98-16271. Airworthiness Directives; Pratt & Whitney PW4000 Series Turbofan Engines  

  • [Federal Register Volume 63, Number 117 (Thursday, June 18, 1998)]
    [Proposed Rules]
    [Pages 33295-33296]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-16271]
    
    
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    DEPARTMENT OF TRANSPORTATION
    
    Federal Aviation Administration
    
    14 CFR Part 39
    
    [Docket No. 97-ANE-53-AD]
    RIN 2120-AA64
    
    
    Airworthiness Directives; Pratt & Whitney PW4000 Series Turbofan 
    Engines
    
    AGENCY: Federal Aviation Administration, DOT.
    
    ACTION: Notice of proposed rulemaking (NPRM).
    
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    SUMMARY: This document proposes the adoption of a new airworthiness 
    directive (AD) that is applicable to certain Pratt & Whitney (PW) 
    PW4000 series turbofan engines not incorporating modifications 
    described in certain PW service bulletins listed in the applicability 
    section. This proposal would require high pressure compressor (HPC) 
    blade tip grinding of the rotor assembly, installation of aluminum 
    oxide coated HPC blade tips in stages 9 through 12, modification of HPC 
    8th through 14th stage stators, incorporation of 1st stage high 
    pressure turbine (HPT) vanes with increased airflow area which also 
    requires additional HPT hardware modifications, and incorporation of 
    HPC 13th-15th stage zirconium oxide blade tips. This proposal is 
    prompted by reports of HPC surge caused by excessive HPC rear stage 
    rotor-to-case clearance. The actions specified by the proposed AD are 
    intended to prevent HPC surge, which can result in engine power loss at 
    a critical phase of flight such as takeoff or climb.
    
    DATES: Comments must be received by August 17, 1998.
    
    ADDRESSES: Submit comments in triplicate to the Federal Aviation 
    Administration (FAA), New England Region, Office of the Regional 
    Counsel, Attention: Rules Docket No. 97-ANE-53-AD, 12 New England 
    Executive Park, Burlington, MA 01803-5299. Comments may also be sent 
    via the Internet using the following address: ``engineprop@faa.dot.gov''. Comments sent via the Internet must contain 
    the docket number in the subject line. Comments may be inspected at 
    this location between 8:00 a.m. and 4:30 p.m., Monday through Friday, 
    except Federal holidays.
        The service information referenced in the proposed rule may be 
    obtained from Pratt & Whitney, 400 Main St., East Hartford, CT 06108; 
    telephone (860) 565-6600, fax (860) 565-4503. This information may be 
    examined at the FAA, New England Region, Office of the Regional 
    Counsel, 12 New England Executive Park, Burlington, MA.
    
    FOR FURTHER INFORMATION CONTACT: Chris Gavriel, Aerospace Engineer, 
    Engine Certification Office, FAA, Engine and Propeller Directorate, 12 
    New England Executive Park, Burlington, MA 01803-5299; telephone (781) 
    238-7147, fax (781) 238-7199.
    
    SUPPLEMENTARY INFORMATION:
    
    Comments Invited
    
        Interested persons are invited to participate in the making of the 
    proposed rule by submitting such written data, views, or arguments as 
    they may desire. Communications should identify the Rules Docket number 
    and be submitted in triplicate to the address specified above. All 
    communications received on or before the closing date for comments, 
    specified above, will be considered before taking action on the 
    proposed rule. The proposals contained in this notice may be changed in 
    light of the comments received.
        Comments are specifically invited on the overall regulatory, 
    economic, environmental, and energy aspects of the proposed rule. All 
    comments submitted will be available, both before and after the closing 
    date for comments, in the Rules Docket for examination by interested 
    persons. A report summarizing each FAA-public contact concerned with 
    the substance of this proposal will be filed in the Rules Docket.
        Commenters wishing the FAA to acknowledge receipt of their comments 
    submitted in response to this notice must submit a self-addressed, 
    stamped postcard on which the following statement is made: ``Comments 
    to Docket Number 97-ANE-53-AD.'' The postcard will be date stamped and 
    returned to the commenter.
    
    Availability of NPRMs
    
        Any person may obtain a copy of this NPRM by submitting a request 
    to the FAA, New England Region, Office of the Regional Counsel, 
    Attention: Rules Docket No. 97-ANE-53-AD, 12 New England Executive 
    Park, Burlington, MA 01803-5299.
    
    Discussion
    
        The Federal Aviation Administration (FAA) has received reports of 
    certain Pratt & Whitney (PW) PW4000 series turbofan engine power loss 
    events occurring frequently during a critical phase of flight such as 
    takeoff or climb. The events have led to the flight crew conducting 
    rejected takeoffs and to engine power loss or shutdown events in 
    flight. A rejected takeoff could result in the airplane overrunning the 
    runway, incurring airplane damage, and injuring airplane occupants. 
    Engine power loss or shutdown during takeoff also significantly 
    increases crew workload during a critical phase of flight. The 
    investigations into these events revealed that they were caused by high 
    pressure compressor (HPC) surge that could require crew action to 
    recover. Further investigation revealed that the surge results from 
    excessive HPC rear stage rotor-to-case clearance. This condition, if 
    not corrected, could result in HPC surge, which can result in engine 
    power loss at a critical phase of flight such as takeoff.
        The FAA has reviewed and approved the technical contents of the 
    following PW Service Bulletins (SB): PW4ENG-72-484, Revision 3, dated 
    July 1, 1997, that describes procedures for HPC blade tip grinding at 
    the rotor assembly and introduces HPC aluminum oxide blade tip coating 
    in stages 9 through 15 compatible with tip grinding; PW4ENG-72-486, 
    Revision 1, dated November 23, 1994, that describes procedures for 
    modifying HPC 8th through 14th stage stators; PW4ENG-72-514, Revision 
    1, dated August 2, 1996, that describe procedures for high pressure 
    turbine (HPT) hardware modifications to accommodate the incorporation 
    of 1st stage HPT vanes with increased airflow area; and PW4ENG-72-575, 
    Revision 1, dated June 30, 1997, that describes procedures for 
    incorporating HPC 13th-15th stage zirconium oxide tips.
    
    [[Page 33296]]
    
        Since an unsafe condition has been identified that is likely to 
    exist or develop on other products of this same type design, the 
    proposed AD would require grinding of the HPC blade tips at the rotor 
    assembly and incorporation of HPC stage 9 through 12 aluminum oxide 
    blade tips, modification of HPC 8th through 14th stage stators, 
    modification of HPT hardware to accommodate incorporation of 1st stage 
    HPT vanes with increased airflow area and incorporation of these vanes, 
    and incorporation of HPC 13th through 15th stage zirconium oxide blade 
    tips, within 1,400 cycles in service after the effective date of this 
    AD, or prior to June 30, 1999, whichever occurs first. The calendar 
    end-date was based upon analysis of test data and service experience 
    data. The actions would be required to be accomplished in accordance 
    with the SBs described previously.
        There are approximately 187 engines of the affected design in the 
    worldwide fleet. The FAA estimates that there are currently 61 engines 
    installed on aircraft of U.S. registry that would be affected by this 
    proposed AD. Required parts would cost approximately $20,000 per 
    engine. Based on these figures, the total cost impact of the proposed 
    AD, including labor costs, is estimated to be $1,220,000.
        The regulations proposed herein would not have substantial direct 
    effects on the States, on the relationship between the national 
    government and the States, or on the distribution of power and 
    responsibilities among the various levels of government. Therefore, in 
    accordance with Executive Order 12612, it is determined that this 
    proposal would not have sufficient federalism implications to warrant 
    the preparation of a Federalism Assessment.
        For the reasons discussed above, I certify that this proposed 
    regulation (1) is not a ``significant regulatory action'' under 
    Executive Order 12866; (2) is not a ``significant rule'' under the DOT 
    Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); 
    and (3) if promulgated, will not have a significant economic impact, 
    positive or negative, on a substantial number of small entities under 
    the criteria of the Regulatory Flexibility Act. A copy of the draft 
    regulatory evaluation prepared for this action is contained in the 
    Rules Docket. A copy of it may be obtained by contacting the Rules 
    Docket at the location provided under the caption ADDRESSES.
    
    List of Subjects in 14 CFR Part 39
    
        Air transportation, Aircraft, Aviation safety, Safety.
    
    The Proposed Amendment
    
        Accordingly, pursuant to the authority delegated to me by the 
    Administrator, the Federal Aviation Administration proposes to amend 
    part 39 of the Federal Aviation Regulations (14 CFR part 39) as 
    follows:
    
    PART 39--AIRWORTHINESS DIRECTIVES
    
        1. The authority citation for part 39 continues to read as follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 44701.
    
    
    Sec. 39.13  [Amended]
    
        2. Section 39.13 is amended by adding the following new 
    airworthiness directive:
    
    Pratt & Whitney: Docket No. 97-ANE-53-AD.
    
        Applicability: Pratt & Whitney (PW) Model PW4152, PW4056, 
    PW4156, PW4256, PW4052, PW4158, W4060, PW4160, PW4460, PW4050, 
    PW4060A, PW4156A, PW4062, PW4462, PW4060C, and PW4650 turbofan 
    engines, not incorporating at least one of the modifications 
    described in the PW service bulletins (SBs) and listed in items (1) 
    through (6), excluding those engines having a (-3) identifier next 
    to the engine model number on the engine data plate. These engines 
    are installed on but not limited to Boeing 767 and 747 series 
    aircraft, McDonnell Douglas MD-11 series aircraft, and Airbus A310 
    and A300-600 series aircraft.
        (1) PW4ENG 72-484, Revision 3, dated July 1, 1997, or earlier 
    revisions, PW4ENG 72-486, Revision 1, dated November 23, 1994, or 
    original issue.
        (2) PW4ENG 72-484, Revision 3, dated July 1, 1997, or earlier 
    revisions, PW4ENG 72-575, Revision 1, dated June 30, 1997, or 
    original issue, PW4ENG 72-486, Revision 1, dated November 23, 1994, 
    or original issue.
        (3) PW4ENG 72-514, Revision 1, dated August 2, 1996, or original 
    issue.
        (4) PW4ENG 72-490, Revision 1, dated August 2, 1994, or original 
    issue.
        (5) PW4ENG 72-504, Revision 1, dated May 9, 1995, or original 
    issue.
        (6) PW4ENG 72-572, dated June 16, 1995.
    
        Note 1: This airworthiness directive (AD) applies to each engine 
    identified in the preceding applicability provision, regardless of 
    whether it has been modified, altered, or repaired in the area 
    subject to the requirements of this AD. For engines that have been 
    modified, altered, or repaired so that the performance of the 
    requirements of this AD is affected, the owner/operator must request 
    approval for an alternative method of compliance in accordance with 
    paragraph (b) of this AD. The request should include an assessment 
    of the effect of the modification, alteration, or repair on the 
    unsafe condition addressed by this AD; and, if the unsafe condition 
    has not been eliminated, the request should include specific 
    proposed actions to address it.
    
        Compliance: Required as indicated, unless accomplished 
    previously.
        To prevent high pressure compressor (HPC) surge, which can 
    result in engine power loss at a critical phase of flight such as 
    takeoff, accomplish the following:
        (a) Within 1,400 cycles in service (CIS) after the effective 
    date of this AD, or prior to June 30, 1999, whichever occurs first, 
    perform the following modifications:
        (1) Incorporate stage 9 through 12 aluminum oxide blade tips and 
    grind HPC blade tips at the rotor assembly in accordance with the 
    Accomplishment Instructions of PW SB No. PW4ENG-72-484, Revision 3, 
    dated July 1, 1997, concurrently with the requirements of paragraph 
    (a)(4) of this AD.
        (2) Modify HPC 8th-14th stage stators in accordance with the 
    Accomplishment Instructions of PW SB No. PW4ENG-72-486, Revision 1, 
    dated November 23, 1994.
        (3) Modify the 1st stage high pressure turbine (HPT) cooling 
    duct (TOBI Duct), install a metering plug in the Number 2 bearing 
    thrust balance vent tube, and incorporate 1st stage HPT vanes with 
    increased airflow area in accordance with the Accomplishment 
    Instructions of PW SB No. PW4ENG-72-514, Revision 1, dated August 2, 
    1996.
        (4) Incorporate HPC 13th-15th stage zirconium oxide blade tips 
    in accordance with the Accomplishment Instructions of PW SB No. 
    PW4ENG-72-575, Revision 1, dated June 30, 1997.
        (b) An alternative method of compliance or adjustment of the 
    compliance time that provides an acceptable level of safety may be 
    used if approved by the Manager, Engine Certification Office. 
    Operators shall submit their request through an appropriate FAA 
    Principal Maintenance Inspector, who may add comments and then send 
    it to the Manager, Engine Certification Office.
    
        Note 2: Information concerning the existence of approved 
    alternative methods of compliance with this airworthiness directive, 
    if any, may be obtained from the Engine Certification Office.
    
        (c) Special flight permits may be issued in accordance with 
    sections 21.197 and 21.199 of the Federal Aviation Regulations (14 
    CFR 21.197 and 21.199) to operate the aircraft to a location where 
    the requirements of this AD can be accomplished.
    
        Issued in Burlington, Massachusetts, on June 11, 1998.
    Jay J. Pardee,
    Manager, Engine and Propeller Directorate, Aircraft Certification 
    Service.
    [FR Doc. 98-16271 Filed 6-17-98; 8:45 am]
    BILLING CODE 4910-13-P
    
    
    

Document Information

Published:
06/18/1998
Department:
Federal Aviation Administration
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking (NPRM).
Document Number:
98-16271
Dates:
Comments must be received by August 17, 1998.
Pages:
33295-33296 (2 pages)
Docket Numbers:
Docket No. 97-ANE-53-AD
RINs:
2120-AA64: Airworthiness Directives
RIN Links:
https://www.federalregister.gov/regulations/2120-AA64/airworthiness-directives
PDF File:
98-16271.pdf
CFR: (1)
14 CFR 39.13