99-13737. Registration of Claims to Copyright; Group Registration of Daily Newsletters  

  • [Federal Register Volume 64, Number 104 (Tuesday, June 1, 1999)]
    [Rules and Regulations]
    [Pages 29522-29524]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-13737]
    
    
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    LIBRARY OF CONGRESS
    
    Copyright Office
    
    37 CFR Part 202
    
    [Docket No. RM 99-3]
    
    
    Registration of Claims to Copyright; Group Registration of Daily 
    Newsletters
    
    AGENCY: Copyright Office, Library of Congress.
    
    ACTION: Final rule.
    
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    SUMMARY: The Copyright Office of the Library of Congress is adopting a 
    new regulation that permits group registration of daily newsletters 
    under conditions similar to those presently in place for group 
    registration of daily newspapers and for the same fee, but with 
    different deposit requirements. A claimant in daily newsletters that 
    are routinely issued at least two days each week may register these 
    newsletters in a group at a reduced fee, on a single application, if 
    they meet certain requirements. The group registration privilege is 
    contingent upon the claimant meeting the conditions specified in the 
    regulation.
    
    EFFECTIVE DATE: This rule will become effective July 1, 1999.
    
    FOR FURTHER INFORMATION CONTACT: David O. Carson, General Counsel, P.O. 
    Box 70400, Southwest Station, Washington, DC 20024. Telephone: (202) 
    707-8380. Telefax (202) 707-8366. Harriet L. Oler, Assistant Register 
    for Legal Education and Special Programs, Telephone: (202) 707-8350. 
    Telefax: (202) 707-8366.
    
    SUPPLEMENTARY INFORMATION: Under section 407 of the Copyright Act of 
    1976, title 17 of the U.S. Code, the owner of copyright, or of the 
    exclusive right of publication, in a work published in the United 
    States is required to deposit two copies of the work in the Copyright 
    Office for the use or
    
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    disposition of the Library of Congress. The deposit is to be made 
    within three months after such publication. Failure to make the 
    required deposit does not affect the copyright in the work, but may 
    subject the copyright owner to fines and other monetary liability if 
    the failure is continued after a demand for deposit is made by the 
    Register of Copyrights.
        Section 408 of title 17 requires deposit of material in connection 
    with applications for registration of claims to copyright in 
    unpublished and published works. Subsection 408(c)(1) authorizes the 
    Register of Copyrights to establish by regulation the nature of the 
    deposit that is required. These regulations may require or permit ``a 
    single registration for a group of related works.''
        On December 7, 1990, the Copyright Office issued regulations 
    permitting group registration of serials [55 FR 50556 (Dec. 7, 1990)]; 
    on September 1, 1992, it issued regulations permitting group 
    registration of daily newspapers [57 FR 39615 (Sept. 1, 1992)]; and on 
    March 28, 1995, it issued regulations permitting group registration of 
    daily newsletters [59 FR 15874 (Mar. 28, 1995)]. The regulations 
    adopted in 1990 and 1992 continue to govern group registration of 
    serials other than those daily newsletters qualified to register under 
    this new regulation.
        On October 1, 1998, the Copyright Office conducted public hearings 
    prior to proposing increased fees for providing certain services 
    including registration. [Hearing on Proposed Fee Increase, U.S. 
    Copyright Office (October 1, 1998); 63 FR 43426, (Aug. 13, 1998)]. At 
    this hearing, and in response to written comments submitted to the 
    Office during this process, publishers of daily newsletters argued that 
    they should be entitled to a price reduction for registering groups of 
    claims similar to that presently enjoyed by publishers of daily 
    newspapers. The Office agrees that daily newsletters should be treated 
    similarly in terms of required registration fees, but it believes that 
    the deposit requirements for daily newsletters should be different in 
    order to respond to the acquisitions needs of the Library of Congress.
    
    Definition
    
        For purposes of this regulation, a daily newsletter is defined as a 
    serial published and distributed by mail or electronic media (online or 
    telefacsimile) or in any medium including, but not limited to, paper, 
    cassette tape, diskette or CD-ROM. Publication must occur on at least 
    two days each week and the newsletter must contain news or information 
    of interest chiefly to a special group (for example, trade and 
    professional associations, corporate in-house groups, schools, 
    colleges, or churches).
    
    Requirements
    
        The Copyright Office is now amending its regulation that permits 
    group registration of daily newsletters in order to permit qualified 
    newsletters that meet all of the specified conditions to use the same 
    form and pay the same fee as daily newspapers. Under the regulation, 
    daily newsletters that are published routinely on at least two days 
    each week may be registered in groups at a reduced fee if all other 
    requirements are met. Claimants in works that meet these qualifications 
    may register all newsletters bearing issue dates within a single 
    calendar month under the same continuing title on a single Form G/DN 
    with the deposit specified below. Each issue must be an essentially new 
    collective work or all new issue that has not been published before and 
    must be a work made for hire. The author(s) and claimant(s) must be the 
    same for all of the issues. To accommodate the Library's need for 
    timely receipt of these published materials, registration of the group 
    must be sought within three months from the date of publication of the 
    last issue included in the group registration application. If a 
    claimant wishes to register a claim in a group of daily newsletters 
    that meet the above definition, but is unable to submit the deposit 
    requested by the Library or has failed to seek registration within the 
    prescribed three months from the publication date of the last issue 
    included in the group, that claimant is not eligible for this group 
    registration and may file Form SE or Short Form SE, along with the fee 
    corresponding to the appropriate form.
    
    Deposit
    
        The deposit required for a group of daily newsletters on form G/DN 
    shall be as follows: One complete copy of each issue included in the 
    group must be submitted with the application form. In addition, if the 
    Library of Congress makes a written request before an application for 
    registration is submitted, the claimant must give the Library up to two 
    complimentary subscriptions of the specified newsletter or, at the 
    Library's alternative written request, a single microfilm of the issues 
    included in the group. Any microfilm deposit must consist of positive, 
    35 mm silver halide microfilm meeting the Library's best edition 
    criteria that reproduces in their entirety all issues published as 
    final editions with issue dates in the designated calendar month.
    
    Effective Date
    
        This regulation and the new procedures it establishes will be 
    applied prospectively only to the issues of daily newsletters first 
    published on or after the effective date of the regulation. The 
    regulation is issued in final form for these reasons: The regulation 
    confers a positive benefit on the public affected; the regulation 
    establishes an optional procedure; other procedures are available for 
    registering newsletters; and the Copyright Office prepared the 
    regulation based upon its experience in administering other group 
    registrations and its review of comments received in response to an 
    earlier request for comments. [63 FR 43426 (Aug. 13, 1998)].
    
    List of Subjects in 37 CFR Part 202
    
        Copyright registration.
    
    Final Regulation
    
        In consideration of the foregoing, the Copyright Office amends 37 
    CFR part 202 in the manner set forth below:
    
    PART 202--REGISTRATION OF CLAIMS TO COPYRIGHT
    
        1. The authority citation for part 202 continues to read as 
    follows:
    
        Authority: 17 U.S.C. 702, 202.3, 202.19, 202.20, 202.21, and 
    202.22 are also issued under 17 U.S.C. 407 and 408.
    
        2. In Sec. 202.3, paragraph (b)(8) and the footnote to paragraph 
    (c)(2) are revised to read as follows:
    
    
    Sec. 202.3  Registration of Copyright
    
    * * * * *
        (b) * * *
        (8) Group registration of daily newsletters. Pursuant to the 
    authority granted by 17 U.S.C. 408(c)(1), the Register of Copyrights 
    has determined that, on the basis of a single application, deposit, and 
    filing fee, a single registration may be made for a group of two or 
    more issues of a daily newsletter if the following conditions are met:
        (i) As used in this regulation, daily newsletter means a serial 
    published and distributed by mail or electronic media (online or 
    telefacsimile), or in any medium including but not limited to, paper, 
    cassette tape, diskette or CD-ROM). Publication must occur on at least 
    two days each week and the newsletter must contain news or information 
    of interest chiefly to a special group (for example, trade and 
    professional associations, corporate in-house groups, schools, 
    colleges, or churches).
        (ii) The works must be essentially all new collective works or all 
    new issues that have not been published before.
    
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        (iii) Each issue must be a work made for hire.
        (iv) The author(s) and claimant(s) must be the same person(s) or 
    organization(s) for all of the issues.
        (v) All the items in the group must bear issue dates within a 
    single calendar month under the same continuing title.
        (vi) Deposit. (A). The deposit for newsletters registered under 
    this section is one complete copy of each issue included in the group.
        (B). In addition, if requested in writing by the Copyright 
    Acquisitions Division before an application for registration is 
    submitted, the claimant must give the Library of Congress whichever of 
    the following the Library prefers: either as many as two complimentary 
    subscriptions of the newsletter in the edition most suitable to the 
    Library's needs, or a single positive, 35 mm silver halide microfilm 
    meeting the Library's best edition criteria that includes all issues 
    published as final editions in the designated calendar month. 
    Subscription copies must be delivered to the separate address specified 
    by the Copyright Acquisitions Division in its request. Subscription 
    copies or a microfilm are not required unless expressly requested by 
    the Copyright Acquisitions Division.
        (C) The copyright owner of any newsletter that cannot meet the 
    criteria set out in this section may continue to register on Form SE or 
    Short Form SE.
        (vii) Registration is sought within three months after the 
    publication date of the last issue included in the group.
        (viii) A Form G/DN shall be submitted for daily newsletters bearing 
    issue dates within a single month, together with one copy of each 
    issue, and a filing fee. The application shall designate the first and 
    last day that issues in the group were published.
    * * * * *
        (c) * * *
        (2) * * * \6\
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        \6\ In the case of applications for group registration of 
    newspapers, contributions to periodicals, and newsletters, under 
    paragraphs (b)(6), (b)(7), and (b)(8) of this section, the deposits 
    shall comply with the deposits specified in the respective 
    paragraphs, and the fees with those specified in Sec. 201.3.
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        Dated: May 17, 1999.
    Marybeth Peters,
    Register of Copyrights.
    
        Approved by:
    James H. Billington,
    The Librarian of Congress.
    [FR Doc. 99-13737 Filed 5-28-99; 8:45 am]
    BILLING CODE 1410-30-P
    
    
    

Document Information

Effective Date:
7/1/1999
Published:
06/01/1999
Department:
U.S. Copyright Office, Library of Congress
Entry Type:
Rule
Action:
Final rule.
Document Number:
99-13737
Dates:
This rule will become effective July 1, 1999.
Pages:
29522-29524 (3 pages)
Docket Numbers:
Docket No. RM 99-3
PDF File:
99-13737.pdf
CFR: (1)
37 CFR 202.3