97-13817. Fisheries of the Northeastern United States; Amendment 5 to the Fishery Management Plan for the Atlantic Mackerel, Squid, and Butterfish Fisheries; Resubmitted Measures  

  • [Federal Register Volume 62, Number 101 (Tuesday, May 27, 1997)]
    [Rules and Regulations]
    [Pages 28638-28643]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-13817]
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    
    50 CFR Part 648
    
    [Docket No. 951208293-7055-04; I.D. 110796F]
    RIN 0648-AF01
    
    
    Fisheries of the Northeastern United States; Amendment 5 to the 
    Fishery Management Plan for the Atlantic Mackerel, Squid, and 
    Butterfish Fisheries; Resubmitted Measures
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Final rule.
    
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    SUMMARY: NMFS issues this final rule to implement three provisions of 
    Amendment 5 to the Fishery Management Plan for the Atlantic Mackerel, 
    Squid, and Butterfish Fisheries (FMP) that were initially disapproved 
    but have been revised and resubmitted by the Mid-Atlantic Fishery 
    Management Council (Council). These measures revise the overfishing 
    definition for Atlantic mackerel, establish criteria for a moratorium 
    vessel permit for Illex squid, and establish a 5,000-lb (2.27 mt) 
    incidental catch permit for Illex squid. The intent of these measures 
    is to prevent overfishing and to avoid overcapitalization of the 
    domestic fleet in these fisheries.
    
    DATES: Effective June 26, 1997.
    
    ADDRESSES: Copies of Amendment 5 and its supporting documents, and the 
    resubmission including the environmental assessment, regulatory impact 
    review (RIR) and initial regulatory flexibility analysis (IRFA), and 
    other supporting documents are available upon request from David R. 
    Keifer, Executive Director, Mid-Atlantic Fishery Management Council, 
    Room 2115, Federal Building, 300 South New Street, Dover, DE 19904-
    6790.
        Comments regarding the burden-hour estimates or any other aspect of 
    the collection-of-information requirements contained in this rule 
    should be sent to Dr. Andrew A. Rosenberg, Regional Administrator, 1 
    Blackburn Dr, Gloucester, MA 01930, and the Office of Information and 
    Regulatory Affairs, Office of Management and Budget (OMB), (Attention: 
    NOAA Desk Officer), Washington, D.C. 20502.
    
    FOR FURTHER INFORMATION CONTACT: Myles Raizin, Fishery Policy Analyst, 
    508-281-9104.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        Amendment 5 was developed in response to concerns regarding 
    overcapitalization expressed by industry representatives at several 
    meetings of the Council and its Squid, Mackerel, and Butterfish (SMB) 
    Committee in the early 1990's. Details concerning the development of 
    Amendment 5 were provided in the preamble to the proposed rule, which 
    was published in the Federal Register on December 20, 1995 (60 FR 
    65618), and are not repeated here.
        NMFS, on behalf of the Secretary of Commerce (Secretary), reviewed 
    Amendment 5 in light of the administrative record underlying it and the 
    public comments received relative to the amendment and the proposed 
    rule. Based upon this review, the following provisions of the amendment 
    were found to be inconsistent with the national standards of the 
    Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
    Stevens Act) and, accordingly, were disapproved: (1) The Illex 
    moratorium permit, (2) the use of long term potential catch to cap 
    allowable biological catch (ABC) for Atlantic mackerel, and (3) the 
    exemption from the minimum mesh requirement for the Loligo fishery for 
    a vessel fishing for sea herring whose catch is comprised of 75 percent 
    or more of sea herring. Details concerning the disapprovals were 
    provided in the preamble to the final rule implementing Amendment 5, 
    which was published on April 2, 1996 (61 FR 14465), and are not 
    repeated here.
        At its June, 1996, meeting, the Council revised several of the 
    disapproved measures for resubmission. Management measures for an Illex 
    moratorium permit, an increase in the allowable incidental catch of 
    Illex, and a cap on Atlantic mackerel ABC were resubmitted. A proposed 
    rule to implement these measures was published in the Federal Register 
    on December 23, 1996 (61 FR 67521). The preamble to the proposed rule 
    described the measures. Comments were accepted through February 3, 
    1997. NMFS approved those measures on behalf of the Secretary on 
    February 21, 1997.
        Under the final rule, a vessel will qualify for a moratorium permit 
    if 5,000 lb (2.27 mt) or more of Illex were landed from it and sold on 
    at least 5 trips between August 13, 1981, and August 13, 1993. 
    Additionally, a vessel that was under construction for, or was being 
    rerigged for, use in the directed fishery for Illex on August 13, 1993, 
    qualifies for a moratorium permit if 5,000 lb (2.27 mt) or more of 
    Illex were landed from it and sold on at least 5 trips prior to 
    December 31, 1994. The Illex moratorium will terminate at the end of 
    the fifth year following implementation unless extended by an amendment 
    to the FMP.
        The rule also implements an open-access incidental catch permit for 
    Illex squid. The catch allowance associated with this permit is 5,000 
    lb (2.27 mt) per
    
    [[Page 28639]]
    
    trip. This represents an increase of 2,500 lb (1.13 mt) over the 
    allowance proposed in the initial submission of Amendment 5. The 
    incidental allowance could be revised by the Council annually as part 
    of the annual specification process.
         Finally, the rule revises the overfishing definition for Atlantic 
    mackerel to restrict ABC in U.S. and Canadian waters to that quantity 
    of mackerel associated with a fishing mortality rate of 
    F0.1, as recommended by the Northeast Fisheries Science 
    Center. The overfishing definition is otherwise unchanged, and still 
    maintains the requirement that ABC be specified to maintain a spawning 
    stock size of at least 900,000 mt in the year following the year for 
    which specifications are being developed. Based on the most recent 
    stock assessment for Atlantic mackerel (1994), this will cap ABC for 
    Atlantic mackerel at 383,000 mt.
    
    Changes From the Proposed Rule
    
        There are two changes from the proposed rule. Paragraph 648.4(a)(5) 
    is revised to be consistent with other Northeast regulations for vessel 
    permits, and the heading at
        Sec. 648.8(a)(5)(ii) is changed to read Illex squid moratorium 
    permit (Applicable from July 1, 1997, until July 1, 2002.) This changes 
    the effective date of the Illex moratorium permit from the previously 
    proposed date of June 1, 1997, which appeared in Paragraph 648.4(a)(5) 
    of the proposed regulations, to July 1, 1997. This change come as a 
    result of delays in the publication of the final rule. 
    
    Comments and Responses
    
        A total of four commenters provided 10 substantively different 
    comments on the proposed rule to implement the resubmitted measures. 
    The commenters were comprised of a representative of the East Coast 
    Fisheries Federation, Inc., representatives of the States of 
    Connecticut and Maine, and an individual representing Seafreeze, Ltd. 
    of Rhode Island and Lund's Fisheries, Inc. of Cape May, New Jersey. One 
    commenter supported the resubmitted measures for the Illex moratorium 
    permit while three opposed this measure. One commenter supported the 
    increase in the incidental catch allowance for Illex. One commenter 
    appended several Congressional comments opposing the Illex moratorium 
    permit. The substance of these comments are incorporated in other 
    comments. No comments were received regarding the cap on Atlantic 
    mackerel ABC.
        Comment 1: One commenter asserts that the submission violates the 
    mandate in the Magnuson-Stevens Act to reduce regulatory discards since 
    catches of Illex may be mixed with Loligo to as much as a 50:50 ratio 
    in certain seasons. The commenter assumes that a large number of 
    vessels in the Loligo/butterfish moratorium fishery will not qualify 
    for the Illex moratorium fishery, and that discards of Illex in excess 
    of the bycatch allowance by these Loligo moratorium vessels will be 
    unacceptable.
        Response 1: The commenter bases his comment about the seasonal 
    mixing of squid stocks on information supplied by an experienced 
    fishing vessel captain at the August, 1996, Council meeting. The 
    minutes of that meeting indicate the captain noted that by moving to a 
    different area or fishing at a different time of day or both, a vessel 
    operator can practically eliminate large bycatches of Illex and the 
    need to discard large amounts of that species. The captain was actually 
    making a point in favor of a bycatch allowance after attainment of 95 
    percent of the quota, a measure proposed in Amendment 6.
        Comment 2: A commenter states that in other moratoria, the Council 
    has used the landing of 1 lb (.45 kg) of the subject species during a 
    time period as qualifying criteria for a moratorium permit, e.g., the 
    summer flounder moratorium permit. Since the adoption of the multiple 
    pound qualifying criterion for Illex and Loligo squid, the Council has 
    reverted back to 1 lb (.45 kg) of landing in its scup moratorium permit 
    qualifying criteria.
        Response 2: The objective of the resubmitted measures for the Illex 
    moratorium permit is to prevent overcapitalization in a fishery that is 
    fully-utilized. The Council estimated that a 1 lb (.45 kg) of landing 
    qualifying criterion would prequalify a minimum of 295 vessels using 
    the August 13, 1981, through August 13, 1993, window. The Council noted 
    and NMFS concurs, that given that 19 vessels harvested approximately 
    17,814 mt in 1992, which represents 94 percent of the 1997 quota for 
    Illex, using a 1 lb (.45 kg) landing criterion would likely lead to 
    overcapitalization and threaten the conservation of the Illex stock.
        Comment 3: A commenter estimates that 400 vessels will obtain the 
    Loligo/butterfish moratorium permit. To allow 400 boats into those 
    fisheries while excluding them from Illex will do nothing but place 
    enormous pressure on two species while providing no ``relief valve'' in 
    the third; and there will be no opportunity to take advantage of normal 
    cycles and fluctuations in resource availability and market--the 
    essence of the mixed-trawl fishery which the Council has pledged to 
    sustain.
        Response 3: NMFS believes that those vessels which qualify for a 
    Loligo/butterfish moratorium permit represent the historic and directed 
    participants in the fishery. The same is true for the Illex fishery. 
    The Council demonstrated that the number of vessels estimated to 
    qualify for the Illex permit would have the ability to harvest in 
    excess of the entire 1997 quota under certain circumstances. The 
    Regulatory Impact Review prepared by the Council shows that allowing a 
    large number of new vessels to prosecute this fishery could cause 
    significant losses in income (8 to 10 percent) to existing harvesters 
    while putting the stock in jeopardy.
        Comment 4: The NMFS letter of disapproval of February 9, 1996, 
    stated that ``the measure has discriminatory effects that render the 
    allocation of fishing privileges in the Illex fishery unfair and 
    inequitable.'' One commenter agrees and hopes NMFS will reject this 
    even-more restrictive and more discriminatory plan.
        Response 4: The letter of disapproval voiced a concern about the 
    impact on vessels that routinely caught less than 5,000 lb (2.27 mt) of 
    Illex per trip that would be eliminated from the fishery. The 
    administrative record underlying Amendment 5 did not address these 
    participants. This is the discriminatory effect that the Regional 
    Administrator asked the Council to address. The administrative record 
    supporting the resubmission indicated that if there were such 
    participants, they were minimal and only participated in the fishery on 
    an incidental basis. NMFS believes that increasing the incidental catch 
    allowance to 5,000 lb (2.27 mt) for this species meets this concern.
        Comment 5: One commenter complained that until last year, vessels 
    fishing from northern New England ports were unable to target this 
    resource because the use of small mesh nets which were necessary to 
    catch Illex squid in the quantities required to qualify for a permit 
    under the proposed rule, has been prohibited in the Gulf of Maine.
        Response 5: Until April 1995, regulations in the Gulf of Maine did 
    not prevent a small mesh fishery for Illex from being prosecuted under 
    a number of different small mesh exemption programs which did in some 
    cases include restrictions on fishing by area by season. Therefore, 
    NMFS believes that vessel owners fishing in the Gulf of Maine had the 
    same opportunity to qualify for an Illex moratorium permit as vessel 
    owners from other areas.
    
    [[Page 28640]]
    
        Comment 6: One commenter was of the opinion that the qualification 
    criteria for an Illex moratorium permit unquestionably contravene some 
    of the most fundamental provisions of the Magnuson-Stevens Act, most 
    particularly Section 301, National Standards 4 through 6.
        Response 6: The qualification criteria are consistent with National 
    Standards 4 through 6.
        National Standard 4 prohibits discrimination between residents of 
    different states. The qualifying criteria for a moratorium permit are 
    unrelated to the residency of an applicant. National Standard 5 
    prohibits the implementation of a management measure that has economic 
    allocation as its sole purpose. A moratorium using the qualifying 
    criteria will prevent overcapitalization that could lead to overfishing 
    of the resource. The 21st Northeast Stock Assessment Workshop (SAW 21) 
    determined that the stock of Illex is currently fully-utilized and 
    introduced new overfishing definitions for the squids to reduce the 
    risk of overfishing these species, which new information determines 
    lives for only 1 year.
        National Standard 6 requires management measures to take into 
    account and allow for variations among, and contingencies in fisheries, 
    fishery resources, and catches. SAW 21 recommended a maximum optimum 
    yield (Max OY) of 24,000 mt for the Illex fishery. The vessels that 
    will comprise the moratorium fishery will be capable of taking this 
    amount, although historic catches have been below the recommended Max 
    OY. This will allow the Council to set annual quotas taking into 
    account a range of catches and contingencies based upon future stock 
    assessments.
        Comment 7: A commenter provided several reasons for supporting the 
    Illex moratorium measure. He states that the criterion is appropriate 
    because it confers eligibility on participants with reasonable 
    dependence on the fishery in the specified period. He states that it 
    properly does not confer eligibility on vessel owners who entered the 
    fishery after that period.
        Response 7: NMFS agrees.
        Comment 8: In support of the Council proposal, one commenter stated 
    that a decision by NMFS to disapprove the Illex moratorium permit will 
    trigger a surge in speculative over-capacity as people fish to gain 
    history, thus causing a downward spiral in the industry and a shift in 
    fishing behavior to derby system practices.
        Response 8: NMFS agrees.
        Comment 9: The resubmission analysis demonstrates that the Illex 
    fishery is industrial in nature, with no real participation by small-
    scale fishermen. The resubmission analysis (pg 14-15) states that 18 
    out of 53 vessels that reported landing Illex in 1993 represented 99 
    percent of the total harvest of the fishery for that year. The average 
    trip landed roughly 90,000 lb (40.83 mt) and the average landings of 
    the 19 vessel reference fleet was 130,000 lb (58.98 mt). Small-scale 
    fishermen are simply not involved in the directed fishery because it 
    occurs offshore and requires substantial investments in freezing 
    capacity or refrigerated seawater system capacity. The Council 
    nonetheless increased the bycatch allowance to 5,000 lb (2.27 mt) to 
    ensure that the traditional dependence in the Illex fishery by small-
    scale fishermen was fully accounted for.
        Response 9: NMFS agrees.
        Comment 10: One commenter observed that if the resubmission is 
    disapproved and an open access fishery is permitted to continue, any 
    effort by boats to diversify into the Illex fishery will now result in 
    direct losses to existing Illex participants. As more vessels come into 
    the fishery, the behavior patterns of the fishermen will begin to 
    shift, and we will be faced with a derby-style system. If the Illex 
    moratorium permit is approved, opportunities to diversify would still 
    exist. Mackerel prices on the world market are good, and mackerel and 
    herring both continue to be under-exploited. Vessel operators need to 
    spend time and effort with the growing mackerel processing industry in 
    Gloucester and New Bedford in order to develop stable markets for this 
    fishery if their interest is diversification.
        Response 10: NMFS agrees.
    
    Classification
    
        The Regional Administrator, Northeast Region, NMFS, determined that 
    this final rule is necessary for the conservation and management of the 
    Atlantic mackerel, squid, and butterfish fishery and that it is 
    consistent with the Magnuson-Stevens Act and other applicable law.
        This rule has been determined to be not significant for purposes of 
    E.O. 12866.
        In compliance with the Regulatory Flexibility Act (RFA), the 
    Council prepared an initial regulatory flexibility analysis (IRFA) for 
    the resubmitted portion of Amendment 5. The IRFA concluded that this 
    rule would have a significant impact on a substantial number of small 
    entities. No comments were received on the IRFA. The final regulatory 
    flexibility analysis (FRFA) consists of the IRFA, the comments and 
    responses in this final rule, most of which address in some way the 
    public's concerns about possible effects of this rule on small 
    entities, and the discussion below.
        The analysis of the impact of the moratorium on the existing 
    participants in the directed Illex fishery is based on information 
    available for 1993, the last year of the moratorium qualification 
    period. The analysis shows that while there were 3,061 vessels issued 
    the open-access vessel permit required to harvest Illex squid, only 53 
    vessels landed Illex squid that year. All of the owners of these 
    permitted vessels are considered small business entities. Of those 53 
    vessels, only 26 vessels landed 5,000 lb (2.27 mt) or more of Illex on 
    at least one trip in that year. The average number of trips for these 
    vessels was 12.8 trips. Eighteen of those vessels accounted for 99% of 
    the total landings. The total landings for all vessels landing any 
    Illex in 1993 was 18,017 mt. However, 21 vessels accounted for 17,058 
    mt of the total landings. These landings represent nearly the entire 
    total allowable catch (i.e., quota) for the Illex fishery. Most of the 
    vessels that were issued the open-access vessel permit caught no Illex 
    at all. Therefore, it is reasonable to conclude that the economic 
    reliance of these vessels on this species is non-existent. It is likely 
    that the owners of these vessels hold Federal permits for other 
    fisheries in which they are substantial participants and obtained the 
    open-access permit to preserve the option of retaining Illex if it was 
    encountered as a bycatch in these other fisheries. In light of the 
    foregoing, the directed fishery consists of a relatively small number 
    of vessels that land substantial quantities of Illex per vessel. This 
    analysis uses the 26 vessels that landed 5,000 lb (2.27 mt) or more on 
    at least one trip in 1993 as the best estimate of the existing 
    participants in the directed Illex fishery. Based on the average number 
    of Illex trips these vessels made in 1993 (i.e., 12.8), they easily 
    qualify for a Illex moratorium permit. These 26 vessels are referred to 
    as the ``reference fleet''. The other 27 vessels that also landed Illex 
    squid in 1993 are referred to as the ``fringe fleet''.
        Amendment 5, as originally submitted by the Council, states that 
    decreased landings of Illex from fisheries in other nations are likely 
    to mean increased value for this species in future years. The value of 
    Illex has been generally increasing for several years due to decreasing 
    catches in other parts of the world. As a result, the U.S. Illex 
    fishery would certainly attract additional
    
    [[Page 28641]]
    
    participants if entry is not limited. The landings data for the fishery 
    demonstrate that the reference fleet is capable of taking the entire 
    total quota for this species. Data for subsequent years shows that more 
    vessels are entering the fleet and each vessel is taking less of the 
    ``pie''. Since the directed Illex fishery typically involves large 
    vessels that land high volumes of Illex (the total catch for a 
    reference fleet vessel in 1993 was 1,522,695 lb), each additional 
    vessel participating in the directed fishery would generate a large 
    amount of Illex landings, creating the potential for a rapid increase 
    in overcapitalization and resultant pressure to overfish the resource. 
    Since there are a total of 52 vessels noted in Table 1 of resubmitted 
    Amendment 5 that would qualify for a moratorium permit, the capacity to 
    harvest the entire quota is extant in the fleet that would qualify for 
    a moratorium permit. It is not anticipated that there will be a sudden 
    shift of the additional vessels to the directed fishery, since this 
    sector of the fleet has not, to date, exhibited a great economic 
    reliance on Illex. The 27 vessel in the fringe fleet in 1993 made only 
    an average of 3.9 trips and landed an average of 1,155 lb of Illex per 
    trip. This pattern persisted in 1994. It is reasonable to conclude that 
    these vessels have Federal fisheries permits for other fisheries on 
    which they are more economically dependant. Also, some of owners of 
    these vessels may be deterred from entering the directed Illex fishery 
    due to the cost of acquiring refrigeration equipment necessary to 
    maintain the product quality demanded by on-shore processors. Because 
    of these reasons, the Council concluded that there is real 
    justification for a vessel permit moratorium program to control further 
    expansion of the directed fishery to avoid overcapitalization and 
    jeopardy to the stock. NMFS agrees.
        NMFS landings data is used in the resubmitted version of Amendment 
    5 as the basis to estimate the number of vessels additional to the 
    reference fleet that would qualify for a moratorium permit under 
    various moratorium permit eligibility criteria including the one chosen 
    by the Council and implemented by this final rule. Five eligibility 
    criteria in addition to the criteria implemented by this rule (landings 
    of 5,000 lbs (2.27 mt) or more of Illex on at least 5 trips from August 
    13, 1981 - August 13, 1993) were evaluated. Each criterion was 
    evaluated for two qualification periods: August 13, 1981 - August 13, 
    1993; and August 13, 1981 - August 13, 1994. The five additional 
    eligibility criteria are: (1) landings of 2,500 lbs (1.13 mt) or more 
    of Illex on at least 5 trips; (2) landings of 20,000 lbs or more of 
    Illex during any 30-day period; (3) landings of 5,000 lbs (2.27 mt) or 
    more of Illex on at least 1 trip; (4) landings of 2,500 lbs (1.13 mt) 
    or more of Illex on at least 1 trip; and (5) landings of 1 lb (.45 kg) 
    or more of Illex on at least 1 trip.
        The number of vessels in addition to the 26 vessel reference fleet 
    that would qualify for a moratorium permit under the qualifying 
    criteria considered varies from a low of 26 under the eligibility 
    criteria implemented in this rule (resulting in a qualifying fleet of 
    52 vessels) to a high of 309 under an eligibility criteria of 1 lb (.45 
    kg) or more of Illex landed on at least one trip between August 13, 
    1981 and August 13, 1994 (resulting in a qualifying fleet of 335 
    vessels).
        In order to assess the impact of this rule on small business 
    entities, an examination must be made of the impact upon the revenues 
    of the reference fleet under a range of assumptions about the 
    participation of the additional vessels. The reference fleet comprises 
    the small business entities that are the substantial participants in 
    the Illex fishery and most economically reliant upon it.
        Because the qualification criteria adopted by the Council and 
    implemented by this final rule would add the smallest number of 
    additional vessels of all the alternatives considered, it is reasonable 
    to conclude that the qualification criteria implemented by this rule 
    would have the smallest economic impact upon the reference fleet of all 
    the alternatives considered. This will minimize the significant 
    economic impact on these small business entities while taking into 
    account the factors that the Council has to consider under section 
    303(b)(6) of the Magnuson-Stevens Act when limiting access to a 
    fishery. The underlying analysis in the resubmitted Amendment 5 shows 
    that if none of the additional qualifying vessels make any landings, 
    the revenue of the reference fleet would increase 5.3% if the 1997 
    quota of 19,000 mt is harvested. The increase is due to the fact that 
    in 1993 total catch was only 18,017 mt. This analysis also examines a 
    range of catch levels for the additional qualifying vessels and shows 
    that reference fleet revenues could decrease by as much as 10.4%.
        The Illex moratorium regime that was proposed by the Council in its 
    initial submission of Amendment 5 was modified for the resubmission by 
    increasing the incidental catch allowance for non-moratorium vessels 
    from 2,500 lbs (1.13 mt) per trip to 5,000 lbs (2.27 mt) per trip and 
    by limiting the moratorium to a period of five years unless extended by 
    another FMP amendment (a ``sunset provision''). The criteria for 
    qualifying for a moratorium permit were not changed.
        The original moratorium regime was disapproved because it 
    arbitrarily restricted vessels which have historically landed Illex in 
    amounts greater than 2,500 lbs (1.13 mt) but less than 5,000 lbs (2.27 
    mt) per trip to an incidental catch allowance of 2,500 lbs (1.13 mt) 
    per trip. These vessels, which may have routinely caught more than the 
    2,500 lbs (1.13 mt) incidental catch allowance proposed, would not 
    qualify for a moratorium permit and would have had to reduce their 
    landings to comply with the 2,500 lbs (1.13 mt) incidental catch 
    allowance. While these vessels still will not qualify for a moratorium 
    permit, the increased incidental catch allowance will allow them to 
    harvest as incidental catch at least, and for most vessels, more than 
    their past historical levels.
        The modified measure implemented by this rule was approved by NMFS 
    because the modifications (increase in incidental catch allowance to 
    5,000 lbs (2.27 mt) per trip and 5-year sunset provision) addressed the 
    concerns that led to the initial disapproval. The incidental catch 
    allowance of 5,000 lbs (2.27 mt) will allow sustained small vessel 
    participation at or above previous historic levels. Therefore, this 
    alternative compared to the original submission minimizes impacts on 
    small entities that do not qualify for a moratorium permit and thus, 
    cannot participate in the Illex directed fishery. Increasing the 
    incidental catch allowance to 5,000 lbs (2.27 mt) per trip has no 
    negative conservation effect because incidental catches are counted 
    against the total quota. While this increase in the incidental catch 
    allowance likely would mean that less of the quota will be available to 
    those vessels qualifying for a moratorium permit, the effect on the 
    qualifying fleet likely will be small, since only between 27 and 35 
    non-qualifying vessels caught Illex in the 1992 through 1994 fishery 
    and it is unlikely any significant number of additional vessels will 
    elect to join the harvest because it is not economically feasible to 
    conduct a directed Illex fishery offshore at the low volume permitted 
    by the 5,000 lbs (2.27 mt) per trip limit given the price per pound for 
    landed Illex and the costs incurred during a fishing trip. In all 
    likelihood, raising the incidental catch amount to 5,000 lbs (2.27 mt) 
    per trip will be a factor only if the Illex move
    
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    inshore, a phenomenon which is uncertain from year to year.
        Raising the incidental catch allowance higher than 5,000 lbs (2.27 
    mt) per trip was not analyzed since the 5,000 lbs limit eliminated the 
    arbitrary restriction discussed above. However, as the limit is raised 
    higher and higher more and more vessels could be lured into the 
    incidental catch fishery with consequent negative economic impacts on 
    participants in the directed fishery as the share available to them was 
    reduced. This would unjustly benefit new participants in the incidental 
    catch fishery at the expense of directed fishery participants with a 
    historic economic reliance on this species.
        The sunset provision submitted as part of the Council's 
    resubmission will require the Council to examine capacity in the 
    fishery over the five-year moratorium period. Should the Council 
    determine that extension of the moratorium is necessary, an amendment, 
    including the analyses required by the Magnuson-Stevens and Regulatory 
    Flexibility Acts, will be required.
        Notwithstanding any other provision of the law, no person is 
    required to respond to, nor shall any person be subject to a penalty 
    for failure to comply with, a collection-of-information subject to the 
    requirements of the Paperwork Reduction Act (PRA), unless that 
    collection of information displays a currently valid OMB control 
    number.
        This rule contains a collection-of-information requirement subject 
    to the PRA. This requirement has been approved by the OMB under control 
    number 0648-0202. Public reporting burden for the collection of 
    information is estimated to average 30 minutes for an initial vessel 
    permit application and 15 minutes for a vessel permit renewal request.
        The estimated response times include the time needed for reviewing 
    instructions, searching existing data sources, gathering and 
    maintaining the data needed, and completing and reviewing the 
    collection of information. Public comment is sought regarding: Whether 
    this collection of information is necessary for the proper performance 
    of the functions of the agency, including whether the information has 
    practical utility; the accuracy of the burden estimate; ways to enhance 
    the quality, utility, and clarity of the information to be collected; 
    and ways to minimize the burden of the collection of information, 
    including through the use of automated collection techniques or other 
    forms of information technology. Send comments regarding burden 
    estimates or any other aspect of this data collection, including 
    suggestions for reducing the burden, to NMFS and OMB (see ADDRESSES).
    
    List of Subjects in 50 CFR Part 648
    
        Fisheries, Fishing, Reporting and recordkeeping requirements.
    
        Dated: May 21, 1997.
    Rolland A. Schmitten,
    Assistant Administrator for Fisheries, National Marine Fisheries 
    Services.
        For the reasons set out in the preamble, 50 CFR part 648, Subpart 
    B, is amended as follows:
    
    PART 648--FISHERIES OF NORTHEASTERN UNITED STATES
    
        1. The authority citation for part 648 continues to read as 
    follows:
    
        Authority: 16 U.S.C. 1801 et seq.
    
        2. In Sec. 648.4, paragraphs (a)(5)(ii) through (a)(5)(iv) are 
    redesignated as (a)(5)(iii) through (a)(5)(v), a new paragraph 
    (a)(5)(ii) is added, introductory text for paragraphs (a)(5) and 
    (a)(5)(i)(A), and newly redesignated paragraphs (a)(5)(iii) and 
    (a)(5)(iv) are revised to read as follows:
    
    
    Sec. 648.4  Vessel permits.
    
        (a) * * *
        (5) Mackerel, squid, and butterfish vessels - Any vessel of the 
    United States, including party and charter vessels, must have been 
    issued and carry on board a valid vessel permit to fish for, possess, 
    or land Atlantic mackerel, squid, or butterfish in or from the EEZ.
        (i) Loligo squid and butterfish moratorium permit. (A) Eligibility. 
    A vessel is eligible for a moratorium permit to fish for and retain 
    Loligo squid or butterfish in excess of the incidental catch allowance 
    specified in paragraph (a)(5)(iii) of this section, if it meets any of 
    the following criteria:
    * * * * *
        (ii) Illex squid moratorium permit (Applicable from July 1, 1997, 
    until July 1, 2002.)
        (A) Eligibility. A vessel is eligible for a moratorium permit to 
    fish for and retain Illex squid in excess of the incidental catch 
    allowance specified in paragraph (a)(5)(iii) of this section, if it 
    meets any of the following criteria:
        (1) The vessel landed and sold 5,000 lb (2.27 mt) or more of Illex 
    squid on at least 5 separate trips between August 13, 1981, and August 
    13, 1993; or
        (2) The vessel is replacing such a vessel and meets the 
    requirements of paragraph (a)(3)(i)(C) of this section; or
        (3) The vessel was under construction for, or was being rerigged 
    for, use in the directed fishery for Illex squid on August 13, 1993, 
    and the vessel landed and sold 5,000 lb (2.27 mt) or more of Illex 
    squid on at least 5 separate trips prior to December 31, 1994.
        (B) Application/renewal restrictions. No one may apply for an 
    initial Illex squid moratorium permit for a vessel after:
        (1) June 26, 1998; or
        (2) The owner retires the vessel from the fishery.
        (C) Replacement vessels. See paragraph (a)(3)(i)(C) of this 
    section.
        (D) Appeal of denial of permit. See paragraph (a)(3)(i)(D) of this 
    section.
        (iii) Squid/butterfish incidental catch permit. Any vessel of the 
    United States may obtain a permit to fish for or retain up to 2,500 lb 
    (1.13 mt) of Loligo squid or butterfish, or up to 5,000 lb (2.27 mt) of 
    Illex squid, as an incidental catch in another directed fishery. The 
    incidental catch allowance may be revised by the Regional Administrator 
    based upon a recommendation by the Council following the procedure set 
    forth in Sec. 648.21.
        (iv) Atlantic mackerel permit. Any vessel of the United States may 
    obtain a permit to fish for or retain Atlantic mackerel in or from the 
    EEZ.
    * * * * *
        3. In Sec. 648.13, paragraph (a) is revised to read as follows:
    
    
    Sec. 648.13  Transfers at sea.
    
        (a) Only vessels issued a Loligo and butterfish moratorium or Illex 
    moratorium permit under Sec. 648.4(a)(5) and vessels issued a mackerel 
    or squid/butterfish incidental catch permit and authorized in writing 
    by the Regional Administrator to do so, may transfer or attempt to 
    transfer Loligo, Illex, or butterfish from one vessel to another 
    vessel.
    * * * * *
        4. In Sec. 648.14, paragraphs (p)(2) through (p)(8) are 
    redesignated as (p)(3) through (p)(9), a new paragraph (p)(2) is added, 
    and paragraphs (a)(75) and newly redesignated paragraph (p)(6) are 
    revised to read:
    
    
    Sec. 648.14  Prohibitions.
    
        (a) * * *
        (75) Transfer Loligo, Illex, or butterfish within the EEZ, unless 
    the vessels participating in the transfer have been issued a valid 
    Loligo and butterfish or Illex moratorium permit and are transferring 
    the species for which the vessels are permitted or have a valid squid/
    butterfish incidental catch permit and a letter of authorization from 
    the Regional Administrator.
    * * * * *
        (p) * * *
        (2) Possess more than the incidental catch allowance of Illex squid 
    unless
    
    [[Page 28643]]
    
    issued an Illex squid moratorium permit.
    * * * * *
        (6) Transfer squid or butterfish at sea to another vessel unless 
    that other vessel has been issued a valid Loligo and butterfish or 
    Illex moratorium permit and are transferring the species for which the 
    vessel is permitted or a valid squid/butterfish incidental catch permit 
    and a letter of authorization by the Regional Administrator.
    * * * * *
    [FR Doc. 97-13817 Filed 5-23-97; 8:45 am]
    BILLING CODE 3510-22-F
    
    
    

Document Information

Effective Date:
6/26/1997
Published:
05/27/1997
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
97-13817
Dates:
Effective June 26, 1997.
Pages:
28638-28643 (6 pages)
Docket Numbers:
Docket No. 951208293-7055-04, I.D. 110796F
RINs:
0648-AF01: Amendment 5 to the Fishery Management Plan for Atlantic Mackerel, Squid, and Butterfish
RIN Links:
https://www.federalregister.gov/regulations/0648-AF01/amendment-5-to-the-fishery-management-plan-for-atlantic-mackerel-squid-and-butterfish
PDF File:
97-13817.pdf
CFR: (4)
50 CFR 648.8(a)(5)(ii)
50 CFR 648.4
50 CFR 648.13
50 CFR 648.14