95-12751. Revision of Patent and Trademark Fees  

  • [Federal Register Volume 60, Number 102 (Friday, May 26, 1995)]
    [Proposed Rules]
    [Pages 27934-27943]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-12751]
    
    
    
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    DEPARTMENT OF COMMERCE
    
    Patent and Trademark Office
    
    37 CFR Parts 1, 2, and 7
    
    [Docket No. 950501124-5124-01]
    RIN 0651-AA74
    
    
    Revision of Patent and Trademark Fees
    
    AGENCY: Patent and Trademark Office, Commerce.
    
    ACTION: Notice of proposed rulemaking.
    
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    SUMMARY: The Patent and Trademark Office (PTO) proposes to amend the 
    rules of practice in patent and trademark cases, Parts 1, 2 and 7 of 
    title 37, Code of Federal Regulations, to adjust certain patent and 
    trademark fee amounts to reflect fluctuations in the Consumer Price 
    Index (CPI) and to recover costs of operation, and to amend the 
    requirements for recording an assignment to apply to documents 
    forwarded for recording on the Government Register. This notice also 
    includes information relating to the availability of patent and 
    trademark information products provided by the PTO.
    
    DATES: Written comments must be submitted on or before June 29, 1995; a 
    public hearing will be held on June 29, 1995, at 9 a.m. Requests to 
    present oral testimony should be received on or before June 28, 1995.
    
    ADDRESSES: Address written comments and requests to present oral 
    testimony to the Commissioner of Patents and Trademarks, Washington, DC 
    20231, Attention: Robert Kopson, suite 507, Crystal Park 1, or by fax 
    to (703) 305-8525. The hearing will be held in suite 912 of Crystal 
    Park 2, located at 2121 Crystal Drive, Arlington, Virginia. Written 
    comments and a transcript of the hearing will be available for public 
    inspection in suite 507 of Crystal Park 1, located at 2011 Crystal 
    Drive, Arlington, Virginia.
    
    [[Page 27935]] FOR FURTHER INFORMATION CONTACT:
    Robert Kopson by telephone at (703) 305-8510, fax at (703) 305-8525, or 
    by mail marked to his attention and addressed to the Commissioner of 
    Patents and Trademarks, Washington, DC 20231.
    
    SUPPLEMENTARY INFORMATION: This proposed rule change is designed to 
    adjust PTO fees in accordance with the applicable provisions of title 
    35, United States Code; section 31 of the Trademark (Lanham) Act of 
    1946 (15 U.S.C. 1113); and section 10101 of the Omnibus Budget 
    Reconciliation Act of 1990 (as amended by section 8001 of Public law 
    103-66), all as amended by the Patent and Trademark Office 
    Authorization Act of 1991 (Public Law 102-204).
    
    Background
    
    Statutory Provisions
    
        Patent fees are authorized by 35 U.S.C. 41 and 35 U.S.C. 376. A 
    fifty percent reduction in the fees paid under 35 U.S.C. 41 (a) and (b) 
    by independent inventors, small business concerns, and nonprofit 
    organizations who meet prescribed definitions is required by 35 U.S.C. 
    41(h).
        Subsection 41(f) of title 35, United States Code, provides that 
    fees established under 34 U.S.C. 41 (a) and (b) may be adjusted on 
    October 1, 1992, and every year thereafter, to reflect fluctuations in 
    the Consumer Price Index (CPI) over the previous 12 months.
        Section 10101 of the Omnibus Budget Reconciliation Act of 1990 
    (amended by section 8001 of Public Law 103-66) provides that there 
    shall be a surcharge on all fees established under 35 U.S.C. 41 (a) and 
    (b) to collect $111 million in fiscal year 1996.
        Subsection 41(d) of title 35, United States Code, authorizes the 
    Commissioner to establish fees for all other processing, services, or 
    materials related to patents to recover the average cost of providing 
    these services or materials, except for the fees for recording a 
    document affecting title, for each photocopy, and for each black and 
    white copy of a patent.
        Section 376 of title 35, United States Code, authorizes the 
    Commissioner to set fees for Patent applications filed under the Patent 
    Cooperation Treaty (PCT).
        Subsection 41(g) of title 35, United States Code, provides that new 
    fee amounts established by the Commissioner under section 41 may take 
    effect thirty days after notice in the Federal Register and the 
    Official Gazette of the Patent and Trademark Office.
        Section 31 of the Trademark (Lanham) Act of 1946, as amended (15 
    U.S.C. 1113), authorizes the Commissioner to establish fees for the 
    filing and processing of an application for the registration of a 
    trademark or other mark, and for other services and materials relating 
    to trademarks and other marks.
        Section 31(a) of the Trademark (Lanham) Act of 1946 (15 U.S.C. 
    1113(a)), as amended, allows trademark fees to be adjusted once each 
    year to reflect, in the aggregate, any fluctuations during the 
    preceding 12 months in the CPI.
        Section 31 also allows new trademark fee amounts to take effect 
    thirty days after notice in the Federal Register and the Official 
    Gazette of the United States Patent and Trademark Office.
    
    Recovery Level Determinations
    
        The proposed rule would adjust patent and trademark fees for a 
    planned recovery of $643,014,000 in fiscal year 1996, as proposed in 
    the Administration's budget request to the Congress.
        The patent statutory fees established by 35 U.S.C. 41 (a) and (b) 
    are proposed to be adjusted on October 1, 1995, to reflect any 
    fluctuations occurring during the previous 12 months in the Consumer 
    Price Index (CPI-U). In calculating these fluctuations, the Office of 
    Management and Budget (OMB) has determined that the PTO should use CPI-
    U data as determined by the Secretary of Labor. However, the Department 
    of Labor does not make public the CPI-U until approximately 21 days 
    after the end of the month being calculated. Therefore, the latest CPI-
    U information available is for the month of February 1995. In 
    accordance with previous rulemaking methodology, the PTO uses the 
    Administration's projected CPI-U for the 12-month period ending 
    September 30, 1995, which is 3.2 percent. Based on this projection, 
    patent statutory fees are proposed to be adjusted by 3.2 percent. 
    Before the final fee schedule is published, the fees may be slightly 
    adjusted based on actual data available from the Department of Labor.
        Certain non-statutory patent processing fees established under 35 
    U.S.C. 41(d) and PCT processing fees established under 35 U.S.C. 376 
    are proposed to be adjusted to recover their estimated average costs in 
    fiscal year 1996. Three patent service fees that are set by statute 
    will not be adjusted. The three fees that are not being adjusted are 
    assignment recording fees, printed patent copy fees and photocopy 
    charge fees.
        Certain trademark service fees established under 15 U.S.C. 1113 are 
    proposed to be adjusted to recover their estimated average costs in 
    fiscal year 1996.
        The proposed fee amounts were rounded by applying standard 
    arithmetic rules so that the amounts rounded would be convenient to the 
    user. Fees of $100 or more were rounded to the nearest $10. Fees 
    between $2 and $99 were rounded to an even number so that the 
    comparable small entity fee would be a whole number.
    
    Workload Projections
    
        Determination of workloads varies by fee. Principal workload 
    projection techniques are as follows:
        Patent application workloads are projected from statistical 
    regression models using recent application filing trends. Patent issues 
    are projected from an in-house patent production model and reflect 
    examiner production achievements and goals. Patent maintenance fee 
    workloads utilize patents issued 3.5, 7.5 and 11.5 years prior to 
    payment and assume payment rates of 79 percent, 55 percent and 32 
    percent, respectively. Service fee workloads follow linear trends from 
    prior years' activities.
    General Procedures
    
        Any fee amount that is paid on or after the effective date of the 
    fee increase would be subject to the new fees then in effect. For 
    purposes of determining the amount of the fee to be paid, the date of 
    mailing indicated on a proper Certificate of Mailing or Transmission, 
    where authorized under 37 CFR 1.8, will be considered to be the date of 
    receipt in the PTO. A Certificate of Mailing or Transmission under 
    Section 1.8 is not ``proper'' for items which are specifically excluded 
    from the provisions of Section 1.8. Section 1.8 should be consulted for 
    those items for which a Certificate of Mailing or Transmission is not 
    ``proper.'' Such items include, inter alia, the filing of national and 
    international applications for patents and the filing of trademark 
    applications. However, the provisions of 37 CFR 1.10 relating to filing 
    papers and fees with an ``Express Mail'' certificate do apply to any 
    paper or fee (including patent and trademark applications) to be filed 
    in the PTO. If an application or fee is filed by ``Express Mail'' with 
    a proper certificate dated on or after the effective date of the rules, 
    as amended, the amount of the fee to be paid would be 
    [[Page 27936]] the fee established by the amended rules.
        A notice of final rulemaking was published at 60 FR 20195 (April 
    25, 1995) wherein several new fee provisions were made to implement the 
    20-year patent term and provisional applications. Language changes were 
    made in 37 CFR 1.16 (a), (b), (d), (f), and (g) which are reproduced in 
    this proposed rule package. In addition, fees involving 37 CFR 1.17 (r) 
    and (s) are now proposed to be adjusted by changes in the CPI to remain 
    equal to the basic filing fee for a utility patent application.
    
    PTO Information Dissemination Products
    
        The PTO provides information to the public in the Patent Search 
    Room and the Trademark Search Library in Arlington, Virginia, and at 78 
    Patent and Trademark Depository Libraries around the country. A list of 
    the libraries is included in each issue of the Official Gazette of the 
    Patent and Trademark Office. In addition, a number of patent and 
    trademark search tools and document-delivery products, published on 
    paper and on various machine-readable media, are sold directly to the 
    public.
        Printed PTO publications may be ordered from the Government 
    Printing Office or one of its Book Stores located throughout the 
    country. A list of patent and trademark-related publications with 
    current prices and ordering information is available from the GPO 
    (Subject Bibliography SB 021)--Superintendent of Documents, P.O. Box 
    371984, Pittsburgh, PA 15250-7954, voice: 202-512-1800, fax: 202-512-
    2250.
        Machine-readable publications, including magnetic tapes and CD-
    ROMs, may be ordered directly from the PTO. A printed-catalog of 
    machine-readable products, including current prices and ordering 
    information, is available from the Office of Information Products 
    Development--US Patent & Trademark Office, Office of Information 
    Products Development, Crystal Park 3, Room 412, Washington, DC 20231, 
    voice: 703-308-0322, fax: 703-308-0493.
        The catalog of machine-readable products is published in the 
    Official Gazette of the Patent and Trademark Office in late December 
    each year and may also be viewed on, or downloaded from, the PTO 
    electronic bulletin board (703-305-8950, 8/no/1) or from the PTO's home 
    page on the Internet (http://www.uspto.gov/).
    
    Discussion of Specific Rules
    
    37 CFR 1.16  National Application Filing Fees
    
        Section 1.16, paragraphs (a), (b), (d), and (f)-(i), if revised as 
    proposed, would adjust fees established therein to reflect fluctuations 
    in the CPI.
        Section 1.16, paragraphs (a), (b), (d), (f), and (g) include 
    language changes relating to provisional patent applications (see 60 FR 
    20195, dated April 25, 1995).
    
    37 CFR 1.17  Patent Application Processing Fees
    
        Section 1.17, paragraphs (b)-(g), (m), (r), and (s), if revised as 
    proposed, would adjust fees established therein to reflect fluctuations 
    in the CPI.
        Section 1.17, paragraphs (j) and (n)-(p), if revised as proposed, 
    would adjust fees established therein to recover costs.
    
    37 CFR 1.18  Patent Issue Fees
    
        Section 1.18, paragraphs (a)-(c), if revised as proposed, would 
    adjust fees established therein to reflect fluctuations in the CPI.
    
    37 CFR 1.19  Document Supply Fees
    
        Section 1.19, paragraphs (a)(1)(ii) and (a)(1)(iii), if revised as 
    proposed, would amend the language to reflect the PTO's most recent 
    business practices.
        Section 1.19, paragraph (b)(1), if revised as proposed, would 
    adjust fees established therein to reflect fluctuations in the CPI.
    
    37 CFR 1.20  Post-Issuance Fees
    
        Section 1.20, paragraphs (c), (i), and (j), if revised as proposed, 
    would adjust fees established therein to recover costs.
        Section 1.20, paragraphs (e)-(g), if revised as proposed, would 
    adjust fees established therein to reflect fluctuations in the CPI.
    
    37 CFR 1.21  Miscellaneous Fees and Charges
    
        Section 1.21, paragraph (a)(1), if revised as proposed, would 
    adjust fees established therein to recover costs.
    
    37 CFR 1.445  International Application Filing, Processing, and Search 
    Fees
    
        Section 1.445, paragraph (a), if revised as proposed, would adjust 
    the fees authorized by 35 U.S.C. 376 to recover costs.
    
    37 CFR 1.482  International Preliminary Examination Fees
    
        Section 1.482, paragraphs (a)(1)(i), (a)(1)(ii), and (a)(2)(ii), if 
    revised as proposed, would adjust the fees authorized by 35 U.S.C. 376 
    to recover costs.
    
    37 CFR 1.492  National Stage Fees
    
        Section 1.492, paragraphs (a), (b) and (d), if revised as proposed, 
    would adjust fees established therein to reflect fluctuations in the 
    CPI.
    
    37 CFR 2.6  Trademark Fees
    
        Section 2.6, paragraphs (b)(1)(ii) and (b)(1)(iii), if revised as 
    proposed, would amend the language to reflect the PTO's most recent 
    business practices.
        Section 2.6, paragraph (b)(2), if revised as proposed, would adjust 
    fees therein to recover costs.
    37 CFR 7.1  Requirements
    
        Section 7.1, if revised as proposed, would designate the current 
    language as paragraph (a), and would add new paragraphs (b)-(h) to 
    clarify that the requirements for patent and patent application 
    assignment documents, including the requirement for the fee set forth 
    in Sec. 1.21(h), submitted for recording also apply to instruments 
    submitted for recording on the Government Register. Sections 7.1(b)-(h) 
    contain language similar to that in Secs. 3.21, 3.28, 3.31, 3.34, 3.26, 
    3.27, and 3.41, respectively.
        Section 7.1(b), if revised as proposed, would provide that an 
    instrument relating to a patent must identify the patent by the patent 
    number, that an instrument relating to a national patent application 
    must identify the national patent application by the application number 
    (consisting of the series code and the serial number, e.g., 07/123,456) 
    or the serial number and filing date, that an instrument relating to an 
    international patent application which designates the United States of 
    America must identify the international application by the 
    international application number (e.g., PCT/US90/01234), and that if an 
    assignment is executed concurrently with, or subsequent to, the 
    execution of the patent application, but before the patent application 
    is filed, it must identify the patent application by its date of 
    execution, name of each inventor, and title of the invention so that 
    there can be no mistake as to the patent application intended.
        Section 7.1(c), if revised as proposed, would provide that each 
    instrument submitted to the Office for recording must be accompanied by 
    a cover sheet referring to those patent applications and patents 
    against which the instrument is to be recorded, that one set of 
    instruments and cover sheets to be recorded should be filed, and that 
    if an instrument to be recorded is not accompanied by a completed cover 
    sheet, the instrument and any [[Page 27937]] incomplete cover sheet 
    will be returned for proper completion of a cover sheet and 
    resubmission of the instrument and a completed cover sheet.
        Section 7.1(d), if revised as proposed, would provide that each 
    cover sheet must contain: (1) the name of the party conveying the 
    interest; (2) the name and address of the party receiving the interest; 
    (3) a description of the interest conveyed or transition to be 
    recorded; (4) each application number or patent number against which 
    the instrument is to be recorded, or an indication that the instrument 
    is filed together with a patent application; (5) the name and address 
    of the party to whom correspondence concerning the request to record 
    the instrument should be mailed; (6) the number of applications or 
    patents identified in the cover sheet and the total fee; (7) the date 
    the instrument was executed; (8) a statement by the party submitting 
    the instrument that to the best of the person's knowledge and belief, 
    the information contained on the cover sheet is true and correct and 
    any copy submitted is a true copy of the original instrument; and (9) 
    the signature of the party submitting the instrument.
        Section 7.1(e), if revised as proposed, would provide for the 
    correction of errors in the cover sheet. Specifically, Sec. 7.1(e), as 
    proposed, would provide that an error in a cover sheet recorded 
    pursuant to this Part will be corrected only if: (1) the error is 
    apparent when the cover sheet is compared with the recorded instrument 
    to which it pertains, and (2) a corrected cover sheet accompanied by 
    the recording fee set forth in Sec. 1.21(h) of this chapter and either 
    the original recorded instrument or a copy of the original recorded 
    instrument is filed for recordation.
        Section 7.1(f), if revised as proposed, would provide that the 
    Office will accept and record non-English language instruments only if 
    accompanied by a verified English translation signed by the individual 
    making the translation.
        Section 7.1(g), if revised as proposed, would provide that 
    instruments and cover sheets to be recorded should be addressed to the 
    Commissioner of Patents and Trademarks, Box Assignment, Washington, 
    D.C. 20231.
        Section 7.1(h), if revised as proposed, would provide that all 
    requests to record instruments must be accompanied by the recording fee 
    set forth in Sec. 1.21(h) of this chapter, and that the fee set forth 
    in Sec. 1.21(h) of this chapter is required for each application and 
    patent against which the instrument is recorded as identified in the 
    cover sheet.
    
    Other Considerations
    
        This proposed rule change is in conformity with the requirements of 
    Executive Order 12612, and the Paperwork Reduction Act of 1980, 44 
    U.S.C. 3501, et seq. This rulemaking contains one information 
    collection entry relating to registration of Government patent 
    interests in patents. This information collection has been approved by 
    the Office of Management and Budget under Control Number 0651-0027. 
    This proposed rule has been determined not to be significant for 
    purposes of Executive Order 12866.
        The PTO has determined that this proposed rule change has no 
    Federalism implications affecting the relationship between the National 
    Government and the States as outlined in Executive Order 12612.
        The Assistant General Counsel for Legislation and Regulation of the 
    Department of Commerce has certified to the Chief Counsel for Advocacy, 
    Small Business Administration, that the proposed rule change would not 
    have a significant impact on a substantial number of small entities 
    (Regulatory Flexibility Act, Pub. L. 96-354). The proposed rule change 
    increases fees to reflect the change in the CPI as authorized by 35 
    U.S.C. 41(f). Further, the principal impact of the major patent fees 
    has already been taken into account in 35 U.S.C. 41(h), which provides 
    small entities with a 50-percent reduction in the major patent fees.
        A comparison of existing and proposed fee amounts is included as an 
    Appendix to this notice of proposed rulemaking.
        In order to ensure clarity in the implementation of the proposed 
    fees, a discussion of specific sections is set forth below.
    Lists of Subjects
    
    37 CFR Part 1
    
        Administrative practices and procedure, Inventions and patents, 
    Reporting and record keeping requirements, Small businesses.
    
    37 CFR Part 2
    
        Administrative practice and procedure, Courts, Lawyers, Trademarks.
    
    37 CFR Part 7
    
        Administrative practice and procedure, Inventions and patents, 
    Reporting and record keeping requirements.
    
        For the Reasons set forth in the preamble, the PTO proposes to 
    amend title 37 of the Code of Federal Regulations, Chapter 1, Part 1, 
    as set forth below.
    
    PART 1--RULES OF PRACTICE IN PATENT CASES
    
        1. The authority citation for 37 CFR Part 1 would continue to read 
    as follows:
    
        Authority: 35 U.S.C. 6, unless otherwise noted.
    
        2. Section 1.16 is proposed to be amended by revising paragraphs 
    (a), (b), (d), and (f) through (i), to read as follows:
    
    
    Sec. 1.16  National application filing fees.
    
    (a) Basic fee for filing each application for an original               
     patent, except provisional, design or plant applications:              
    By a small entity (Sec. 1.9(f))............................      $375.00
    By other than a small entity...............................       750.00
    (b) In addition to the basic filing fee in an original                  
     application, except provisional applications, for filing               
     or later presentation of each independent claim in excess              
     of 3:                                                                  
    By a small entity (Sec. 1.9(f))............................        39.00
    By other than a small entity...............................        78.00
                                                                            
                      *        *        *        *        *                 
    (d) In addition to the basic filing fee in an original                  
     application, except provisional applications, if the                   
     application contains, or is amended to contain, multiple               
     dependent claim(s), per application:                                   
    By a small entity (Sec. 1.9(f))............................       125.00
    By other than a small entity...............................       250.00
    (If the additional fees required by paragraphs (b), (c),                
     and (d) of this section are not paid on filing or on later             
     presentation of the claims for which the additional fees               
     are due, they must be paid or the claims canceled by                   
     amendment prior to the expiration of the time period set               
     for response by the Office in any notice of fee                        
     deficiency.)                                                           
                                                                            
                      *        *        *        *        *                 
    (f) Basic fee for filing each design application:                       
    By a small entity (Sec. 1.9(f))............................       155.00
    By other than a small entity...............................       310.00
    (g) Basic fee for filing each plant application, except                 
     provisional applications:                                              
    By a small entity (Sec. 1.9(f))............................       255.00
    By other than a small entity...............................       510.00
    (h) Basic fee for filing each reissue application:                      
    By a small entity (Sec. 1.9(f))............................       375.00
    By other than a small entity...............................       750.00
    [[Page 27938]]
                                                                            
    (i) In addition to the basic filing fee in a reissue                    
     application, for filing or later presentation of each                  
     independent claim which is in excess of the number of                  
     independent claims in the original patent:                             
    By a small entity (Sec. 1.9(f))............................        39.00
    By other than a small entity...............................        78.00
                                                                            
                      *        *        *        *        *                 
                                                                            
    
      3. Section 1.17 is propose to amend by revising paragraphs (b) 
    through (g), (j), (m) through (p), (r), and (s) to read as follows:
    
    
    Sec. 1.17  Patent application processing fees.
    
                                                                            
                      *        *        *        *        *                 
    (b) Extension fee for response within second month pursuant             
     to Sec. 1.136(a):                                                      
    By a small entity (Sec. 1.9(f))............................      $190.00
    By other than a small entity...............................       380.00
    (c) Extension fee for response within third month pursuant              
     to Sec. 1.136(a):                                                      
    By a small entity (Sec. 1.9(f))............................       450.00
    By other than a small entity...............................       900.00
    (d) Extension fee for response within fourth month pursuant             
     to Sec. 1.136(a):                                                      
    By a small entity (Sec. 1.9(f))............................       700.00
    By other than a small entity...............................     1,400.00
    (e) For filing a notice of appeal from the examiner to the              
     Board of Patent Appeals and Interferences:                             
    By a small entity (Sec. 1.9(f))............................       145.00
    By other than a small entity...............................       290.00
    (f) In addition to the fee for filing notice of appeal, for             
     filing a brief in support of an appeal:                                
    By a small entity (Sec. 1.9(f))............................       145.00
    By other than a small entity...............................       290.00
    (g) For filing a request for an oral hearing before the                 
     Board of Patent Appeals and Interferences in an appeal                 
     under 35 U.S.C. 134:                                                   
    By a small entity (Sec. 19(f)).............................       125.00
    By other than a small entity...............................       250.00
                                                                            
                      *        *        *        *        *                 
    (j) For filing a petition to institute a pubic use                      
     proceeding under Sec. 1.292...............................     1,430.00
                                                                            
                      *        *        *        *        *                 
    (m) For filing a petition:                                              
      (1) For revival of an unintentionally abandoned                       
       application, or                                                      
      (2) For the unintentionally delayed payment of the fee                
       for issuing a patent:                                                
    By a small entity (Sec. 1.9(f))............................       625.00
    By other than a small entity...............................     1,250.00
    (n) For requesting publication of a statutory invention                 
     registration prior to the mailing of the first examiner's              
     action pursuant to Sec. 1.104--$870.00 reduced by the                  
     amount of the application basic filing fee paid.                       
    (o) For requesting publication of a statutory invention                 
     registration after the mailing of the first examiner's                 
     action pursuant to Sec. 1.104--$1,740.00 reduced by the                
     amount of the application basic filing fee paid.                       
    (p) For submission of an information disclosure statement               
     under Sec. 1.97(c)........................................       220.00
                                                                            
                      *        *        *        *        *                 
    (r) For entry of a submission after final rejection under               
     Sec. 1.129(a):                                                         
    By a small entity (Sec. 1.9(f))............................       375.00
    By other than a small entity...............................       750.00
    (s) For each additional invention requested to be examined              
     under Sec. 1.129(b):                                                   
    By a small entity (Sec. 1.9(f))............................       375.00
    By other than a small entity...............................       750.00
                                                                            
    
        4. Section 1.18 is proposed to be revised to read as follows:
    
    
    Sec. 1.18  Patent issue fees.
    
    (a) Issue fee for issuing each original or reissue patent,              
     except a design or plant patent:                                       
    By a small entity (Sec. 1.9(f))............................      $625.00
    By other than a small entity...............................     1,250.00
    (b) Issue fee for issuing a design patent:                              
    By a small entity (Sec. 1.9(f))............................       215.00
    By other than a small entity...............................       430.00
    (c) Issue fee for issuing a plant patent:                               
    By a small entity (Sec. 1.9(f))............................       315.00
    By other than a small entity...............................       630.00
                                                                            
    
        5. Section 1.19 is proposed to be amended by revising paragraphs 
    (a)(1)(ii), (a)(1)(iii), and (b)(1) (i) and (ii) to read as follows:
    
    
    Sec. 1.19  Document supply fees.
    
                                                                            
                      *        *        *        *        *                 
    (a) * * *                                                               
    (1) * * *                                                               
                                                                            
                      *        *        *        *        *                 
    (ii) Overnight delivery to PTO Box or overnight fax........        $6.00
    (iii) Expedited service for copy ordered by expedited mail              
     or fax delivery service and delivered to the consumer                  
     within two workdays.......................................        25.00
                                                                            
                      *        *        *        *        *                 
    (b) * * *                                                               
    (1) * * *                                                               
    (i) Regular service........................................        15.00
    (ii) Expedited regular service.............................        30.00
                                                                            
                      *        *        *        *        *                 
                                                                            
    
        6. Section 1.20 is proposed to be amended by revising paragraphs 
    (c), (e) through (g), (i), (1), (i) (2) and (j) to read as follows:
    
    
    Sec. 1.20  Post issuance fees.
    
                                                                            
                      *        *        *        *        *                 
    (c) For filing a request for rexamination (Sec. 1.510(a))..    $2,390.00
                                                                            
                      *        *        *        *        *                 
    (e) For maintaining an original or reissue patent, except a             
     design or plant patent, based on an application filed on               
     or after December 12, 1980, in force beyond four years,                
     the fee is due by three years and six months after the                 
     original grant                                                         
    By a small entity Sec. 1.9(f)).............................       495.00
    By other than a small entity...............................       990.00
    (f) For maintaining an original or reissue patent, except a             
     design or plant patent, based on an application filed on               
     or after December 12, 1980, in force beyond eight years;               
     the fee is due by seven years and six months after the                 
     original grant                                                         
    By a small entity (Sec. 1.9(f))............................       995.00
    By other than a small entity...............................     1,990.00
    (g) For maintaining an original or reissue patent, except a             
     design or plant patent, based on an application field on               
     or after December 12, 1980, in force beyond twelve years;              
     the fee is due by eleven years and six months after the                
     original grant                                                         
    By a small entity (Sec. 1.9(f))............................     1,495.00
    By other than a small entity...............................     2,990.00
                                                                            
                      *        *        *        *        *                 
    (i) * * *                                                               
    (1) unavoidable............................................       660.00
    (2) unintentional..........................................     1,550.00
                                                                            
                      *        *        *        *        *                 
    (j) For filing an application for extension of the term of              
     a patent (Sec. 1.740).....................................     1,060.00
                                                                            
    
        7. Section 1.21 is proposed to be amended by revising paragraph 
    (a)(1) to read as follows:
    
    
    Sec. 1.21  Miscellaneus fees and charges.
    
                                                                            
                      *        *        *        *        *                 
    (a) * * *                                                               
    (1) For admission to examination for registration to                    
     practices: fee payable upon application...................       310.00
                                                                            
                      *        *        *        *        *                 
                                                                            
    
        8. Section 1.445 is proposed to be amended by revising paragraph 
    (a) to read as follows: [[Page 27939]] 
    
    
    Sec. 1.445  International application filing, processing and search 
    fees.
    
    (a) the following fees and charges for international                    
     applications are established by the Commissioner under the             
     authority of 35 U.S.C. 376:                                            
    (1) A transmittal fee (see 35 U.S.C. 361(d) and PCT Rule                
     14).......................................................      $220.00
    (2) A search fee (see 35 U.S.C. 361(d) and PCT Rule 16)                 
     where:                                                                 
    (i) No corresponding prior United States national                       
     application with basic filing fee has been filed..........       660.00
    (ii) A corresponding prior United States national                       
     application with basic filing fee has been filed..........       430.00
    (3) A supplemental search fee when required, per additional             
     invention.................................................       190.00
                                                                            
                      *        *        *        *        *                 
                                                                            
    
        9. Section 1.482 is proposed to be amended by revising paragraphs 
    (a)(1)(i), (a)(1)(ii), and (a)(2)(ii) to read as follows:
    
    
    Sec. 1.482  International preliminary examination fees.
    
    (a) * * *                                                               
    (1) A preliminary examination fee is due on filing the                  
     Demand:                                                                
    (i) Where an international search fee as set forth in Sec.              
     1.445(a)(2) has been paid on the international application             
     to the United States Patent and Trademark Office as an                 
     International Searching Authority, a preliminary                       
     examination fee of........................................      $470.00
    (ii) Where the International Searching Authority for the                
     international application was an authority other than the              
     United States Patent and Trademark Office, a preliminary               
     examination fee of........................................       710.00
    (2) * * *                                                               
    (ii) Where the International Searching Authority for the                
     international application was an authority other than the              
     United States Patent and Trademark Office.................       250.00
                                                                            
                      *        *        *        *        *                 
                                                                            
    
        10. Section 1.492 is proposed to be amended by revising paragraphs 
    (a), (b), and (d) to read as follows:
    
    
    Sec. 1.492  National Stage fees.
    
                                                                            
                      *        *        *        *        *                 
    (a) The basic national fee:                                             
    (1) Where an international preliminary examination fee as               
     set forth in Sec. 1.482 has been paid on the international             
     application to the United States Patent and Trademark                  
     Office:                                                                
    By a small entity (Sec. 1.9(f))............................      $340.00
    By other than a small entity...............................       680.00
    (2) Where no international preliminary examination fee as               
     set forth in Sec. 1.482 has been paid to the United States             
     Patent and Trademark Office, but an international search               
     fee as set forth in Sec. 1.445(a)(2) has been paid on the              
     international application to the United State Patent and               
     Trademark Office as an International Searching Authority:              
    By a small entity (Sec. 1.9(f))............................       375.00
    By other than a small entity...............................       750.00
    (3) Where no international preliminary examination fee as               
     set forth in Sec. 1.482 has been paid and no international             
     search fee as set forth in Sec. 1.445(a)(2) has been paid              
     on the international application to the United States                  
     Patent and Trademark Office:                                           
     By a small entity (Sec. 1.9(f))...........................       505.00
    By other than a small entity...............................     1,010.00
    (4) Where an international preliminary examination fee as               
     set forth in Sec. 1.482 has been paid to the United States             
     Patent and Trademark Office and the international                      
     preliminary examination report states that the criteria of             
     novelty, inventive step (non-obviousness), and industrial              
     applicability, as defined in PCT Article 33 (1) to (4)                 
     have been satisfied for all the claims presented in the                
     application entering the national stage (see Sec.                      
     1.496(b)):                                                             
    By a small entity (Sec. 1.9(f))............................        47.00
    By other than a small entity...............................        94.00
    (5) Where a search report on the international application              
     has been prepared by the European Patient Office or the                
     Japanese Patent Office:                                                
    By a small entity (Sec. 1.9(f))............................       440.00
    By other than a small entity...............................       880.00
    (b) In addition to the basic national fee, for filing or                
     later presentation of each independent claim in excess of              
     3:                                                                     
    By a small entity (Sec. 1.9(f))............................        39.00
    By other than a small entity...............................        78.00
                                                                            
                      *        *        *        *        *                 
    (d) In addition to the basic national fee, if the                       
     application contains, or is amended to contain, a multiple             
     dependent claim(s), per applicant:                                     
    By a small entity (Sec. 1.9(f))............................       125.00
    By other than a small entity...............................       250.00
                                                                            
                      *        *        *        *        *                 
                                                                            
    
    PART 2--RULES OF PRACTICE IN TRADEMARK CASES
    
        1. The authority citation for 37 CFR Part 2 would continue to read 
    as follows:
    
        Authority: 15 U.S.C. 1123; 35 U.S.C. 6, unless otherwise noted.
    
        2. Section 2.6 is proposed to be amended by revising paragraphs 
    (b)(1)(ii), (b)(1)(iii), (b)(2)(i) and (b)(2)(ii) to read as follows:
    
    
    Sec. 2.6  Trademark fees.
    
                                                                            
                      *        *        *        *        *                 
    (b) * * *                                                               
    (1) * * *                                                               
                                                                            
                      *        *        *        *        *                 
    (ii) Overnight delivery to PTO Box or overnight fax........        $6.00
    (iii) Expedited service for copy ordered by expedited mail              
     or fax delivery service and delivered to the customer                  
     within two work days......................................        25.00
                                                                            
                      *        *        *        *        *                 
    (2) * * *                                                               
    (i) Regular service........................................        15.00
    (ii) Expedited local service...............................        30.00
                                                                            
                      *        *        *        *        *                 
                                                                            
    
    PART 7--REGISTER OF GOVERNMENT INTERESTS IN PATENTS
    
        1. The authority citation for 37 CFR Part 7 would continue to read 
    as follows:
    
        Authority: E.O. 9424, February 18, 1944, 9 FR 1959; 3 CFR 1943-
    1948 comp.
    
        2. Section 7.1 is proposed to be revised to read as follows:
    
    
    Sec. 7.1  Requirements.
    
        (a) Executive Order 9424 (3 CFR 1943-1948 Comp.) requires the 
    several departments and other executive agencies of the Government, 
    including Government-owned or Government-controlled corporations, to 
    forward promptly to the Commissioner of Patents and Trademarks for 
    recording all licenses, assignments, or other interests of the 
    Government in or under patents or applications for patents.
        (b) An instrument relating to a patent must identify the patent by 
    the patent number. An instrument relating to a national patent 
    application must identify the national patent application by the 
    application number (consisting of the series code and the serial 
    number, e.g., 07/123,456) or the serial number [[Page 27940]] and 
    filing date. An instrument relating to an international patent 
    application which designates the United States of America must identify 
    the international application by the international application number, 
    (e.g., PCT/US90/01234). If an assignment is executed concurrently with, 
    or subsequent to, the execution of the patent application, but before 
    the patent application is filed, it must identify the patent 
    application by its date of execution, name of each inventor, and title 
    of the invention so that there can be no mistake as to the patent 
    application intended.
        (c) Each instrument submitted to the Office for recording must be 
    accompanied by at least one cover sheet as specified in paragraph (d) 
    of this section referring to those patent applications and patents 
    against which the instrument is to be recorded. Only one set of 
    instruments and cover sheets to be recorded should be filed. If an 
    instrument to be recorded is not accompanied by a completed cover 
    sheet, the instrument and any incomplete cover sheet will be returned 
    for proper completion of a cover sheet and resubmission of the 
    instrument and a completed cover sheet.
        (d) Each cover sheet required by paragraph (c) of this section must 
    contain:
        (1) the name of the party conveying the interest;
        (2) the name and address of the party receiving the interest;
        (3) a description of the interest conveyed or transaction to be 
    recorded;
        (4) each application number or patent number against which the 
    instrument is to be recorded, or an indication that the instrument is 
    filed together with a patent application;
        (5) the name and address of the party to whom correspondence 
    concerning the request to record the instrument should be mailed;
        (6) the number of applications or patents identified in the cover 
    sheet and the total fee;
        (7) the date the instrument was executed;
        (8) a statement by the party submitting the instrument that to the 
    best of the person's knowledge and belief, the information contained on 
    the cover sheet is true and correct and any copy submitted is a true 
    copy of the original instrument; and
        (9) the signature of the party submitting the instrument.
        (e) An error in a cover sheet recorded pursuant to this Part will 
    be corrected only if:
        (1) the error is apparent when the cover sheet is compared with the 
    recorded instrument to which it pertains, and
        (2) a corrected cover sheet accompanied by the recording fee set 
    forth in Sec. 1.21(h) of this chapter and either the original recorded 
    instrument or a copy of the original recorded instrument is filed for 
    recordation.
        (f) The Office will accept and record non-English language 
    instruments only if accompanied by a verified English translation 
    signed by the individual making the translation.
        (g) Instruments and cover sheets to be recorded should be addressed 
    to the Commissioner of Patents and Trademarks, Box Assignment, 
    Washington, DC 20231.
        (h) All requests to record instruments must be accompanied by the 
    recording fee set forth in Sec. 1.21(h) of this chapter. The fee set 
    forth in Sec. 1.21(h) of this chapter is required for each application 
    and patent against which the instrument is recorded as identified in 
    the cover sheet.
    
        Dated: May 19, 1995.
    Philip G. Hampton II,
    Acting Assistant Secretary of Commerce and Acting Commissioner of 
    Patents and Trademarks.
        Note: The following appendix will not appear in the Code of 
    Federal Regulations.
    
                               Appendix A.--Comparison of Existing and Revised Fee Amounts                          
    ----------------------------------------------------------------------------------------------------------------
                                                                                                 Pre-Oct            
                37 CFR Sec.                                   Description                          1995     Oct 1995
    ----------------------------------------------------------------------------------------------------------------
    1.16(a)...........................  Basic Filing Fee......................................       $730       $750
    1.16(a)...........................  Basic Filing Fee (Small Entity).......................        365        375
    1.16(b)...........................  Independent Claims....................................         76         78
    1.16(b)...........................  Independent Claims (Small Entity).....................         38         39
    1.16(c)...........................  Claims in Excess of 20................................         22      (\1\)
    1.16(c)...........................  Claims in Excess of 20 (Small Entity).................         11      (\1\)
    1.16(d)...........................  Multiple Dependent Claims.............................        240        250
    1.16(d)...........................  Multiple Dependent Claims (Small Entity)..............        120        125
    1.16(e)...........................  Surcharge--Late Filing Fee............................        130      (\1\)
    1.16(e)...........................  Surcharge--Late Filing Fee (Small Entity).............         65      (\1\)
    1.16(f)...........................  Design Filing Fee.....................................        300        310
    1.16(f)...........................  Design Filing Fee (Small Entity)......................        150        155
    1.16(g)...........................  Plant Filing Fee......................................        490        510
    1.16(g)...........................  Plant Filing Fee (Small Entity).......................        245        255
    1.16(h)...........................  Reissue Filing Fee....................................        730        750
    1.16(h)...........................  Reissue Filing Fee (Small Entity).....................        365        375
    1.16(i)...........................  Reissue Independent Claims............................         76         78
    1.16(i)...........................  Reissue Independent Claims (Small Entity).............         38         39
    1.16(j)...........................  Reissue Claims in Excess of 20........................         22      (\1\)
    1.16(j)...........................  Reissue Claims in Excess of 20 (Small Entity).........         11      (\1\)
    1.16(k)...........................  Provisional Application Filing Fee....................        150      (\1\)
    1.16(k)...........................  Provisional Application Filing Fee (Small Entity).....         75      (\1\)
    1.16(l)...........................  Surcharge--Incomplete Provisional App. Filed..........         50      (\1\)
    1.16(l)...........................  Surcharge--Incomplete Provisional App. Filed (Small            25      (\1\)
                                         Entity).                                                                   
    1.17(a)...........................  Extension--First Month................................        110      (\1\)
    1.17(a)...........................  Extension--First Month (Small Entity).................         55      (\1\)
    1.17(b)...........................  Extension--Second Month...............................        370        380
    1.17(b)...........................  Extension--Second Month (Small Entity)................        185        190
    1.17(c)...........................  Extension--Third Month................................        870        900
    1.17(c)...........................  Extension--Third Month (Small Entity).................        435        450
    1.17(d)...........................  Extension--Fourth Month...............................      1,360      1,400
    1.17(d)...........................  Extension--Fourth Month (Small Entity)................        680        700
    1.17(e)...........................  Notice of Appeal......................................        280        290
    [[Page 27941]]
                                                                                                                    
    1.17(e)...........................  Notice of Appeal (Small Entity).......................        140        145
    1.17(f)...........................  Filing a Brief........................................        280        290
    1.17(f)...........................  Filing a Brief (Small Entity).........................        140        145
    1.17(g)...........................  Request for Oral Hearing..............................        240        250
    1.17(g)...........................  Request for Oral Hearing (Small Entity)...............        120        125
    1.17(h)...........................  Petition--Not All Inventors...........................        130      (\1\)
    1.17(h)...........................  Petition--Correction of Inventorship..................        130      (\1\)
    1.17(h)...........................  Petition--Decision on Questions.......................        130      (\1\)
    1.17(h)...........................  Petition--Suspend Rules...............................        130      (\1\)
    1.17(h)...........................  Petition--Expedited License...........................        130      (\1\)
    1.17(h)...........................  Petition--Scope of License............................        130      (\1\)
    1.17(h)...........................  Petition--Retroactive License.........................        130      (\1\)
    1.17(h)...........................  Petition--Refusing Maintenance Fee....................        130      (\1\)
    1.17(h)...........................  Petition--Refusing Maintenance Fee--Expired Patent....        130      (\1\)
    1.17(h)...........................  Petition--Interference................................        130      (\1\)
    1.17(h)...........................  Petition--Reconsider Interference.....................        130      (\1\)
    1.17(h)...........................  Petition--Late Filing of Interference.................        130      (\1\)
    1.20(b)...........................  Petition--Correction of Inventorship..................        130      (\1\)
    1.17(h)...........................  Petition--Refusal to Publish SIR......................        130      (\1\)
    1.17(i)(1)........................  Petition--For Assignment..............................        130      (\1\)
    1.17(i)(1)........................  Petition--For Application.............................        130      (\1\)
    1.17(i)(1)........................  Petition--Late Priority Papers........................        130      (\1\)
    1.17(i)(1)........................  Petition--Suspend Action..............................        130      (\1\)
    1.17(i)(1)........................  Petition--Divisional Reissues to Issue Separately.....        130      (\1\)
    1.17(o)(1)........................  Petition--For Interference Agreement..................        130      (\1\)
    1.17(i)(1)........................  Petition--Amendment After Issue.......................        130      (\1\)
    1.17(i)(1)........................  Petition--Withdrawal After Issue......................        130      (\1\)
    1.17(i)(1)........................  Petition--Defer Issue.................................        130      (\1\)
    1.17(i)(1)........................  Petition--Issue to Assignee...........................        130      (\1\)
    1.17(i)(1)........................  Petition--Accord a Filing Date Under Sec. 1.53........        130      (\1\)
    1.17(i)(1)........................  Petition--Accord a Filing Date Under Sec. 1.62........        130      (\1\)
    1.17(i)(1)........................  Petition--Make Application Special....................        130      (\1\)
    1.17(j)...........................  Petition--Public Use Proceeding.......................      1,390      1,430
    1.17(k)...........................  Non-English Specification.............................        130      (\1\)
    1.17(l)...........................  Petition--Revive Abandoned Appl.......................        110      (\1\)
    1.17(l)...........................  Petition--Revive Abandoned Appl.(Small Entity)........         55      (\1\)
    1.17(m)...........................  Petition--Revive Unintentionally Abandoned Appl.......      1,210      1,250
    1.17(m)...........................  Petition--Revive Unintent Abandoned Appl. (Small              605        625
                                         Entity).                                                                   
    1.17(n)...........................  SIR--Prior to Examiner's Action.......................        840        870
    1.17(o)...........................  SIR--After to Examiner's Action.......................      1,690      1,740
    1.17(p)...........................  Submission of an Information Disclosure Statement             210        220
                                         (Sec. 1.97).                                                               
    1.17(q)...........................  Petition--Correction of Inventorship (Prov. App.).....         50      (\1\)
    1.17(q)...........................  Petition--Accord a filing date (Prov. App.)...........         50      (\1\)
    1.17(r)...........................  Filing a submission after final rejection (1.129(a))..        730        750
    1.17(r)...........................  Filing a submission after final rejection (1.129(a))          365        375
                                         (Small Entity).                                                            
    1.17(s)...........................  Per add'l invention to be examined (1.129(b)).........        730        750
    1.17(s)...........................  Per add'l invention to be examined (1.129(b)) (Small          365        375
                                         Entity).                                                                   
    1.18(a)...........................  Issue Fee.............................................      1,210      1,250
    1.18(a)...........................  Issue Fee (Small Entity)..............................        605        625
    1.18(b)...........................  Design Issue Fee......................................        420        430
    1.18(b)...........................  Design Issue Fee (Small Entity).......................        210        215
    1.18(c)...........................  Plant Issue Fee.......................................        610        630
    1.18(c)...........................  Plant Issue Fee (Small Entity)........................        305        315
    1.19(a)(1)(i).....................  Copy of Patent........................................          3      (\1\)
    1.19(a)(1)(ii)....................  Patent Copy--Overnight delivery to PTO Box or                   6      (\1\)
                                         overnight fax.                                                             
    1.19(a)(1)(iii)...................  Patent Copy Ordered by Expedited Mail or Fax--Exp.             25      (\1\)
                                         service.                                                                   
    1.19(a)(2)........................  Plant Patent Copy.....................................         12      (\1\)
    1.19(a)(3)(i).....................  Copy of Utility Patent or SIR in Color................         24      (\1\)
    1.19(b)(1)(i).....................  Certified Copy of Patent Application as Filed.........         12         15
    1.19(b)(1)(ii)....................  Certified Copy of Patent Application as Filed,                 24         30
                                         Expedited.                                                                 
    1.19(b)(2)........................  Cert of Uncert Copy of Patent-Related File Wrapper/           150      (\1\)
                                         Contents.                                                                  
    1.19(b)(3)........................  Cert. or Uncert. Copies of Office Records, per                 25      (\1\)
                                         Document.                                                                  
    1.19(b)(4)........................  For Assignment Records, Abstract of Title and                  25      (\1\)
                                         Certification.                                                             
    1.19(c)...........................  Library Service.......................................         50      (\1\)
    1.19(d)...........................  List of Patents in Subclass...........................          3      (\1\)
    1.19(e)...........................  Uncertified Statement--Status of Maintenance Fee               10      (\1\)
                                         Payment.                                                                   
    1.19(f)...........................  Copy of Non-U.S. Patent Document......................         25      (\1\)
    1.19(g)...........................  Comparing and Certifying Copies, Per Document, Per             25      (\1\)
                                         Copy.                                                                      
    1.19(h)...........................  Duplicate or Corrected Filing Receipt.................         25      (\1\)
    1.20(a)...........................  Certificate of Correction.............................        100      (\1\)
    1.20(c)...........................  Reexamination.........................................      2,320      2,390
    [[Page 27942]]
                                                                                                                    
    1.20(d)...........................  Statutory Disclaimer..................................        110      (\1\)
    1.20(d)...........................  Statutory Disclaimer (Small Entity)...................         55      (\1\)
    1.20(e)...........................  Maintenance Fee--3.5 Years............................        960        990
    1.20(e)...........................  Maintenance Fee--3.5 Years (Small Entity).............        480        495
    1.20(f)...........................  Maintenance Fee--7.5 Years............................      1,930      1,990
    1.20(f)...........................  Maintenance Fee--7.5 Years (Small Entity).............        965        995
    1.20(g)...........................  Maintenance Fee--11.5 Years...........................      2,900      2,990
    1.20(g)...........................  Maintenance Fee--11.5 Years (Small Entity)............      1,450      1,495
    1.20(h)...........................  Surcharge--Maintenance Fee--6 Months..................        130      (\1\)
    1.20(h)...........................  Surcharge--Maintenance Fee--6 Months (Small Entity)...         65      (\1\)
    1.20(i)(1)........................  Surcharge--Maintenance After Expiration--Unavoidable..        640        660
    1.20(i)(2)........................  Surcharge--Maintenance After Expiration--Unintentional      1,500      1,550
    1.20(j)...........................  Extension of Term of Patent...........................      1,030      1,060
    1.21(a)(1)........................  Admission to Examination..............................        300        310
    1.21(a)(2)........................  Registration to Practice..............................        100      (\1\)
    1.21(a)(3)........................  Reinstatement to Practice.............................         15      (\1\)
    1.21(a)(4)........................  Certificate of Good Standing..........................         10      (\1\)
    1.21(a)(4)........................  Certificat of Good Standing, Suitable Framing.........         20      (\1\)
    1.21(a)(5)........................  Review of Decision of Director, OED...................        130      (\1\)
    1.21(a)(6)........................  Regrading of Examination..............................        130      (\1\)
    1.21(b)(1)........................  Establish Deposit Account.............................         10      (\1\)
    1.21(b)(2)........................  Service Charge Below Minimum Balance..................         25      (\1\)
    1.21(b)(3)........................  SErvice Charge Below Minimum Balance..................         25      (\1\)
    1.21(c)...........................  Filing a Disclosure Document..........................         10      (\1\)
    1.21(d)...........................  Box Rental............................................         50      (\1\)
    1.21(e)...........................  International Type Search Report......................         40      (\1\)
    1.21(g)...........................  Self-Service Copy Charge..............................        .25      (\1\)
    1.21(h)...........................  Recording Patent Property.............................         40      (\1\)
    1.21(i)...........................  Publication in the OG.................................         25      (\1\)
    1.21(j)...........................  Labor Charges for Services............................         30      (\1\)
    1.21(k)...........................  Unspecified Other Services............................      (\2\)      (\1\)
    1.21(k)...........................  Terminal Use APS-CSIR (per hour)......................         50      (\1\)
    1.21(m)...........................  Processing Returned Checks............................         50      (\1\)
    1.21(n)...........................  Handling Fee--Incomplete Application..................        130      (\1\)
    1.21(o)...........................  Terminal Use APS-TEXT.................................         40      (\1\)
    1.24..............................  Coupons for Patient and Trademark Copies..............          3      (\1\)
    1.296.............................  Handling Fee--Withdrawal SIR..........................        130      (\1\)
    1.445(a)(1).......................  Transmittal Fee.......................................        210        220
    1.445(a)(2)(i)....................  PCT Search Fee--No U.S. Application...................        640        660
    1.445(a)(2)(ii)...................  PCT Search Fee--Prior U.S. Application................        420        430
    1.445(a)(3).......................  Supplemental Search...................................        180        190
    1.482(a)(1)(i)....................  Preliminary Exam Fee..................................        460        470
    1.482(a)(1)(ii)...................  Preliminary Exam Fee..................................        690        710
    1.482(a)(2)(i)....................  Additional Invention..................................        140      (\1\)
    1.482(a)(2)(ii)...................  Additional Invention..................................        240        250
    1.492(a)(1).......................  Preliminary Examining Authority.......................        660        680
    1.492(a)(1).......................  Preliminary Examining Authority (Small Entity)........        330        340
    1.492(a)(2).......................  Searching Authority...................................        730        750
    1.492(a)(2).......................  Searching Authority (Small Entity)....................        365        375
    1.492(a)(3).......................  PTO Not ISA nor IPEA..................................        980      1,010
    1.492(a)(3).......................  PTO Not ISA nor IPEA (Small Entity)...................        490        505
    1.492(a)(4).......................  Claims--IPEA..........................................         92         94
    1.492(a)(4).......................  Claims--IPEA (Small Entity)...........................         46         47
    1.492(a)(5).......................  Filing with EPO/JPO Search Report.....................        850        880
    1.492(a)(5).......................  Filing with EPO/JPO Search Report (Small Entity)......        425        440
    1.492(b)..........................  Claims--Extra Individual (Over 3).....................         76         78
    1.492(b)..........................  Claims--Extra Individual (Over 3) (Small Entity)......         38         39
    1.492(c)..........................  Claims--Extra Total (Over 20).........................         22      (\1\)
    1.492(c)..........................  Claims--Extra Total (Over 20) (Small Entity)..........         11      (\1\)
    1.492(d)..........................  Claims--Multiple Dependents...........................        240        250
    1.492(d)..........................  Claims--Multiple Dependents (Small Entity)............        120        125
    1.492(e)..........................  Surcharge.............................................        130      (\1\)
    1.492(e)..........................  Surcharge (Small Entity)..............................         65      (\1\)
    1.492(f)..........................  English Translation--After 20 Months..................        130      (\1\)
    2.6(a)(1).........................  Application for Registration, Per Class...............        245      (\1\)
    2.6(a)(2).........................  Amendment to Allege Use, Per Class....................        100      (\1\)
    2.6(a)(3).........................  Statement of Use, Per Class...........................        100      (\1\)
    2.6(a)(4).........................  Extension for Filing Statement of Use, Per Class......        100      (\1\)
    2.6(a)(5).........................  Application for Renewal, Per Class....................        300      (\1\)
    2.6(a)(6).........................  Surcharge for Late Renewal, Per Class.................        100      (\1\)
    2.6(a)(7).........................  Publication of Mark Under Sec. 12(c), Per Class.......        100      (\1\)
    [[Page 27943]]
                                                                                                                    
    2.6(a)(8).........................  Issuing New Certificate of Registration...............        100      (\1\)
    2.6(a)(9).........................  Certificate of Correction of Registrant 's Error......        100      (\1\)
    2.6(a)(10)........................  Filing Disclaimer to Registration.....................        100      (\1\)
    2.6(a)(11)........................  Filing Amendment to Registration......................        100      (\1\)
    2.6(a)(12)........................  Filing Affidavit Under Section 8, Per Class...........        100      (\1\)
    2.6(a)(13)........................  Filing Affidavit Under Section 15, Per Class..........        100      (\1\)
    2.6(a)(14)........................  Filing Affidavit Under Sections 8 & 15, Per Class.....        200      (\1\)
    2.6(a)(15)........................  Petitions to the Commissioner.........................        100      (\1\)
    2.6(a)(16)........................  Petition to Cancel, Per Class.........................        200      (\1\)
    2.6(a)(17)........................  Notice of Opposition, Per Class.......................        200      (\1\)
    2.6(a)(18)........................  Ex Parte Appeal to the TTAB, Per Class................        100      (\1\)
    2.6(a)(19)........................  Dividing an Application, Per New Application Created..        100      (\1\)
    2.6(b)(1)(i)......................  Copy of Registered Mark...............................          3      (\1\)
    2.6(b)(1)(ii).....................  Copy of Registered Mark, overnight delivery to PTO box          6      (\1\)
                                         or fax.                                                                    
    2.6(b)(1)(iii)....................  Copy of Reg. Mark Ordered Via Exp. Mail or Fax, Exp.           25      (\1\)
                                         Svc.                                                                       
    2.6(b)(2)(i)......................  Certified Copy of TM Application as Filed.............         12         15
    2.6(b)(2)(ii).....................  Certified Copy of TM Application as Filed, Expedited..         24         30
    2.6(b)(3).........................  Cert. or Uncert. Copy of TM-Related File Wrapper/              50      (\1\)
                                         Contents.                                                                  
    2.6(b)(4)(i)......................  Cert. Copy of Registered Mark, Title or Status........         10      (\1\)
    2.6(b)(4)(i)......................  Cert. Copy of Registered Mark, Title or Status--               20      (\1\)
                                         Expedited.                                                                 
    2.6(b)(5).........................  Certified or Uncertified Copy of TM Records...........         25      (\1\)
    2.6(b)(6).........................  Recording Trademark Property, Per Mark, Per Document..         40      (\1\)
    2.6(b)(6).........................  For Second and Subsequent Marks in Same Document......         25      (\1\)
    2.6(b)(7).........................  For Assignment Records, Abstracts of Title and Cert...         25      (\1\)
    2.6(b)(8).........................  Terminal Use X-SEARCH.................................         40      (\1\)
    2.6(b)(9).........................  Self-Service Copy Charge..............................       0.25      (\1\)
    2.6(b)(10)........................  Labor Charges for Services............................         30      (\1\)
    2.6(b)(11)........................  Unspecified Other Services............................      (\2\)      (\1\)
    ----------------------------------------------------------------------------------------------------------------
    \1\These fees are not affected by this rulemaking.                                                              
    \2\Actual cost.                                                                                                 
    
    [FR Doc. 95-12751 Filed 5-25-95; 8:45 am]
    BILLING CODE 3510-16-M
    
    

Document Information

Published:
05/26/1995
Department:
Patent and Trademark Office
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking.
Document Number:
95-12751
Dates:
Written comments must be submitted on or before June 29, 1995; a public hearing will be held on June 29, 1995, at 9 a.m. Requests to present oral testimony should be received on or before June 28, 1995.
Pages:
27934-27943 (10 pages)
Docket Numbers:
Docket No. 950501124-5124-01
RINs:
0651-AA74
PDF File:
95-12751.pdf
CFR: (12)
37 CFR 1.129(a)
37 CFR 1.16
37 CFR 1.17
37 CFR 1.18
37 CFR 1.19
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