[Federal Register Volume 60, Number 103 (Tuesday, May 30, 1995)]
[Notices]
[Pages 28197-28198]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-13077]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 21090; 811-7756]
Kidder, Peabody Series Trust; Notice of Application
May 22, 1995.
AGENCY: Securities and Exchange Commission (``SEC'').
ACTION: Notice of Application for Deregistration under the Investment
Company Act of 1940 (the ``Act'').
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APPLICANT: Kidder, Peabody Series Trust.
RELEVANT ACT SECTION: Section 8(f).
SUMMARY OF APPLICATION: Applicant requests an order declaring it has
ceased to be an investment company.
FILING DATE: The application was filed on May 4, 1995.
HEARING OR NOTIFICATION OF HEARING: An order granting the application
will be issued unless the SEC orders a hearing. Interested persons may
request a hearing by writing to the SEC's Secretary and serving
applicant with a copy of the request, personally or by mail. Hearing
requests should be received by the SEC by 5:30 p.m. on June 16, 1995,
and should be accompanied by proof of service on the applicant, in the
form of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons may request
notification of a hearing by writing to the SEC's Secretary.
ADDRESSES: Secretary, SEC, 450 Fifth Street, N.W., Washington, D.C.
20549. Applicant, 60 Broad Street, New York, New York 10004-2350.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus, Paralegal Specialist,
at (202) 942-0584, or H.R. Hallock, Jr., Senior Special Counsel, at
(202) 942-0564 (Division of Investment Management, Office of Investment
Company Regulation).
SUPPLEMENTARY INFORMATION: The following is a summary of the
application. The complete application may be obtained for a fee from
the SEC's Public Reference Branch.
Applicant's Representations
1. Applicant is an open-end, non-diversified management investment
company, organized as a business trust under the laws of the
Commonwealth of Massachusetts. On May 27, 1993, applicant registered
under the Act and filed a registration statement under the Act and
under the Securities Act of 1933. Applicant's registration statement
was never declared effective, and applicant has made no public offering
of its shares.
2. Applicant never issued or sold any securities, except to its
sole shareholder and sponsor, Kidder Peabody Asset Management, Inc. As
of the date of filing of the application, applicant had no
shareholders, liabilities or assets. Applicant is not a party to any
litigation or administrative proceeding.
3. Pursuant to written consent, applicant's sole Trustee determined
that it was advisable and in the best interests of the applicant to
withdraw its registration statement with the SEC, cease to be
registered as an investment company and terminate its existence as a
Massachusetts business trust and liquidate any assets and that the
proceeds from the liquidation of the shares be returned to Kidder
Peabody Asset Management, Inc. [[Page 28198]]
4. Applicant is not now engaged, nor does it propose to engage in
any business activities other than those necessary for the winding-up
of its affairs.
For the SEC, by the Division of Investment Management, under
delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 95-13077 Filed 5-26-95; 8:45 am]
BILLING CODE 8010-01-M
