[Federal Register Volume 60, Number 122 (Monday, June 26, 1995)]
[Notices]
[Pages 33017-33018]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-15503]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 21142; 811-6470]
Smith Barney Shearson FMA Trust; Notice of Application
June 19, 1995.
Agency: Securities and Exchange Commission (``SEC'').
Action: Notice of Application for Deregistration under the Investment
Company Act of 1940 (the ``Act'').
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Applicant: Smith Barney Shearson FMA Trust.
Relevant Act Section: Section 8(f).
Summary of Application: Applicant requests an order declaring it has
ceased to be an investment company.
Filing Date: The application was filed on May 24, 1995.
Hearing or Notification of Hearing: An order granting the application
will be issued unless the SEC orders a hearing. Interested persons may
request a hearing by writing to the SEC's Secretary and serving
applicant with a copy of the request, personally or by mail. Hearing
requests should be received by the SEC by 5:30 p.m. on July 17, 1995,
and should be accompanied by proof of service on the applicant, in the
form of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons may request
notification of a hearing by writing to the SEC's Secretary.
Addresses: Secretary, SEC, 450 Fifth Street, NW., Washington, DC 20549.
Applicant, 388 Greenwich Street, New York, New York 10013.
For Further Information Contact: Diane L. Titus, Paralegal Specialist,
at (202) 942-0584, or C. David Messman, Branch Chief, at (202) 942-0564
(Division of Investment Management, Office of Investment Company
Regulation).
Supplementary Information: The following is a summary of the
application. The complete application may be obtained for a fee from
the SEC's Public Reference Branch.
Applicant's Representations
1. Applicant is an open-end management investment company organized
as a business trust under the laws of the Commonwealth of
Massachusetts. On November 11, 1991, applicant registered under the
Act, and on November 12, 1991, applicant filed a registration statement
under section 8(b) of the Act and under the Securities Act of 1993.
Applicant's Registration Statement became effective on January 24,
1992. [[Page 33018]]
2. Applicant never made a public offering of its shares.
Applicant's only shareholder was its sponsor, Shearson Lehman Brothers,
which invested $100,000 in applicant as initial capital.
3. The Trustees of applicant, including the Trustees who are not
interested persons, unanimously approved a Plan of Dissolution,
Liquidation and Termination (the ``Plan'') providing for the
dissolution of applicant, the liquidation of the applicant's assets and
the distribution of all proceeds of such liquidation. Applicant's sole
shareholder approved the Plan on July 21, 1994. Pursuant to the Plan,
applicant's net assets were distributed in cash to applicant's sole
shareholder.
4. No expenses of the Plan were borne by the shareholders of
applicant. All such expenses were borne by applicant's adviser and
administrator. Applicant has no known debts or other liabilities which
remain outstanding.
5. Applicant has no shareholders and no assets. Applicant is not a
party to any litigation or administrative proceeding. Applicant is not
engaged in, nor does it propose to engage in, any business activities
other than those necessary to wind up its affairs. Applicant intends to
file a Certificate of Cancellation with the Commonwealth of
Massachusetts to terminate its existence.
For the SEC, by the Division of Investment Management, under
delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 95-15503 Filed 6-23-95; 8:45 am]
BILLING CODE 8010-01-M
