97-12078. Proposed Collection; Comment Request  

  • [Federal Register Volume 62, Number 90 (Friday, May 9, 1997)]
    [Notices]
    [Pages 25679-25680]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-12078]
    
    
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    SECURITIES AND EXCHANGE COMMISSION
    
    
    Proposed Collection; Comment Request
    
    Extension
    
    Rule 19b-4 and Form 19b-4
    SEC File No. 270-38
    OMB Control No. 3235-0045
    
        Upon written request, copies available from: Securities and 
    Exchange Commission, Office of Filings and Information Services, 
    Washington, DC 20549.
        Notice is hereby given that, pursuant to the Paperwork Reduction 
    Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
    Commission (``Commission'') is soliciting comments on the collection of 
    information summarized below. The Commission plans to submit this 
    existing collection of information to the Office of Management and 
    Budget for extension and approval.
        The information is collected pursuant to Rule 19b-4 of the 
    Securities Exchange Act of 1934 (``Act''), entitled, ``Filings with 
    Respect to Proposed Rule Changes by Self-Regulatory Organizations.''
        Rule 19b-4, as amended by the Securities Act Amendments of 1975, 
    requires each self-regulatory organization to file with the Commission 
    copies of any proposed amendment to its constitution, articles of 
    incorporation, bylaws, rules or
    
    [[Page 25680]]
    
    similar instrument or any interpretation of these instruments. The 
    Commission is required to publish notice of such filing, and either 
    approve the proposal or institute proceedings to determine whether the 
    proposal should be disapproved.
        The collection of information is designed to provide the Commission 
    with the information necessary to determine whether, as required by the 
    Act, the rule proposal is consistent with the Act and the rules 
    thereunder. The information is used to determine whether the proposal 
    should be approved or proceedings should be instituted to determine 
    whether disapproval is appropriate.
        The respondents to the collection of information are self-
    regulatory organizations, which generally are securities exchanges.
        An estimated 25 respondents file approximately 20 filings per year, 
    totaling an average burden of 17,500 burden hours.
        Written comments are invited on: (a) whether the proposed 
    collection of information is necessary for the proper performance of 
    the functions of the agency, including whether the information will 
    have practical utility; (b) the accuracy of the agency's estimate of 
    the burden of the collection of information; (c) ways to enhance the 
    quality, utility, and clarity of the information collected; and (d) 
    ways to minimize the burden of the collection of information on 
    respondents, including through the use of automated collection 
    techniques or other forms of information technology. Consideration will 
    be given to comments and suggestions submitted in writing within 60 
    days of this publication.
        Please direct your written comments to Michael E. Bartell, 
    Associate Executive Director, Office of Information Technology, 
    Securities and Exchange Commission, 450 5th Street, N.W. Washington, DC 
    20549.
    
        May 1, 1997.
    Margaret H. McFarland,
    Deputy Secretary.
    [FR Doc. 97-12078 Filed 5-8-97; 8:45 am]
    BILLING CODE 8010-01-M
    
    
    

Document Information

Published:
05/09/1997
Department:
Securities and Exchange Commission
Entry Type:
Notice
Document Number:
97-12078
Pages:
25679-25680 (2 pages)
PDF File:
97-12078.pdf