96-11429. Privacy Act of 1974, as Amended; Establishment of a New System of Records  

  • [Federal Register Volume 61, Number 90 (Wednesday, May 8, 1996)]
    [Notices]
    [Pages 20865-20867]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-11429]
    
    
    
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    NUCLEAR REGULATORY COMMISSION
    
    Privacy Act of 1974, as Amended; Establishment of a New System of 
    Records
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Establishment of a new system of records.
    
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    SUMMARY: The Nuclear Regulatory Commission (NRC) is proposing to 
    establish a new Privacy Act System of Records, NRC-41, ``Tort Claims 
    and Personal Property Claims,'' to maintain records needed to evaluate, 
    settle, refer, pay, and/or adjudicate claims filed by individuals 
    against the NRC.
    
    EFFECTIVE DATES: The new system of records will become effective 
    without further notice on June 17, 1996, unless comments received on or 
    before that date cause a contrary decision. If changes are made based 
    on NRC's review of comments received, NRC will publish a new final 
    notice.
    
    ADDRESSES: Send comments to the Secretary of the Commission, U.S. 
    Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention: 
    Docketing and Services Branch. Hand deliver comments to 11555 Rockville 
    Pike, Rockville, Maryland, between 7:45 am and 4:15 pm Federal 
    workdays. Copies of comments received may be examined, or copied for a 
    fee, at the NRC Public Document Room at 2120 L Street, NW., Lower 
    Level, Washington, DC.
    
    FOR FURTHER INFORMATION CONTACT: Jona L. Souder, Freedom of 
    Information/Local Public Document Room Branch, Division of Freedom of 
    Information and
    
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    Publications Services, Office of Administration, U.S. Nuclear 
    Regulatory Commission, Washington, DC 20555-0001, telephone: 301-415-
    7170 or 800-638-8081.
    
    SUPPLEMENTARY INFORMATION: NRC is proposing to establish a new System 
    of Records, NRC-41, ``Tort Claims and Personal Property Claims--NRC,'' 
    that will be used to evaluate, settle, refer, pay, and/or adjudicate 
    claims filed by individuals against the NRC.
        The system of records (system) will contain information concerning 
    claims by individuals who seek reimbursement from NRC for loss of or 
    damage to personal property, personal injury, or death. It will also 
    include information concerning individuals who have matters pending 
    before the NRC that may result in a claim being filed. Specific 
    information to be maintained in the system includes, but is not limited 
    to, the individual's name, home address and phone number, work address 
    and phone number, police reports, medical records, insurance 
    information, and any other information necessary for the evaluation of 
    claims or pre-claims.
        A report on the proposed new system of records, required by 5 
    U.S.C. 552a(r) and Appendix I to Office of Management and Budget (OMB) 
    Circular No. A-130, ``Federal Agency Responsibilities for Maintaining 
    Records About Individuals,'' is being sent to OMB, the Committee on 
    Governmental Affairs, U.S. Senate, and the Committee on Government 
    Reform and Oversight, U.S. House of Representatives.
        Accordingly, the NRC proposes to add NRC-41 to read as follows:
    NRC-41
    System Name:
        Tort Claims and Personal Property Claims--NRC.
    System Location:
        Primary system--Office of the General Counsel, NRC, 11555 Rockville 
    Pike, Rockville, Maryland.
        Duplicate systems--Duplicate systems exist, in whole or in part, in 
    the Office of the Controller (OC), NRC, 11545 Rockville Pike, 
    Rockville, Maryland, and at the locations listed in Addendum I, Parts 1 
    and 2. Other NRC systems of records, including but not limited to, NRC-
    18, ``Office of the Inspector General Investigative Records--NRC,'' and 
    NRC-32, ``OC Financial Transactions and Debt Collection Management 
    Records--NRC,'' may contain some of the information in this system of 
    records.
    Categories of Individuals Covered by the System:
        Individuals who have filed claims with NRC under the Federal Tort 
    Claims Act or the Military Personnel and Civilian Employees' Claims Act 
    and individuals who have matters pending before the NRC that may result 
    in a claim being filed.
    Categories of Records in the System:
        This system contains information relating to loss or damage to 
    property and/or personal injury or death in which the U.S. Government 
    may be liable. This information includes, but is not limited to, the 
    individual's name, home address and phone number, work address and 
    phone number, claim forms and supporting documentation, police reports, 
    witness statements, medical records, insurance information, 
    investigative reports, repair/replacement receipts and estimates, 
    litigation documents, court decisions, and other information necessary 
    for the evaluation and settlement of claims and pre-claims.
    Authority for Maintenance of the System:
        Federal Tort Claims Act, 28 U.S.C. 2671 et seq.; The Military 
    Personnel and Civilian Employees' Claims Act of 1964, as amended, 31 
    U.S.C. 3721.
    Routine uses of records maintained in the system, including categories 
    of users and the purposes of such uses:
        In addition to the disclosures permitted under subsection (b) of 
    the Privacy Act, NRC may disclose information contained in a record in 
    this system of records without the consent of the subject individual if 
    the disclosure is compatible with the purpose for which the record was 
    collected under the following routine uses:
        a. To third parties, including claimants' attorneys, insurance 
    companies, witnesses, potential witnesses, local police authorities 
    where an accident occurs, and others who may have knowledge of the 
    matter to the extent necessary to obtain information that will be used 
    to evaluate, settle, refer, pay, and/or adjudicate claims.
        b. To the Department of Justice (DOJ) when the matter comes within 
    their jurisdiction, such as to coordinate litigation or when NRC's 
    authority is limited and DOJ advice or approval is required before NRC 
    can award, adjust, compromise, or settle certain claims.
        c. To the appropriate Federal agency or agencies when a claim has 
    been incorrectly filed with NRC or when more than one agency is 
    involved and NRC makes agreements with the other agencies as to which 
    one will investigate the claim.
        d. The Department of the Treasury to request payment of an award, 
    compromise, or settlement of a claim.
        e. Information contained in litigation records is public to the 
    extent that the documents have been filed in a court or public 
    administrative proceeding, unless the court or other adjudicative body 
    has ordered otherwise. Such public information, including information 
    concerning the nature, status, and disposition of the proceeding, may 
    be disclosed to any person, unless it is determined that release of 
    specific information in the context of a particular case would 
    constitute an unwarranted invasion of personal privacy.
        f. To the National Archives and Records Administration or to the 
    General Services Administration for records management inspections 
    conducted under 44 U.S.C. 2904 and 2906.
        g. For any of the routine uses specified in the Prefatory Statement 
    of General Routine Uses.
    Disclosure to consumer reporting agencies:
    
    Disclosure Pursuant to 5 U.S.C. 552a(b)(12)
    
        Disclosure of information to a consumer reporting agency is not 
    considered a routine use of records. Disclosures may be made from this 
    system of records to ``consumer reporting agencies'' as defined in the 
    Fair Credit Reporting Act (15 U.S.C. 1681(a)(f)) or the Federal Claims 
    Collection Act of 1966, as amended (31 U.S.C. 3701(a)(3)).
    Policies and practices for storing, retrieving, accessing, retaining, 
    and disposing of records in the system:
    Storage:
        Information in this system of records is stored on paper, in log 
    books, and on computer media.
    Retrievability:
        Information in this system of records is indexed and accessed by 
    the claimant's name and/or claim number.
    Safeguards:
        The paper records and log books are stored in locked file cabinets 
    or locked file rooms, and access is restricted to those agency 
    personnel whose official duties and responsibilities require access. 
    Automated records are protected by password.
    Retention and disposal:
        a. Tort claims and employee claims are destroyed six years and 
    three months after payment or disallowance
    
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    in accordance with General Records Schedule (GRS) 6-10.a.
        b. Claims affected by a court order or subject to litigation are 
    destroyed after the related action is concluded, or when six years and 
    three months old, whichever is later, in accordance with GRS 10-6.c.
        c. Log books are destroyed or deleted when no longer needed in 
    accordance with GRS 23-8.
        d. Copies of memoranda contained on electronic media are deleted 
    when no longer needed for updating or revision in accordance with GRS 
    20-13.
        e. Copies of tort claims and personal property claims that become 
    part of NRC's Litigation Case Files are retained by the Government 
    permanently in accordance with NRC Schedule (NRCS) 2-13.4.
    System manager(s) and address:
        Deputy Assistant General Counsel for Administration, Office of the 
    General Counsel, U.S. Nuclear Regulatory Commission, Washington, DC 
    20555-0001.
    Notification procedure:
        Individuals seeking to determine whether this system of records 
    contains information pertaining to themselves should write to the 
    Director, Division of Freedom of Information and Publications Services, 
    Office of Administration, U.S. Nuclear Regulatory Commission, 
    Washington, DC 20555-0001.
    Record access procedures:
        Same as ``Notification Procedure.''
    Contesting record procedures:
        Same as ``Notification Procedure.''
    Record source categories:
        Information is obtained from a number of sources, including but not 
    limited to, claimants, NRC employees involved in the incident, 
    witnesses or others having knowledge of the matter, police reports, 
    medical reports, investigative reports, insurance companies, and 
    attorneys.
    
        Dated at Rockville, MD, this 29th day of April, 1996.
    
        For the Nuclear Regulatory Commission.
    James M. Taylor,
    Executive Director for Operations.
    [FR Doc. 96-11429 Filed 5-7-96; 8:45 am]
    BILLING CODE 7590-01-P
    
    

Document Information

Effective Date:
6/17/1996
Published:
05/08/1996
Department:
Nuclear Regulatory Commission
Entry Type:
Notice
Action:
Establishment of a new system of records.
Document Number:
96-11429
Dates:
The new system of records will become effective without further notice on June 17, 1996, unless comments received on or before that date cause a contrary decision. If changes are made based on NRC's review of comments received, NRC will publish a new final notice.
Pages:
20865-20867 (3 pages)
PDF File:
96-11429.pdf