[Federal Register Volume 59, Number 101 (Thursday, May 26, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-13113]
[[Page Unknown]]
[Federal Register: May 26, 1994]
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SECURITIES AND EXCHANGE COMMISSION
Agency Meetings
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meetings during the week of
May 30, 1994.
An open meeting will be held on Wednesday, June 1, 1994, at 10:00
a.m., in Room 1C30. A closed meeting will be held on Wednesday, June 1,
1994, following the open meeting.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c) (4), (8), (9)(A) and (10) and 17 CFR 200.402(a)
(4), (8), (9)(i) and (10), permit consideration of the scheduled
matters at a closed meeting.
Commissioner Schapiro, as duty officer, voted to consider the items
listed for the closed meeting in a closed session.
The subject matter of the open meeting scheduled for Wednesday,
June 1, 1994, at 10:00 a.m., will be:
Consideration of proposed rule 3a12-11 under the Securities
Exchange Act of 1934 (``Exchange Act'') exempting debt securities
listed on a national securities exchange from the restrictions on
borrowing of Section 8(a) and the proxy, shareholder communications,
and information statement rules of Sections 14(a), 14(b), and 14(c)
of the Exchange Act. Other proposed amendments would provide for the
automatic effectiveness of Form 8-A registration statements for
listed debt securities and the elimination of the filing fee
associated with Form 8-A registration statements for listed debt.
The Commission will also consider whether to authorize a one-step
filing procedure for Exchange Act registration on a combined Form 8-
A/Listing Application for debt securities that are to be listed on a
national securities exchange. Finally, consideration of whether to
solicit comment as to the advisability of extending reporting
requirements to issuers of debt securities that are traded in the
over-the-counter market where the issuer is not otherwise subject to
periodic reporting requirements.
For further information, please contact Beth A. Stekler,
Division of Market Regulation at (202) 942-0190; with regard to
issues relating to the proxy rules, Form 8-A, or reporting, Joseph
P. Babits, Division of Corporation Finance at (202) 272-2589 or
(202) 942-2910 after 5/30/94.
Consideration of a release that would propose amendments to Rule
19b-4 and Form 19b-4 to streamline the procedures for the filing by
self-regulatory organizations (``SROs'') of proposed rule changes
under the Securities Exchange Act of 1934. The release also proposes
amendments to Rule 6a-2 and Form X-15AJ-2 to streamline and conform
requirements for SROs to file certain information annually.
For further information, please contact Andrew S. Margolin at
(202) 942-0073.
The subject matter of the closed meeting scheduled for Wednesday,
June 1, 1994, following the open meeting will be:
Institution of administrative proceedings of an enforcement
nature.
Settlement of administrative proceedings of an enforcement
nature.
Institution of injunction actions.
Opinion.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items. For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact: Felicia Kung (202) 942-0500.
Dated: May 24, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-13113 Filed 5-24-94; 8:45 am]
BILLING CODE 8010-01-M
