05-12663. List of Foreign Issuers That Have Submitted Information Under the Exemption Relating to Certain Foreign Securities
-
Start Preamble
June 21, 2005.
Foreign private issuers with total assets in excess of $10,000,000 and a class of equity securities held of record by 500 or more persons, of which 300 or more reside in the United States, are subject to registration under Section 12(g) of the Securities Exchange Act of 1934 [1] (the “Act”).[2]
Rule 12g3-2(b) [3] provides an exemption from registration under Section 12(g) of the Act with respect to a foreign private issuer that submits to the Commission, on a current basis, the material required by the rule. The informational requirements are designed to give investors access to certain information so they have the opportunity to inform themselves about the issuer. The rule requires the issuer to provide the Commission with information that it: (1) Has made or is required to make public pursuant to the law of the country of its domicile or in which it is incorporated or organized; (2) has filed or is required to file with a stock exchange on which its securities are traded and that was made public by such exchange; and/or (3) has distributed or is required to distribute to its security holders.
When the Commission adopted Rule 12g3-2(b) and other rules [4] relating to foreign securities, it indicated that from time to time it would publish lists of foreign issuers that have claimed exemptions from the registration provisions of Section 12(g) of the Act.[5] The purpose of this release is to assist in making brokers, dealers, and investors aware that some form of relatively current information concerning the issuers included in this list is available in our public files.[6] We also wish to bring to the attention of brokers, dealers, and investors the fact that current information concerning foreign issuers may not necessarily be available in the United States.[7] We continue to expect that brokers and dealers will consider this fact in connection with their obligations under the federal securities laws to have a reasonable basis for recommending those securities to their customers.[8]
You may direct any questions regarding Rule 12g3-2 or the list of issuers in this release to Susan Min, Office of International Corporate Finance, Division of Corporation Finance, Securities and Exchange Commission, Room 3628, Washington, DC 20549, (202) 551-3450. This release is available on the Commission's Web site at http://www.sec.gov/rules/other.shtml. Requests for copies may also be directed to the Public Reference Desk, Securities and Exchange Commission, Washington, DC 20549, (202) 551-8090.
Start SignatureFor the Commission, by the Division of Corporation Finance, pursuant to delegated authority.
Jill M. Peterson,
Assistant Secretary.
Start Printed Page 37138 End PreambleCompany name Country File No. 4 Imprint Group plc United Kingdom 82-5104 AB Lietuvos Telekomas Lithuania 82-5086 ABSA Group Ltd South Africa 82-4569 Acclaim Energy Trust Canada 82-34789 Accor S.A France 82-4672 ACOM Co. Ltd Japan 82-4121 Adidas Salomon AG Germany 82-4278 Advantage Energy Income Fund Canada 82-34742 AEM S.p.A Italy 82-4911 AEON Co. Ltd Japan 82-34806 Aeroflot Russian International Airlines Russia 82-4592 Africa Israel Investments Ltd Israel 82-34865 African Bank Investments South Africa 82-34828 African Marine Minerals Corp Canada 82-3329 Afrikander Lease Lt+A391d South Africa 82-34632 Agenix Ltd Australia 82-34639 Agricore United Canada 82-34725 Start Printed Page 37129 AIFUL Corp Japan 82-4802 Airspray N.V Netherlands 82-34700 Akbank T.A.S Turkey 82-34825 Alchemia Ltd Australia 82-34820 Aldeasa S.A Spain 82-4774 Alea Group Holdings (Bermuda) Ltd Bermuda 82-34885 All Nippon Airways Co. Ltd Japan 82-1569 Altai Resources, Inc Canada 82-2950 Altran Technologies S.A France 82-5164 Amadeus Global Travel Distribution S.A Spain 82-5173 AMEC plc United Kingdom 82-34881 American Manor Corp Canada 82-4158 AMP Ltd Australia 82-34713 AMRAD Corp. Ltd Australia 82-4867 AmSteel Corp Berhad Malaysia 82-3318 Angang New Steel Co. Ltd China 82-34663 Anglo American Corp. of South Africa South Africa 82-97 Anglo Irish Bank Corp. plc Ireland 82-3791 Antisense Therapeutics Limited Australia 82-34841 Antofagasta plc United Kingdom 82-4987 AO Mosenergo Russia 82-4475 AO Samaraenergo Russia 82-4708 AO Surgutneftegas Russia 82-4302 AO TD Gum Russia 82-4132 APF Energy Trust Canada 82-5166 Applied Gaming Solutions of Canada Inc Canada 82-4832 Aquarius Platinum Ltd Bermuda 82-5097 Arcelor SA Luxembourg 82-34727 Arcon International Resources plc Ireland 82-4803 Argent Resources Ltd Canada 82-5091 Arisawa Manufacturing Co. Ltd Japan 82-4620 Aristocrat Leisure Ltd Australia 82-34870 Ark Therapeutics PLC United Kingdom 82-34804 Artel Solutions Group Holdings Limited Cayman Islands 82-34697 Asia Fiber Public Co. Ltd Thailand 82-2842 Assa Abloy AB Sweden 82-34735 Astro All Asian Networks plc United Kingdom 82-34815 Atco Ltd Canada 82-34745 Atlas Copco Sweden 82-812 Aur Resources Inc Canada 82-4624 Aurora Platinum Inc Canada 82-34760 Austal Limited Australia 82-34830 Australian Cancer Technology Australia 82-34787 Australian Gas Light Company Australia 82-4797 Austriamicrosystems AG Austria 82-34824 Austrian Airlines Austria 82-4970 Auterra Ventures Inc Canada 82-4653 Avgold Ltd South Africa 82-4482 BAA plc United Kingdom 82-3372 Bacardi Ltd Bermuda 82-4992 BAE Systems PLC United Kingdom 82-3138 Bahia Sul Celulose Brazil 82-3138 Banca Popolare di Lodi Italy 82-4855 Banco Venezolano de Credito SA Banco Universal Venezuela 82-4422 Bandai Co. Ltd Japan 82-3919 Bangkok Bank Public Co. Ltd Thailand 82-4835 Bank Austria Creditanstalt AG Austria 82-34765 Bank of East Asia Ltd Hong Kong 82-3443 Bank of Fukuoka Ltd Japan 82-1117 Bank of Yokohama Ltd Japan 82-34814 Bank Vozrozhdeniye Russia 82-4257 BankInter S.A Spain 82-2972 Bayerische Hypotheken Und Wechsel Bank AG Germany 82-3777 BCE Emergis Inc Canada 82-5206 Bear Creek Energy Ltd Canada 82-34851 Beijing Enterprises Holdings Ltd Hong Kong 82-34642 Belgacom Belgium 82-34871 Belluna Co. Ltd Japan 82-5233 Benfield Group Ltd Bermuda 82-34726 Beru AG Germany 82-34750 Bespak plc United Kingdom 82-3349 BHP Steel Ltd Australia 82-34676 BioMS Medical Corp Canada 82-34689 Bionomics Limited Australia 82-34682 Start Printed Page 37130 Blackrock Ventures Inc Canada 82-4555 BNP Paribas France 82-3757 BOC Hong Kong Holdings Ltd Hong Kong 82-34675 Bohler Uddeholm AG Austria 82-4089 Bombardier Inc Canada 82-3123 Boots Group plc United Kingdom 82-34701 Boss Gold Corp Canada 82-4571 Bradford & Bingley plc United Kingdom 82-5154 Brambles Industries plc United Kingdom 82-5205 Bresagen Ltd Australia 82-5135 Bridgestone Corp Japan 82-1264 BRISA Auto Estradas de Portugal S.A Portugal 82-34855 Bulgari S.p.A Italy 82-34836 Bull France 82-4847 Burberry Group plc United Kingdom 82-34691 BWT Aktiengesellschaft Austria 82-5221 C&C Group plc Ireland 82-34854 C.I. Fund Management Inc Canada 82-4994 Cal-Star Inc Canada 82-2406 Canadian Oil Sands Trust Canada 82-5189 Canadian Utilities Ltd Canada 82-34744 Canadian Western Bank Canada 82-4478 Cap Gemini S.A France 82-5065 Capitaland Ltd Singapore 82-4507 Carl Zeiss Meditec AG Germany 82-34817 Cassa di Risparmio di Firenze S.p.A Italy 82-5126 Cathay Pacific Airlines Ltd Hong Kong 82-1390 Catlin Group Ltd Bermuda 82-34808 Cementos Lima S.A Peru 82-3911 Central Termica Guemas S.A Argentina 82-5145 Cerveceria Nacional S.A Panama 82-4704 CESP Companhia Energetica de Sao Paulo Brazil 82-3691 Challenger Development Corp Canada 82-3666 Champion Natural Health Com Inc Canada 82-4485 Cheung Kong Holdings Ltd Hong Kong 82-4138 Chevalier International Holdings Bermuda 82-4203 Chevalier iTech Holdings Ltd Bermuda 82-4201 China Oilfield Services Ltd China 82-34696 China Pharmaceutical Group Ltd Hong Kong 82-4135 China Resources Enterprise Ltd Hong Kong 82-4177 China Shipping Container Lines China 82-34857 China Steel Corp Taiwan 82-3296 China Strategic Holdings Ltd Hong Kong 82-3596 Chinacast Communications Holdings Ltd Bermuda 82-34811 Chitaly Holdings Ltd Cayman Islands 82-34829 Chr. Hansen Holding A/S Denmark 82-34732 Chugai Pharmaceutical Co. Ltd Japan 82-34668 CITIC Pacific Ltd Hong Kong 82-5232 Citigold Corp Ltd Australia 82-4493 CML Microsystems plc United Kingdom 82-3176 Coca Cola Amatil Ltd Australia 82-2994 COL Capital Ltd Bermuda 82-3654 Coloplast A/S Denmark 82-34793 Columbia Yukon Exploration Canada 82-34776 Commercial International Bank Egypt 82-34764 Companhia Acos Especiais Itabira-Acesita Brazil 82-3769 Companhia de Transmissao de Energeria Electrica Paulista Brazil 82-4980 Companhia Force E Luz Cataguazes Leopoldina Brazil 82-5147 Companhia Siderurgica Belgo Mineira Brazil 82-3771 Companhia Suzano De Papel E Celulose Brazil 82-3550 Compass Group plc United Kingdom 82-5161 Continental Aktiengesellschaft Germany 82-1357 Corporacion Geo S.A. de C.V Mexico 82-3870 Corporacion Mapfre Co. Internacional de Reaseguros SA Spain 82-1987 Credit Agricole S.A France 82-34771 Credit Suisse First Boston Switzerland 82-4705 CSK Corporation Japan 82-781 CSM nv Netherlands 82-34886 Cue Energy Resources Limited New Zealand 82-34692 Cybird Co. Ltd Japan 82-5139 Cycle & Carriage Ltd Singapore 82-3163 Daido Life Insurance Co Japan 82-34658 Dairy Farm International Holdings Ltd Hong Kong 82-2962 Danisco SA Denmark 82-3158 Start Printed Page 37131 Datang International Power Generation Co. Ltd China 82-5186 David Jones Limited Australia 82-4230 Davide Campari Milano S.p.A Italy 82-5203 Day Software Holding AG Switzerland 82-34849 DBS Group Holdings Ltd Singapore 82-3172 De Longhi S.p.A Italy 82-34652 Deer Creek Energy Ltd Canada 82-34856 Del Monte Pacific Ltd British Virgin Islands 82-5068 Den Danske Bank Aktieselskab Denmark 82-1263 Dentsu Inc Japan 82-5241 DEPFA Bank Ireland 82-34794 DEPFA Deutsche Pfandbriefbank AG Germany 82-4822 Deutsche Beteiligungs Holding AG Germany 82-4977 Deutsche Lufthansa AG Germany 82-4691 Deutsche Postbank AG Germany 82-34848 Dexia Belgium Belgium 82-4606 Digiwave Technologies Inc Korea 82-34844 Dixons Group plc United Kingdom 82-3331 Dofasco Inc Canada 82-3226 DSM N.V Netherlands 82-3120 Dynasty Gold Corp Canada 82-1756 E New Media Co. Ltd Hong Kong 82-5101 East Japan Railway Co Japan 82-4990 Eastmain Resources Inc Canada 82-4421 Edcon Consolidated Stores Ltd South Africa 82-34767 Editora Saraiva S.A Brazil 82-5046 Eiffel Technologies Ltd Australia 82-34747 Eisai Co. Ltd Japan 82-4015 E-Kong Group Ltd Bermuda 82-34653 Electric Power Development Co Ltd Japan 82-34827 Electrocomponents plc United Kingdom 82-34672 Elementis plc United Kingdom 82-34751 Elpida Memory Inc Japan 82-34850 Emgold Mining Corp Canada 82-3003 EMI Group plc United Kingdom 82-373 EnviroMission Limited Australia 82-34693 EpiTan Limited Australia 82-34790 Erciyas Biracilik ve Malt Sanayi AS Turkey 82-4144 Erste Bank Austria 82-5066 Essilor International France 82-4944 European Aeronautic Defence & Space Co Netherlands 82-34662 Eurotunnel plc United Kingdom 82-3000 Eurotunnel S.A France 82-2999 Evergreen Forests Ltd New Zealand 82-4114 Exel plc United Kingdom 82-34655 Fairborne Energy Ltd Australia 82-34863 FANCL Corporation Japan 82-5032 Far East Pharmaceutical Technology Co Ltd Cayman Islands 82-34768 Ferreyros SA Peru 82-34695 Filtrona plc United Kingdom 82-34882 First Australian Resources N.L Australia 82-3494 First Majestic Resource Canada 82-34833 First Pacific Co. Ltd Hong Kong 82-836 First Quantum Minerals Ltd Canada 82-4461 First Silver Reserve Inc Canada 82-3449 Fisher & Paykel Appliance New Zealand 82-34868 FJA AG Germany 82-5077 Focus Energy Trust Canada 82-34761 Fomento de Construcciones y Contratas SA Spain 82-3743 Forenings Sparbanken AB Sweden 82-4092 Fortis Amev Belgium 82-3118 Fortis S.A./N.V Belgium 82-5234 Foschini Ltd South Africa 82-4044 Fosters Brewing Group Ltd Australia 82-1711 Fraser Papers Inc Canada 82-34837 Friends Provident plc United Kingdom 82-34640 Frutarom Industries Ltd Israel 82-4357 Fuji Photo Film Co. Ltd Japan 82-78 Fuji Television Network Japan 82-5176 Fujitsu Support & Service Japan 82-4885 Fullcast Co. Ltd Japan 82-34859 Funai Electric Ltd Japan 82-5078 G. Accion S.A. de C.V Mexico 82-4590 Gambro AB Sweden 82-34731 Start Printed Page 37132 Gamesa S.A Spain 82-5201 Gene Medix Plc United Kingdom 82-34784 General Minerals Corp Canada 82-34810 Genetic Technologies Ltd Australia 82-34627 Genting Berhad Malaysia 82-4962 GGL Diamond Corp Canada 82-1209 Giordano International Ltd Bermuda 82-3780 Gitennes Exploration Inc Canada 82-4170 Givaudan SA Switzerland 82-5087 GKN PLC United Kingdom 82-5204 Glanbia Public Ltd Ireland 82-4734 Global Alumina Corp Canada 82-34874 Global Cogenix Industrial Canada 82-2990 Globel Direct Inc Canada 82-5084 Glorious Sun Enterprises Ltd Bermuda 82-4581 Golconda Resources Ltd Canada 82-3167 Gold Peak Industries (Holdings) Ltd Hong Kong 82-3604 Goldas Kuyumculuk Sanayi Ithalat Ihracat AS Turkey 82-5223 Goldcliff Resource Corp Canada 82-2748 Golden Arch Resources Ltd Canada 82-659 Golden Hope Mines Ltd Canada 82-3023 GPT Management Ltd Australia 82-34819 Gradipore Limited Australia 82-34799 Grande Cache Coal Corp Canada 82-34802 Great-West Lifeco Inc Canada 82-34728 Greencore Group plc Ireland 82-4908 Grupo Carso S.A. de C.V Mexico 82-3175 Grupo Ferrovial S.A Spain 82-4939 Grupo Financiero BBVA Bancomer S.A. de C.V Mexico 82-3273 Grupo Financiero Inbursa S.A. de C.V Mexico 82-4243 Grupo Gigante, S.A. de C.V Mexico 82-3142 Grupo Herdez S.A. de C.V Mexico 82-3818 Grupo Industrial Saltillo Mexico 82-5019 Grupo Media Capital SA Portugal 82-34873 Grupo Melo S.A Panama 82-4893 Grupo Minsa SA DE CV Mexico 82-4453 Grupo Modelo S.A. de C.V Mexico 82-34766 Grupo Posadas S.A. de C.V Mexico 82-3274 GTECH International Resources Ltd Canada 82-3779 Guangzhou Investment Co. Ltd Hong Kong 82-4247 GUS plc United Kingdom 82-5017 H. Lundbeck A.S Denmark 82-4973 Hagemeyer N.V Netherlands 82-4865 Hang Lung Properties Ltd Hong Kong 82-3410 Hang Seng Bank Ltd Hong Kong 82-1747 Hannover Ruckversicherungs Aktiengesells Germany 82-4627 Hansom Eastern Holdings Ltd Cayman Islands 82-4152 HBOS plc United Kingdom 82-5222 Heineken Holding N.V Netherlands 82-5149 Heineken N.V Netherlands 82-4953 Henderson Group PLC United Kingdom 82-34758 Henderson Investment Ltd Hong Kong 82-3964 Henderson Land Development Co. Ltd Hong Kong 82-1561 Henkel KGAA Germany 82-4437 Herald Resources Ltd Australia 82-4295 Highpine Oil & Gas Ltd Canada 82-34869 Highveld Steel & Vanadium Corp Ltd South Africa 82-596 Hikari Tsushin Inc Japan 82-4998 Hilasal Mexicana S.A. de C.V Mexico 82-4743 Hilton Group plc United Kingdom 82-1571 Hindalco Industries Ltd India 82-3428 Hip Interactive Corp Canada 82-34720 Holcim Ltd Switzerland 82-4093 Hong Kong & China Gas Company Ltd Hong Kong 82-1543 Hong Kong Electric Holdings Hong Kong 82-4086 Hopewell Highway Infrastructure Ltd Hong Kong 82-34781 Hopewell Holdings Ltd Hong Kong 82-1547 Horizon Technology Group Ireland 82-34782 Hornbach-Baumarkt AG Germany 82-3729 Hoya Corp Japan 82-34801 Huadian Power International Corp Ltd China 82-4932 Hylsamex S.A. de C.V Mexico 82-4252 Hypo Real Estate Holding AG Germany 82-34748 Hypothekenbank in Essen AG Germany 82-4883 Start Printed Page 37133 Hysan Development Company Ltd Hong Kong 82-1617 Hyundai Motor Company Korea 82-3423 I.T.C. Limited India 82-3470 IEM S.A. de C.V Mexico 82-2337 Impala Platinum Holdings Ltd South Africa 82-359 Imperial Metals Corp Canada 82-34714 Imperial One International Ltd Australia 82-1257 InBev SA Belgium 82-5159 Inca Pacific Resources Inc Canada 82-1665 Industria de Diseno Textil S.A Spain 82-5185 Inpex Corp Japan 82-34839 Insurance Australia Group Ltd Australia 82-34821 Interconexion Electrica Colombia 82-34786 International Health Partners Inc Canada 82-4868 International PBX Ventures Ltd Canada 82-2635 International Road Dynamics Inc Canada 82-3899 Interpump Group S.p.A Italy 82-4511 Invensys plc United Kingdom 82-2142 Investor AB Sweden 82-34698 IochpeMaxion S.A Brazil 82-3722 IT Holding SpA Italy 82-4728 Italian Thai Development Public Co. Ltd Thailand 82-4299 Jamaica Broilers Group Ltd Jamaica 82-3720 Jannock Properties Ltd Canada 82-5062 Japan Airlines Company Ltd Japan 82-122 Japan Future Information Technology & Systems Japan 82-34657 Japan Retail Fund Investment Corp Japan 82-34716 Japan Tobacco Inc Japan 82-4362 Jardine Matheson Holdings Ltd Bermuda 82-2963 Jardine Strategic Holdings Ltd Bermuda 82-3085 Jasmine International Public Co. Ltd Thailand 82-4876 JCDecaux S.A France 82-34631 JD Group Limited South Africa 82-4401 JG Summit Holdings Inc Philippines 82-3572 Johnnic Communications Ltd South Africa 82-5184 Johnnic Holdings Ltd South Africa 82-5128 Johnson Electric Holdings Ltd Hong Kong 82-2416 JSAT Corp Japan 82-5111 JSC Irkutskenergo Russia 82-4458 Jupiter Telecommunications Japan 82-34800 K Wah Construction Materials Ltd Hong Kong 82-3850 Kao Corp Japan 82-34759 Kasikornbank Public Co Thailand 82-4922 Kawasaki Heavy Industries Ltd Japan 82-4389 KCT Konecranes plc Finland 82-4297 Keells John Holdings Ltd Sri Lanka 82-3854 Keika Express Co. Ltd Japan 82-34718 Kelda Group plc United Kingdom 82-2782 Kelso Technologies Inc Canada 82-2441 Kerry Group PLC Ireland 82-34842 KGHM Polska Miedz S.A Poland 82-4639 Khmelnitskoblenergo Russia 82-4996 Kidde plc United Kingdom 82-5153 Kimberly Clark de Mexico S.A. de C.V Mexico 82-3308 Kingfisher plc United Kingdom 82-968 Kirin Brewery Co Japan 82-188 Klabin S.A Brazil 82-34628 Kobe Steel Ltd Japan 82-3371 Komercni Banka A.S Czech Republic 82-4154 Kontron AG Germany 82-34840 Krones AG Germany 82-3871 Kuala Lumpur Kepong Berhad Malaysia 82-5022 Kumba Resources Ltd South Africa 82-5217 Kvaerner AS Norway 82-3745 Lagardere Groupe SCA France 82-3916 Lake Shore Gold Corporation Canada 82-34769 Landesbank Rheinland-Phalz Germany 82-4930 Lanxess AG Germany 82-34846 Legacy Hotels Real Estate Investment Trust Canada 82-34729 Legal & General Group plc United Kingdom 82-3664 Lenzing AG Austria 82-3207 LG Electronics Inc Korea 82-3857 Liberty Group Ltd South Africa 82-3924 Liberty International plc United Kingdom 82-34722 Start Printed Page 37134 Lindsey Morden Group Canada 82-5143 Loblaw Companies Ltd Canada 82-4918 Lonmin plc United Kingdom 82-191 Lopro Corp Japan 82-4664 L'Oreal France 82-735 Lukoil Oil Co Russia 82-4006 M Cell Limited South Africa 82-5192 Macquarie Bank Ltd Australia 82-34740 Magician Industries Holdings Inc Bermuda 82-4358 Malayan Banking Berhad Malaysia 82-34861 Man Group plc United Kingdom 82-4214 Mandarin Oriental International Ltd Hong Kong 82-2955 Manila Electric Co Philippines 82-3237 Marks & Spencer Group plc United Kingdom 82-1961 Marubeni Corp Japan 82-616 Matsui Securities Co. Ltd Japan 82-5215 Maximum Ventures Inc Canada 82-3923 Mayr Melnhof Karton AG Austria 82-4052 MCK Mining Corp Canada 82-3938 Mediaset S.p.A Italy 82-4515 Mercantil Servicios Financieros C.A Venezuela 82-4648 Metabolic Pharmaceuticals Ltd Australia 82-34880 Metcash Holdings Limited Australia 82-34788 Metoz Holding Ltd South Africa 82-4279 Metropolitan Holdings Ltd South Africa 82-34755 Mexgold Resources Inc Canada 82-34749 Michael Page International plc United Kingdom 82-5162 Michelin Compagnie Generale des Etablissements France 82-3354 Millipede International Ltd Australia 82-34887 MIM Holdings Ltd Australia 82-173 Minebea Co. Ltd Japan 82-4551 Misr International Bank S.A.E Egypt 82-4629 Mitsubishi Corp Japan 82-3784 MJ Maillis S.A Greece 82-4975 Mobistar N.V./S.A Belgium 82-4965 Mol Rt Hungry 82-4224 Morgan Crucible Co. plc United Kingdom 82-3387 Mount Burgess Gold Mining Co Australia 82-1235 M-real Corp Finland 82-3696 Multiemedia Ltd Australia 82-34803 Mystique Energy Inc Canada 82-34712 Mytravel Group United Kingdom 82-5049 Nampak Limited South Africa 82-3714 National Bank of Canada Canada 82-3764 NEC Electronics Corp Japan 82-34733 Nedcor Ltd South Africa 82-3893 Nestle S.A Switzerland 82-1252 New World Development Co. Ltd Hong Kong 82-2971 Newalta Income Fund Canada 82-34834 Nintendo Co. Ltd Japan 82-2544 Nippon Mining Holdings Japan 82-34805 Nippon Steel Corp Japan 82-5175 Nissan Motor Co Japan 82-207 Nomura Research Institute Ltd Japan 82-34673 Northern Abitibi Mining Corp Canada 82-4749 Northwest Co. Fund Canada 82-34737 Norwood Abbey Ltd Australia 82-34754 NQL Drilling Tools Inc Canada 82-7052 NTT Urban Development Corp Japan 82-34835 Nutreco Holding N.V Netherlands 82-4927 NV Umicore S.A Belgium 82-3876 Nyzhniodniprovsky Pipe Rolling Plant Ukraine 82-4814 OAO OMZ Russia 82-5063 Occupational & Medical Innovations Ltd Australia 82-5174 OJSC Concern Kalina Russia 82-34847 OJSC Marganetsky Ore Mining & Processing Ukraine 82-34710 OJSC Ordzhonikidzevsky Ore Mining & Processing Russia 82-34664 OJSC Petersburg Telephone Network Russia 82-5197 OJSC RBC Information Systems Russia 82-34864 OJSC Scientific Production Corporation Irkut Russia 82-34818 OJSC Volga Telecom Russia 82-4642 Old Mutual plc United Kingdom 82-4974 Olympus Optical Co. Ltd Japan 82-3326 Omega Project Co. Ltd Japan 82-5030 Start Printed Page 37135 Omron Corp Japan 82-1170 OMV AG Austria 82-3209 Onfem Holdings Ltd Bermuda 82-3735 Ontzinc corporation Canada 82-34778 Open Joint Stock Company Dniproenergo Ukraine 82-4844 Open Joint Stock Company Ukrnafta Ukraine 82-4859 Option N.V Belgium 82-34875 Orange S.A France 82-5168 Orbis S.A Poland 82-5025 Orkla AS Norway 82-3998 Osterreichische Elektrizitatswirtschafts Austria 82-4381 Pacific Topaz Resources Ltd Canada 82-1285 PagesJaunes France 82-34860 Palfinger AG Austria 82-34843 Paperlinx Ltd Australia 82-5061 Paul Y ITC Construction Holdings Ltd Bermuda 82-4217 Perfect Fry Corp Canada 82-1609 Peter Hambro Mining plc United Kingdom 82-34734 Petrobank Energy Resources Ltd Canada 82-34812 Peyto Energy Trust Canada 82-34773 Pharmaxis Ltd Australia 82-34813 Phoenix Canada Oil Co. Ltd Canada 82-3936 Pinault Printemps Redoute France 82-5179 Ping An Insurance Co of China Ltd China 82-34809 Points International Ltd Canada 82-34823 Polski Koncern Naftowy Poland 82-5036 Power Corp. of Canada Canada 82-137 Power Financial Corp Canada 82-1716 Prokom Software S.A Poland 82-4700 Promise Co. Ltd Japan 82-4837 PSP Swiss Property AG Switzerland 82-5052 PT Bank Buana Indonesia TBK Indonesia 82-34694 PTT Exploration & Production plc Thailand 82-3827 Public Power Corp. S.A Greece 82-34707 Qantas Airways Australia 82-4130 Q P Corporation Japan 82-4750 QRSciences Holdings Ltd Australia 82-34852 Quantum Energy Ltd Australia 82-34877 Rabobank Nederland Netherlands 82-5010 Raffles Medical Group Singapore 82-4926 Randstad Holding NV Netherlands 82-4956 RAO Gazprom Russia 82-4670 Raytec Development Corp Canada 82-3553 RE Power Systems AG Germany 82-34654 Redflex Holdings Ltd Australia 82-34862 ReGen Therapeutics PLC United Kingdom 82-34822 Regenera Ltd Australia 82-34831 Reliance Industries Ltd India 82-3300 Remgro Ltd South Africa 82-5106 Renault SA France 82-4001 Rentokil Initial 2005 plc United Kingdom 82-34878 Rentokil Initial plc United Kingdom 82-3806 Resorts World Berhad Malaysia 82-3229 Rexam plc United Kingdom 82-3 Rich Minerals Corp Canada 82-2832 Roche Holding Ltd Switzerland 82-3315 Rock Energy Inc Canada 82-34785 Rolls Royce Group plc United Kingdom 82-34721 Royal P&O Nedlloyd NV Netherlands 82-1056 Royal Wessanen NV Netherlands 82-1306 S.A. Fabrica de Productos Alimenticios Brazil 82-4870 SABMiller plc United Kingdom 82-4938 Sage Group Ltd South Africa 82-4241 Sage Group plc United Kingdom 82-34736 Sahaviriya Steel Industries plc Thailand 82-5008 SAIA-Burgess Electronics Holding AG Switzerland 82-4810 Sainsbury J plc United Kingdom 82-913 Saipem S.p.A Italy 82-4776 Sam's Seafood Holdings Ltd Australia 82-34648 Samsung Electronics Co. Ltd Korea 82-3109 Sancor Cooperativas Unidas Ltd Argentina 82-4476 Sandvik AB Sweden 82-1463 Santos Ltd Australia 82-34 Sanyo Electric Co Japan 82-264 Start Printed Page 37136 Sao Paulo Alpargatas SA Brazil 82-3692 Saputo Inc Canada 82-34670 Sare Holdings SA de CV Mexico 82-34791 Saskatchewan Wheat Pool Canada 82-5037 Schneider Electric SA France 82-3706 Schwarz Pharma AG Germany 82-4406 SCMP Group Ltd Bermuda 82-3327 Securitas AB Sweden 82-34719 Sega Sammy Holdings Ltd Japan 82-34816 Seiko Epson Corp Japan 82-34746 Sekisui House Ltd Japan 82-5129 Sembcorp Industries Ltd Singapore 82-5109 Severn Trent plc United Kingdom 82-2819 Shanghai Industrial Holdings Ltd China 82-5160 Shangri La Asia Ltd Bermuda 82-5006 Sharp Corp Japan 82-1116 Shin Corp. Public Co. Ltd Thailand 82-3140 Shin Satellite Public Co. Ltd Thailand 82-4527 Shinsei Bank Limited Japan 82-34775 Shiseido Company Ltd Japan 82-3311 Shun Tak Holdings Ltd Hong Kong 82-3357 Siam Commercial Bank Public Co. Ltd Thailand 82-4345 Silverstone Corp Berhad Malaysia 82-3319 Singapore Airport Terminal Services Ltd Singapore 82-5117 Singapore Telecommunications Ltd Singapore 82-3622 Singer N.V Netherlands 82-34635 Sirit Inc Canada 82-3200 Skandinaviska Enskilda Banken Sweden 82-3637 Sky Perfect Communications Japan 82-5113 Slovnaft A.S Slovak Republic 82-3721 Smiths Group plc United Kingdom 82-34872 Snackie Jacks Ltd Canada 82-34724 SNECMA France 82-34845 Societe Generale France 82-3501 Sogecable S.A Spain 82-4981 Solbec Pharmaceuticals Ltd Australia 82-34866 Southcorp Holdings Ltd Australia 82-2692 Southern Telecommunications Co Russia 82-4721 St. George Bank Ltd Australia 82-3809 St. Jude Resources Ltd Canada 82-4014 Standard Chartered plc United Kingdom 82-5188 Starlight International Holdings Ltd Bermuda 82-3594 Starpharma Holdings Australia 82-34832 Starrex Mining Corp. Ltd Canada 82-3755 State Bank of India India 82-4524 Steinhoff International Holdings Ltd South Africa 82-34722 Stina Resources Ltd Canada 82-2062 Strategic Technologies Inc Canada 82-1548 Studsvik AB Sweden 82-5172 Sultan Minerals Inc Canada 82-4741 Sumitomo Corp Japan 82-34680 Sumitomo Metal Industries Ltd Japan 82-3507 Sumitomo Mitsui Financial Group Inc Japan 82-4395 Sumitomo Trust & Banking Co. Ltd Japan 82-4617 Sun Hung Kai Properties Ltd Hong Kong 82-1755 Superior Diamonds Inc Canada 82-34752 Superior Plus Income Fund Canada 82-34838 Suzano Petroquimica SA Brazil 82-34667 Svenska Cellulosa Aktiebolagot Sweden 82-763 Swire Pacific Ltd Hong Kong 82-2184 Swiss Reinsurance Co Switzerland 82-4248 T & D Holdings Inc United Kingdom 82-34783 Tabcorp Holdings Ltd Australia 82-3841 Tai Cheung Holdings Ltd Bermuda 82-3528 Tate & Lyle plc United Kingdom 82-905 Taylor Nelson Sofres plc United Kingdom 82-4668 Techtronic Industries Co. Ltd Hong Kong 82-3648 Telefonica Empresas Peru SAA Peru 82-34646 Telefonica Moviles Peru Holding S.A.A Peru 82-34645 Telepizza Spain 82-5001 Tencent Holdings Limited Cayman Islands 82-34792 TFS Switzerland 82-5095 Theralase Technologies Inc Canada 82-3759 TNR Gold Corp Canada 82-4434 Start Printed Page 37137 Tofas Turk Otomobil Fabrikasi AS Turkey 82-3699 Tomorrow International Holdings Ltd Bermuda 82-4256 TomTom N.V Netherlands 82-34879 T-Online International AG Germany 82-5125 Toyota Industries Corporation Japan 82-5112 Tractebel Energia Brazil 82-4760 Tradehold Ltd South Africa 82-5238 TravelSky Technology Ltd China 82-34687 Tridelta plc Ireland 82-34853 Trilogy Energy Trust Canada 82-34876 Trinidad Energy Services Income Trust Canada 82-34867 Truly International Holdings Cayman Islands 82-3700 Tsingtao Brewery Company Ltd China 82-4021 U.S. Commercial Corp. S.A. de C.V Mexico 82-34669 Unefon Holdings S.A Mexico 82-34826 Uni Charm Corp Japan 82-4985 UNI President Enterprises Co Taiwan 82-3424 Unicharm Corporation Japan 82-4985 Unicredito Italiano Italy 82-3185 United Bank for Africa plc Nigeria 82-4804 United Overseas Bank Ltd Singapore 82-2947 Univar N.V Netherlands 82-34796 Urbi Desarollos Urbanos S.A. de C.V Mexico 82-34797 Usinas Siderurgicas de Minas Gerais S.A Brazil 82-3902 Utair Aviation Russia 82-4789 VA Technologie AG Austria 82-3910 Valeo S.A France 82-3668 Valerie Resources Ltd Canada 82-3339 Vangold Resources Ltd Canada 82-2891 Velcro Industries. N.V Netherlands Antilles 82-145 Venfin Ltd South Africa 82-3760 Ventracor Ltd Australia 82-4630 Vestas Wind Systems Denmark 82-34884 Victoria Resources Corporation Canada 82-2888 Village Roadshow Ltd Australia 82-4513 VNU N.V. Netherlands 82-2876 Vodatel Networks Holdings Ltd Bermuda 82-5146 Vossloh AG Germany 82-34795 VRB Power Systems Inc Canada 82-34688 VSMPO-AVISMA Corp Russia 82-4963 Vtech Holdings Ltd Bermuda 82-3565 Wal Mart de Mexico S.A. de C.V Mexico 82-4609 Wanadoo France 82-5150 Washtec AG Germany 82-4888 West Japan Railway Co Japan 82-34777 Western Areas Ltd South Africa 82-268 Westone Ventures Inc Canada 82-4890 Wolford AG Austria 82-4403 Wolfson Microelectronics plc United Kingdom 82-34753 Wolters Kluwer N.V Netherlands 82-2683 Woodside Petroleum Ltd Australia 82-2280 WorleyParsons Ltd Australia 82-34858 WPN Resources Ltd Canada 82-2418 Wrightson Ltd New Zealand 82-3646 X-Cal Resources Ltd Canada 82-1655 Xinhua Finance Ltd Cayman Islands 82-34883 Xstrata plc United Kingdom 82-34660 Yamaha Corp Japan 82-34717 Yara International ASA Norway 82-34770 Yeebo International Holdings Ltd Bermuda 82-3869 Yell Group plc United Kingdom 82-34674 Zhejiang Expressway Co. Ltd China 82-34629 Zurich Financial Services Switzerland 82-5089 Footnotes
1. 15 U.S.C. 78a et seq.
Back to Citation2. Foreign issuers may also be subject to the registration requirements of the Act by reason of having securities registered and listed on a national securities exchange in the United States, and may be subject to the reporting requirements of the Act by reason of having registered securities under the Securities Act of 1933, 15 U.S.C. 77a et seq.
Back to Citation4. Exchange Act Release No. 8066 (April 28, 1967).
Back to Citation5. Exchange Act Release No. 49846; International Series Release No. 1277 (June 10, 2004) was the last such list.
Back to Citation6. Inclusion of an issuer on the list in this release is not an affirmation by the Commission that the issuer has complied or is complying with all the conditions of Rule12g3-2(b). The list does identify the issuers that have both claimed the exemption and have submitted relatively current information to the Commission as of June 15, 2005.
Back to Citation7. Paragraph (a)(4) of Rule 15c2-11 [17 CFR 240.15c2-11] requires a broker-dealer initiating a quotation for securities of a foreign private issuer to review, maintain in its files, and make reasonably available upon request the information furnished to the Commission pursuant to Rule 12g3-2(b) since the beginning of the issuer's last fiscal year.
Back to Citation8. See, e.g., Hanley v. SEC, 415 F.2d 589 (2d Cir. 1969) (broker-dealer cannot recommend a security unless an adequate and reasonable basis exists for such recommendation).
Back to Citation[FR Doc. 05-12663 Filed 6-27-05; 8:45 am]
BILLING CODE 8010-01-P
Document Information
- Published:
- 06/28/2005
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Document Number:
- 05-12663
- Pages:
- 37128-37138 (11 pages)
- Docket Numbers:
- Release No. 34-51893, International Series Release No. 1291
- EOCitation:
- of 2005-06-21
- PDF File:
- 05-12663.pdf