97-16340. Request for Comments on Development of Options to Encourage Animal Drug Approvals for Minor Species and for Minor Uses  

  • [Federal Register Volume 62, Number 120 (Monday, June 23, 1997)]
    [Proposed Rules]
    [Pages 33781-33783]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-16340]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    
    21 CFR Chapter I
    
    [Docket No. 97N-0217]
    
    
    Request for Comments on Development of Options to Encourage 
    Animal Drug Approvals for Minor Species and for Minor Uses
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Request for comments.
    
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    SUMMARY:  The Food and Drug Administration (FDA) is requesting comments 
    and suggestions relating to legislative and regulatory options to 
    facilitate the approval of new animal
    
    [[Page 33782]]
    
    drugs intended for use in minor species or intended for minor uses. The 
    agency is seeking comments and suggestions to assist its Center for 
    Veterinary Medicine (CVM) in fulfilling its responsibility under the 
    Animal Drug Availability Act of 1996 (the ADAA) to issue a report 
    setting forth legislative and regulatory options to facilitate 
    approvals of new animal drugs that fall into these two categories. 
    Facilitating approvals for minor uses and minor species will bring 
    about an increase in approvals of new animal drugs intended for these 
    uses, which would be desirable to address the scarcity of approved, 
    legally marketed new animal drugs intended for minor species or minor 
    uses.
    DATES: Written comments by September 8, 1997.
    
    ADDRESSES: Submit written comments to the Dockets Management Branch 
    (HFA-305), Food and Drug Administration, 12420 Parklawn Dr., rm. 1-23, 
    Rockville, MD 20857.
    
    FOR FURTHER INFORMATION CONTACT:  George A. (Bert) Mitchell, Center for 
    Veterinary Medicine (HFV-6), Food and Drug Administration, 7500 
    Standish Pl., Rockville, MD 20855, 301-594-1761.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
        ``Minor use'' of new animal drugs is defined in the Code of Federal 
    Regulations at Sec. 514.1(d)(1)(i) (21 CFR 514.1(d)(1)(i)) as ``the use 
    of: (a) New animal drugs in minor animal species, or (b) new animal 
    drugs in any animal species for the control of a disease that (1) 
    occurs infrequently or (2) occurs in limited geographic areas.''
        ``Minor species'' are defined at Sec. 514.1(d)(1)(ii) as ``animals 
    other than cattle, horses, swine, chickens, turkeys, dogs, and cats. 
    Sheep are a minor species with respect to effectiveness and animal 
    safety data collection requirements; sheep are a major species with 
    respect to human safety data collection requirements arising from the 
    possible presence of drug residues in food.''
        Because the markets are small for approved new animal drugs 
    intended for minor species or for minor uses, there are often 
    insufficient economic incentives to motivate sponsors to develop the 
    data necessary to support approvals. Consequently, manufacturers have 
    not, in many cases, been willing to fund research to obtain these data. 
    Accordingly, only small numbers of new animal drugs intended for minor 
    species or for minor uses have been approved and are legally marketed.
        Because of the limited availability of approved new animal drugs 
    intended for use in minor species or for minor uses, veterinarians, 
    animal owners, and livestock producers have limited options for 
    treatment of sick animals. In many cases, the available choices are to 
    leave a sick animal untreated or to treat the animal with an unapproved 
    drug. Even though it might appear that the absence of drug treatment 
    would be safe for both the public and the environment, in the absence 
    of approved therapies, there are increased public health hazards 
    associated with the failure to treat sick animals. For example, the 
    transmission of zoonotic disease is a significant public health risk 
    associated with leaving animals untreated, as is the reduced 
    wholesomeness of food associated with higher morbidity and mortality 
    resulting from failure to treat. The shedding of disease-producing 
    organisms by untreated animals into the environment also increases 
    health risks to other animals and to humans.
        Although FDA has attempted to encourage the submission of approvals 
    for minor species and uses in various ways, the agency's efforts to 
    promote such approvals have thus far met with only limited success.
        In addition, FDA recently issued final regulations implementing the 
    Animal Medicinal Drug Use Clarification Act of 1994 (the AMDUCA) (Pub. 
    L. 103-396). The AMDUCA and the implementing regulations allow 
    veterinarians, if they follow the conditions set forth in the 
    regulations, to prescribe approved drugs for extralabel therapeutic use 
    in animals. While the AMDUCA does give veterinarians more legal 
    treatment options, the AMDUCA will not, and was not intended to, 
    facilitate the approval of new animal drugs for minor species or minor 
    uses.
    
    II. The ADAA
    
         On October 9, 1996, the President signed the ADAA (Pub. L. 104-
    250) into law. The primary purpose of the ADAA is to facilitate the 
    approval and marketing of new animal drugs and medicated feeds by 
    building ``needed flexibility'' into the animal drug review processes 
    ``to enable more efficient approval and more expeditious marketing of 
    safe and effective animal drugs'' (H. Rept. 104-823 at 8).
        Section 2(f) of the ADAA directs the Secretary of Health and Human 
    Services (the Secretary) to consider legislative and regulatory options 
    for facilitating approval under section 512 of the Federal Food, Drug, 
    and Cosmetic Act (the act) (21 U.S.C. 360b) of new animal drugs 
    intended for use in minor species or for minor uses. The ADAA further 
    requires the Secretary to announce proposals for legislative or 
    regulatory change to the approval process for new animal drugs intended 
    for use in minor species or for minor uses within 18 months after the 
    date of enactment (i.e., no later than April 9, 1998).
        CVM plans to publish a notice of availability in the Federal 
    Register and solicit comments on a revised guidance entitled ``Minor 
    Use Guidance Document: A Guide to the Approval of Animal Drugs for 
    Minor Uses and for Minor Species.'' CVM intends this revised guidance 
    will be published as a Level 1 guidance document to facilitate the 
    submission of new animal drug applications for drugs intended for minor 
    uses and for minor species by clarifying how the agency believes that 
    new animal drug approvals for minor species and for minor uses can be 
    achieved, even as FDA develops the proposals required under the ADAA.
        This notice requests comments from animal drug manufacturers, users 
    of animal drugs, and interested groups and individuals so that the 
    agency can fulfill this statutory mandate of the ADAA.
    
    III. Agency Request for Comments
    
        FDA is in the process of developing legislative and regulatory 
    options for encouraging approvals of new animal drugs for use in minor 
    species and for minor uses. As part of this process, the agency 
    believes that it would be helpful to obtain comments and additional 
    information on particular issues, as well as additional suggestions of 
    legislative or regulatory options. FDA would find especially helpful 
    comments that address target animal safety, food safety, effectiveness, 
    labeling, manufacturing, environmental impact, and other concerns 
    related to the agency's statutory responsibilities.
        Accordingly, FDA is specifically requesting comments and 
    information on the questions and subjects below. This list is not all-
    inclusive, however, and is not intended to limit the range of options 
    available for public comment. The agency asks that comments be as 
    detailed as possible, with explanations and information to assist FDA 
    in evaluating whether the approaches will effectuate the purposes of 
    the ADAA: That products be safe and effective, accurately labeled, 
    consistently produced, and, most critically, whether the result will be 
    larger numbers of approved new animal drugs for use in minor species or 
    for minor uses.
        FDA does not intend anyone to read this list as any indication of 
    the agency's position on a particular approach or a determination that 
    the agency has the resources to implement such an approach.
    
    [[Page 33783]]
    
    A. Scope
    
        The agency seeks comments on the criteria found at Sec. 514.1(d)(1) 
    for the determination of a minor species or a minor use.
    
    B. Creating Additional Statutory Authority
    
        Should there be different standards for target animal safety and 
    effectiveness of new animal drugs intended for use in minor species or 
    for minor uses? Should there be different standards for human food 
    safety for new animal drugs intended for minor species and for minor 
    uses? If so, what should those standards be? Should the standards be 
    the same for all minor species or uses? Why? Should products be labeled 
    to reflect the use of different standards? If not, why not? If the act 
    were amended to permit FDA to approve new animal drugs for a minor 
    species or minor use under different standards, how would appropriate 
    doses be determined and how would residue depletion and withdrawal 
    times for food animals be determined?
        On the human drug side, certain critical drugs for life-threatening 
    and serious diseases are approved though an accelerated approval 
    process in which followup studies are required to confirm approval (see 
    21 CFR part 314, subpart H). Similarly, section 522 of the act (21 
    U.S.C. 360l) requires and authorizes the agency to require postmarket 
    surveillance of certain devices to protect the public health or provide 
    safety and effectiveness data. Would sponsors and users accept 
    conditional approvals and postmarket surveillance as a tradeoff for 
    requiring less in the way of premarket target animal safety and 
    effectiveness studies for new animal drugs for minor species or minor 
    uses? Should a drug approved under such a mechanism bear labeling that 
    reflects its conditional status?
        Should the act be amended to allow FDA to accept foreign reviews or 
    approvals of new animal drugs for minor species or for minor uses? How 
    should Congress or FDA determine whether the reviews or approvals of a 
    particular country or countries are acceptable as a basis for approval 
    of uses for minor species or for minor uses.
        Should the current statutory standard for new animal drug approval 
    for drugs intended for minor species or minor uses or any alternative 
    standard be implemented through a primary review process external to 
    the agency? If so, how might this process be administered? Who should 
    pay for the external reviews?
        Could determinations of animal safety and effectiveness by expert 
    panels or compendia be used to support drug approvals for minor species 
    and minor uses? If so, what information would serve as the basis for 
    such determinations? Should the determinations of these panels or other 
    information be used to issue monographs or similar standards? Who would 
    draft monographs or similar standards and why?
    
    C. Administrative and Regulatory Changes
    
        Should there be different standards for manufacturing of drugs for 
    minor species or minor uses? If so, what should those standards be? 
    Should products be labeled to reflect the use of different 
    manufacturing standards?
        Would a strategy similar to that used by the agency to facilitate 
    drug approvals for some aquatic species be successful if extended to 
    other minor species? That strategy includes coordination of 
    investigational new animal drug (INAD) information collected or 
    generated by end users. It also includes a centrally-organized and CVM-
    operated field education program directed at end users as potential 
    INAD sponsors. In which species/uses would such an approach work or not 
    work? Why?
    
    D. Creating Incentives
    
        Would economic incentives, such as tax breaks, grants, and periods 
    of market or label exclusivity, encourage the pursuit of approvals or 
    supplemental approvals for labeling modifications for minor species or 
    minor uses? If so, what kinds of incentives would be most effective? 
    Would different kinds of incentives be appropriate for different 
    classes of new animal drugs, such as drugs for hobbyist-owned tropical 
    fish as contrasted with production drugs for fish intended for human 
    consumption?
        What incentives would encourage sponsors to pursue approval of a 
    drug for a minor species or for a minor use using data in public master 
    files (PMF's)? Are there concerns about data in PMF's that make new 
    animal drug sponsors reluctant to rely on such data? What are those 
    concerns? How could they be addressed?
        If producer groups or other organizations were willing to conduct 
    or otherwise fund studies to demonstrate safety and efficacy for new 
    animal drug approvals for minor species or minor uses, would sponsors 
    be willing to use the data from the studies to support approvals and 
    new or revised labeling? If not, why not?
        Should a program similar to the U.S. Department of Agriculture's 
    National Research Support Program #7 (NRSP-7), which currently funds 
    studies for minor use therapeutic uses for food- and fiber-producing 
    animals, be developed for wildlife and zoo animals and/or for 
    production uses? Should the NRSP-7 program be expanded to cover such 
    uses?
        Could and should philanthropic, public interest, or other not-for-
    profit organizations be encouraged to fund research for the development 
    of new animal drugs intended for use in minor species or for minor 
    uses? If so, how, and by whom?
        Are there mechanisms other than the new animal drug approval 
    process and extralabel uses of animal and human drugs under the AMDUCA 
    that could enhance drug availability for minor species and for minor 
    uses?
    
    E. Extending Existing Legal Authority
    
        Would legislation be desirable to extend the AMDUCA to permit 
    extralabel use of: (1) Medicated feeds or (2) reproductive hormones and 
    implants? What are the pros and cons of approval versus extralabel use 
    under the AMDUCA?
    
    IV. Comments
    
        Interested persons may, on or before September 8, 1997, submit to 
    the Dockets Management Branch (address above) written comments 
    regarding this document. Two copies of any comments are to be 
    submitted, except that individuals may submit one copy. Comments are to 
    be identified with the docket number found in brackets in the heading 
    of this document. Received comments may be seen in the office above 
    between 9 a.m. and 4 p.m., Monday through Friday.
    
        Dated: June 12, 1997.
    William K. Hubbard,
    Associate Commissioner for Policy Coordination.
    [FR Doc. 97-16340 Filed 6-18-97; 1:40 pm]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Comments Received:
0 Comments
Published:
06/23/1997
Department:
Food and Drug Administration
Entry Type:
Proposed Rule
Action:
Request for comments.
Document Number:
97-16340
Dates:
Written comments by September 8, 1997.
Pages:
33781-33783 (3 pages)
Docket Numbers:
Docket No. 97N-0217
PDF File:
97-16340.pdf
CFR: (1)
21 CFR None