96-10964. Petition for Waiver of Compliance Association of American Railroads  

  • [Federal Register Volume 61, Number 87 (Friday, May 3, 1996)]
    [Notices]
    [Pages 19973-19974]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-10964]
    
    
    
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    [[Page 19974]]
    
    
    DEPARTMENT OF TRANSPORTATION
    Federal Railroad Administration
    [FRA Docket Number HS-95-14]
    
    
    Petition for Waiver of Compliance Association of American 
    Railroads
    
        In accordance with title 49 CFR 211.9 and 211.41, notice is hereby 
    given that the Association of American Railroads (AAR), trade 
    association of railroads, has petitioned the Federal Railroad 
    Administration (FRA), on behalf of its members and other interested 
    railroads, for exemption from or waiver of compliance with a 
    requirement of its safety standards. The petition is descried below, 
    including the regulatory provisions involved, and the nature of the 
    relief being requested.
        Interested parties are invited to participate in these proceedings 
    by submitting written views, data or comments. FRA does not anticipate 
    scheduling a public hearing in connection with these proceedings since 
    the facts do not appear to warrant a hearing. If any interested party 
    desires an opportunity for oral comment, they should notify FRA, in 
    writing, before the end of the comment period and specify the basis of 
    their request.
        All communications concerning these proceedings should identify the 
    appropriate waiver petition docket number (e.g., Waiver Petition Docket 
    Number HS-95-14) and must be submitted in triplicate to the Docket 
    Clerk, Office of Chief Counsel, Federal Railroad Administration, Nassif 
    Building, 400 Seventh Street SW., Washington, DC 20590.
        Communications received within 45 days of the date of publication 
    of this notice will be considered by FRA before final action is taken. 
    Comments received after that date will be considered as far as 
    practicable. All written communications concerning these proceedings 
    are available for examination during regular business hours (9 a.m. to 
    5 p.m.) in room 8201, Nassif Building, 400 Seventh Street SW., 
    Washington, DC 20590.
        The AAR, acting as a representative for its association members 
    requests a master waiver of compliance with certain provisions of FRA 
    Safety Regulations (Hours of Service of Railroad Employees). The master 
    waiver requested seeks relief from Title 49 Code of Federal Regulations 
    (CFR) Part 228.9(a)(1) for railroads utilizing a computerized system of 
    recording hours of duty data. Part 228.9(a)(1) requires that records 
    maintained under Part 228 be signed by the employee whose time is being 
    recorded, or in the case of train and engine crews, signed by the 
    ranking crew member.
        The AAR is proposing that railroads seeking to establish a 
    computerized system of recording hours of duty information apply to FRA 
    for approval under the master waiver. Applications should specify the 
    covered service function (train/engine/yard, dispatcher/operator and/or 
    signal) for which signature relief is requested.
        When accessing the computer for input of the hours of duty record, 
    required by Part 228.11, the AAR proposes that a secure password or 
    personal identification number ``pin'' will be utilized and will not 
    appear on the computer screen when the employee enters his or her 
    password or ``pin.'' The password or ``pin'' is proposed to satisfy the 
    signature requirements of Part 228.9(a)(1). The AAR maintains the 
    master waiver will reduce the burden of individual waivers on each 
    railroad seeking similar technological advances to modernize 
    recordkeeping. After adequate testing and compliance verified, a 
    railroad making request for inclusion under the master waiver may be 
    granted relief from the signature provisions of Part 228.9.
        FRA's basic criteria for an electronic ``signatureless'' hours of 
    duty recordkeeping system, established under a prior waiver 
    application, is as follows. For purposes of inspection and printing, 
    the electronically displayed record of any proposed computerized hours 
    of duty recordkeeping system should be: (1) Crew based, by train or job 
    symbol, and (2) duty tour oriented. The record should include all 
    covered and commingled service within a duty tour. The system must also 
    meet the following three general requirements.
        1. Security. The integrity of the program and data base must be 
    protected by a security system that restricts access to data input and 
    protects against any alteration of the original record after entry. The 
    security system should utilize an employee identification and secure 
    password technique or a comparable method that establishes levels of 
    program access.
        2. Audit Trail. The program must include the capability to uniquely 
    identify the inputing individual. Since one record may have more than 
    one inputor, the program must be able to ``split'' the base record into 
    component records that identify data entered by specific individuals. 
    In addition, the program must be accessible through various railroad 
    field locations and remote non-railroad locations. The latter may be 
    accomplished through the use of a modem connection between the railroad 
    and FRA.
        3. Program Logic. The program must satisfy the requirements of 49 
    CFR Part 228.11. The program must address all possible reporting events 
    required in Part 228.11 consistent with FRA's application of the 
    Federal hours of service law.
        During the waiver review process, if the railroad wishes to test 
    ``signatureless'' hours of duty recordkeeping, the railroad must 
    maintain a parallel system utilizing signed ``hard copies'' in addition 
    to the electronic data being tested. The railroad should develop an 
    electronic data base sufficient to facilitate a field review by FRA. 
    The railroad may elect to implement electronic recordkeeping along 
    function, division or craft boundaries. Therefore, the data offered for 
    FRA review should include all covered service within the parameters of 
    the requested relief.
        Instructional guides, based on covered service functions, are 
    available by direct contact (Dan Norris 202 366-0503) or mailing 
    request to the Federal Railroad Administration, Operating Practice 
    Division--RRS11, 400 Seventh Street, SW., Washington, DC 20590 ATTN: 
    Dan Norris.
    
        Issued in Washington, DC on April 29, 1996.
    Phil Olekszyk,
    Deputy Association Administrator for Safety Compliance and Program 
    Implementation.
    [FR Doc. 96-10964 Filed 5-2-96; 8:45 am]
    BILLING CODE 4910-06-M
    
    

Document Information

Published:
05/03/1996
Department:
Federal Railroad Administration
Entry Type:
Notice
Document Number:
96-10964
Pages:
19973-19974 (2 pages)
Docket Numbers:
FRA Docket Number HS-95-14
PDF File:
96-10964.pdf