97-13520. Federally Assisted Low-Income Housing Drug Elimination Grants; Notice of Funding AvailabilityFY 1997  

  • [Federal Register Volume 62, Number 100 (Friday, May 23, 1997)]
    [Notices]
    [Pages 28564-28573]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-13520]
    
    
    
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    Part III
    
    
    
    
    
    Department of Housing and Urban Development
    
    
    
    
    
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    Federally Assisted Low-Income Housing Drug Elimination Grants; Funding 
    Availability--FY 1997; Notice
    
    Federal Register / Vol. 62, No. 100 / Friday, May 23, 1997 / 
    Notices
    
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    DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
    
    [Docket No. FR-4191-N-01]
    
    
    Federally Assisted Low-Income Housing Drug Elimination Grants; 
    Notice of Funding Availability--FY 1997
    
    AGENCY: Office of the Assistant Secretary for Housing--Federal Housing 
    Commissioner, HUD.
    
    ACTION: Notice of Funding Availability (NOFA) for Fiscal Year (FY) 
    1997.
    
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    SUMMARY: This NOFA announces the availability of $17,000,000 in FY 1997 
    funds for Federally Assisted Low-Income Housing Drug Elimination 
    Grants. The purposes of the Assisted Housing Drug Elimination Program 
    are to eliminate drug-related crime and related problems in and around 
    the premises of Federally assisted low-income housing, and to make 
    available grants to help owners of such housing carry out plans to 
    address these issues. This document describes the purpose of the NOFA, 
    applicant eligibility, available amounts, selection criteria, financial 
    requirements, management, and application processing, including how to 
    apply, how selections will be made, and how applicants will be notified 
    of results.
    
    DATES: Applications must be received at the local HUD field office on 
    or before July 22, 1997 at 4 p.m., local time. THIS APPLICATION 
    DEADLINE IS FIRM AS TO DATE AND HOUR. In the interest of fairness to 
    all competing applicants, HUD will treat as ineligible for 
    consideration any application that is received after the deadline. 
    Applicants should take this practice into account and make early 
    submission of their materials to avoid any risk of loss of eligibility 
    brought about by unanticipated delays or other delivery-related 
    problems. A facsimile transmission (FAX) will not constitute delivery.
    
    ADDRESSES: (a) Application Form: An application form may be obtained 
    from the HUD field office having jurisdiction over the location of the 
    applicant project. A list of HUD field offices is attached to this NOFA 
    as Appendix A. The HUD field office will be available to provide 
    technical assistance in the preparation of applications during the 
    application period. In addition, applications may be obtained from the 
    Multifamily Housing Clearinghouse by calling 1-800-685-8470.
        (b) Application Submission: Applications (original and two 
    identical copies) must be received by the deadline at the appropriate 
    HUD field office with jurisdiction over the applicant project, 
    Attention: Director of Multifamily Housing. It is not sufficient for 
    the application to bear a postage date within the submission time 
    period. Applications submitted by facsimile are not acceptable. HUD 
    will not consider applications received after the deadline.
    
    FOR FURTHER INFORMATION CONTACT: For application materials and project-
    specific guidance, please contact the Office of the Director of 
    Multifamily Housing in the HUD field office having jurisdiction over 
    the project(s) in question. A list of HUD field offices is attached to 
    this NOFA as Appendix A.
        Policy questions of a general nature may be referred to Michael 
    Diggs, Office of Multifamily Housing Asset Management, Department of 
    Housing and Urban Development, Room 6182, 451 Seventh Street, SW, 
    Washington, DC 20410; telephone (202) 708-0558. (This number is not 
    toll-free.) Hearing-or speech-impaired persons may access this number 
    via TTY by calling the Federal Information Relay Service at 1-800-877-
    8339.
        HUD publishes a separate NOFA for the Public Housing Drug 
    Elimination Program (PHDEP). For a copy of the PHDEP NOFA contact the 
    Public Housing Clearinghouse at (800) 578-3472 (this is a toll-free 
    number). Policy questions involving the PHDEP should be directed to 
    Malcolm (Mike) E. Main, Office of Crime Prevention and Security, 
    Department of Housing and Urban Development, Room 4112, 451 Seventh 
    Street, SW, Washington, DC 20410; telephone (202) 708-1197, ext. 4232 
    (this number is not toll-free).
    
    SUPPLEMENTARY INFORMATION:
    
    I. Purpose and Substantive Description
    
    A. Authority
    
        These grants are authorized under chapter 2, subtitle C, title V of 
    the Anti-Drug Abuse Act of 1988 (42 U.S.C. 11901 et. seq.), as amended 
    by section 581 of the National Affordable Housing Act of 1990 (NAHA) 
    (Pub. L. 101-625; approved November 28, 1990), and section 161 of the 
    Housing and Community Development Act of 1992 (HCDA 1992) (Pub. L. 102-
    550, approved October 28, 1992).
    
        Note: This NOFA does NOT apply to the funding available under 
    the statute for Public and Indian Housing.
    
    B. Allocation Amounts
    
        (1) Federal Fiscal Year (FY) 1997 Funding. This NOFA announces the 
    availability of $17,000,000 in FY 1997 funds.
        HUD is allocating grant funds under this NOFA to four ``Award 
    Offices'' on the basis of a formula allocation. This formula allocation 
    reflects the number of eligible Federally assisted low-income housing 
    units in specific geographic areas and the level of drug-related crime 
    within each area, based on statistics compiled by the U.S. Department 
    of Justice, Federal Bureau of Investigation (``Uniform Crime Reports 
    for Drug Abuse Violations--1990'').
        (2) Maximum Grant Award Amounts. The maximum grant award amount is 
    limited to $125,000 per project.
        (3) Term of Grant. The term of the grant is 12 months; however HUD 
    may approve one 6-month extension to this term.
        (4) Reallocation. Any grant funds under this NOFA that are 
    allocated but that are not reserved for grantees must be released to 
    HUD Headquarters for reallocation. HUD reserves the right to fund 
    portions of full applications. If the HUD Award Office determines that 
    an application cannot be partially funded and there are insufficient 
    funds to fund the application fully, any remaining funds after all 
    other applications have been selected will be released to HUD 
    Headquarters for reallocation. Amounts that may become available due to 
    deobligation will also be reallocated to Headquarters for use in the 
    next funding round.
        (5) Reduction of Requested Grant Amounts. HUD may award an amount 
    less than requested if:
        (a) HUD determines the amount requested for an eligible activity is 
    not supported in the application or is not reasonably related to the 
    activity;
        (b) Insufficient amounts remain under the allocation to fund the 
    full amount requested by the applicant, and HUD determines that partial 
    funding is a viable option;
        (c) HUD determines that some elements of the proposed plan are 
    suitable for funding and others are not; or
        (d) HUD determines that a reduced grant would prevent duplicative 
    Federal funding.
        (6) Distribution of Funds. HUD is allocating funds to four Award 
    Offices that will receive the scores from each HUD field office that 
    has received, rated, ranked, and scored its applications. Those Award 
    Offices will, in turn, request funding for the highest scoring 
    application from each HUD field office that is eligible for funding 
    (see section I.E. of this NOFA). If sufficient funds remain, the next 
    highest scored applications, regardless of HUD field office, will be 
    awarded funds. HUD intends to allocate grant funds under
    
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    this NOFA to the four Award Offices, in accordance with the following 
    schedule:
    
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                            Award office                                    States covered              Allocation  
    ----------------------------------------------------------------------------------------------------------------
    Buffalo.....................................................  Maine, New Hampshire, Vermont,           4,200,000
                                                                   Massachusetts, Connecticut, Rhode                
                                                                   Island, New York, New Jersey,                    
                                                                   Pennsylvania, Delaware, Maryland,                
                                                                   District of Columbia, West                       
                                                                   Virginia, Virginia.                              
    Knoxville...................................................  Kentucky, Tennessee, North               4,300,000
                                                                   Carolina, South Carolina,                        
                                                                   Georgia, Alabama, Puerto Rico,                   
                                                                   Mississippi, Florida, Iowa,                      
                                                                   Kansas, Missouri, Nebraska.                      
    Minneapolis.................................................  Illinois, Indiana, Minnesota,            4,100,000
                                                                   Wisconsin, Michigan, Ohio.                       
    Little Rock.................................................  Arkansas, Louisiana, New Mexico,         4,400,000
                                                                   Oklahoma, Texas, Colorado,                       
                                                                   Montana, North Dakota, South                     
                                                                   Dakota, Utah, Wyoming, Arizona,                  
                                                                   California, Hawaii, Nevada,                      
                                                                   Alaska, Idaho, Oregon, Washington.               
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    C. Promoting Comprehensive Approaches to Housing and Community 
    Development
    
        It is the goal and intent of the Federally Assisted Low-Income 
    Housing Drug Elimination Grant Program to foster a sense of community 
    in dealing with the issues of drug-related criminal activity. HUD 
    greatly desires and encourages programs that foster interrelationships 
    among the residents, the housing owner and management, the local law 
    enforcement agencies, and other community groups affecting the housing. 
    Resident participation in the determination of programs and activities 
    to be undertaken is critical to the success of all aspects of the 
    program. Working jointly with community groups, the neighborhood law 
    enforcement precinct, residents of adjacent properties, and the 
    community as a whole can enhance and magnify the effect of specific 
    program activities and should be the goal of all applicants.
        (1) Coordination with other Federal Law Enforcement Programs.
        In addition to working closely with residents and local governing 
    bodies, it is critically important that owners establish ongoing 
    working relationships with Federal, State, and local law enforcement 
    agencies in their efforts to address crime and violence in and around 
    their housing developments. HUD firmly believes that the war on crime 
    and violence in assisted housing can only be won through the concerted 
    and cooperative efforts of owners and law enforcement agencies working 
    together in cooperation with residents and local governing bodies. As 
    such, HUD encourages owners to participate in Departmental and other 
    Federal law enforcement agencies' programs, as described below:
    Safe Neighborhood Action Program (SNAP)
        The Safe Neighborhood Action Plan (SNAP) initiative, announced June 
    12, 1994 by HUD, the National Assisted Housing Management Association 
    (NAHMA), and the U.S. Conference of Mayors (USCM), is an anticrime and 
    empowerment strategies initiative in HUD-assisted housing neighborhoods 
    in 14 SNAP cities. The major thrust of SNAP is the formation of local 
    partnerships in 14 targeted cities where ideas and resources from 
    government, owners and managers of assisted housing, residents, service 
    providers, law enforcement officials, and other community groups meet 
    to work on innovative, neighborhood anticrime strategies. There is no 
    funding associated with SNAP, which relies on existing ideas and 
    resources of the participants. Some common initiatives from these SNAP 
    teams have included the following: Community policing, crime watch 
    programs, tenant selection policies, leadership training, individual-
    development or job skills training, expansion of youth activities, 
    police tip line or form, community centers, antigang initiatives, 
    police training for security officers, environmental improvements, and 
    a needs assessment survey to determine community needs. In addition, a 
    HUD-sponsored initiative to increase the presence of AmeriCorps' VISTAs 
    in assisted housing units has led to the placement of 25 VISTAs on 12 
    SNAP teams. The AmeriCorps VISTA program, which incorporates a theme of 
    working within the community to find solutions to community needs, has 
    provided additional technical assistance to the SNAP teams. The cities 
    participating in the SNAP initiative include: Atlanta, Ga; Boston, 
    Mass; Denver, Co; Houston, TX; Newark, NJ; Philadelphia, PA; Baltimore, 
    MD; Columbus, OH; Detroit, MI; Los Angeles, CA; New Orleans, LA; Little 
    Rock, AR; Richmond, VA; and Washington, DC.
        For more information on SNAP, contact Henry Colonna, National SNAP 
    Coordinator, Virginia State Office, 3600 West Broad Street, Richmond, 
    VA 23230-4920; telephone (804) 278-4505, extension 3027; or (804) 278-
    4501 TTY. For more information on AmeriCorps' VISTAs in Assisted 
    Housing, contact Deanna E. Beaudoin, National VISTAs in Assisted 
    Housing Coordinator, Colorado State Office, First Interstate Tower 
    North, 633 17th Street, Denver, CO 80202; telephone (303) 672-5291, 
    extension 1068.
    Operation Safe Home
        Operation Safe Home was announced jointly by Vice President Albert 
    Gore, former HUD Secretary Henry G. Cisneros, former Treasury Secretary 
    Lloyd Bentsen, Attorney General Janet Reno, and representatives of the 
    Office of National Drug Control Policy (ONDCP) at a White House 
    briefing on February 4, 1994. Operation Safe Home is a major HUD 
    initiative focusing on violent and drug-related crime within public 
    housing authorities. As such, it is a holistic enforcement approach 
    which combines aggressive law enforcement interdiction efforts with a 
    housing authority's crime prevention and intervention initiatives. 
    Operation Safe Home is structured to combat the level of violent crime 
    activities occurring within public and assisted housing, and enhance 
    the quality of life within such complexes through three simultaneous 
    approaches:
    
    --Strong, collaborative law enforcement efforts focused on reducing the 
    level of violent crime activities occurring within public and assisted 
    housing;
    --Collaboration between law enforcement agencies and public housing 
    managers and residents in devising methods to prevent violent crime; 
    and
    --The introduction of HUD, DOJ, and other agency initiatives 
    specifically geared to preventing crime.
    
        For more information on Operation Safe Home, contact Lee Isdell, 
    Office of the Inspector General, Department of Housing and Urban 
    Development, Room 8256, 451 Seventh Street, SW., Washington, DC 20410; 
    telephone (202) 708-0430, fax number (202) 401-2505; Internet E:mail 
    www.hud.gov./oig/oigindex.html. A telecommunications
    
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    device for hearing or speech impaired persons (TTY) is available at 
    (202) 708-0850. (These are not toll-free telephone numbers.)
    Operation Weed and Seed
        Operation Weed and Seed, conducted through the Department of 
    Justice, is a comprehensive, multiagency approach to combatting violent 
    crime, drug use, and gang activity in high-crime neighborhoods. The 
    goal is to ``weed out'' crime from targeted neighborhoods, and then to 
    ``seed'' the targeted sites with a wide range of crime and drug 
    prevention programs, and human services agency resources to prevent 
    crime from reoccurring. Operation Weed and Seed further emphasizes the 
    importance of community involvement in combatting drugs and violent 
    crime. Community residents need to be empowered to assist in solving 
    crime-related problems in their neighborhoods. In addition, the private 
    sector needs to get involved in reducing crime. All of these entities, 
    Federal, State, and local government, the community, and the private 
    sector should work together in partnership to create a safer, drug-free 
    environment.
        The Weed and Seed strategy involves four basic elements:
    
    --Law enforcement must ``weed out'' the most violent offenders by 
    coordinating and integrating the efforts of Federal, State, and local 
    law enforcement agencies in targeted high-crime neighborhoods. No 
    social program or community activity can flourish in an atmosphere 
    poisoned by violent crime and drug abuse.
    --Local municipal police departments should implement community 
    policing in each of the targeted sites. Under community policing, law 
    enforcement should work closely with the housing authority and 
    residents of the community to develop solutions to the problems of 
    violent and drug-related crime. Community policing serves as a 
    ``bridge'' between the ``weeding'' (law enforcement) and ``seeding'' 
    (neighborhood revitalization) components.
    --After the ``weeding'' takes place, law enforcement and social 
    services agencies, the private sector, and the community must work to 
    prevent crime and violence from reoccurring by concentrating a broad 
    array of human services--drug and crime prevention programs, drug 
    treatment, educational opportunities, family services, and recreational 
    activities--in the targeted sites to create an environment where crime 
    cannot thrive.
    --Federal, State, local, and private sector resources must focus on 
    revitalizing distressed neighborhoods through economic development and 
    must provide economic opportunities for residents.
    
        For further information on Operation Weed and Seed, contact the 
    Department of Justice, Office of Justice Programs, 366 Indiana Avenue, 
    Room 304S, NW., Washington, DC, 20531; telephone (202) 616-1152, FAX 
    number (202) 616-1159; or Internet E:mail: mcwhorte@ojp.usdoj.gov.
        Specific activities undertaken pursuant to SNAP, Operation Safe 
    Home, and Operation Weed and Seed may be eligible for funding if they 
    meet the criteria outlined in this NOFA.
        (2) Other Related HUD NOFAS.
        HUD is interested in promoting comprehensive, coordinated 
    approaches to housing and community development. Economic development, 
    community development, public housing revitalization, homeownership, 
    assisted housing for special needs populations, supportive services, 
    and welfare-to-work initiatives can work better if linked at the local 
    level. Toward this end, HUD in recent years has developed the 
    Consolidated Planning process designed to help communities undertake 
    such approaches.
        In this spirit, it may be helpful for applicants under this NOFA to 
    be aware of other related HUD NOFAs that have recently been published 
    or are expected to be published in the near future. By reviewing these 
    NOFAs with respect to their program purposes and the eligibility of 
    applicants and activities, applicants may be able to relate the 
    activities proposed for funding under this NOFA to the recent and 
    upcoming NOFAs and to the community's Consolidated Plan.
        The related NOFAs that HUD is publishing elsewhere in this issue of 
    the Federal Register are the NOFA for Public Housing Drug Elimination, 
    the NOFA for Public Housing Drug Elimination Technical Assistance, and 
    the NOFA for Safe Neighborhood Grants.
        To foster comprehensive, coordinated approaches by communities, HUD 
    intends for the remainder of FY 1997 to continue to alert applicants to 
    upcoming and recent NOFAs as each NOFA is published. In addition, a 
    complete schedule of NOFAs to be published during the fiscal year and 
    those already published appears under the HUD Homepage on the Internet, 
    which can be accessed at http://www.hud.gov/nofas.html. HUD may 
    consider additional steps on NOFA coordination for FY 1998.
        For help in obtaining a copy of your community's Consolidated Plan, 
    please contact the community development office of your municipal 
    government.
    
    D. Eligibility
    
        (1) Eligible activities. The following is a listing of eligible 
    activities, ineligible activities, eligible applicants, and general 
    grant requirements under this NOFA:
        (a) Physical Improvements to Enhance Security.
        Physical improvements that are specifically designed to enhance 
    security are eligible for funding under this program. The improvements 
    may include (but are not limited to) systems designed to limit building 
    access to project residents, the installation of barriers, lighting 
    systems, fences, bolts, locks; the landscaping or reconfiguration of 
    common areas to discourage drug-related crime; and other physical 
    improvements designed to enhance security and discourage drug-related 
    activities. In particular, HUD is seeking plans that provide 
    successful, proven, and cost-effective deterrents to drug-related crime 
    that are designed to address the realities of low-income assisted 
    housing environments. All physical improvements must also be accessible 
    to persons with disabilities. For example, some types of locks or 
    buzzer systems are not accessible to persons with limited strength, 
    mobility, or to persons who are hearing-impaired. All physical 
    improvements must meet the accessibility requirements of 24 CFR part 8.
        (b) Programs to Reduce the Use of Drugs.
        Programs designed to reduce the use of drugs in and around 
    Federally assisted low-income housing projects, including drug-abuse 
    prevention, intervention, referral, and treatment programs are eligible 
    for funding under this program. The program should facilitate drug 
    prevention, intervention, and treatment efforts, including outreach to 
    community resources and youth activities, and facilitate bringing these 
    resources onto the premises, or provide resident referrals to treatment 
    programs or transportation to out-patient treatment programs away from 
    the premises. Funding is permitted for reasonable, necessary, and 
    justified leasing of vehicles for resident youth and adult education 
    and training activities directly related to programs to reduce the use 
    of drugs under this section of the NOFA. Alcohol-related activities/
    programs are not eligible for funding under this NOFA.
    
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        (i) Drug Prevention. Drug prevention programs that will be 
    considered for funding under this NOFA must provide a comprehensive 
    drug prevention approach for residents that will address the individual 
    resident and his or her relationship to family, peers, and the 
    community. Prevention programs must include activities designed to 
    identify and change the factors present in Federally assisted low-
    income housing that lead to drug-related problems, and thereby lower 
    the risk of drug usage. Many components of a comprehensive approach, 
    such as refusal and restraint skills training programs or drug-related 
    family counseling, may already be available in the community of the 
    applicant's housing projects, and the applicant must act to bring those 
    available program components onto the premises. Activities that should 
    be included in these programs are:
        (A) Drug Education Opportunities for Residents. The causes and 
    effects of illegal drug usage must be discussed in a formal setting to 
    provide both young people and adults the working knowledge and skills 
    they need to make informed decisions to confront the potential and 
    immediate dangers of illegal drugs. Grantees may contract (in 
    accordance with 24 CFR 85.36) with drug education professionals to 
    provide appropriate training or workshops. The drug education 
    professionals contracted to provide these services shall be required to 
    base their services upon the program plan of the grantee. These 
    educational opportunities may be a part of resident meetings, youth 
    activities, or other gatherings of residents.
        (B) Family and Other Support Services. Drug prevention programs 
    must demonstrate that they will provide directly or otherwise make 
    available services designed to distribute drug education information, 
    to foster effective parenting skills, and to provide referrals for 
    treatment and other available support services in the project or the 
    community for families living in Federally assisted low-income housing.
        (C) Youth Services. Drug prevention programs must demonstrate that 
    they have included groups composed of teenagers as a part of their 
    prevention programs. These groups must be coordinated by adults with 
    the active participation of youth to organize youth leadership, sports, 
    recreational, cultural, and other activities involving housing youth. 
    The dissemination of drug education information, the development of 
    peer leadership skills, and other drug prevention activities must be a 
    component of youth services. Activities or services funded under this 
    program may not also be funded under the Youth Sports Program.
        (D) Economic/Educational Opportunities for Residents and Youth. 
    Drug prevention programs should demonstrate the ability to provide 
    residents the opportunity for referral to established higher education 
    or vocational institutions with the goal of developing or building on 
    the residents' skills to pursue educational, vocational, and economic 
    goals. The program must also demonstrate the ability to provide 
    residents the opportunity to interact with private sector businesses in 
    their immediate community for the same desired goals.
        (ii) Intervention. The aim of intervention is to identify Federally 
    assisted low-income housing resident drug users and assist them in 
    modifying their behavior and in obtaining early treatment, if 
    necessary. The applicant must establish a program with the goal of 
    preventing drug problems from continuing once detected.
        (iii) Drug Treatment.
        (A) Treatment funded under this program shall be in and around the 
    premises of the Federally assisted low-income housing projects proposed 
    for funding.
        (B) Funds awarded under this program shall be targeted towards the 
    development and implementation of new drug referral treatment services 
    and/or aftercare, or the improvement or expansion of such program 
    services for residents.
        (C) Each proposed drug treatment program should address the 
    following goals:
        (1) Increase resident accessibility to drug treatment services;
        (2) Decrease criminal activity in and around Federally assisted 
    low-income housing projects by reducing illicit drug use among 
    residents; and
        (3) Provide services designed for youth and/or maternal drug 
    abusers, e.g., prenatal/postpartum care, specialized counseling in 
    women's issues, parenting classes, or other drug elimination supportive 
    services.
        (D) Approaches that have proven effective with similar populations 
    will be considered for funding. Programs should meet the following 
    criteria:
        (1) Applicants may provide the service of formal referral 
    arrangements to other treatment programs not in and around the project 
    when the resident is able to obtain treatment costs from sources other 
    than this program. Applicants may also provide transportation for 
    residents to out-patient treatment and/or support programs.
        (2) Provide family/collateral counseling.
        (3) Provide linkages to educational/vocational counseling.
        (4) Provide coordination of services to appropriate local drug 
    agencies, HIV-related service agencies, and mental health and public 
    health programs.
        (5) Applicants must demonstrate a working partnership with the 
    Single State Agency or State license provider or authority with drug 
    program coordination responsibilities to coordinate, develop, and 
    implement the drug treatment proposal. In particular, applicants must 
    review and determine with the Single State Agency or State license 
    provider or authority with drug program coordination responsibilities 
    whether:
        (i) The drug treatment provider(s) has provided drug treatment 
    services to similar populations, identified in the application, for two 
    prior years; and
        (ii) The drug treatment proposal is consistent with the State 
    treatment plan and the treatment service meets all State licensing 
    requirements.
        (c) Resident Councils (RCs).
        Providing funding to resident councils to strengthen their role in 
    developing programs of eligible activities involving site residents is 
    eligible for funding under this program.
        (2) Ineligible activities. Funding is not permitted for any 
    activities listed below:
        (a) Any activity or improvement that is normally funded from 
    project operating revenues for routine maintenance or repairs, or those 
    activities or improvements that may be funded through reasonable and 
    affordable rent increases.
        (b) The acquisition of real property, vehicles, or physical 
    improvements that involve the demolition of any units in the project or 
    displacement of tenants.
        (c) Costs incurred prior to the effective date of the grant 
    agreement, including, but not limited to, consultant fees for surveys 
    related to the application or its preparation.
        (d) Reimbursement of local law enforcement agencies for additional 
    security and protective services or the hiring of security guards, 
    since continued funding for these services would not be provided by the 
    grant.
        (e) The employment of one or more individuals:
        (i) To investigate drug-related crime on or about the real property 
    comprising any Federally assisted low-income project; or
        (ii) To provide evidence relating to such crime in any 
    administrative or judicial proceeding.
        (f) The provision of training, communications equipment, and other
    
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    related equipment for use by voluntary tenant patrols acting in 
    cooperation with local law enforcement officials.
        (g) Funding is not permitted for treatment of residents at any in-
    patient medical treatment programs/facilities.
        (h) Funding is not permitted for detoxification procedures, short 
    term or long term, designed to reduce or eliminate the presence of 
    toxic substances in the body tissues of a patient.
        (i) Funding is not permitted for maintenance drug programs. 
    Maintenance drugs are medications that are prescribed regularly for a 
    long period of supportive therapy (e.g., methadone maintenance), rather 
    than for immediate control of a disorder.
        (3) Eligible Applicants. The applicant must be the owner of a 
    Federally assisted low-income housing project under:
        (a) Section 221(d)(3), section 221(d)(4), or section 236 of the 
    National Housing Act. (Note however, only section 221(d)(4) and section 
    221(d)(3) market rate projects with project-based assistance contracts 
    are considered Federally assisted low-income housing. Therefore, 
    section 221(d)(4) and section 221(d)(3) market rate projects with 
    tenant-based assistance contracts are not considered Federally assisted 
    low-income housing and are not eligible for funding.);
        (b) Section 101 of the Housing and Urban Development Act of 1965; 
    or
        (c) Section 8 of the United States Housing Act of 1937. This 
    includes State Housing Agency projects, Rural Development (Rural 
    Housing and Community Development Service) projects, and Moderate 
    Rehabilitation projects with project-based Section 8 assistance. This 
    does not include Section 8 tenant-based assistance.
        (4) General Grant Requirements. The following requirements apply to 
    all activities, programs, or functions used to plan, budget and 
    evaluate the work funded under this program.
        (a) After applications have been ranked and selected, HUD and the 
    applicant shall enter into a grant agreement setting forth the amount 
    of the grant, the physical improvements or other eligible activities to 
    be undertaken, financial controls, and special conditions, including 
    sanctions for violation of the agreement.
        (b) The policies, guidelines, and requirements of this NOFA, 48 CFR 
    part 31, other applicable OMB cost principles, HUD program regulations, 
    HUD Handbooks, and the terms of grant/special conditions and subgrant 
    agreements apply to the acceptance and use of assistance by grantees 
    and will be followed in determining the reasonableness and allocability 
    of costs. All costs must be reasonable and necessary.
        (c) The term of funded activities may not exceed 12 months; 
    however, HUD may approve one 6-month extension to this term.
        (d) Owners must ensure that any funds received under this program 
    are not commingled with other HUD or project operating funds.
        (e) To avoid duplicate funding, owners must establish controls to 
    assure that any funds from other sources, such as Reserve for 
    Replacement or Rent Increases, are not used to fund the physical 
    improvements to be undertaken under this program.
        (f) Employment preference. A grantee under this program shall give 
    preference to the employment of residents, and comply with section 3 of 
    the Housing and Urban Development Act of 1968 and 24 CFR part 135, to 
    carry out any of the eligible activities under this program, so long as 
    such residents have comparable qualifications and training as 
    nonresident applicants.
        (g) Termination of funding. HUD may terminate funding if the 
    grantee fails to undertake the approved program activities on a timely 
    basis in accordance with the grant agreement, adhere to grant agreement 
    requirements or special conditions, or submit timely and accurate 
    reports.
        (h) Subgrants (subcontracting):
        (i) A grantee may directly undertake any of the eligible activities 
    under this NOFA, or it may contract with a qualified third party, 
    including incorporated Resident Councils (RCs). Resident groups that 
    are not incorporated RCs may share with the grantee in the 
    implementation of the program, but may not receive funds as 
    subgrantees.
        (ii) Subgrants or cash contributions to incorporated RCs may be 
    made only under a written agreement executed between the grantee and 
    the RC. The agreement must include a program budget that is acceptable 
    to the grantee, and that is otherwise consistent with the grant 
    application budget. The agreement must obligate the incorporated RC to 
    permit the grantee to inspect and audit the RC financial records 
    related to the agreement, and to account to the grantee on the use of 
    grant funds and the implementation of program activities. In addition, 
    the agreement must describe the nature of the activities to be 
    undertaken by the subgrantee, the scope of the subgrantee's authority, 
    and the amount of insurance to be obtained by the grantee and the 
    subgrantee to protect their respective interests.
        (iii) The grantee shall be responsible for monitoring, and for 
    providing technical assistance to, any subgrantee to ensure compliance 
    with HUD program requirements, including OMB Circular No. A-122 and the 
    regulations in 24 CFR part 84, which apply to the acceptance and use of 
    assistance by private nonprofit organizations. The procurement 
    requirements of part 84 apply to RCs. The grantee must also ensure that 
    subgrantees have appropriate insurance liability coverage.
    
    E. Selection Criteria and Ranking Factors
    
        HUD will review each application to determine that it meets the 
    requirements of this NOFA and to assign points in accordance with the 
    selection criteria. A total of 200 points is the maximum score 
    available under the selection criteria. An application must receive a 
    score of at least 151 points out of the maximum of 200 points that may 
    be awarded under this competition to be eligible for funding. After 
    assigning points to each application, HUD field offices will rank the 
    applications in order and submit them to the appropriate Award Office. 
    The Award Office will select the highest ranking application from each 
    HUD field office that is eligible for funding and whose eligible 
    activities can be fully funded. The Award Office will then select the 
    highest ranking unfunded application submitted to it, regardless of 
    field office, and continue the process until all funds allocated to it 
    have been awarded, or to the point that there are insufficient 
    acceptable applications for which to award funds.
        Prior to the award of grant funds under the program, HUD will 
    perform an environmental review to the extent required under the 
    provisions of 24 CFR part 50. See section VI.C. of this NOFA, below.
        Each application submitted will be evaluated on the basis of the 
    following selection criteria:
        (1) The Quality of the Drug Elimination Grant Plan to Address the 
    Problem. (Maximum points: 60)
        In assessing this criterion, HUD will consider the following 
    factors:
        (a) A comprehensive strategy as outlined in the applicant's Drug 
    Elimination Grant Plan (as described in section III.B. of this NOFA) to 
    address the drug-related crime problem, and the problems associated 
    with drug-related crime, in the projects proposed for funding, and how 
    well the activities proposed for funding fit in with the plan. (Maximum 
    points: 10)
        (b) The proposed effectiveness of the plan and activities in 
    bringing about a
    
    [[Page 28569]]
    
    lasting reduction or elimination of drug-related crime problems. 
    (Maximum points: 10)
        (c) How the activities identified in the plan will affect and 
    address the problem of drug-related crime in adjacent properties. 
    (Maximum points: 5)
        (d) Evidence that the proposed activities have been found 
    successful in similar circumstances in terms of controlling drug-
    related crime. (Maximum points: 5)
        (e) Whether the property is participating in the Safe Neighborhood 
    Action Program (SNAP), HUD's Office of Inspector General Operation Safe 
    Home, the Department of Justice's Weed and Seed Program, or any other 
    law enforcement or similar program designated for combatting drug-
    related criminal activity. See section III.J. of this NOFA. (Maximum 
    points: 20)
        (f) Whether the property is participating in Neighborhood Networks 
    (NN) (formerly called Computerized Community Connections (CCC)) and has 
    an operational computer learning center or has submitted an NN Plan or 
    other evidence of commitment to NN (see section III.K. of this NOFA). 
    (Maximum points: 10)
        (2) The Support of Local Government/Law Enforcement Agencies. 
    (Maximum points: 20)
        In assessing this criterion, HUD will consider the following 
    factors:
        (a) Evidence that the project owner has sought assistance (e.g., 
    letters requesting additional services, participation in town hall 
    meetings, etc.) in deterring drug-related crime problems, and the 
    extent to which the owner has participated in programs that are 
    available from local governments or law enforcement agencies; (Maximum 
    points: 10); and
        (b) The level of support by the local government or law enforcement 
    agency for the applicant's proposed activities. This may include 
    letters of support to the owner, documentation that the owner 
    participates in town hall type meetings to develop strategies to combat 
    crime, or any other form of partnership with local government or law 
    enforcement agencies. The extent to which an applicant has sought 
    assistance and the level of assistance from local government will be 
    reviewed and rated by the Secretary's Representatives. (Maximum points: 
    10)
        (3) The Extent of the Drug-Related Crime Problem in the Housing 
    Project Proposed for Assistance. (Maximum points: 50)
        In assessing this criterion, HUD will consider the degree of 
    severity of the drug-related crime problem in the project proposed for 
    funding, as demonstrated by the information required to be submitted 
    under section III.H. of this NOFA.
        (4) The Support of Residents in Planning and Implementing the 
    Proposed Activities. (Maximum Points: 30)
        In assessing this criterion, HUD will consider the following 
    factors:
        (a) Evidence that comments on and suggestions for the proposed plan 
    for this program have been sought from residents, and the degree to 
    which residents will be involved in implementation. (maximum points: 
    20)
        (b) Evidence of resident support for the proposed plan. (maximum 
    points: 10)
        (5) Capacity of Owner and Management to Undertake the Proposed 
    Activities: (Maximum Points: 40)
        In assessing this criterion, HUD will consider the following:
        (a) The most recent HUD or Rural Development Management Review, 
    Housing Quality Standards review (HQS), State-agency review, or other 
    relevant information available to HUD on the capacity of the owner or 
    manager to undertake the grant. (maximum points: 20)
        (b) Evidence that project owners have initiated other efforts to 
    reduce drug-related crime by working with Operation Safe Home, SNAP, 
    Weed and Seed, or other tenant/law enforcement groups (e.g., 
    establishment of Tenant Watches or similar efforts). (maximum points: 
    15)
        (c) Evidence that project management carefully screens applicants 
    for units and takes appropriate steps to deal with known or suspected 
    tenants exhibiting drug-related criminal behavior. (maximum points: 5)
        (d) Subject to evaluation and review of the applicant's financial 
    and program performance in previous Drug Elimination grants from the 
    last 5 years. If a pattern of performance with no corrective measures 
    attempted is disclosed, it will result in a deduction of points from 
    the current application. This pattern may include some of the 
    following: failure to respond or correct findings of HUD staff, failure 
    to submit timely progress reports to HUD, lack of documentation in 
    submitting vouchers for payment (under the LOCCS). (points deducted: 
    10)
    
    II. Application Process
    
    A. Application Package
    
        An application package may be obtained from the HUD field office 
    having jurisdiction over the location of the applicant project or from 
    the Multifamily Clearinghouse at 1-800-685-8470. The HUD field office 
    will be available to provide technical assistance on the preparation of 
    applications during the application period.
    
    B. Application Submission
    
        A separate application must be submitted for each project. If the 
    grant is to serve connecting or adjacent properties, an applicant may 
    submit one application that will serve all properties. In such a case, 
    the applicant must describe in detail in its application how the grant 
    will serve the properties. Only one project would receive the funding 
    even though the grant would be serving several properties. If an 
    applicant has scattered properties, it must submit a separate 
    application for each project. An application (original and two 
    identical copies) must be received by the deadline at the appropriate 
    HUD field office with jurisdiction over the applicant project, 
    Attention: Director of Multifamily Housing. It is not sufficient for 
    the application to bear a postage date within the submission time 
    period. Applications submitted by facsimile (FAX) are not acceptable 
    and will not be considered. Applications received after the deadline 
    will not be considered. No applications will be accepted after 4:00 
    p.m. (local time) in the appropriate HUD field office on July 22, 1997. 
    This application deadline is firm as to date and hour. In the interest 
    of fairness to all competing applicants, HUD will treat as ineligible 
    for consideration any application that is received after the deadline. 
    Applicants should take this practice into account and make early 
    submission of their materials to avoid any risk of loss of eligibility 
    brought about by unanticipated delays or other delivery-related 
    problems.
    
    C. Application Notification
    
        HUD will notify all applicants whether or not they were selected 
    for funding.
    
    III. Checklist of Application Submission Requirements
    
        To qualify for a grant under this program, an applicant must submit 
    an application to HUD that contains the following:
        A. Application for Federal Assistance form (Standard Form SF-424 
    and SF-424A). The form must be signed by the applicant.
        B. A Drug Elimination Grant Plan addressing the problem of drug-
    related crime in the projects for which funding is sought, which should 
    include the activities to be funded under this program along with all 
    other initiatives being undertaken by the applicant. The
    
    [[Page 28570]]
    
    Drug Elimination Grant Plan should also include a discussion of:
        (1) The proposed effectiveness of the plan and activities in 
    bringing about a lasting reduction or elimination in drug-related crime 
    problems;
        (2) How the activities identified in the plan will affect and 
    address the problem of drug-related crime in adjacent properties;
        (3) Other efforts that project owners have initiated to reduce 
    drug-related crime by working with tenant/law enforcement groups (e.g., 
    establishment of Tenant Watches or similar efforts);
        (4) Procedures that project management uses to screen applicants 
    for units, and steps taken to deal with known or suspected tenants 
    exhibiting drug-related criminal behavior.
        C. Each applicant for funding for physical improvements must submit 
    a written plan fully describing the physical improvements to be 
    undertaken with per unit dollar costs for each item. This plan must be 
    signed by the owner.
        D. Each applicant must submit a letter from the local government or 
    police (law enforcement) agency that describes the type of drug-related 
    crime in the project proposed for grant funding and its immediate 
    environs, and expresses a commitment to assist the owner in taking 
    steps to reduce or eliminate the drug-related crime problems of the 
    project.
        E. A description of the procedure used to involve residents in the 
    development of the plan, and written summaries of any comments and 
    suggestions received from residents on the proposed plan, along with 
    evidence that the owner carefully considered the comments of residents 
    and incorporated their suggestions in the plan, when practical.
        F. A description of the support of residents for the proposed 
    activities, and the ways in which residents will be involved in 
    implementing the plan. Letters of support from residents or a 
    resolution from the resident organization may be used.
        G. A copy of the most recent management review performed by HUD, 
    State Agency review, Housing Quality Standards Inspection (HQS), or 
    other relevant information submitted to HUD as evidence supporting the 
    capacity of the owner and management to undertake the proposed 
    activities.
        H. Detailed information, such as local government and police 
    reports, showing the degree of drug-related crime in the project and 
    adjacent properties, to demonstrate the degree of severity of the drug-
    related crime problem. This information may consist of:
        (1) Objective data. The best available objective data on the 
    nature, source, and extent of the drug-related crime problem, and the 
    problems associated with drug-related crime. These data may include 
    (but are not necessarily limited to) crime statistics from Federal, 
    State, tribal, or local law enforcement agencies, or information from 
    the applicant's records on the types and sources of drug-related crime 
    in the project proposed for assistance; descriptive data as to the 
    types of offenders committing drug-related crime in the applicant's 
    project (e.g., age, residence, etc.); the number of lease terminations 
    or evictions for drug-related criminal activity; the number of 
    emergency room admissions for drug use or drug-related crime; the 
    number of police calls for drug-related criminal activity; the number 
    of residents placed in treatment for substance abuse; and the school 
    drop-out rate and level of absenteeism for youth. If crime statistics 
    are not available at the project or precinct level, the applicant may 
    use other reliable objective data, including those derived from the 
    owner's records or those of private groups that collect such data. The 
    crime statistics should be reported both in real numbers and as a 
    percentage of the residents in each project (e.g., 20 arrests for 
    distribution of heroin in a project with 100 residents reflects a 20 
    percent occurrence rate). The data should cover the past 3-year period 
    and, to the extent feasible, should indicate whether these data reflect 
    a percentage increase or decrease in drug-related crime over the past 
    several years. Applicants must address in their assessment how these 
    crimes have affected the project and how the applicant's overall plan 
    and strategy is specifically tailored to address these drug-related 
    crime problems.
        (2) Other data on the extent of drug-related crime. To the extent 
    that objective data as described under paragraph (1) of this section 
    may not be available, or to complement that data, the applicant may use 
    relevant information from other sources that has a direct bearing on 
    drug-related crime problems in the project proposed for assistance. If 
    other relevant information is to be used in place of, rather than to 
    complement, objective data, however, the application must indicate the 
    reason(s) why objective data could not be obtained and what efforts 
    were made to obtain it. Examples of other data include: resident/staff 
    surveys on drug-related issues or on-site reviews to determine drug 
    activity; the use of local government or scholarly studies, or other 
    research conducted in the past year that analyze drug activity in the 
    targeted project; vandalism costs and related vacancies attributable to 
    drug-related crime; information from schools, health service providers, 
    residents, and police; and the opinions and observations of individuals 
    having direct knowledge of drug-related crime problems concerning the 
    nature and extent of those problems in the project proposed for 
    assistance. (These individuals may include law enforcement officials, 
    resident or community leaders, school officials, community medical 
    officials, drug treatment or counseling professionals, or other social 
    service providers.)
        I. If applying for drug treatment program funding, a certification 
    that the applicant has notified and consulted with the relevant Single 
    State Agency or other local authority with drug program coordination 
    responsibilities concerning its application; that the proposed drug 
    treatment program has been reviewed by the relevant Single State Agency 
    or other local authority and that it is consistent with the State 
    treatment plan; and that the relevant Single State Agency or other 
    local authority has determined that the drug treatment provider(s) has 
    provided drug treatment services to similar populations identified in 
    the application for two prior years.
        J. If applying for Safe Neighborhood Action Program (SNAP) points 
    under section I.E.(1)(e) of this NOFA, an applicant must have a SNAP in 
    operation, have submitted a SNAP plan to the field office for review, 
    or provide other evidence that a commitment to SNAP is forthcoming. 
    Similar initiatives, such as Operation Safe Home or Weed and Seed, will 
    also be awarded points based on information submitted that indicates 
    that the initiative in the target area reduces the use of drugs and 
    deters drug-related criminal activity.
        K. If applying for Neighborhood Network (NN) points under section 
    I.E.(1)(f) of this NOFA, an applicant must have an NN in operation, 
    have an approved NN Plan (if the NN is not in operation), submitted a 
    Plan to the field office for review, or provide other evidence that a 
    commitment to NN is forthcoming. This evidence may include either a 
    resolution of the resident council supporting NN for the project to be 
    established during the period of the Drug Elimination Grant or a 
    similar statement from the owner and managing agent.
        L.Drug-free workplace. The certification with regard to the drug-
    free workplace required by 24 CFR part 24, subpart F.
    
    [[Page 28571]]
    
        M. Disclosure of Lobbying Activities. If the amount applied for is 
    greater than $100,000, the certification with regard to lobbying 
    required by 24 CFR part 87 must be included. See section VI.G., below, 
    of this NOFA. If the amount applied for is greater than $100,000, and 
    the applicant has made or has agreed to make any payment using 
    nonappropriated funds for lobbying activity, as described in 24 CFR 
    part 87, the submission must also include the Disclosure of Lobbying 
    Activities Form (SF-LLL).
        N. Form HUD-2880, Applicant/Recipient Disclosure/Update Report.
    
    IV. Corrections to Deficient Applications
    
        HUD will notify the applicant within ten (10) working days of the 
    receipt of the application if there are any curable technical 
    deficiencies in the application. Curable technical deficiencies relate 
    to minimum eligibility requirements (such as certifications, 
    signatures, etc.) that are necessary for funding approval but that do 
    not relate to the quality of the applicant's program proposal under the 
    selection criteria. The owner must submit corrections in accordance 
    with the information provided by HUD within 14 calendar days of the 
    date of the HUD notification.
    
    VI. Other Matters
    
    A. Paperwork Reduction Act Statement
    
        The information collection requirements contained in this NOFA have 
    been approved by the Office of Management and Budget (OMB) in 
    accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-
    3520), and assigned OMB control number 2502-0476, which expires October 
    31, 1999. An agency may not conduct or sponsor, and a person is not 
    required to respond to, a collection of information unless the 
    collection displays a valid control number.
    
    B. Nondiscrimination and Equal Opportunity
    
        The following nondiscrimination and equal opportunity requirements 
    apply:
        (1) The requirements of Title VIII of the Civil Rights Act of 1968 
    (Fair Housing Act) (42 U.S.C. 3600-20) and implementing regulations 
    issued at 24 CFR chapter I, subchapter A; Executive Order 11063 (Equal 
    Opportunity in Housing) and implementing regulations at 24 CFR part 
    107; and Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d--
    2000d-4) (Nondiscrimination in Federally Assisted Programs) and 
    implementing regulations issued at 24 CFR part 1;
        (2) The prohibitions against discrimination on the basis of age 
    under the Age Discrimination Act of 1975 (42 U.S.C. 6101-07) and 
    implementing regulations at 24 CFR part 146, and the prohibitions 
    against discrimination against handicapped individuals under section 
    504 of the Rehabilitation Act of 1973 (29 U.S.C. 794) and implementing 
    regulations at 24 CFR part 8;
        (3) The requirements of Executive Order 11246 (Equal Employment 
    Opportunity) and the regulations issued under the Order at 41 CFR part 
    60-1;
        (4) The requirements of Executive Orders 11625, 12432, and 12138. 
    Consistent with HUD's responsibilities under these Orders, recipients 
    must make efforts to encourage the use of minority and women's business 
    enterprises in connection with funded activities.
        (5) The requirements of section 3 of the Housing and Urban 
    Development Act of 1968 (12 U.S.C. 1701a), and with implementing 
    regulations in 24 CFR part 135.
    
    C. Environmental Impact
    
        A Finding of No Significant Impact with respect to the environment 
    has been made in accordance with HUD regulations at 24 CFR part 50 that 
    implement section 102(2)(C) of the National Environmental Policy Act of 
    1969 (42 U.S.C. 4332). The Finding of No Significant Impact is 
    available for public inspection and copying from 7:30 to 5:30 weekdays 
    in the Office of the Rules Docket Clerk, Room 10276, 451 Seventh 
    Street, SW., Washington, DC. It is anticipated that activities under 
    this NOFA will be categorically excluded under 24 CFR 50.19 (b)(4), 
    (b)(12), or (b)(13), as public or supportive services or operating 
    expenses that do not affect physical conditions in a manner or to the 
    extent that would require review under NEPA and other related 
    authorities (see final rule published in the Federal Register on 
    September 27, 1996 (61 FR 50914)). If grant funds will be used to cover 
    the cost of any nonexempt activities, HUD will perform an environmental 
    review to the extent required by 24 CFR part 50 prior to grant award.
    
    D. Federalism Impact
    
        The General Counsel, as the Designated Official under section 6(a) 
    of Executive Order 12612, Federalism, has determined that the policies 
    contained in this NOFA will not have substantial direct effects on 
    States or their political subdivisions, or on the distribution of power 
    and responsibilities among the various levels of government. As a 
    result, this NOFA is not subject to review under the Order.
    
    E. Section 102 HUD Reform Act Applicant/Recipient Disclosures
    
        Accountability in the provision of HUD assistance. Section 102 of 
    the Department of Housing and Urban Development Reform Act of 1989 (HUD 
    Reform Act), and the final rule codified at 24 CFR part 4, subpart A, 
    published on April 1, 1996 (61 FR 14448), contain a number of 
    provisions that are designed to ensure greater accountability and 
    integrity in the provision of certain types of assistance administered 
    by HUD. On January 14, 1992, HUD published, at 57 FR 1942, a notice 
    that also provides information on the implementation of section 102. 
    The documentation, public access, and disclosure requirements of 
    section 102 are applicable to assistance awarded under this NOFA as 
    follows:
        Documentation and public access requirements. HUD will ensure that 
    documentation and other information regarding each application 
    submitted pursuant to this NOFA are sufficient to indicate the basis 
    upon which assistance was provided or denied. This material, including 
    any letters of support, will be made available for public inspection 
    for a 5-year period beginning not less than 30 days after the award of 
    the assistance. Material will be made available in accordance with the 
    Freedom of Information Act (5 U.S.C. 552) and HUD's implementing 
    regulations at 24 CFR part 15. In addition, HUD will include the 
    recipients of assistance pursuant to this NOFA in its Federal Register 
    notice of all recipients of HUD assistance awarded on a competitive 
    basis.
        Disclosures. HUD will make available to the public for 5 years all 
    applicant disclosure reports (HUD Form 2880) submitted in connection 
    with this NOFA. Update reports (also Form 2880) will be made available 
    along with the applicant disclosure reports, but in no case for a 
    period less than 3 years. All reports--both applicant disclosures and 
    updates--will be made available in accordance with the Freedom of 
    Information Act (5 U.S.C. 552) and HUD's implementing regulations at 24 
    CFR part 15.
    
    F. Section 103 HUD Reform Act
    
        Section 103 of the Department of Housing and Urban Development 
    Reform Act of 1989, and HUD's implementing regulation codified at 
    subpart B of 24 CFR part 4, applies to the funding competition 
    announced today. These requirements continue to apply until the 
    announcement of the
    
    [[Page 28572]]
    
    selection of successful applicants. HUD employees, including those 
    conducting technical assistance sessions or workshops and those 
    involved in the review of applications and in the making of funding 
    decisions, are limited by section 103 from providing advance 
    information to any person (other than an authorized employee of HUD) 
    concerning funding decisions, or from otherwise giving any applicant an 
    unfair competitive advantage. Persons who apply for assistance in this 
    competition should confine their inquiries to the subject areas 
    permitted under section 103 and subpart B of 24 CFR part 4.
        Applicants or employees who have ethics related questions should 
    contact the HUD Ethics Law Division at (202) 708-3815. (This is not a 
    toll-free number.) For HUD employees who have specific program 
    questions, such as whether particular subject matter can be discussed 
    with persons outside HUD, the employee should contact the appropriate 
    field office counsel, or Headquarters counsel for the program to which 
    the question pertains.
    
    G. Prohibition Against Lobbying Activities
    
        The use of funds awarded under this NOFA is subject to the 
    disclosure requirements and prohibitions of section 319 of the 
    Department of Interior and Related Agencies Appropriations Act for 
    Fiscal Year 1990 (31 U.S.C. 1352) (The Byrd Amendment) and the 
    implementing regulations at 24 CFR part 87. These authorities prohibit 
    recipients of Federal contracts, grants, or loans from using 
    appropriated funds for lobbying the executive or legislative branches 
    of the Federal Government in connection with a specific contract, 
    grant, or loan. The prohibition also covers the awarding of contracts, 
    grants, cooperative agreements, or loans unless the recipient has made 
    an acceptable certification regarding lobbying. Under 24 CFR part 87, 
    applicants, recipients, and subrecipients of assistance exceeding 
    $100,000 must certify, using the certification found at Appendix A to 
    24 CFR part 87, that they will not, and have not, used appropriated 
    funds for any prohibited lobbying activities. In addition, applicants 
    must disclose, using Standard Form LLL, ``Disclosure of Lobbying 
    Activities,'' any funds, other than Federally appropriated funds, that 
    will be or have been used to influence Federal employees, members of 
    Congress, and congressional staff regarding specific grants or 
    contracts.
    
        Authority: 42 U.S.C. 11901 et. seq.
    
        Dated: May 7, 1997.
    Nicolas P. Retsinas,
    Assistant Secretary for Housing-Federal Housing Commissioner.
    
    Appendix A--Multifamily Division Directors
    
    New England
    
    Boston
    
    Jeanne McHallam, Multifamily Housing Director, HUD--Boston Office, 
    Thomas P. O'Neill, Jr. Federal Building, 10 Causeway Street, Room 
    375, Boston, Massachusetts 02222-1092 (617) 565-5101. TTY Number: 
    (617) 565-5453
    
    Hartford
    
    Robert S. Donovan, Multifamily Housing Director, HUD--Hartford 
    Office, 330 Main Street, Hartford, Connecticut 06106-1860 (860) 240-
    4524. TTY Number: (860) 240-4665
    
    Manchester
    
    Loren W. Cole, Acting Multifamily Housing Director, HUD--Manchester 
    Office, Norris Cotton Federal Building, 275 Chestnut Street, 
    Manchester, New Hampshire 03101-2487 (603) 666-7755. TTY Number: 
    (603) 666-7518
    
    Providence
    
    Louisa Osbourne, Multifamily Housing Director, HUD--Providence 
    Office, Sixth Floor, 10 Weybosset Street, Providence, Rhode Island 
    02903-3234 (401) 528-5354. TTY Number: (401) 528-5403
    
    New York/New Jersey
    
    New York
    
    Beryl Niewood, Multifamily Housing Director, HUD--New York Office, 
    26 Federal Plaza, New York, New York 10278-0068 (212) 264-07777 
    x3717. TTY Number: (212) 264-0927
    
    Buffalo
    
    Rosalinda Lamberty, Chief, Multifamily Asset Management Branch, 
    HUD--Buffalo Office, Lafayette Court, 465 Main Street, Fifth Floor, 
    Buffalo, New York 14203-1780 (716) 551-5755 x5500. TTY Number: (716) 
    551-5787
    
    Newark
    
    Encarnacion Loukatos, Multifamily Housing Director, HUD--Newark 
    Office, One Newark Center, 13th Floor, Newark, New Jersey 07102-5260 
    (201) 622-7900 x3400. TTY Number: (201) 645-3298
    
    Mid-Atlantic
    
    Philadelphia
    
    Thomas Langston, Multifamily Housing Director, HUD--Philadelphia 
    Office, The Wanamaker Building, 100 Penn Square East, Philadelphia, 
    Pennsylvania 19107-3380 (215) 656-0503 x3354. TTY Number: (215) 656-
    3452
    
    Baltimore
    
    Ina Singer, Multifamily Housing Director, HUD--Baltimore Office, 
    City Crescent Building, 10 South Howard Street, Fifth Floor, 
    Baltimore, Maryland, 21201-2505 (410) 962-2520 x3125. TTY Number: 
    (410) 962-0106
    
    Charleston
    
    Peter Minter, HUD--Charleston Office, 405 Capitol Street, Suite 708, 
    Charleston, West Virginia 25301-1795 (304) 347-7064. TTY Number: 
    (304) 347-5332
    
    Pittsburgh
    
    Edward Palombizio, Multifamily Housing Director, HUD--Pittsburgh 
    Office, 339 Sixth Avenue, Sixth Avenue, Pittsburgh, Pennsylvania 
    15222-2515 (412) 644-6394. TTY Number: (412) 644-5747
    
    Richmond
    
    Charles Famuliner, Multifamily Housing Director, HUD--Richmond 
    Office, The 3600 Center, 3600 West Broad Street, Richmond, Virginia 
    23230-4920 (804) 278-4505. TTY Number: (804) 278-4501
    
    District of Columbia
    
    Felicia Williams, Multifamily Housing Director, HUD--District of 
    Columbia Office, 820 First Street, NE., Suite 450, Washington, D.C. 
    20002-4205 (202) 275-4726 x3096. TTY Number: (202) 275-0772
    
    Southeast/Caribbean
    
    Atlanta
    
    Robert W. Reavis, Multifamily Housing Director, HUD--Atlanta Office, 
    Richard B. Russell Federal Building, 75 Spring Street, SW., Atlanta, 
    Georgia 30303-3388 404-331-4426. TTY Number: (404) 730-2654
    
    Birmingham
    
    Herman S. Ransom, Multifamily Housing Director, Beacon Ridge Tower, 
    600 Beacon Parkway West, Suite 300, Birmingham, Alabama 35209-3144 
    (205) 290-7667 x1062. TTY Number: (205) 290-7630
    
    Caribbean
    
    Minerva Bravo-Perez, Multifamily Housing Director, HUD--Caribbean 
    Office, New San Juan Office Building, 159 Carlos E. Chardon Avenue, 
    San Juan, Puerto Rico 00918-1804 (787) 766-5106/5401. TTY Number: 
    (787) 766-5909
    
    Columbia
    
    Robert Ribenberick, Multifamily Housing Director, HUD--Columbia 
    Office, Strom Thurmond Federal Building, 1835 Assembly Street, 
    Columbia, South Carolina 29201-2480 (803) 253-3240. TTY Number: 
    (803) 253-3071
    
    Greensboro
    
    Daniel McCanless, Multifamily Housing Director, HUD--Greensboro 
    Office, Koger Building, 2306 West Meadowview Road, Greensboro, North 
    Carolina 27407-3707 (910) 547-4020. TTY Number: (919) 547-4055
    
    Jackson
    
    Reba G. Cook, Multifamily Housing Director, HUD--Jackson Office, 
    Doctor A.H. McCoy Federal Building, 100 West Capitol Street, Room 
    910, Jackson, Mississippi 39269-1016 (601) 965-4700/01. TTY Number: 
    (601) 965-4171
    
    Jacksonville
    
    Ferdinand Juluke, Jr., Multifamily Housing Director, HUD--
    Jacksonville Office, Southern Bell Tower, 301 West Bay Street, Suite 
    2200, Jacksonville, Florida 32202-
    
    [[Page 28573]]
    
     5121 (904) 232-3528. TTY Number: (904) 232-1241
    
    Knoxville
    
    William S. McClister, Multifamily Housing Director, HUD--Knoxville 
    Office, John J. Duncan Federal Building, 710 Locust Street, Third 
    Floor, Knoxville, Tennessee 37902-2526 (423) 545-4406. TTY Number: 
    (423) 545-4559
    
    Louisville
    
    R. Brooks Hatcher, Jr., Multifamily Housing Director, HUD--
    Louisville Office, 601 West Broad Street, Post Office Box 1044, 
    Louisville, Kentucky 40201-1044 (502) 582-6163 x260. TTY Number: 1-
    800-648-6056
    
    Nashville
    
    Ed M. Phillips, Multifamily Housing Director, HUD--Nashville Office, 
    251 Cumberland Bend Drive, Suite 200, Nashville, Tennessee 37228-
    1803 (615) 736-5365. TTY Number: (615) 736-2886
    
    Mid-West
    
    Chicago
    
    Ed Hinsberger, Multifamily Housing Director, HUD--Chicago Office, 
    Ralph H. Metcalfe Federal Building, 77 West Jackson Boulevard, 
    Chicago, Illinois, 60604-3507 (312) 353-6236 x2152. TTY Number: 
    (312) 353-5944
    
    Cincinnati
    
    Patricia A. Knight, Multifamily Housing Director, HUD--Cincinnati 
    Office, 525 Vine Street, 7th Floor, Cincinnati, Ohio, 45202-3188 
    (513) 684-2133. TTY Number: (513) 684-6180
    
    Cleveland
    
    Preston A. Pace, Multifamily Housing Director, HUD--Cleveland 
    Office, Renaissance Building, 1350 Euclid Avenue, Suite 500, 
    Cleveland, Ohio 44115-1815 (216) 522-4112. TTY Number: (216) 522-
    2261
    
    Columbus
    
    Don Jakob, Multifamily Housing Director, HUD--Columbus Office, 200 
    North High Street, Columbus, Ohio 43215-2499 (614) 469-2156. TTY 
    Number: (614) 469-6694
    
    Detroit
    
    Robert Brown, Multifamily Housing Director, HUD--Detroit Office, 
    Patrick V. McNamara Federal Building, 477 Michigan Avenue, Detroit, 
    Michigan 48226-2592 (313) 226-7107. TTY Number: (313) 226-6899
    
    Grand Rapids
    
    Shirley Bryant, HUD--Grand Rapids Office, Trade Center Building, 50 
    Louis Street, NW, Third Floor, Grand Rapids, Michigan 49503-2648 
    (616) 456-2146. TTY Number: (616) 456-2159
    
    Indianapolis
    
    Henry Levandowski, HUD--Indianapolis Office, 151 North Delaware 
    Street, Indianapolis, Indiana 46204-2526 (317) 226-5575. TTY Number: 
    (317) 226-7081
    
    Milwaukee
    
    Joseph Bates, HUD--Milwaukee Office, Henry S. Reuss Federal Plaza, 
    310 West Wisconsin Avenue, Suite 1380, Milwaukee, Wisconsin 53203-
    2289 (414) 297-3156. TTY Number: (414) 297-3123
    
    Minneapolis-St. Paul
    
    Howard Goldman, Multifamily Housing Director, HUD--Minneapolis 
    Office, 220 Second Street, South, Minneapolis, Minnesota 55401-2195 
    (612) 370-3051. TTY Number: (612) 370-3186
    
    Southwest
    
    Fort Worth
    
    Ed Ross Burton, Multifamily Housing Director, HUD--Fort Worth 
    Office, 1600 Throckmorton Street, Fort Worth, Texas 76113-2905 (817) 
    978-9295 x3214. TTY Number: (817) 978-9273
    
    Houston
    
    Albert Cason, Multifamily Housing Director, HUD--Houston Office, 
    Norfolk Tower, 2211 Norfolk, Suite 200, Houston, Texas 77098-4096 
    (713) 313-2274 x7063. TTY Number: (713) 834-3274
    
    Little Rock
    
    Elsie Whitson, Multifamily Housing Director, HUD--Little Rock 
    Office, TCBY Tower, 425 West Capitol Avenue, Suite 900, Little Rock, 
    Arkansas 72201-3488 (501) 324-5937. TTY Number: (501) 324-5931
    
    New Orleans
    
    Ann Kizzier, Multifamily Housing Director, HUD--New Orleans Office, 
    Hale Boggs Federal Building, 501 Magazine Street, 9th Floor, New 
    Orleans, Louisiana 70130-3099 (504) 589-7236 x3106. TTY Number: 
    (504) 589-7279
    
    Oklahoma City
    
    Kevin J. McNeely, Multifamily Housing Director, HUD--Oklahoma City 
    Office, 500 West Main Street, Suite 400, Oklahoma City, Oklahoma, 
    73102 (405) 553-7440. TTY Number: (405) 553-7480
    
    San Antonio
    
    Elva Castillo, Multifamily Housing Director, HUD--San Antonio 
    Office, Washington Square, 800 Dolorosa Street, San Antonio, Texas 
    78207-4563 (210) 472-4914. TTY Number: (210) 472-6885
    
    Great Plains
    
    Kansas City
    
    Joan Knapp, Multifamily Housing Director, HUD--Kansas City Office, 
    Gateway Tower II, 400 State Avenue, Kansas City, Kansas, 66101-5462 
    (913) 551-5504. TTY Number: (913) 551-6972
    
    Des Moines
    
    Donna Davis, Multifamily Housing Director, HUD--Des Moines Office, 
    Federal Building, 210 Walnut Street, Room 239, Des Moines, Iowa 
    50309-2155 (515) 284-4375. TTY Number: (515) 284-4718
    
    Omaha
    
    Steven L. Gage, Multifamily Housing Director, HUD--Omaha Office, 
    Executive Tower Centre, 10909 Mill Valley Road, Omaha, Nebraska 
    68154-3955 (402) 492-4114. TTY Number: (402) 492-3183
    
    St. Louis
    
    Paul Dribin, Multifamily Housing Director, HUD--St. Louis Office, 
    Robert A. Young Federal Building, 1222 Spruce Street, Third Floor, 
    St. Louis, Missouri 63103-2836 (314) 539-6666. TTY Number: (314) 
    539-6331
    
    Rocky Mountains
    
    Denver
    
    Larry C. Sidebottom, Multifamily Housing Director, HUD--Denver 
    Office, First Interstate Tower North, 633 17th Street, Denver, 
    Colorado 80202-3607 (303) 672-5343 x1172. TTY Number: (303) 672-5248
    
    Pacific/Hawaii
    
    Honolulu
    
    Michael Flores, Multifamily Housing Director, HUD--Honolulu Office, 
    Seven Waterfront Plaza, 500 Ala Moana Boulevard, Suite 500, 
    Honolulu, Hawaii 96813-4918 (808) 522-8185 x246. TTY Number: (808) 
    522-8193
    
    Los Angeles
    
    Vivian Williams, Acting Multifamily Housing Director, HUD--Los 
    Angeles Office, 1615 West Olympic Boulevard, Los Angeles, California 
    90015-3801 (213) 894-8000 x3802. TTY Number: (213) 894-8133
    
    Phoenix
    
    Sally Thomas, Multifamily Housing Director, HUD--Phoenix Office, Two 
    Arizona Center, 400 North 5th Street, Suite 1600, Phoenix, Arizona 
    85004 (602) 379-4667 x6236. TTY Number: (602) 379-4464
    
    Sacramento
    
    William F. Bolton, Multifamily Housing Director, HUD--Sacramento 
    Office, 777 12th Street, Suite 200, Sacramento, California 95814-
    1997 (916) 498-5220 x322. TTY Number: (916) 498-5959
    
    San Francisco
    
    Janet Browder, Multifamily Housing Director, HUD--San Francisco 
    Office, Phillip Burton Federal Building and U.S. Court House, 450 
    Golden Gate Avenue, PO Box 36003, San Francisco, California, 94102-
    3448 (415) 436-6580. TTY Number: (415) 436-6594
    
    Northwest/Alaska
    
    Portland
    
    Thomas C. Cusack, Multifamily Housing Director, HUD--Portland 
    Office, 520 Southwest Sixth Avenue, Suite 700, Portland, Oregon, 
    97204-1596 (503) 326-2513. TTY Number: (503) 326-3656
    
    Seattle
    
    Willie Spearmon, Multifamily Housing Director, HUD--Seattle Office, 
    Seattle Federal Office Building, 909 1st Avenue, Suite 200, Seattle, 
    Washington 98104-1000 (206) 220-5207 x3249. TTY Number: (206) 220-
    5185
    
    [FR Doc. 97-13520 Filed 5-22-97; 8:45 am]
    BILLING CODE 4210-27-P