97-14447. Protection of Stratospheric Ozone  

  • [Federal Register Volume 62, Number 106 (Tuesday, June 3, 1997)]
    [Rules and Regulations]
    [Pages 30275-30279]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-14447]
    
    
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    ENVIRONMENTAL PROTECTION AGENCY
    
    40 CFR Part 82
    
    [FRL-5833-7]
    
    
    Protection of Stratospheric Ozone
    
    AGENCY: Environmental Protection Agency.
    
    ACTION: Notice of acceptability.
    
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    SUMMARY: This notice expands the list of acceptable substitutes for 
    ozone-depleting substances (ODS) under the U.S. Environmental 
    Protection Agency's (EPA) Significant New Alternatives Policy (SNAP) 
    program.
    
    EFFECTIVE DATE: June 3, 1997.
    
    ADDRESSES: Information relevant to this notice is contained in Air 
    Docket A-91-
    
    [[Page 30276]]
    
    42, Central Docket Section, South Conference Room 4, U.S. Environmental 
    Agency, 401 M Street, S.W., Washington, D.C. 20460. Telephone: (202) 
    260-7548. The docket may be inspected between 8:00 a.m. and 5:30 p.m. 
    weekdays. As provided in 40 CFR Part 2, a reasonable fee may be charged 
    for photocopying.
    
    FOR FURTHER INFORMATION CONTACT: Carol Weisner at (202) 233-9193 or fax 
    (202) 233-9577, U.S. EPA, Stratospheric Protection Division, 401 M 
    Street, S.W., Mail Code 6205J, Washington, D.C. 20460; EPA 
    Stratospheric Ozone Protection Hotline at (800) 296-1996; EPA World 
    Wide Web Site at http://www.epa.gov/ozone/title6/snap/snap.html.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Section 612 Program
        A. Statutory Requirements
        B. Regulatory History
    II. Listing of Acceptable Substitutes
        A. Refrigeration and Air Conditioning: Substitutes for Class I 
    Substances
        B. Foam Blowing
    III. Additional Information
    
    Appendix A-- Summary of Acceptable Decisions
    
    I. Section 612 Program
    
    A. Statutory Requirements
    
        Section 612 of the Clean Air Act authorizes EPA to develop a 
    program for evaluating alternatives to ozone-depleting substances. EPA 
    refers to this program as the Significant New Alternatives Policy 
    (SNAP) program. The major provisions of section 612 are:
         Rulemaking--Section 612(c) requires EPA to promulgate 
    rules making it unlawful to replace any class I (chlorofluorocarbon, 
    halon, carbon tetrachloride, methyl chloroform, methyl bromide, and 
    hydrobromofluorocarbon) or class II (hydrochlorofluorocarbon) substance 
    with any substitute that the Administrator determines may present 
    adverse effects to human health or the environment where the 
    Administrator has identified an alternative that (1) reduces the 
    overall risk to human health and the environment, and (2) is currently 
    or potentially available.
         Listing of Unacceptable/Acceptable Substitutes--Section 
    612(c) also requires EPA to publish a list of the substitutes 
    unacceptable for specific uses. EPA must publish a corresponding list 
    of acceptable alternatives for specific uses.
         Petition Process--Section 612(d) grants the right to any 
    person to petition EPA to add a substance to or delete a substance from 
    the lists published in accordance with section 612(c). The Agency has 
    90 days to grant or deny a petition. Where the Agency grants the 
    petition, EPA must publish the revised lists within an additional 6 
    months.
         90-day Notification--Section 612(e) requires EPA to 
    require any person who produces a chemical substitute for a class I 
    substance to notify the Agency not less than 90 days before new or 
    existing chemicals are introduced into interstate commerce for 
    significant new uses as substitutes for a class I substance. The 
    producer must also provide the Agency with the producer's unpublished 
    health and safety studies on such substitutes.
         Outreach--Section 612(b)(1) states that the Administrator 
    shall seek to maximize the use of federal research facilities and 
    resources to assist users of class I and II substances in identifying 
    and developing alternatives to the use of such substances in key 
    commercial applications.
         Clearinghouse--Section 612(b)(4) requires the Agency to 
    set up a public clearinghouse of alternative chemicals, product 
    substitutes, and alternative manufacturing processes that are available 
    for products and manufacturing processes which use class I and II 
    substances.
    
    B. Regulatory History
    
        On March 18, 1994, EPA published the Final Rulemaking (FRM) (59 FR 
    13044) which described the process for administering the SNAP program 
    and issued EPA's first acceptability lists for substitutes in the major 
    industrial use sectors. These sectors include: refrigeration and air 
    conditioning; foam blowing; solvent cleaning; fire suppression and 
    explosion protection; sterilants; aerosols; adhesives, coatings and 
    inks; and tobacco expansion. These sectors compose the principal 
    industrial sectors that historically consumed the largest volumes of 
    ozone-depleting compounds.
        As described in the final rule for the SNAP program (59 FR 13044), 
    EPA does not believe that rulemaking procedures are required to list 
    alternatives as acceptable with no limitations. Such listings do not 
    impose any sanction, nor do they remove any prior license to use a 
    substance. Consequently, by this notice EPA is adding substances to the 
    list of acceptable alternatives without first requesting comment on new 
    listings.
        EPA does, however, believe that Notice-and-Comment rulemaking is 
    required to place any substance on the list of prohibited substitutes, 
    to list a substance as acceptable only under certain conditions, to 
    list substances as acceptable only for certain uses, or to remove a 
    substance from either the list of prohibited or acceptable substitutes. 
    Updates to these lists are published as separate notices of rulemaking 
    in the Federal Register.
        The Agency defines a ``substitute'' as any chemical, product 
    substitute, or alternative manufacturing process, whether existing or 
    new, that could replace a class I or class II substance. Anyone who 
    produces a substitute must provide the Agency with health and safety 
    studies on the substitute at least 90 days before introducing it into 
    interstate commerce for significant new use as an alternative. This 
    requirement applies to substitute manufacturers, but may include 
    importers, formulators or end-users, when they are responsible for 
    introducing a substitute into commerce.
        EPA published notices listing acceptable alternatives on August 26, 
    1994 (59 FR 44240), January 13, 1995 (60 FR 3318), July 28, 1995 (60 FR 
    38729), February 8, 1996 (61 FR 4736), and September 5, 1996 (61 FR 
    47012), and published final rulemakings restricting the use of certain 
    substitutes on June 13, 1995 (60 FR 31092), May 22, 1996 (61 FR 25585), 
    October 16, 1996 (61 FR 54030), and March 10, 1997 (62 FR 10700).
    
    II. Listing of Acceptable Substitutes
    
        This section presents EPA's most recent acceptable listing 
    decisions for substitutes for class I and class II substances in the 
    following industrial sectors: refrigeration and air conditioning, and 
    foam blowing. In this Notice, EPA has split the refrigeration and air 
    conditioning sector into two parts: substitutes for class I substances 
    and substitutes for class II substances. For copies of the full list, 
    contact the EPA Stratospheric Protection Hotline at (800) 296-1996.
        Parts A and B below present a detailed discussion of the substitute 
    listing determinations by major use sector. Tables summarizing today's 
    listing decisions are in Appendix A. The comments contained in Appendix 
    A provide additional information on a substitute, but for listings of 
    acceptable substitutes, they are not legally binding under section 612 
    of the Clean Air Act. Thus, adherence to recommendations in the 
    comments is not mandatory for use as a substitute. In addition, the 
    comments should not be considered comprehensive with respect to other 
    legal obligations pertaining to the use of the substitute. However, EPA 
    encourages users of acceptable substitutes to apply all comments to 
    their use of these substitutes. In many instances, the comments simply 
    allude to sound operating practices that have
    
    [[Page 30277]]
    
    already been identified in existing industry and/or building-code 
    standards. Thus, many of the comments, if adopted, would not require 
    significant changes in existing operating practices for the affected 
    industry.
    
    A. Refrigeration and Air Conditioning: Class I
    
    1. Clarification on the Use of Fittings With Manifold Gauges
        EPA has issued several rules imposing the condition that motor 
    vehicle refrigerants be used with unique fittings. Specifically, 
    regulations require that
    
    The fittings must be used on all containers of the refrigerant, on 
    can taps, on recovery, recycling, and charging equipment, and on all 
    air conditioning system service ports. A refrigerant may only be 
    used with the fittings and can taps specifically intended for that 
    refrigerant and designed by the manufacturer of the refrigerant. 
    Using a refrigerant with a fitting designed by anyone else, even if 
    it is different from fittings used with other refrigerants, is a 
    violation of this use condition. Using an adapter or deliberately 
    modifying a fitting to use a different refrigerant is a violation of 
    this use condition.
    
        One interpretation of this requirement is that manifold gauge sets 
    must be dedicated to a single refrigerant. They are frequently used as 
    part of ``recovery, recycling, and recharging equipment'' and would, 
    therefore, have to use a permanently attached set of fittings unique to 
    one refrigerant. Furthermore, adapters to change the manifold gauges 
    from one refrigerant to -another would be illegal. EPA believes this 
    interpretation is overly restrictive and costly to service shops.
        Manifold gauges allow technicians to diagnose system problems and 
    to charge, recover, and/or recycle refrigerant. A standard fitting has 
    traditionally been used at the end of the hoses attached to the 
    manifold gauges (designated ``end 1'' for purposes of this discussion). 
    In contrast, the SNAP use conditions require the use of unique fittings 
    at the other ends of the hoses that attach to vehicle air conditioning 
    systems and recovery or recycling equipment (designated as ``end 2''). 
    This use condition still applies; once a unique fitting is attached to 
    end 2, it may not be removed. However, it is legal to continue to use a 
    standard fitting at end 1, changing hoses with unique fittings on end 2 
    to allow the use of the manifold gauges with multiple refrigerants.
        An example will clarify the application of these requirements. 
    Assume a technician has been working on a car that contains refrigerant 
    X. The car and recovery or recycling equipment have permanently 
    attached fittings unique to X. End 2 of the manifold gauge hoses also 
    have permanently attached matching fittings unique to X. Before working 
    on a car containing refrigerant Y, the technician must: (1) Recover 
    refrigerant remaining in the hoses to the vacuum specified in the 
    appropriate EPA standard for recovery and/or recycling, (2) disconnect 
    the hoses from the vehicle and the recovery or recycling equipment, (3) 
    disconnect the hoses from the manifold gauges, (4) using standard 
    fittings, attach end 1 of the new hoses to the manifold gauges (these 
    hoses must have permanently attached fittings at end 2 that are unique 
    to refrigerant Y), and (5) attach end 2 of the new hoses to the vehicle 
    containing refrigerant Y and to recovery or recycling equipment that 
    meet the applicable standards for refrigerant Y.
        Following this procedure will benefit the environment, the vehicle 
    owner, and the shop. Refrigerants will not be released from the hoses, 
    different refrigerants and lubricants will not be mixed within the 
    hoses, and shops will not have to purchase multiple manifold gauges.
    2. Acceptable Substitutes
        Note that EPA acceptability does not mean that a given substitute 
    will work in a specific type of equipment within an end-use. 
    Engineering expertise must be used to determine the appropriate use of 
    these and any other substitutes. In addition, although some 
    alternatives are listed for multiple refrigerants, they may not be 
    appropriate for use in all equipment or under all conditions.
    a. MT-31
        MT-31, the composition of which has been claimed as confidential 
    business information, is acceptable as a substitute for CFC-12 in the 
    following retrofitted and new systems:
         Centrifugal and Reciprocating Chillers.
         Industrial Process Refrigeration.
         Cold Storage Warehouses.
         Refrigerated Transport.
         Retail Food Refrigeration.
         Vending Machines.
         Water Coolers.
         Commercial Ice Machines.
         Household Refrigerators.
         Household Freezers.
    and as a substitute for HCFC-22 in all retrofitted end-uses.
        Because this blend contains an HCFC, it contributes to ozone 
    depletion. However, this concern is mitigated by the scheduled phaseout 
    of this chemical. Regulations regarding recycling and reclamation 
    issued under section 608 of the Clean Air Act apply to this blend. This 
    blend does not contain any flammable components, and all components are 
    low in toxicity. Note that although this blend was submitted for motor 
    vehicle use, the submission did not include the technical drawings, 
    sample fittings, or sample label required by the final rule that took 
    effect on November 15, 1996. This part of the submission remains 
    incomplete, and it therefore remains illegal to use this blend as a 
    CFC-12 substitute in motor vehicle air conditioning systems.
    b. GHG-X5
        GHG-X5, which consists of HCFC-22, HFC-227ea, HCFC-142b, and 
    isobutane, is acceptable as a substitute for CFC-12 and R-500 in the 
    following retrofitted and new systems:
         Centrifugal and Reciprocating Chillers.
         Industrial Process Refrigeration.
         Cold Storage Warehouses.
         Refrigerated Transport.
         Retail Food Refrigeration.
         Vending Machines.
         Water Coolers.
         Commercial Ice Machines.
         Household Refrigerators.
         Household Freezers.
         Residential Dehumidifiers.
         Motor Vehicle Air Conditioners (both automotive and non-
    automotive).
        Because HCFC-22 and HCFC-142b contribute to ozone depletion, they 
    will be phased out of production. Therefore, these blends will be used 
    primarily as retrofit refrigerants. However, these blends are also 
    acceptable for use in new systems. Regulations regarding recycling and 
    reclamation issued under section 608 of the Clean Air Act apply to 
    these blends. HCFC-142b has one of the highest ODPs among the HCFCs. 
    The GWPs of HCFC-22 and HCFC-142b are 1700 and 2000, respectively, 
    which are somewhat high. However, this concern is mitigated by the 
    scheduled phaseout of these refrigerants. Although HCFC-142b and 
    isobutane are flammable, these blends are not. In addition, testing of 
    this blend has shown that it does not become flammable after leaks. All 
    components are low in toxicity.
        On October 16, 1996, (61 FR 54029), EPA promulgated a final rule 
    that prospectively applied certain conditions on the use of any 
    refrigerant used as a substitute for CFC-12 in motor vehicle air 
    conditioning systems. That rule provided that EPA would list new 
    refrigerants in future Notices. This Notice marks the first such 
    determination. Therefore, the use of GHG-X5 as a CFC-12 substitute in 
    motor vehicle air conditioning systems is governed by the standard 
    conditions that have been imposed on previous
    
    [[Page 30278]]
    
    refrigerants, including the use of unique fittings designed by the 
    refrigerant manufacturer, the application of a detailed label, the 
    removal of the original refrigerant prior to charging with GHG-X5, and 
    the installation of a high-pressure compressor cutoff switch on systems 
    equipped with pressure relief devices. In addition, because GHG-X5 
    contains HCFC-22, barrier hoses must be used with this refrigerant. The 
    October 16, 1996 rule gives full details on these use conditions, and 
    it takes precedence in any conflict with this Notice. The fittings to 
    be used with GHG-X5 are as follows:
    
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                                                                               Thread pitch                         
                   Fitting type                      Diameter (inches)        (threads/inch)      Thread direction  
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    Low-side service port....................  .5625 (9/16)................                18  Left.                
    High-side service port...................  .5 (8/16)...................                20  Left.                
    large (>20 lb. containers)...............  .5625 (9/16)................                18  Left.                
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        Note: There is no fitting for small cans; until such time as a 
    fitting is developed and listed in a future notice, it remains 
    illegal to distribute this product in small cans. The labels will 
    have an orange background and black text.
    c. HCFC-142b/HCFC-22 (ICOR)
        This blend, which consists of HCFC-22 and HCFC-142b, is acceptable 
    as a substitute for CFC-12 in the following retrofitted and new 
    systems: 
         Centrifugal and Reciprocating Chillers.
         Industrial Process Refrigeration.
         Cold Storage Warehouses.
         Refrigerated Transport.
         Retail Food Refrigeration.
         Vending Machines.
         Water Coolers.
         Commercial Ice Machines.
         Household Refrigerators.
         Household Freezers.
         Residential Dehumidifiers.
        Because HCFC-22 and HCFC-142b contribute to ozone depletion, they 
    will be phased out of production. Therefore, this blend will be used 
    primarily as a retrofit refrigerant. However, is also acceptable for 
    use in new systems. Regulations regarding recycling and reclamation 
    issued under section 608 of the Clean Air Act apply to this blend. 
    HCFC-142b has one of the highest ODPs among the HCFCs. The GWPs of 
    HCFC-22 and HCFC-142b are 1700 and 2000, respectively, which are 
    somewhat high. However, these concerns are mitigated by the scheduled 
    phaseout of these refrigerants. Although HCFC-142b is flammable, the 
    blend's worst-case formulation is not. After significant leakage, this 
    blend may become weakly flammable. However, the worst-case 
    fractionation will result in 100% HCFC-142b remaining in the system, 
    which is similar to the result of a significant leak of R-406A, a 
    refrigerant previously found acceptable. Therefore, this blend should 
    be at least as safe to use as R-406A. Both components are low in 
    toxicity.
    
    B. Foam Blowing
    
    1. Clarification on Overlap of Sec. 610 Non-essential Use Ban and SNAP 
    in the Regulation of Integral Skin Foams
        Section 610 of the Clean Air Act required EPA to ban the sale and 
    distribution of integral skin foam and many other products manufactured 
    with HCFCs (with the exception of integral skin foam utilized to 
    provide for motor vehicle safety in accordance with Federal Motor 
    Vehicle Safety Standards) as of January 1, 1994 (58 FR 69637; 12/30/
    93). HCFCs were banned from motor vehicle safety integral skin foam 
    effective January 1, 1996. See 40 CFR Part 82, Subpart C for details on 
    integral skin or other products where CFCs and/or HCFCs are prohibited 
    under the Non-essential Products Ban.
        In the initial SNAP listing of acceptable and unacceptable 
    substitutes for integral skin, EPA listed a number of HCFCs and zero-
    ODP substitutes as acceptable (59 FR 13044; March 18, 1994). Users of 
    substitutes listed under SNAP are, however, subject to all other 
    environmental, health or safety regulations. Consequently, between 
    January 1, 1994 and January 1, 1996, only the sale and distribution of 
    integral skin foam used for motor vehicle safety could legally be 
    manufactured with HCFCs. After, January 1, 1996 all use of HCFCs was 
    banned in integral skin foam.
        Persons who violate Title VI of the Clean Air Act may be subject to 
    civil and administrative penalties of up to $25,000 per day for each 
    violation. Any person who knowingly violates Title VI may be subject to 
    criminal penalties of imprisonment of up to two years or a fine of up 
    to $10,000.
    2. Acceptable Substitutes
        Under section 612 of the Clean Air Act, EPA is authorized to review 
    substitutes for class I (CFCs) and class II (HCFCs) chemicals. The 
    following listing expands the list of acceptable substitutes for HCFCs 
    in integral skin applications. a. Polyurethane Integral Skin Foam
    a. Polyurethane Integral Skin Foam
    (a) Saturated Light Hydrocarbons C3-C6
        Saturated Light Hydrocarbons C3-C6 are acceptable substitutes for 
    HCFCs in polyurethane integral skin foam. Hydrocarbons are more 
    flammable than CFCs and HCFCs and use would likely require additional 
    investment to assure safe handling, use and shipping. These 
    hydrocarbons have zero global warming potential (GWP) but are volatile 
    organic compounds (VOCs) and must be controlled as such under Title I 
    of the Clean Air Act. Relevant consumer product and other safety 
    requirements necessary for use of hydrocarbon-blown integral skin foam 
    would have to be met.
    
    III. Additional Information
    
        Contact the Stratospheric Protection Hotline at 1-800-296-1996, 
    Monday-Friday, between the hours of 10:00 a.m. and 4:00 p.m. (Eastern 
    Standard Time).
        For more information on the Agency's process for administering the 
    SNAP program or criteria for evaluation of substitutes, refer to the 
    SNAP final rulemaking published in the Federal Register on March 18, 
    1994 (59 FR 13044). Federal Register notices can be ordered from the 
    Government Printing Office Order Desk (202) 783-3238; the citation is 
    the date of publication. This notice may also be obtained on the World 
    Wide Web at http://www.epa.gov/ozone/title6/snap/snap.html.
    
    List of Subjects in 40 CFR Part 82
    
        Environmental Protection, Administrative Practice and Procedure, 
    Air Pollution Control, Reporting and Recordkeeping Requirements.
    
        Dated: May 23, 1994.
    Mary D. Nichols,
    Assistant Administrator for Air and Radiation.
    
        Note: The following Appendix will not appear in the Code of 
    Federal Regulations.
    
    [[Page 30279]]
    
    
    
                                      Appendix A.--Summary of Acceptable Decisions                                  
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                  End-use                     Substitute                 Decision                   Comments        
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                                                      Foam Blowing                                                  
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    HCFCs, Polyurethane Integral Skin.  Saturated Light         Acceptable...............  Additional investment is 
                                         Hydrocarbons C3-C6                                 likely to be required to
                                                                                            ensure safe handling,   
                                                                                            use and shipping.       
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                                           Refrigeration and Air Conditioning                                       
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    CFC-12 Centrifugal and              GHG-X5                  Acceptable...............  Only the composition     
     Reciprocating Chillers,                                                                submitted is acceptable;
     Industrial Process Refrigeration,                                                      compositions with       
     Cold Storage Warehouses,                                                               different percentages of
     Refrigerated Transport, Retail                                                         the components require  
     Food Refrigeration, Vending                                                            new submissions.        
     Machines, Water Coolers,                                                                                       
     Commercial Ice Machines,                                                                                       
     Household Refrigerators,                                                                                       
     Household Freezers, and                                                                                        
     Residential Dehumidifiers                                                                                      
     (Retrofitted and New).                                                                                         
                                        MT-31                   Acceptable...............  Only the composition     
                                                                                            submitted is acceptable;
                                                                                            compositions with       
                                                                                            different percentages of
                                                                                            the components require  
                                                                                            new submissions.        
                                        HCFC-22/HCFC-142b       Acceptable...............  Only the composition     
                                                                                            submitted is acceptable;
                                                                                            compositions with       
                                                                                            different percentages of
                                                                                            the components require  
                                                                                            new submissions.        
    CFC-12 Motor Vehicle Air            GHG-X5                  Acceptable...............  Only the composition     
     Conditioning, Automotive and Non-                                                      submitted is acceptable;
     Automotive (Retrofitted and New).                                                      compositions with       
                                                                                            different percentages of
                                                                                            the components require  
                                                                                            new submissions.        
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    [FR Doc. 97-14447 Filed 6-2-97; 8:45 am]
    BILLING CODE 6560-50-P
    
    
    

Document Information

Effective Date:
6/3/1997
Published:
06/03/1997
Department:
Environmental Protection Agency
Entry Type:
Rule
Action:
Notice of acceptability.
Document Number:
97-14447
Dates:
June 3, 1997.
Pages:
30275-30279 (5 pages)
Docket Numbers:
FRL-5833-7
PDF File:
97-14447.pdf
CFR: (1)
40 CFR 82