94-15608. Confirmation of Securities TransactionsExtension of Comment Period  

  • [Federal Register Volume 59, Number 123 (Tuesday, June 28, 1994)]
    [Unknown Section]
    [Page ]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-15608]
    
    
    [Federal Register: June 28, 1994]
    
    
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    SECURITIES AND EXCHANGE COMMISSION
    
    17 CFR Part 240
    
    [Release No. 34-34245; File No. S7-6-94]
    RIN 3235-AF84, 3235 AG12
    
    
    Confirmation of Securities Transactions--Extension of Comment 
    Period
    
    AGENCY: Securities and Exchange Commission.
    
    ACTION: Extension of comment period.
    
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    SUMMARY: The Securities and Exchange Commission is extending the public 
    comment period from June 15, 1994, to July 15, 1994, for proposed 
    amendments to Rule 10b-10 and a new rule, Rule 15c2-13, which would 
    require brokers, dealers, and municipal securities dealers to make 
    certain disclosures on their customer confirmations.
    
    DATES: Comments must be submitted on or before July 15, 1994.
    
    ADDRESSES: Comments should be submitted in triplicate to Jonathan G. 
    Katz, Secretary, Securities and Exchange Commission, 450 Fifth Street 
    NW., Washington, DC 20549. All comment letters should refer to File No. 
    S7-6-94. All comments received will be available for public inspection 
    and copying at the Commission's Public Reference Room, 450 Fifth Street 
    NW., Washington, DC 20549.
    
    FOR FURTHER INFORMATION CONTACT: C. Dirk Peterson, Senior Counsel, 
    (202) 942-0073, Securities and Exchange Commission, Division of Market 
    Regulation, 450 Fifth Street NW., Washington, DC 20549.
    
    SUPPLEMENTARY INFORMATION: On March 9, 1994, the Commission proposed 
    for public comment amendments to Rule 10b-10 and a new rule, Rule 15c2-
    13 under the Securities Exchange Act of 1934 (Securities Exchange Act 
    Release No. 33743, 59 FR 12767). Those proposals expanded the 
    information that brokers, dealers, and municipal securities would be 
    required to disclose on a customer confirmation. The proposals are 
    designed to aid investors in monitoring their securities transactions 
    and update the Commission's confirmation requirements to reflect 
    changes in the securities markets.
        At the time these proposals were published, the Commission 
    established a 90-day comment period that expired on June 15, 1994. The 
    Commission has received several requests from interested persons to 
    extend the comment period. In light of the complex issues raised by 
    these proposals and the need to solicit the views of as many persons 
    who will be affected by the proposals as possible, the Commission is 
    extending the comment period 30 days. Accordingly, the comment period 
    is extended to July 15, 1994.
    
        Dated: June 22, 1994.
    
        By the Commission.
    Margaret H. McFarland,
    Deputy Secretary.
    [FR Doc. 94-15608 Filed 6-27-94; 8:45 am]
    BILLING CODE 8010-01-M
    
    
    

Document Information

Published:
06/28/1994
Department:
Securities and Exchange Commission
Entry Type:
Uncategorized Document
Action:
Extension of comment period.
Document Number:
94-15608
Dates:
Comments must be submitted on or before July 15, 1994.
Pages:
0-0 (None pages)
Docket Numbers:
Federal Register: June 28, 1994, Release No. 34-34245, File No. S7-6-94
RINs:
3235 AG12, 3235-AF84
CFR: (1)
17 CFR 240