99-16136. Privacy Act; Proposed New System of Records  

  • [Federal Register Volume 64, Number 121 (Thursday, June 24, 1999)]
    [Notices]
    [Pages 33901-33903]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-16136]
    
    
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    DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
    
    [Docket No. FR-4456-N-03]
    
    
    Privacy Act; Proposed New System of Records
    
    AGENCY: Office of the Chief Information Officer, HUD.
    
    ACTION: Establish a new system of records.
    
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    SUMMARY: The Department of Housing and Urban Development (HUD) proposes 
    to establish a new record system to add to its inventory of systems of 
    records subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended. 
    The proposed new system is entitled Equal Employment Opportunity 
    Monitoring and Analysis System (EEOMAS), HUD/ODEEO/01. EEOMAS is the 
    management information system used to monitor and evaluate the 
    Department's equal employment and affirmative employment efforts and 
    accomplishments. It contains selected personal information on each HUD 
    employee which is essential in conducting demographic analyses between 
    the work force and the civilian labor force and concentration analyses 
    of the dispersion of employees within the work force.
    
    DATES: Effective Date: This action shall be effective without further 
    notice in 30 calendar days (July 24, 199) unless comments are received 
    during or before this period that would result in a contrary 
    determination.
    
        Comments due by: July 26, 1999.
    
    ADDRESSES: Interested persons are invited to submit comments regarding 
    this new system of records to the Rules Docket Clerk, Office of General 
    Counsel, room 10276, Department of Housing and Urban Development, 451 
    Seventh Street,
    
    [[Page 33902]]
    
    SW, Washington, DC 20410-05000. Communications should refer to the 
    above docket number and title. An original and four copies of the 
    comments should be submitted. Facsimile (FAX) comments are not 
    acceptable. A copy of each communication submitted will be available 
    for public inspection and copying between 7:30 a.m. and 5:30 p.m. 
    weekdays at the above address.
    
    FOR FURTHER INFORMATION CONTACT: Jeanette Smith, Department Privacy Act 
    Officer, Telephone Number (202) 708-2374, or Thelma Cockrell, 
    Departmental Affirmative Employment Program Manager, Telephone Number 
    (202) 708-5921, extension 6866.
    
    SUPPLEMENTARY INFORMATION: Pursuant to the Privacy Act of 1974 (5 
    U.S.C. 552a), as amended notice is given that HUD proposes to establish 
    a new system of records identified as HUD/ODEEO/01, Equal Employment 
    Opportunity Monitoring and Analyses system (EEOMAS).
        Title 5 U.S.C. 552a(e)(4) and (11) provide that the public be 
    afforded a 30-day period in which to comment on the new record system.
        The new system report was submitted to the Office of Management and 
    Budget (OMB), the Senate Committee on Governmental Affairs, and the 
    House Committee on Government Operations pursuant to paragraph 4c of 
    Appendix 1 to OMB Circular No. A-130, ``Federal Responsibilities for 
    Maintaining Records About Individuals,'' July 25, 1994, 59 FR 37914.
    
        Dated: June 14, 1999.
    Gloria R. Parker,
    Chief Information Officer.
    HUD/ODEEO/01
    
    SYSTEM NAME:
        Equal Employment Opportunity Monitoring and Analysis System 
    (EEOMAS).
    
    SYSTEM LOCATION:
        Department of Housing and Urban Development, HUD 451 Seventh Street 
    SW, Room 2112, Washington, DC 20410
    
    CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
        Personal and employment related data items on each HUD employee, 
    and information on EEO discrimination complaint processing covering 
    both HUD employees and applicants for employment.
    
    CATEGORIES OF RECORDS IN THE SYSTEM:
        This system contains ``selected'' personal information on each 
    employee, depending on the employee's type of appointment with the 
    Department, including the employee's: Full name, Date of Birth, Social 
    Security Number, Race, Sex, Disability Status, Pay Plan, Grade and 
    Step, Annual Salary, Occupational Series, Position Title, Organization 
    Code, GSA Location Code, Duty Station, Veteran Preference, Type of 
    Appointment, Tenure Group, Work Schedule, Type of Employment, FLSA, 
    Bargaining Unit Status, Occupational Category, Type of Position, 
    Supervisory Status, Position Sensitivity, Education Level, Academic 
    Discipline, Year of Degree, Special Employee Code, Special Program Code 
    Performance Rating, Performance Year, Enter on Duty Date w/HUD, Date 
    last Grade Promotion, Target Grade, and Date entered Present Position.
        The EEO Discrimination Complaint processing portion of the system 
    contains information on complaints, both formal and informal, filed by 
    HUD employees and applicants for employment. The information in EEOMAS 
    includes, but is not limited to: Complainant's Name, Social Security 
    Number, Complaint Type, Alleged Discriminating Official, Basis/Issues, 
    Witnesses, Related Correspondence, Step-by-Step Processing Record, 
    Final Disposition, and Summary of Complaint
    
    AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
        The legal bases for maintaining the system are:
        Section 717 of Title VII of the Civil Rights Act of 1964, as 
    amended, to ensure enforcement of Federal equal employment opportunity 
    policy; to requires Federal agencies to maintain Affirmative Employment 
    Programs apply the same legal standards to prohibit discrimination 
    established for private employers; and to eliminate discrimination that 
    Congress found existing throughout the Federal employment system. The 
    Rehabilitation Act of 1973, as amended, required the same for persons 
    with disabilities;
        The Uniform Guidelines on Employee Selection Procedures, dated 8/
    78, requires records to be maintained which allow determinations to be 
    made of the impact of selection procedures on members of various race, 
    sex and ethnic groups;
        The Civil Service Reform Act of 1978, requires Federal agencies to 
    conduct affirmative recruitment for those occupations and grades within 
    their work force in which underrepresentation of women and minorities 
    exists;
        Equal Employment Opportunity Commission (EEOC) Management Directive 
    (MD) 702, dated 12/79, required that Federal agencies develop and 
    implement information systems that provide periodical status reports on 
    a statistical work force profiles and on affirmative employment 
    objectives; and
        Federal Personnel Manual (FPM) Letters 720-4, dated 1/80 and 720-6, 
    dated 10/80, established broad instructions and procedures for the 
    collection of race, sex, and ethnic origin data on job applicants.
    
    PURPOSE(S):
        The Equal Employment Opportunity Monitoring and Analysis System is 
    the management information system used to monitor and evaluate the 
    Department's equal employment opportunity and affirmative employment 
    efforts and accomplishments.
    
    ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM INCLUDING CATEGORIES 
    OF USERS AND THE PURPOSES OF SUCH USES:
        None.
    
    POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
    AND DISPOSING OF RECORDS IN THE SYSTEM:
    STORAGE:
        EEOMAS is a LAN based computerized system. The data is updated 
    quarterly using the National Finance Center (NFC) data extracts. The 
    data is downloaded into EEOMAS via mainframe computer.
    
    RETRIEVABILITY:
        Since EEOMAS is an internal management information system used to 
    monitor, evaluate, and report the effectiveness of the Department's 
    EEO/AE Program, the data is retrievable by any of the data items listed 
    under ``Categories of Records in the System.'' However, all EEOMAS 
    Users, excluding those in the Office of Departmental Equal Employment 
    Opportunity, have restricted access. Those users cannot retrieve 
    individually identified personal privacy information
    
    SAFEGUARDS:
        EEOMAS is a LAN based computerized system and only authorized users 
    have the EEOMAS icon on their computers.
        In addition to the icon, only those users who have been entered 
    into EEOMAS as ``authorized'' and assigned a password can access it. 
    EEOMAS access passwords are assigned and entered by the designated 
    System Administrators in ODEEO.
        All EEOMAS Users, excluding ``need to know'' ODEEO staff, have 
    ``Browse Only'' access to non-restricted information.
        Authorized EEOMAS Users have limited access to their respective 
    organizations (i.e. authorized EEOMAS
    
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    Users in Housing can view only Housing data, etc.).
        All individually identified employee information in EEOMAS for 
    which unauthorized disclosure would constitute an unwarranted invasion 
    of personal privacy (employee name in conjunction with the race, sex, 
    age, date of birth, social security number, etc.) has been deleted or 
    shaded from view by all EEOMAS Users, except ODEEO's ``need to know'' 
    staff.
        All information is stored in a computerized database. Any hard copy 
    reports, not in statistical format, generated from the database are 
    kept in locked offices with restricted access.
    
    RETENTION AND DISPOSAL:
        All EEO/AE data must be retained for a period of five (5) years in 
    accordance with HUD's Record Disposition Schedule, after which 
    computerized data is erased. All statistical hard copy reports are 
    recycled. Any reports containing personal privacy data are shredded.
    
    SYSTEM MANGER(S) AND ADDRESS:
        Director, Affirmative Employment Division, Director, Equal 
    Opportunity Division, Departmental Affirmative Employment Program, 451 
    Seventh Street, SW, Room 2112, Washington, DC 20410.
    
    NOTIFICATION PROCEDURES:
        For information, assistance, or inquiry about the existence of 
    records, contact the Privacy Act Officer at the Department of Housing 
    and Urban Development, 451 7th Street SW, Room P8202, Washington, DC 
    20410, in accordance with procedures in 24 CFR part 16.
    
    CONTESTING RECORD PROCEDURES:
        The Department's rules for contesting the contents of records and 
    appealing initial denials, by the individual concerned, appears in 24 
    CFR part 16. If additional information or assistance is needed, it may 
    be obtained by contacting: (i) In relation to contesting contests of 
    records, the Privacy Act Officer at the appropriate location, the 
    Department of Housing and Urban Development, 451 Seventh Street, SW, 
    Room P8202, Washington, DC 20410 and (ii) in relation to appeals of 
    initial denials, the Department of Housing and Urban Development, 
    Departmental Privacy Appeals Officer, Office of General Counsel, 451 
    Seventh Street, Southwest, Washington, DC 20410.
    
    RECORD SOURCE CATEGORIES:
        Initial employee personal information is collected when first 
    appointed as HUD employees (i.e. full name, social security, date of 
    birth, disability status, etc.).
        Initial position/employment related information for each employee 
    is derived from the type of appointment and specific position (title, 
    series, grade, organization, duty station, etc.) under/for which they 
    were hired.
        Updates to information on current employees are the results of 
    personnel actions affecting employees (i.e. promotions, reassignments, 
    etc.) and those self initiated by employees (i.e. changes in disability 
    status/medical condition).
        Information on EEO Discrimination Complaint processing is collected 
    and entered directly into EEOMAS by ODEEO staff as complaints are filed 
    and processed.
    
    EXEMPTIONS FROM CERTAIN PROVISIONS OF THE ACT:
        None.
    
    [FR Doc. 99-16136 Filed 6-23-99; 8:45 am]
    BILLING CODE 4210-01-M
    
    
    

Document Information

Published:
06/24/1999
Department:
Housing and Urban Development Department
Entry Type:
Notice
Action:
Establish a new system of records.
Document Number:
99-16136
Pages:
33901-33903 (3 pages)
Docket Numbers:
Docket No. FR-4456-N-03
PDF File:
99-16136.pdf