95-15402. In the Matter of: Elias Charles Dow, M.D. Boston, Massachusetts; Order Imposing a Civil Monetary Penalty  

  • [Federal Register Volume 60, Number 121 (Friday, June 23, 1995)]
    [Notices]
    [Pages 32716-32718]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-15402]
    
    
    
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    NUCLEAR REGULATORY COMMISSION
    [Docket No. 030-01888 License No. 20-06900-01 EA 95-038]
    
    
    In the Matter of: Elias Charles Dow, M.D. Boston, Massachusetts; 
    Order Imposing a Civil Monetary Penalty
    
    I
    
        Elias Charles Dow, M.D. (Licensee) is the holder of Byproduct 
    Materials License No. 20-06900-01 (License) issued by the Atomic Energy 
    [[Page 32717]] Commission on November 7, 1960. The License was most 
    recently renewed by the Nuclear Regulatory Commission (NRC or 
    Commission) on April 24, 1990, and is currently under timely renewal. 
    The License authorizes the Licensee to possess and use certain 
    byproduct materials in accordance with the conditions specified therein 
    at the Licensee's facility in Brookline, Massachusetts.
    
    II
    
        An inspection of the Licensee's activities was conducted on 
    February 8, and March 1, 1995, at the Licensee's facility located in 
    Brookline, Massachusetts. The results of this inspection indicated that 
    the Licensee had not conducted its activities in full compliance with 
    NRC requirements. A written Notice of Violation and Proposed Imposition 
    of Civil Penalty (Notice) was served upon the Licensee by letter dated 
    April 20, 1995. The Notice states the nature of the violations, the 
    provisions of the NRC's requirements that the Licensee had violated, 
    and the amount of the civil penalty proposed for one of the violations.
        The Licensee responded to the Notice in two letters, both dated 
    April 28, 1995. In its responses, the Licensee denies the violation 
    assessed a civil penalty (Violation I), and requests that the penalty 
    be withdrawn.
    
    III
    
        After consideration of the Licensee's response and the statements 
    of fact, explanation, and argument contained therein, the NRC staff has 
    determined, as set forth in the Appendix to this Order, the Violation I 
    occurred as stated in the Notice. The staff also has determined that an 
    adequate basis was not provided for mitigation of the penalty and that 
    a penalty of $750 should be imposed.
    
    IV
    
        In view of the foregoing and pursuant to Section 234 of the Atomic 
    Energy Act of 1954, as amended (Act), 42 U.S.C. 2282, and 10 CFR 2.205, 
    It is Hereby Ordered That:
        The Licensee pay a civil penalty in the amount of $750 within 30 
    days of the date of this Order, by check, draft, money order, or 
    electronic transfer, payable to the Treasurer of the United States and 
    mailed to James Lieberman, Director, Office of Enforcement, U.S. 
    Nuclear Regulatory Commission, One White Flint North, 11555 Rockville 
    Pike, Rockville, Maryland 20852-2738.
        The Licensee may request a hearing within 30 days of the date of 
    this Order. A request for a hearing should be clearly marked as a 
    ``Request for an Enforcement Hearing'' and shall be addressed to the 
    Director, Office of Enforcement, U.S. Nuclear Regulatory Commission, 
    Washington, D.C. 20555, with a copy to the Commission's Document 
    Control Desk, Washington, D.C. 20555. Copies also shall be sent to the 
    Assistant General Counsel for Hearings and Enforcement at the same 
    address and to the Regional Administrator, NRC Region I, 475 Allendale 
    Road, King of Prussia, PA 19406.
        If a hearing is requested, the Commission will issue an Order 
    designating the time and place of the hearing. If the Licensee fails to 
    request a hearing within 30 days of the date of this Order, the 
    provisions of this Order shall be effective without further 
    proceedings. If payment has not been made by that time, the matter may 
    be referred to the Attorney General for collection.
        In the event the Licensee requests a hearing as provided above, the 
    issues to be considered at such hearing shall be:
        (a) Whether the Licensee was in violation of the Commission's 
    requirements as set forth in Section I of the Notice referenced in 
    Section II above, and
        (b) Whether on the basis of such violation, this Order should be 
    sustained.
    
        Dated at Rockville, Maryland this 16th day of June 1995.
    
        For the Nuclear Regulatory Commission.
    James Lieberman,
    Director, Office of Enforcement.
    Appendix
    
    Evaluations and Conclusion
    
        On April 20, 1995, a Notice of Violation and Proposed Imposition 
    of Civil Penalty (Notice) was issued for violations identified 
    during a NRC inspection conducted at the Licensee's facility located 
    in Brookline, Massachusetts. The penalty was issued for one 
    violation. The Licensee responded to the Notice in two letters, both 
    dated April 28, 1995. In its responses, the Licensee denies the 
    violation assessed a penalty (Violation I), and requests that the 
    civil penalty be withdrawn. The NRC's evaluation and conclusion 
    regarding the Licensee's requests are as follows:
    
    Restatement of Violation I
    
        10 CFR 20.1801 requires that the licensee secure from 
    unauthorized removal or access licensed materials that are stored in 
    controlled or unrestricted areas. 10 CFR 20.1802 requires that the 
    licensee control and maintain constant surveillance of licensed 
    material that is in a controlled or unrestricted area and that is 
    not in storage. As defined in 10 CFR 20.1003, unrestricted area 
    means an area, access to which is neither limited nor controlled by 
    the licensee.
        Contrary to the above, as of February 8, 1995, the licensee did 
    not secure from unauthorized removal or limit access to licensed 
    materials stored in an unrestricted area. Specifically, on numerous 
    occasions, the licensee did not secure diagnostic capsules (each 
    containing between 14 and 129 microcuries of iodine-131(I-131)) 
    located in patients' homes, an unrestricted area, nor did the 
    licensee control and maintain constant surveillance of this licensed 
    material.
    
    Summary of Licensee's Response to Violation I
    
        In its responses, the Licensee denies the violation and requests 
    that the civil penalty be withdrawn.
        The Licensee states that the NMSS Licensee Newsletter 95-1 
    issued in March/April 1995, and the Federal Register dated January 
    25, 1995, both state that the medical administration of any 
    radiation or radioactive material to any individual, including an 
    individual who is not supposed to receive a medical administration, 
    is regulated by the Commission's provisions governing the medical 
    use of byproduct material (10 CFR Part 35) rather than the dose 
    limits in NRC's regulation concerning standards for protection 
    against radiation (10 CFR Part 20). The Licensee states that Part 35 
    takes precedence over Part 20 because the Licensee's use of I-131 in 
    this instance is a medical use. The Licensee states that the 
    regulation for unrestricted areas does not apply, and asserts that 
    this is stated in 10 CFR 20.1002. The Licensee states that it 
    appears that there should not have been a citation, since the I-131 
    was used for medical use.
        The Licensee also states that the dispensing of I-131 capsules 
    for diagnostic use has never resulted in any harm, and there is no 
    way that capsules containing between 14 and 129 microcuries could 
    have caused unnecessary exposure to members of the public anymore 
    than if the patient had ingested the same capsule prior to leaving 
    the premises. The Licensee further states that there have never been 
    any reports in medical literature of instances of I-131 causing any 
    harm to anyone at this dosage. The Licensee states that it is purely 
    speculative and misleading to state that this could cause any 
    unnecessary exposure to members of the public.
        The Licensee further states that a patient who ingests 25 
    millicuries of I-131 for therapeutic purposes is permitted to go 
    home, be with family, and mingle with the public without 
    restriction. In addition, the licensee states that it seems 
    paradoxical and illogical that the possession of a 100 microcurie 
    capsule, either in the patient's possession or ingested internally, 
    would constitute any public health hazard.
    
    NRC Evaluation of Licensee's Response to Violation I
    
        Notwithstanding the Licensee's contention, the NRC maintains 
    that a violation of 10 CFR Part 20 occurred, and that 10 CFR 20.1801 
    and 20.1802 required that the I-131 be [[Page 32718]] secured or 
    controlled until such time as it was administered to a patient. By 
    giving the I-131 capsules to patients to take to their residence for 
    self administration at a later time, the Licensee failed to secure 
    or control the licensed material as required.
        With respect to the Licensee's comment regarding the NMSS 
    Licensee Newsletter 95-1 issued March/April 1995, and the Federal 
    Register notice on January 25, 1995 (60 FR 4872), these documents 
    describe a proposed NRC rulemaking concerning errors in 
    administering radiation or radioactive materials for medical 
    purposes. That rulemaking, if adopted in final form, would clarify 
    that the dose limits for individual members of the public in 10 CFR 
    20.1301 do not apply to the exposure that the individual receives 
    from such an error.\1\ There is nothing in the proposed rulemaking 
    that would exempt the medical use of licensed material from 10 CFR 
    20.1801 and 20.1802, which are the requirements that are cited in 
    the violation. 10 CFR Part 35 does not take precedence over 10 CFR 
    Part 20. 10 CFR 20.1002, ``Scope'', specifically states that the 
    regulations in 10 CFR Part 20 apply to persons licensed pursuant to 
    10 CFR Parts 30 through 36, which includes 10 CFR Part 35, ``Medical 
    Use of Byproduct Material.'' Similarly, 10 CFR 35.1, ``Purpose and 
    scope'', states that the requirements and provisions of 10 CFR Part 
    20 apply to licensees subject to 10 CFR Part 35, unless specifically 
    exempted.
    
        \1\ Currently, 10 CFR 20.1002 provides that the limits of that 
    Part do not apply to doses due to exposure of patients to radiation 
    for the purpose of medical diagnosis or therapy.
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        Therefore, the NRC maintains that the violation occurred as 
    stated in the Notice.
        With respect to the Licensee's statement that dispensing of 
    capsules containing between 14 and 129 microcuries of I-131 could 
    not have caused any unnecessary exposure to members of the public 
    anymore than if the patient had ingested the same capsule prior to 
    leaving the premises, the NRC disagrees. Because of the Licensee's 
    lack of security or control over the capsule (i.e., after the 
    capsule had been given to the patient to take to the patient's 
    home), the capsule could have been ingested inadvertently by someone 
    other than the patient. Such an event would result in an unnecessary 
    radiation exposure to an unintended person far in excess of the 
    regulatory limits for radiation exposure to members of the public. 
    Therefore, the violation was properly categorized at Severity Level 
    III in accordance with the Enforcement Policy because of the 
    potential safety hazard.
    
    NRC Conclusion
    
        The NRC has concluded that the violation assessed a penalty 
    occurred as stated in the Notice. In addition, the NRC has concluded 
    that the Licensee did not provide an adequate basis for withdrawal 
    of the civil penalty. Accordingly, the proposed civil penalty in the 
    amount of $750 should be imposed.
    
    [FR Doc. 95-15402 Filed 6-22-95; 8:45 am]
    BILLING CODE 7590-01-M
    
    

Document Information

Published:
06/23/1995
Department:
Nuclear Regulatory Commission
Entry Type:
Notice
Document Number:
95-15402
Pages:
32716-32718 (3 pages)
Docket Numbers:
Docket No. 030-01888 License No. 20-06900-01 EA 95-038
PDF File:
95-15402.pdf