 
    NMFS has disapproved the provision to grant de minimus status to 
    states. As noted in the preamble, the clarification submitted did not 
    clarify adequately the measures and actually raised new concerns about 
    the provision.
        Comment: One industry association urged disapproval because of the 
    rapid pace used to develop the quota measure. The association felt that 
    there was inadequate time for constructive discussion of the 
    alternatives.
        Response: Amendment 8 to the FMP, approved on July 29, 1996 (61 FR 
    43420, August 23, 1996), stressed the Council's intention to revise the 
    coastwide commercial quota allocation system contained within it. Since 
    the Council contemplated revisions in Amendment 8, those changes are 
    promulgated through this regulatory amendment, instead of a plan 
    amendment. However, a regulatory amendment does not exempt an action 
    from full public participation afforded under the Magnuson-Stevens 
    Fishery Conservation and Management Act (Magnuson-Stevens Act). Public 
    hearings for this regulatory amendment were held from September 10, 
    1996,
    
    [[Page 27981]]
    
    through September 12, 1996, in coastal communities from Buzzards Bay, 
    MA, to Cape May Courthouse, NJ. This schedule of hearings invited 
    widespread public input into the development of the regulatory 
    amendment, including its alternatives. This schedule is entirely 
    consistent with the legal requirements that pertain to the fishery 
    management plan development process.
        Comment: Two commenters urged disapproval of the regulatory 
    amendment as inconsistent with national standard 4. One U.S. 
    Congressman recommended disapproval of the regulatory amendment because 
    of the Summer allocations to the states and his concern about the 
    Massachusetts allocation. One individual requested that NMFS disapprove 
    the regulatory amendment, because he feels it is based on inaccurate 
    data, fails to address differing discard rates by gear type, and 
    imposes no effort control on gear types with high discard rates. This 
    commenter believes that national standard 4 is violated by both the 
    coastwide quota approved under Amendment 8 to the FMP and this 
    regulatory amendment.
        Response: For the reasons noted in this preamble, NMFS determined 
    all measures except de minimus to be consistent with the national 
    standards and all other applicable laws. NMFS disagrees that annual 
    allocations, or their distribution in either Amendment 8 or this 
    regulatory amendment, violate national standard 4. For the most part, 
    the distribution of the allocations is on a coastwide basis. During the 
    Winter period coastwide quotas, all industry participants will operate 
    under uniform landings limits regardless of where they are fishing or 
    in which state they reside. A coastwide quota does not have a 
    discriminatory effect between residents of different states, as such a 
    measure is indifferent to the location of the fishing effort that 
    results in its harvest. While many would like to see higher annual 
    quotas, that desire conflicts with the conservation goals established 
    in Amendment 8, which are consistent with the principal focus of the 
    Magnuson-Stevens Act to prevent overfishing and to rebuild overfished 
    stocks, of which scup is one. This approach to management does not 
    raise any issues with respect to national standard 4. Further, the 
    state-by-state quota system in the Summer period established by this 
    regulatory amendment is equally consistent with national standard 4.
        National standard 4 requires that any allocation be fair and 
    equitable to all participants in the fishery. This requirement does not 
    translate into a management scheme in which all state quotas have to be 
    the same or similar. The fair and equitable aspect of national standard 
    4, as applied to this regulatory amendment, relates to the manner in 
    which the allocation is assigned to the states. In this instance, 
    during the Summer period, the assignment of the quota to the states is 
    based on the same formula. Each state receives a percentage of the 
    quota based on the percentage of the overall catch represented by the 
    states' landings data from 1983 through 1992. The states are going to 
    share the quota differently since their historical percentage of the 
    overall landings are different. The historical landings data are the 
    best available data upon which to base the allocation system. Use of 
    these data is consistent with the requirements of national standard 2. 
    Further, the regulatory amendment specifies that those percentages may 
    be revised if additional data are provided to indicate that a state's 
    landings data were incomplete.
        This regulatory amendment cannot impose effort control on gear 
    types with high discard rates because at the present time such 
    information is not available for analysis. The issue is addressed 
    elsewhere in this preamble.
        Comment: Two industry associations expressed their belief that the 
    data available are inadequate for use as a basis for management.
        Response: NMFS disagrees that available data are not sufficient to 
    support the measures in this regulatory amendment. The measures rely 
    upon the best scientific data available from both NMFS and the states. 
    While data are lacking for certain elements of this fishery--notably 
    landings from some states' inshore handline fisheries--this regulatory 
    amendment does contain the provision to allow states to revise their 
    summer shares based on amended data for the historical period. Further, 
    if gear-specific data become available, that data could be reflected in 
    the annual quota calculation.
        Comment: The MA-DMF commented that the regulatory amendment 
    violates national standard 9 because it fails to reduce bycatch.
        Response: To begin addressing discards in the scup fishery, and 
    bycatch of scup in other fisheries, the final specifications for the 
    1997 scup fishery revised gear requirements for the commercial sector 
    of this fishery. Specifically, the minimum codend mesh for otter trawl 
    vessels was increased to 4.5 inches (11.43 cm), triggered by the 
    harvest of a threshold of 4,000 lb (1,814 kg) from November through 
    April, and 1,000 lb (453 kg) from May through October. The intent of 
    this measure is to encourage offshore vessels that target squid with 
    1.875 inch (4.76 cm) mesh, to move off concentrations of scup, unless 
    the vessel intends to continue fishing with the larger mesh. As the 
    regulatory amendment calls for discards to be subtracted from a 
    period's TAC, there is further incentive to discard less, as lower 
    levels of discards could also be reflected in the annual quota 
    calculation. This approach is consistent with national standard 9 that 
    directs, in part, that to the extent practicable, bycatch should be 
    minimized.
        Comment: One industry association expressed concern about the 
    adequacy of data available to estimate discards (referring to the 
    estimate as ``subjective'') and also about the methods for using those 
    data in calculating the quotas.
        Response: Since the estimate of scup discards are the best 
    available data at this time, it would be inappropriate to characterize 
    these data as ``subjective.'' The term ``subjective'' implies that the 
    estimates are modified by individual bias, when, in fact, the estimates 
    used are based on direct observations from sea sampling and landings. 
    These data are the best scientific information available to NMFS. The 
    estimation methodology has been reviewed and accepted by the NMFS Stock 
    Assessment Workshop process, which is a peer-reviewed process involving 
    participants from academia, Federal and state agencies, and industry.
        With this regulatory amendment, the discard estimates attributable 
    to a period are to be subtracted from that period's TAC. The first step 
    in estimating a TAC (used to determine the quota) is estimating current 
    stock size. That stock size estimate is based on an analysis of the 
    effects of both discards and landings. The target exploitation rate, 
    including the effects of both discards and landings, is then ``plugged 
    into'' the current stock size to determine the TAC. It is assumed that 
    the observed discard pattern (including the ratio of discards to 
    landings of fish at each age) in a given year will persist in the year 
    for which the TAC is allocated. Thus, the TAC equals landings plus 
    discards. If discards are not subtracted from the TAC, and the entire 
    TAC is allowed as landings, then the target exploitation rate will be 
    substantially exceeded.
        Comment: Three industry associations, two individuals, and the MA-
    DMF questioned the adequacy of discard data used in calculating the 
    commercial quota. Concern was expressed about inadequate sea sampling 
    of offshore freezer trawler vessels and the lack of specific action to 
    reduce discards. The MA-DMF
    
    [[Page 27982]]
    
    contends that the treatment of the discard data is inequitable to the 
    Massachusetts fishery.
        Response: The amount of discard data that may be collected is 
    dependent on the amount of funding available for sea sampling in a 
    given year. NMFS notes that sea sampling is especially difficult for 
    the scup fishery, as the fishery is pursued over a wide geographic 
    range as well as a wide range of seasons and gear types. However, this 
    regulatory amendment and the existing FMP rely on data that are the 
    best available scientific information.
        Comment: Three industry associations and one U.S. Congressman felt 
    the regulations gave no consideration to past conservation actions 
    taken by the Commonwealth of Massachusetts and that Massachusetts lacks 
    effective participation in fishery management plans administered 
    jointly by the Council and Commission. Some of these commenters felt 
    that this apparent lack of participation by Massachusetts was in 
    violation of national standard 4.
        Response: The allocation of commercial quota is based on data for a 
    state's historical fishery from the base years of 1983 through 1992 and 
    includes all data supplied by NMFS and the states for those years. 
    Measures adopted by Massachusetts in 1992 and subsequent years, 
    including a ban on night dragging and minimum fish size, are 
    commendable and excellent conservation measures for the scup stock. 
    However, those measures do not impact the landings during the base 
    years that define the historical fishery in this regulatory amendment.
        This regulatory amendment, as well as the FMP, was prepared jointly 
    by the Council and the Commission, with assistance provided by the New 
    England Fishery Management Council. Massachusetts effectively 
    participated in the development of this regulatory amendment through 
    two of those bodies: The New England Fishery Management Council, on 
    which Massachusetts holds a voting seat, and the Commission, which 
    votes on actions independent of the Council by way of the Summer 
    Flounder, Scup, and Black Sea Bass Board (Board). A representative of 
    Massachusetts chairs the Commission's Board. Massachusetts' 
    participation, or any lack thereof, does not raise any issues with 
    respect to national standard 4 that have not been addressed above.
        Comment: One industry association made a specific request to 
    eliminate wasteful, harmful fishing practices and encourage 
    conservation by exempting handlines, scup pots, and weirs from the 
    quota plan.
        Response: The commercial quota is one of the major conservation 
    measures to achieve the target exploitation rates of the FMP. The FMP 
    specifically requires that all scup landed for sale in a state, 
    regardless of where or how it is harvested, count against the quota. 
    Therefore, there is no provision in the regulations to exempt the catch 
    taken by any specific gear type from the quota. The commenter did not 
    elaborate on how such an exemption from the quota by a user group would 
    discourage wasteful and harmful fishing practices or encourage 
    conservation. The commenter offered no alternative that would allow the 
    inshore industry to assist in meeting the reductions in exploitation 
    mandated by the FMP.
        Comment: One industry association and one individual felt this 
    regulatory amendment discriminated against specific gear types because 
    the discard deduction does not distinguish between different fishing 
    methods.
        Response: The data presently available do not provide the basis to 
    manage individual gear types differently. However, the regulatory 
    amendment does provide a mechanism that will allow future consideration 
    of gear differences, should such data become available.
        Comment: Two individuals expressed concern that the quota would be 
    caught early in the fishing year and that there would be no fishery for 
    the summer inshore commercial fishery in Massachusetts.
        Response: This regulatory amendment incorporates language to 
    address specifically this concern. Any overages that occur in the 1997 
    Winter I allocation, and made prior to implementation of this 
    regulatory amendment, will be taken off the 1997 Winter II and 
    subsequent Winter periods. In 1998 and beyond, overages in a period's 
    allocation will be deducted from that period the following year. In no 
    scenario will an overage from a winter fishery impact a Summer period 
    allocation.
        Comment: One industry association and one member of the public 
    commented that this regulatory amendment would financially devastate 
    coastal communities. The association noted that almost all of its 
    members derive greater than 50 percent of their income from the 
    commercial harvest of scup. They feared that between May 1 and May 15 
    or 20, when trap fishermen and handliners normally start harvesting, 
    the quota could be filled by draggers issued a Massachusetts Coastal 
    Access vessel permit. As a result, Massachusetts' fishery would close 
    before they could fish. This early closure would result in financial 
    devastation for the coastal communities in which they do business.
        Response: Under this rule, the commercial quota for the Summer scup 
    fishery (May through October) will be managed on a state-by-state 
    basis. This regulatory amendment requires the full cooperation of the 
    states in order for the entire FMP to be successful. The states may 
    implement their Summer allocation in a manner that best suits their 
    individual fisheries. Massachusetts may choose to implement its quota 
    using trip limits or other measures to preserve quota for particular 
    sectors of its industry. Such measures, implemented by the State, would 
    serve to mitigate the financial impacts of the Summer quota. The 
    Assistant General Council for Legislation and Regulation of the 
    Department of Commerce certified to the Chief Counsel for Advocacy of 
    the Small Business Administration, when this rule was proposed, that 
    this rule is not expected to have a significant economic impact on a 
    substantial number of small entities. That certification, including the 
    reasons for it, was published in the preamble to the proposed rule (62 
    FR 5375, February 5, 1997). This regulatory amendment is intended to 
    preserve the historical pattern of commercial harvest of scup by 
    seasons, thus reducing the impact on small entities that may otherwise 
    be felt under a coastwide quota with no method of controlling the rate 
    of harvest.
        Comment: One industry group and one member of the public expressed 
    concern for participants in the recreational fishery because of the 
    belief that the group, although large in number, receives very little 
    quota and will be negatively impacted by this regulatory amendment.
        Response: This regulatory amendment has no impact on the 
    recreational fishery. The recreational sector of the fishery is 
    currently operating under a target harvest limit that is not revised by 
    this action. Final specifications for the commercial and recreational 
    scup fisheries were published on March 14, 1997 (62 FR 12105). Those 
    specifications allocate 6.0 million lb (2.7 million kg) to the 
    commercial sector and 1.947 million lb (0.88 million kg) to the 
    recreational sector. Neither allocation is changed by this regulatory 
    amendment.
        Comment: The MA-CZM commented that the Council should consider 
    measures other than quota to control fishing (e.g., ban night trawling, 
    etc.), as Massachusetts did several years ago.
        Response: The commercial quota revised by this action is but one of 
    several measures implemented under
    
    [[Page 27983]]
    
    Amendment 8 to control fishing mortality in the scup fishery. Other 
    measures include a moratorium on new entrants into the fishery, gear 
    restrictions, minimum fish size, pot/trap requirements, and a target 
    harvest level for the recreational fishery. Generally, controls on 
    fishing gear, such as mesh and escape vent sizes, control the rate of 
    mortality on sublegal fish, i.e., fish that are not yet vulnerable to 
    the gear. The quota measures constrain the number of legal sized fish 
    that may be removed from a stock. These two measures combined are 
    intended to achieve the goals of the FMP to reduce overfishing on the 
    scup stock.
        Comment: The MA-DMF commented that the mixed species/discard 
    problem is not resolved with minimum fish and mesh size requirements. 
    The MA-DMF strongly advocates large season/area closures in offshore 
    waters, particularly during the fall through spring seasons to reduce 
    the discard of small scup.
        Response: NMFS agrees that such measures may be prudent for this 
    fishery, and deserve to be seriously considered for implementation in 
    1998.
    
    Changes From the Proposed Rule
    
        This final rule implements the provisions of the regulatory 
    amendment by amending 50 CFR part 648, Fisheries of the Northeastern 
    United States. As a result of the President's Regulatory Reinvention 
    Initiative, regulatory language for all of the fishery management plans 
    within the purview of the Council and the New England Fishery 
    Management Council were consolidated into part 648. In some cases, this 
    final rule mentions fisheries other than scup in the regulatory 
    language. The regulations governing these other fisheries have not been 
    amended here and their mention in the regulatory language is merely to 
    reduce confusion for the reader.
        In Sec. 648.14, paragraph (a)(89), the phrase ``fish for, catch or 
    retain'' is revised to read ``fish for, catch and retain, or land'' to 
    clarify the prohibition on landing more than the limit.
        Since the measure to grant de minimus status to a state was 
    disapproved by NMFS, in Sec. 648.120, paragraphs (b)(2) through (b)(8) 
    are redesignated as (b)(4) through (b)(10) and proposed paragraphs 
    (b)(4) and (e) are removed from the regulations.
        The paragraph specifying states' shares in proposed 
    Sec. 648.120(d)(7) is corrected to read ``(d)(3),'' and the requirement 
    that the Council and Commission recommend to the Regional Administrator 
    that the seasonal allocations in paragraph (d)(1) be revised as a 
    result of changes in landings data available from the states for the 
    base years 1983-92, is added.
        Proposed Sec. 648.120(f) is redesignated as Sec. 648.120(e).
    
    Classification
    
        This rule will enhance the efficiency of the Fishery Management 
    Plan for the Summer Flounder, Scup, and Black Sea Bass Fisheries, and 
    offer benefits in implementing the commercial quota provisions of this 
    joint plan by redistributing the quota in the manner already approved 
    by the Commission. In order to realize these benefits, this rule must 
    be effective as close as possible to May 1, the start of the 1997 
    Summer period. Therefore, there is good cause under 5 U.S.C. 553(d)(3) 
    not to delay for 30 days the effective date of these regulations but to 
    make them effective upon the date of filing for public inspection at 
    the Office of the Federal Register.
        The Regional Administrator determined that this regulatory 
    amendment is necessary for the conservation and management of the scup 
    fishery and that it is consistent with the Magnuson-Stevens Act and 
    other applicable laws.
        This final rule has been determined to be not significant for the 
    purposes of E.O. 12866.
        Notwithstanding any other provision of the law, no person is 
    required to respond to nor shall any person be subject to a penalty for 
    failure to comply with a collection of information subject to the 
    requirements of the Paperwork Reduction Act (PRA), unless that 
    collection of information displays a currently valid OMB control 
    number.
        This rule contains a collection-of-information requirement subject 
    to the PRA. The state request to transfer quota has been approved by 
    OMB under control number 0648-0202 and is estimated to average 1 hour 
    per response. The estimated response time includes the time for 
    reviewing instructions, searching existing data sources, gathering and 
    maintaining the data needed, and completing and reviewing the 
    collection of information. Send comments regarding this burden 
    estimate, or any other aspect of the collection of information, 
    including suggestions for reducing the burden, to NMFS and OMB (see 
    ADDRESSES).
        The Assistant General Counsel for Legislation and Regulation of the 
    Department of Commerce certified to the Chief Counsel for Advocacy of 
    the Small Business Administration, when this rule was proposed, that 
    the management measures contained in this regulatory amendment will not 
    have a significant economic impact on a substantial number of small 
    entities. The reasons for this certification are contained in the 
    certification, which was published as part of the preamble to the 
    proposed rule (62 FR 5375, February 5, 1997) and are not repeated here.
        NMFS received several comments from representatives of the 
    Massachusetts inshore fishery regarding the economic impacts of this 
    rulemaking, but none specifically addressing this certification. These 
    comments were addressed in the Comments/Response section of this final 
    rule. The commenters noted primarily that many participants in the 
    inshore segment of the Massachusetts fishery derive a significant 
    portion of their income from the harvest of scup during the Summer 
    period. Other comments stressed that many of the landings from this 
    segment of the fishery are not represented in the scup landings 
    database. The commenters have come forward with concerns that can not 
    be confirmed by the scup landings database. Without specific data on 
    the level of fishing historically undertaken by the inshore segment of 
    the commercial scup fishery, it is impossible to analyze the economic 
    impacts on the inshore Massachusetts fishery versus the fishery as a 
    whole. If the inshore fishery is taken as a distinct universe of 
    participants for the purpose of determining impacts under RFA, it is 
    conceivable that this action may meet the criteria for significant 
    impact, as the commenters claim. However, NMFS cannot confirm that 
    claim because data are lacking for that segment of the fishery. The 
    comments did not provide any information changing the basis for the 
    certification. As a result, no regulatory flexibility analysis was 
    prepared.
    
    List of Subjects in 50 CFR Part 648
    
        Fisheries, Fishing, Reporting and recordkeeping requirements.
    
        Dated: May 16, 1997.
    Gary Matlock,
    Acting Assistant Administrator for Fisheries, National Marine Fisheries 
    Service.
    
        For the reasons set out in the preamble, 50 CFR part 648 is amended 
    as follows:
    
    PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES
    
        1. The authority citation for part 648 continues to read as 
    follows:
    
        Authority: 16 U.S.C. 1801 et seq.
    
        2. In Sec. 648.4, paragraph (b) is revised to read as follows:
    
    [[Page 27984]]
    
    Sec. 648.4  Vessel and individual commercial permits.
    
    * * * * *
        (b) Permit conditions. Any person who applies for a fishing permit 
    under this section must agree as a condition of the permit that the 
    vessel and the vessel's fishing activity, catch, and pertinent gear 
    (without regard to whether such fishing occurs in the EEZ or landward 
    of the EEZ, and without regard to where such fish or gear are 
    possessed, taken or landed), are subject to all requirements of this 
    part, unless exempted from such requirements under this part. All such 
    fishing activities, catch, and gear will remain subject to all 
    applicable state requirements. Except as otherwise provided in this 
    part, if a requirement of this part and a management measure required 
    by a state or local law differ, any vessel owner permitted to fish in 
    the EEZ for any species managed under this part must comply with the 
    more restrictive requirement. Owners and operators of vessels fishing 
    under the terms of a summer flounder moratorium, scup moratorium, or 
    black sea bass moratorium permit must also agree not to land summer 
    flounder, scup, or black sea bass, respectively, in any state after 
    NMFS has published a notification in the Federal Register stating that 
    the commercial quota for that state or period has been harvested and 
    that no commercial quota is available for the respective species. A 
    state not receiving an allocation of summer flounder, scup, or black 
    sea bass, either directly or through a coastwide allocation, is deemed 
    to have no commercial quota available. Owners or operators fishing for 
    surf clams and ocean quahogs within waters under the jurisdiction of 
    any state that requires cage tags are not subject to any conflicting 
    Federal minimum size or tagging requirements. If a surf clam and ocean 
    quahog requirement of this part differs from a surf clam and ocean 
    quahog management measure required by a state that does not require 
    cage tagging, any vessel owners or operators permitted to fish in the 
    EEZ for surf clams and ocean quahogs must comply with the more 
    restrictive requirement while fishing in state waters. However, 
    surrender of a surf clam and ocean quahog vessel permit by the owner by 
    certified mail addressed to the Regional Administrator allows an 
    individual to comply with the less restrictive state minimum size 
    requirement, as long as fishing is conducted exclusively within state 
    waters. If the commercial black sea bass quota for a period is 
    harvested and the coast is closed to the possession of black sea bass 
    north of 35 deg.15.3' N. lat., any vessel owners that hold valid 
    commercial permits for both the black sea bass and the NMFS Southeast 
    Region Snapper-Grouper fisheries may surrender their moratorium Black 
    Sea Bass permit by certified mail addressed to the Regional 
    Administrator and fish pursuant to their Snapper-Grouper permit, as 
    long as fishing is conducted exclusively in waters, and landings are 
    made, south of 35 deg.15.3' N. lat. A moratorium permit for the black 
    sea bass fishery that is voluntarily relinquished or surrendered will 
    be reissued upon the receipt of the vessel owner's written request 
    after a minimum period of 6 months from the date of cancellation.
    * * * * *
        3. In Sec. 648.14, paragraphs (a)(89) through (a)(101) are 
    redesignated as (a)(90) through (a)(102), respectively, and a new 
    paragraph (a)(89) is added to read as follows:
    
    
    Sec. 648.14  Prohibitions.
    
        (a) * * *
        (89) Fish for, catch and retain, or land scup in or from the EEZ 
    north of 35 deg.15.3' N. lat. in excess of the landing limit 
    established pursuant to Sec. 648.120 (b)(2) and (b)(3).
    * * * * *
        4. In Sec. 648.120, paragraph (b)(1) is revised, paragraphs (b)(2) 
    through (b)(8) are redesignated as paragraphs (b)(4) through (b)(10), 
    respectively, new paragraphs (b)(2) and (b)(3) are added, paragraphs 
    (c) and (d) are revised, and paragraph (e) is added to read as follows:
    
    
    Sec. 648.120  Catch quotas and other restrictions.
    
    * * * * *
        (b) * * *
        (1) The commercial quota for each of the three periods specified in 
    paragraph (d)(1) of this section, to be set from a range of 0 to the 
    maximum allowed to achieve the specified exploitation rate. The 
    commercial quota will be established by estimating the annual total 
    allowable catch (TAC), allocating it into the three periods, and 
    deducting the discard estimates for each period.
        (2) Landing limits for the Winter I and Winter II periods.
        (3) Percent of landings attained at which the landing limit for the 
    Winter I period will be reduced.
    * * * * *
        (c) Annual fishing measures. The Demersal Species Committee shall 
    review the recommendations of the Scup Monitoring Committee. Based on 
    these recommendations and any public comment, the Demersal Species 
    Committee shall recommend to the MAFMC measures necessary to assure 
    that the specified exploitation rate will not be exceeded. The MAFMC 
    shall review these recommendations and, based on these recommendations 
    and any public comment, recommend to the Regional Administrator 
    measures necessary to assure that the specified exploitation rate will 
    not be exceeded. The MAFMC's recommendation must include supporting 
    documentation, as appropriate, concerning the environmental and 
    economic impacts of the recommendations. The Regional Administrator 
    shall review these recommendations and any recommendations of the 
    Commission. After such review, NMFS will publish a proposed rule in the 
    Federal Register by October 15 to implement a commercial quota, 
    specifying the amount of quota allocated to each of the three periods, 
    landing limits for the Winter I and Winter II periods, the percentage 
    of landings attained during the Winter I fishery at which the landing 
    limits will be reduced, a recreational harvest limit and additional 
    management measures for the commercial fishery. NMFS will publish a 
    proposed rule in the Federal Register by February 15 to implement 
    additional management measures for the recreational fishery, if the 
    Regional Administrator determines that such measures are necessary to 
    assure that the specified exploitation rate will not be exceeded. After 
    considering public comment, NMFS will publish a final rule in the 
    Federal Register to implement the annual measures.
        (d) Distribution of Commercial Quota. (1) The annual commercial 
    quota will be allocated into three periods, based on the following 
    percentages:
    
    ------------------------------------------------------------------------
                                Period                              Percent 
    ------------------------------------------------------------------------
    Winter I--January-April......................................      45.11
    Summer-May-October...........................................      38.95
    Winter II--November-December.................................      15.94
    ------------------------------------------------------------------------
    
        (2) The Winter I and Winter II commercial quotas will each be 
    distributed to the coastal states from Maine through North Carolina on 
    a coastwide basis.
        (3) The Summer commercial quota will be allocated to the coastal 
    states from Maine through North Carolina, based upon the following 
    percentages:
    
               Summer Period (May-October) Commercial Quota Shares          
    ------------------------------------------------------------------------
                                                                   Share    
                              State                              (percent)  
    ------------------------------------------------------------------------
    Maine...................................................         0.13042
    New Hampshire...........................................         0.00004
    
    [[Page 27985]]
    
                                                                            
    Massachusetts...........................................        15.49120
    Rhode Island............................................        60.56589
    Connecticut.............................................         3.39884
    New York................................................        17.05295
    New Jersey..............................................         3.14307
    Delaware................................................         0.00000
    Maryland................................................         0.01286
    Virginia................................................         0.17789
    North Carolina..........................................         0.02690
    Total...................................................       100.00000
    ------------------------------------------------------------------------
    
        (4) All scup landed for sale in any state during either Winter I or 
    Winter II shall be applied against the coastwide commercial quota for 
    that period, regardless of where the scup were harvested. All scup 
    landed for sale in a state during the Summer period shall be applied 
    against that state's summer commercial quota, regardless of where the 
    scup were harvested.
        (5) All scup landed for sale in any state during the period January 
    1, 1997, through April 30, 1997, shall be applied against the coastwide 
    commercial quota for the 1997 Winter I period, regardless of where the 
    scup were harvested. Any landings during that time in excess of the 
    1997 Winter I commercial quota will be subtracted from the 1997 Winter 
    II period's allocation. Any overage beyond the 1997 Winter II 
    allocation will be deducted from subsequent winter periods.
        (6) Beginning in 1997, any overages of the commercial quota landed 
    in any state during the Summer period will be deducted from that 
    state's Summer period quota for the following year. Beginning in 1998, 
    any overages of the commercial quota landed in any Winter period will 
    be subtracted from the period's allocation for the following year.
        (7) Based upon any changes in the landings data available from the 
    states for the base years 1983-92, the Commission and the Council may 
    recommend to the Regional Administrator that the states' shares 
    specified in paragraph (d)(3) of this section and the period 
    allocations specified in paragraph (d)(1) of this section be revised. 
    The Council's and the Commission's recommendation must include 
    supporting documentation, as appropriate, concerning the environmental 
    and economic impacts of the recommendation. The Regional Administrator 
    shall review the recommendation of the Commission and the Council. 
    After such review, NMFS will publish a proposed rule in the Federal 
    Register to implement a revision in the state shares. After considering 
    public comment, NMFS will publish a final rule in the Federal Register 
    to implement the changes in allocation.
        (e) Quota transfers and combinations. Any state implementing a 
    state commercial quota for scup may request approval from the Regional 
    Administrator to transfer part or all of its Summer period quota to one 
    or more states. Two or more states implementing a state commercial 
    quota for scup may request approval from the Regional Administrator to 
    combine their quotas, or part of their quotas, into an overall regional 
    quota. Requests for transfer or combination of commercial quotas for 
    scup must be made by individual or joint letter(s) signed by the 
    principal state official with marine fishery management responsibility 
    and expertise, or his or her previously named designee, for each state 
    involved. The letter(s) must certify that all pertinent state 
    requirements have been met and identify the states involved and the 
    amount of quota to be transferred or combined.
        (1) Within 10 working days following the receipt of the letter(s) 
    from the states involved, the Regional Administrator shall notify the 
    appropriate state officials of the disposition of the request. In 
    evaluating requests to transfer a quota or combine quotas, the Regional 
    Administrator shall consider whether:
        (i) The transfer or combination would preclude the overall Summer 
    period quota from being fully harvested.
        (ii) The transfer addresses an unforeseen variation or contingency 
    in the fishery.
        (iii) The transfer is consistent with the objectives of the Summer 
    Flounder, Scup, and Black Sea Bass FMP and the Magnuson-Stevens Act.
        (2) The transfer of quota or the combination of quotas will be 
    valid only for the Summer period for which the request was made and 
    will be effective upon the filing by NMFS of a notification of approval 
    of the quota transfer or combination with the Office of the Federal 
    Register.
        (3) A state may not submit a request to transfer quota or combine 
    quotas if a request to which it is party is pending before the Regional 
    Administrator. A state may submit a new request when it receives notice 
    that the Regional Administrator has disapproved the previous request or 
    when notification of approval of the quota transfer or combination has 
    been filed at the Office of the Federal Register.
        (4) If there is a quota overage among states involved in the 
    combination of quotas at the end of the Summer period, the overage will 
    be deducted from the following Summer period's quota for each of the 
    states involved in the combined quota. The deduction will be 
    proportional, based on each state's relative share of the combined 
    quota for the previous Summer period. A transfer of quota or 
    combination of quotas does not alter any state's percentage share of 
    the overall Summer period quota specified in paragraph (d) of this 
    section.
        5. Section 648.121 is revised to read as follows:
    
    
    Sec. 648.121  Closures.
    
        (a) Winter closures. The Regional Administrator will monitor the 
    harvest of commercial quota for each Winter period based on dealer 
    reports, state data, and other available information and shall 
    determine the date when the commercial quota for a Winter period will 
    be harvested. NMFS shall close the EEZ to fishing for scup by 
    commercial vessels for the remainder of the indicated period by 
    publishing notification in the Federal Register advising that, 
    effective upon a specific date, the commercial quota for that period 
    has been harvested, and notifying vessel and dealer permit holders that 
    no commercial quota is available for landing scup for the remainder of 
    the period.
        (b) Summer closure. The Regional Administrator will monitor the 
    Summer period state commercial quota based on dealer reports, state 
    data, and other available information, and shall determine the date 
    when a state's commercial quota will be harvested. NMFS shall publish 
    notification in the Federal Register advising a state that, effective 
    upon a specific date, its Summer period commercial quota has been 
    harvested and notifying vessel and dealer permit holders that no Summer 
    period commercial quota is available for landing scup in that state for 
    the remainder of the period.
    
    [FR Doc. 97-13504 Filed 5-20-97; 8:45 am]
    BILLING CODE 3510-22-P
    
    
    

Document Information

Effective Date:
5/20/1997
Published:
05/22/1997
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Rule
Action:
Final rule; commercial quota harvest.
Document Number:
97-13504
Dates:
May 20, 1997.
Pages:
27978-27985 (8 pages)
Docket Numbers:
Docket No. 960805216-7111-06, I.D. 121796B
RINs:
0648-AH06: Amendment 9 to the Summer Flounder, Scup, and Black Sea Bass Fishery Management Plan
RIN Links:
https://www.federalregister.gov/regulations/0648-AH06/amendment-9-to-the-summer-flounder-scup-and-black-sea-bass-fishery-management-plan
PDF File:
97-13504.pdf
CFR: (5)
50 CFR 648.120(d)(7)
50 CFR 648.4
50 CFR 648.14
50 CFR 648.120
50 CFR 648.121