C1-2018-08583. Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles  

  • Start Preamble Start Printed Page 23848

    Correction

    In proposed rule document 2018-08583 beginning on page 21416 in the issue of Wednesday, May 9, 2018, make the following corrections:

    1. On page 21553, in the second column, line one “[Form ADV, Part 3:]1 Instructions to Form CRS” should read “APPENDIX B [Form ADV, Part 3:]1 Instructions to Form CRS”

    2. On page 21570, in the first column, line one, under the table “Your Relationship with Your Financial Professional: Feedback on the Relationship Summary” should read “APPENDIX F Your Relationship with Your Financial Professional: Feedback on the Relationship Summary

    End Preamble

    [FR Doc. C1-2018-08583 Filed 5-22-18; 8:45 am]

    BILLING CODE 1301-00-D

Document Information

Published:
05/23/2018
Department:
Securities and Exchange Commission
EntryType:
Proposed Rule
Document Number:
C1-2018-08583
Pages:
23848-23848 (1 pages)
Docket Numbers:
Release No. 34-83063, IA-4888, File No. S7-08-18
RIN:
3235-AL27: Personalized Investment Advice Standard of Conduct
RINLinks:
https://www.federalregister.gov/regulations/3235-AL27/personalized-investment-advice-standard-of-conduct
SectionNoes:
PDF File:
C1-2018-08583.pdf
CFR: (4)
17 CFR 240
17 CFR 249
17 CFR 275
17 CFR 279