96-15340. Substance Abuse and Mental Health Services Administration; Statement of Organization, Functions, and Delegations of Authority  

  • [Federal Register Volume 61, Number 117 (Monday, June 17, 1996)]
    [Notices]
    [Pages 30617-30619]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-15340]
    
    
    
    =======================================================================
    -----------------------------------------------------------------------
    
    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    
    Substance Abuse and Mental Health Services Administration; 
    Statement of Organization, Functions, and Delegations of Authority
    
        Part M of the Substance Abuse and Mental Health Services 
    Administration (SAMHSA) Statement of Organization, Functions, and 
    Delegations of Authority for the Department of Health and Human 
    Services is amended as follows: Part M as amended most recently at 60 
    FR 56606, November 9, 1995 and 57 FR 53907, November 13, 1992. The 
    changes in SAMHSA will: (1) reflect the formal establishment of Part M, 
    Substance Abuse and Mental Health Services Administration, as an 
    Operating Division reporting directly to the Secretary of Health and 
    Human Services and (2) streamline the administrative structure, 
    strengthen SAMHSA's programs, and more effectively utilize the Agency's 
    resources.
        Specific major changes are as follows:
        a. Remove Part HM from the Statement of Organization, Functions, 
    and Delegations of Authority to Part M, Substance Abuse and Mental 
    Health Services Administration.
        b. Abolish the Office of Extramural Programs (HMA5) and the Office 
    for Management, Planning, and Communications (HMB), along with their 
    functional responsibilities.
        c. Establish a new Office of Program Services (MB).
        d. Establish a new Office of Extramural Activities Review (ME).
        e. Remove the Office of Applied Studies (HMA8) from the Office of 
    the Administrator and establish it as an independent component.
        f. Formalize the minority affairs functions as part of the Office 
    of the Administrator (MA).
        g. Establish a new Office of Managed Care as part of the Office of 
    the Administrator (MA).
        Establish Part M, Substance Abuse and Mental Health Services 
    Administration (SAMHSA), of the Statement of Organization, Functions, 
    and Delegations of Authority of the Department of Health and Human 
    Services to read as follows:
    
    Substance Abuse and Mental Health Services Administration
    
    M.00  Mission
    M.10  Organization
    M.20  Functions
    M.30  Order of Succession
    M.40  Delegations of Authority
    
        Section M.00, Mission. The Substance Abuse and Mental Health 
    Services Administration (SAMHSA) provides national leadership to ensure 
    that knowledge, based on science and state-of-the-art practice, is 
    effectively used for the prevention and treatment of addictive and 
    mental disorders. Further, SAMHSA strives to improve access and reduce 
    barriers to high quality, effective programs and services for 
    individuals who suffer from, or are at risk for, these disorders, as 
    well as for their families and communities.
        Section M-10, Organization. The Substance Abuse and Mental Health 
    Services Administration is an Operating Division under the direction of 
    an Administrator who reports directly to the Secretary.
        Section M-20, Functions.--A. Office of the Administrator (MA) The 
    Administrator is responsible to the Secretary in managing and directing 
    SAMHSA. The office functions are as follows: (1) Provides leadership in 
    the development of agency policies and programs; (2) maintains liaison 
    with the Office of the Secretary on matters related to program and 
    other activities; (3) provides oversight for coordination between 
    SAMHSA components and the alcohol, drug abuse, and mental health 
    Institutes of National Institutes of Health (NIH) on dissemination of 
    research findings in the areas of alcohol, drug abuse, and mental 
    health; (4) provides leadership and guidance in developing and 
    implementing Agency plans to meet women's substance abuse and mental 
    health services needs; (5) coordinates Agency minority affairs 
    activities; (6) coordinates managed care activities in the Agency; (7) 
    provides Agency correspondence control services; (8) analyzes 
    legislative issues; and maintains liaison with congressional 
    committees; (9) develops Agency strategic plans and conducts, analyzes, 
    and supports future planning activities; (10) coordinates Agency 
    communications and public affairs activities; (11) carries out SAMHSA-
    wide functions such as coordination of equal employment opportunity 
    activities; and (12) coordinates Agencywide AIDS activities.
        B. Office of Program Services (MB). The Office of Program Services 
    (OPS) works in partnership with other SAMHSA components in managing and 
    providing leadership in the following services areas: information 
    resources management (IRM), financial management, human resources 
    management, grants and contracts management, and administrative 
    services.
        C. Office of Applied Studies (MC). (1) Coordinates, interprets 
    policy and provides general oversight of all SAMHSA data activities; 
    (2) identifies
    
    [[Page 30618]]
    
    gaps in data gathering activities and works with agency components to 
    implement comprehensive, appropriate and responsive data gathering 
    efforts; (3) serves as a repository of information on data related to 
    mental illness and substance abuse, including both Federal and non-
    Federal efforts; (4) analyzes survey data for the purpose of report 
    preparation in response to specific requests for information; (5) 
    reviews program evaluation efforts of the agency; (6) manages the 1 
    percent evaluation process; (7) undertakes special projects either 
    directly or through coordination with agency components and other 
    Federal agencies to address topical areas; (8) manages the Office of 
    Management and Budget clearance process for SAMHSA data surveys; (9) 
    oversees national substance abuse and mental health surveys, such as 
    the National Household Survey on Drug Abuse (NHSDA), the Drug Abuse 
    Warning Network (DAWN) and the Drug and Alcohol Services Information 
    System (DASIS); (10) provides oversight and management of those surveys 
    for which the Office is responsible for either directly or through 
    contract; (11) evaluates the relevance of existing surveys to the needs 
    of SAMHSA components, HHS, and the Office of National Drug Control 
    Policy (ONDCP); (12) prepares reports of the survey finds for 
    dissemination; and (13) provides epidemiologic and statistical 
    consultation within SAMHSA for other components of the Administration 
    and Centers.
        D. Office of Extramural Activities Review (ME). (1) establishes 
    extramural review policy for SAMHSA, in consultation with the Office of 
    the Administrator and the three SAMHSA Centers; (2) administers the 
    peer and objective review of agency grant/cooperative agreement 
    applications and contract proposals; and (3) consults with agency 
    officials as they develop announcements for grants and cooperative 
    agreements.
        E. Center for Substance Abuse Prevention (MP). The Center for 
    Substance Abuse Prevention (CSAP) provides a national focus for the 
    Federal effort to prevent substance abuse. In carrying out this 
    responsibility, the Center: (1) provides a national focus for the 
    Federal effort to demonstrate and promote effective strategies to 
    prevent the abuse of alcohol, tobacco, and other drugs; (2) develops, 
    implements, and reviews prevention and health promotion policy related 
    to substance abuse and analyzes the impact of Federal activities on 
    State and local Governments and private program activities; (3) 
    administers grants, contracts, and cooperative agreements which support 
    the development and application of new knowledge in the substance abuse 
    prevention field; (4) participates in the application and dissemination 
    of research demonstration findings on the prevention of substance 
    abuse; (5) fosters interagency and State prevention networks; (6) 
    develops and implements workplace prevention programs with business and 
    industry; (7) supports training for substance abuse practitioners and 
    other health professionals involved in alcohol and drug abuse 
    education, prevention, and early intervention; (8) provides technical 
    assistance to States and local authorities and other national 
    organizations and groups in the planning, establishment, and 
    maintenance of substance abuse prevention efforts; (9) reviews and 
    approves and/or disapproves the State Prevention Plans developed under 
    the Substance Abuse Prevention and Treatment Block Grant Program 
    authority; (10) implements the tobacco regulations and other 
    regulations, as appropriate, and as they relate to CSAP's programs; 
    (11) collects and compiles substance abuse prevention literature and 
    other materials, and supports a clearinghouse to disseminate such 
    materials among States, political subdivisions, educational agencies 
    and institutions, health and drug treatment/rehabilitation networks, 
    and the general public; (12) serves as a national authority and 
    resource for the development and analysis of information relating to 
    the prevention of substance abuse; (13) collaborates with, and 
    encourages other Federal agencies, national, foreign, international, 
    State and local organizations to promote substance abuse prevention 
    activities; (14) provides and promotes the evaluation of individual 
    projects as well as overall programs; (15) collaborates with the 
    alcohol, drug abuse, mental health, and child development Institutes of 
    the National Institutes of Health on services research issues as well 
    as on other programmatic issues; and (16) conducts managed care 
    activities and coordinates these activities with SAMHSA and other DHHS 
    components; and (17) provides a focus for addressing the substance 
    abuse prevention needs of individuals with multiple, co-occurring drug, 
    alcohol, mental, and physical problems.
        F. Center for Mental Health Services (MS). The Center for Mental 
    Health Services (CMHS) provides national leadership to ensure the 
    application of scientifically established findings and practice-based 
    knowledge in the prevention and treatment of mental disorders; to 
    improve access, reduce barriers, and promote high quality effective 
    programs and services for people with, or at risk for, these disorders; 
    as well as for their families and communities; and to promote an 
    improved state of mental health within the Nation as well as the 
    rehabilitation of people with mental disorders. To accomplish this, the 
    Center: (1) supports service and demonstration programs designed to 
    improve access to care and improve the quality of treatment, 
    rehabilitation, prevention, and related services, especially for those 
    traditionally unserved, underserved, or inappropriately served; (2) 
    identifies national mental health goals and develops strategies to meet 
    them; (3) administers grants, contracts, and cooperative agreements 
    which support the development and application of new knowledge in the 
    mental health field; (4) supports activities to improve the 
    administration, availability, organization, and financing of mental 
    health care, including managed care activities; (5) supports technical 
    assistance activities to educate professionals, consumers, family 
    members, and communities, and promotes training efforts to enhance the 
    human resources necessary to support mental health services; (6) 
    collects data on the various forms of mental illness, including data on 
    treatment programs, on the type of care provided, on the 
    characteristics of those treated, on national incidence and prevalence, 
    and such other data as may be appropriate; (7) administers the Block 
    Grants for Community Mental Health Services and other programs 
    providing direct assistance to States; (8) collects, synthesizes, and 
    disseminates mental health information and research findings to the 
    States, other governmental and mental health-related organizations, and 
    the general public; (9) coordinates and plans administrative and budget 
    functions within the Center; (10) collaborates with other Federal 
    agencies/departments, State and sub-state units of Government, and the 
    private sector to improve the system of treatment and social welfare 
    supports for seriously mentally ill adults and severely emotionally 
    disturbed children and adolescents; (11) conducts activities to promote 
    advocacy, self-help, and mutual support and to ensure the legal rights 
    of mentally ill persons, including those in jails and prisons; (12) 
    cooperates with other Federal components to coordinate disaster 
    assistance, community response, and
    
    [[Page 30619]]
    
    other mental health emergency services as a consequence of national 
    disasters; (13) collaborates with the alcohol, drug abuse, and mental 
    health Institutes of the National Institutes of Health on services 
    research issues as well as on other programmatic issues; (14) promotes 
    the development, dissemination, and application of standards and best 
    practices; and (15) provides a focus for addressing the mental health 
    needs of individuals with multiple, co-occurring drug, alcohol, mental, 
    and physical problems.
        G. Center for Substance Abuse Treatment (MT). The principal 
    function of the Center is to provide national leadership for the 
    Federal effort to enhance approaches and provide resources to ensure 
    provision of services' programs focusing on the treatment of substance 
    abuse and co-occurring physical and/or psychiatric conditions. In 
    carrying out this responsibility, the Center for Substance Abuse 
    Treatment: (1) collaborates with States, communities, health care 
    providers and national organizations to upgrade the quality of 
    addiction treatment, to improve the effectiveness of substance abuse 
    treatment programs, and to provide resources to ensure provision of 
    services; (2) provides a focus for addressing the treatment needs of 
    individuals with multiple, co-occurring drug, alcohol, mental, and 
    physical and co-morbidity problems; (3) administers grants, contracts, 
    and cooperative agreements which support the development and 
    application of new knowledge in the substance abuse treatment field; 
    (4) coordinates the evaluation of the Center's programs; (5) 
    collaborates with the National Institute on Drug Abuse (NIDA) and the 
    States to promote development, dissemination, and application of 
    treatment outcome standards; (6) collaborates with the Office of the 
    Administrator and other SAMHSA components in treatment data collection; 
    (7) administers programs for training of health and allied health care 
    providers (8) administers the Substance Abuse Prevention and Treatment 
    Block Grant Program including compliance reviews, technical assistance 
    to States, Territories, and Indian Tribes, and application and 
    reporting requirements related to the block grant programs; (9) 
    conducts managed care activities and coordinates these activities with 
    SAMHSA and other DHHS components; (10) collaborates with alcohol, drug 
    abuse, and mental health Institutes of National Institutes of Health on 
    services research issues as well as on other programmatic issues.
        Section M-30, Order of Succession. During the absence or disability 
    of the Administrator, SAMHSA, or in the event of a vacancy in that 
    office, the first official listed below would perform the duties of the 
    Administrator, except that during a planned period of absence, the 
    Administrator may specify a different order of succession: (1) Deputy 
    Administrator; and (2) Executive Officer, SAMHSA.
        Section M-40, Delegations of Authority. All delegations and 
    redelegations of authority to officers and employees of SAMHSA which 
    were in effect immediately prior to the effective date of this 
    reorganization shall continue in effect pending further redelegation, 
    providing they are consistent with this reorganization.
        These organizational changes are effective June 10, 1996.
    
        Dated: June 10, 1996.
    Nelba Chavez,
    Administrator.
    [FR Doc. 96-15340 Filed 6-14-96; 8:45 am]
    BILLING CODE 4160-01-M
    
    

Document Information

Published:
06/17/1996
Department:
Health and Human Services Department
Entry Type:
Notice
Document Number:
96-15340
Pages:
30617-30619 (3 pages)
PDF File:
96-15340.pdf