95-16096. Rules Implementing the Freedom of Information Act  

  • [Federal Register Volume 60, Number 126 (Friday, June 30, 1995)]
    [Proposed Rules]
    [Pages 34193-34198]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-16096]
    
    
    
    =======================================================================
    -----------------------------------------------------------------------
    
    ASSASSINATION RECORDS REVIEW BOARD
    
    36 CFR Part 1410
    
    
    Rules Implementing the Freedom of Information Act
    
    AGENCY: Assassination Records Review Board.
    
    ACTION: Notice of proposed rulemaking (NPRM).
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Assassination Records Review Board (Review Board) proposes 
    the following set of regulations to discharge its responsibilities 
    under the Freedom of Information Act (FOIA). The FOIA law establishes: 
    basic procedures for public access to agency records and guidelines for 
    waiver or reduction of fees the agency would otherwise assess for the 
    response to the records request; categories of records that are exempt 
    for various reasons from public disclosure; and basic requirements for 
    federal agencies regarding their processing of and response to requests 
    for agency records. The Review Board invites comments from interested 
    groups and members of the public on these proposed regulations.
    
    DATES: To be considered, comments must be mailed, delivered in person, 
    or faxed to the address listed below by 5 p.m. on July 31, 1995.
    
    ADDRESSES: Comments on these proposed regulations should be mailed, 
    faxed or delivered to the Assassination Records Review Board, 600 E 
    Street NW., 2nd Floor, Washington, D.C. 20530, fax (202) 724-0457. All 
    comments received within the comment period will be placed in the 
    Review Board's public files and will be available for inspection 
    between 10 a.m. and 4:30 p.m., Monday through Friday (except on Federal 
    holidays), in the Review Board's Public Reading Room at the same 
    address.
    
    FOR FURTHER INFORMATION CONTACT:
    T. Jeremy Gunn, Acting General Counsel, Assassination Records Review 
    Board, 600 E Street, NW., 2nd Floor, Washington, D.C. 20530, (202) 724-
    0088.
    
    SUPPLEMENTARY INFORMATION:
    
    Background and Statutory Authority
    
        This proposed rule complies with the requirements of the Freedom of 
    Information Act, 5 U.S.C. 552, as amended by the Freedom of Information 
    Reform Act of 1986, Pub. L. 99-570, Title I, sections 1802, 1803, 100 
    Stat. 3207-48, 3207-49 (FOIA), to issue implementing regulations. In 
    particular, proposed 1410.30 and 1410.35 implement the Reform Act of 
    1986 and the Office of Management and Budget's Uniform Freedom of 
    Information Act Fee Schedules and Guidelines, 52 FR 10012. This 
    proposed rule also incorporates the presidential memorandum on the 
    administration of the Freedom of Information Act, issued on October 4, 
    1993, which calls upon agencies to comply with the letter and spirit of 
    the FOIA's commitment to openness and to its proper administration.
        Further, this proposed rule incorporates the presumption of 
    openness that was a driving force behind enactment of the Review 
    Board's enabling legislation, the President John 
    
    [[Page 34194]]
    F. Kennedy Assassination Records Collection Act of 1992, 44 U.S.C. 2701 
    (1992) (JFK Act). In the JFK Act, Congress prescribed the establishment 
    of a collection of records to be known as the President John F. Kennedy 
    Assassination Records Collection, to be housed at the National Archives 
    and Records Administration (NARA) and currently located at NARA's 
    facility in College Park, Maryland. Congress also mandated that the 
    Review Board have an initial term of two years, with an option for the 
    Review Board to extend its tenure for one additional year if its work 
    is not completed within the initial two year period. Id. at Section 
    7(o)(1). Congress also required that ``[u]pon termination and winding 
    up, the Review Board shall transfer all of its records to the Archivist 
    for inclusion in the Collection, and no record of the Review Board 
    shall be destroyed.'' Id. at Section 7(o)(3). Thus, while the public 
    may file FOIA requests with the Review Board during the term of its 
    existence, the public should also be aware of the opportunity to 
    examine and obtain copies of the Review Board's records as a part of 
    the JFK Records Collection at the National Archives and Records 
    Administration.
        Other key aspects of this proposed rule include the following:
        (1) The Review Board would establish, consistent with 5 U.S.C. 552, 
    two categories of Review Board records: records available through the 
    Public Reading Room (Sec. 1410.15(b)) and records not available through 
    the Public Reading Room (Sec. 1410.25).
        (2) Procedures for requesting or examining Public Reading Room 
    records (Sec. 1410.15).
        (3) Procedures for filing a FOIA request (Sec. 1410.20)
        (4) Procedures for processing FOIA requests, including prescribed 
    response times (Sec. 1410.40).
        (5) Procedures for administrative appeal of denials of FOIA record 
    requests or of requests for fee waivers or reductions (Sec. 1410.45).
        (6) Procedures for handling requests for classified information 
    (Sec. 1410.50).
        (7) Fee schedule for services performed in response to FOIA 
    requests (Sec. 1410.35(b)(6)).
        It is the Review Board's intention to implement these regulations 
    so as to avoid any unnecessary barriers to public access to information 
    and to ensure that the principle of openness in government is applied 
    in each and every decision made under the FOIA. It is also the Review 
    Board's hope that persons seeking information or records from the 
    Review Board will consult with the Designated FOIA Officer or other 
    Review Board staff member before invoking the procedures in the 
    proposed regulations. To the extent permitted by law, the Review Board 
    may make available Review Board records which it is otherwise 
    authorized to withhold under 5 U.S.C. 552.
    Paperwork Reduction Act Statement
    
        The proposed rule is not subject to the provisions of the Paperwork 
    Reduction Act of 1980 (44 U.S.C. 3501, et seq.) because it does not 
    contain any information collection requirements within the meaning of 
    44 U.S.C. 3502(4).
    
    Regulatory Flexibility Act Certification
    
        As required by the Regulatory Flexibility Act of 1980, 5 U.S.C. 
    601-612, the Review Board certifies that this rule, if adopted, will 
    not have a significant economic impact on a substantial number of small 
    entities and that a regulatory flexibility analysis need not be 
    prepared. 5 U.S.C. 605(b). Whatever economic impacts may result to 
    small entities were already considered by Congress in enacting and 
    amending the FOIA or by OMB in Promulgating the Uniform Fee Schedules 
    and Guidelines.
    
    Review by OMB
    
        This proposed regulation has been reviewed by OMB under Executive 
    Order 12866.
    
    List of Subjects in 36 CFR Part 1410
    
        Freedom of Information Act.
    
    The Proposed Regulations
    
        Accordingly, the Review Board proposes to amend chapter XIV in 
    title 36 of the Code of Federal Regulations by adding a new part 1410 
    to read as follows:
    
    PART 1410--RULES IMPLEMENTING THE FREEDOM OF INFORMATION ACT
    
    Sec.
    1410.5  Scope.
    1410.10  Definitions.
    1410.15  Requests for Review Board records available through the 
    Public Reading Room.
    1410.20  Review Board records exempt from public disclosure.
    1410.25  Requests for Review Board records not available through the 
    Public Reading Room (FOIA requests).
    1410.30  Requests for waiver or reduction of fees.
    1410.35  Fees for Review Board record requests.
    1410.40  Processing of FOIA requests.
    1410.45  Procedure for appeal of denial of requests for Review Board 
    records and denial of requests for fee waiver or reduction.
    1410.50  Requests for classified agency records.
    
        Authority: 5 U.S.C. 552; 44 U.S.C. 2107.
    
    
    Sec. 1410.5  Scope.
    
        This part contains the Review Board's regulations implementing the 
    Freedom of Information Act, 5 U.S.C. 552.
    
    
    Sec. 1410.10  Definitions.
    
        (a) Review Board record is a record in the possession and control 
    of the Review Board that is associated with Review Board business. 
    Review Board records do not include:
        (1) Publicly available books, periodicals, films, sound or video 
    recordings, photographs, or other publications that are owned or 
    copyrighted by nonfederal sources;
        (2) Documents owned by another Federal agency that the Review Board 
    temporarily holds for the purpose of conducting its review under the 
    President John F. Kennedy Assassination Records Collection Act of 1992 
    (JFK Act).
        (b) Designated FOIA Officer means the person designated by the 
    Executive Director to administer the Review Board's activities pursuant 
    to the regulations in this part. The Designated FOIA Officer shall also 
    be the Review Board officer having custody of or responsible for Review 
    Board records and shall be the Review Board's officer responsibility 
    for authorizing or denying production of Review Board records upon 
    request filed pursuant to Sec. 1410.25.
        (c) Executive Director means the principal staff official appointed 
    by the Review Board pursuant to 44 U.S.C. 2107.8(a).
        (d) Review Board means the Assassination Records Review Board 
    created pursuant to 44 U.S.C. 2107.7.
    
    
    Sec. 1410.15  Requests for Review Board records available through the 
    Public Reading Room.
    
        (a) A Public Reading Room will be maintained at the Review Board 
    headquarters and will be open between 10 a.m. and 4:30 p.m., Monday 
    through Friday, except on Federal holidays. Documents may be obtained 
    in person from the Public Reading Room.
        (b) The Public Reading Room records will include the following (if 
    and when such records are created):
        (1) The Review Board's rules and regulations;
        (2) Statements of policy adopted by the Review Board;
        (3) Transcripts of public hearings;
    
    [[Page 34195]]
    
        (4) Review Board orders, decisions, notices, and other formal 
    actions;
        (5) Copies of all unclassified filings, certifications, pleadings, 
    Review Board records, briefs, orders, judgments, decrees, and mandates 
    in court proceedings to which the Review Board is a party and the 
    correspondence with the courts or clerks of court;
        (6) Unclassified reports to Congress in which the Review Board's 
    operations during a past fiscal year are described;
        (7) Administrative staff manuals and instructions to staff to the 
    extent that such manuals or instructions affect a member of the public; 
    and
        (8) Indices of the documents identified in this section, but not 
    including drafts thereof.
    
    
    Sec. 1410.20  Review Board records exempt from public disclosure.
    
        The Review Board will make all records available for inspection and 
    copying, except:
        (a) Review Board records specifically authorized under criteria 
    established by an Executive Order to be kept secret in the interest of 
    national defense or foreign policy, and that are in fact properly 
    classified pursuant to such Executive Order;
        (b) Review Board records related solely to the internal personnel 
    rules and practices of the Review Board;
        (c) Review Board records specifically exempted from disclosure by 
    statute (other than 5 U.S.C. 552), provided that such statute:
        (1) requires that the matters be withheld from the public in such a 
    manner as to leave no discretion on the issue, or
        (2) establishes particular criteria for withholding or refers to 
    particular types of matters to be withheld;
        (d) Trade secrets and commercial or financial information obtained 
    from a person and privileged or confidential;
        (e) Inter-agency or intra-agency memoranda or letters which would 
    not be available by law to a party other than an agency in litigation 
    with the Review Board;
        (f) Personnel and medical files and similar files the disclosure of 
    which would constitute a clearly unwarranted invasion of personal 
    privacy;
        (g) Records or information compiled for law enforcement purposes, 
    but only to the extent that the production of such law enforcement 
    records or information:
        (1) Could reasonably be expected to interfere with enforcement 
    proceedings;
        (2) Would deprive a person of a right to a fair trial or an 
    impartial adjudication;
        (3) Could reasonably be expected to constitute an unwarranted 
    invasion of personal privacy;
        (4) Could reasonably be expected to disclose the identity of a 
    confidential source, including a state, local, or foreign agency or 
    authority or any private institution which furnished information on a 
    confidential basis, and, in the case of a record of information 
    compiled by a criminal law enforcement authority in the course of a 
    criminal investigation or by an agency conducting a lawful national 
    security intelligence investigation, information furnished by a 
    confidential source;
        (5) Would disclose techniques and procedures for law enforcement 
    investigations or prosecutions, or would disclose guidelines for law 
    enforcement investigations or prosecutions if such disclosure could 
    reasonably be expected to risk circumvention of the law; or
        (6) Could reasonably be expected to endanger the life or physical 
    safety of any individual;
        (h) Contained in or related to examination, operating, or condition 
    reports prepared by, on behalf of, or for the use of an agency 
    responsible for the regulation or supervision of financial 
    institutions; or
        (i) Geological and geophysical information and data, including 
    maps, concerning wells.
    
    
    Sec. 1410.25  Requests for Review Board records not available through 
    the Public Reading Room (FOIA Requests).
    
        (a) Upon the request of any person, the Review Board shall make 
    available for public inspection and copying any reasonably described 
    Review Board record in the possession and control of the Review Board, 
    but not available through the Public Reading Room, subject to the 
    provisions of this part.
        (b) A person may request access to Review Board records that are 
    not available through the Public Reading Room by using the following 
    procedures:
        (1) The request must be in writing and must reasonably describe the 
    Review Board records requested to enable Review Board personnel to 
    locate them with a reasonable amount of effort. A request for all 
    Review Board records falling within a reasonably specific and well-
    defined category shall be regarded as conforming to the statutory 
    requirement that Review Board records be reasonably described. Where 
    possible, specific information such as dates or titles that may help 
    identify the Review Board records should be supplied by the requester, 
    including the names and titles of Review Board personnel who may have 
    been contacted regarding the request prior to the submission of the 
    written request.
        (2) The request should be addressed to the Designated FOIA Officer, 
    and clearly marked ``Freedom of Information Act Request.'' The address 
    for such requests is: Designated FOIA Officer, Assassination Records 
    Review Board, 600 E Street, N.W., 2nd Floor, Washington, D.C. 20530. 
    Requests must be either mailed or hand-delivered to the above address. 
    Hand-delivered requests will be received between 8:30 a.m. and 5:00 
    p.m., Monday through Friday, except on Federal holidays. For purposes 
    of calculating the time for response to the request under Sec. 1410.40, 
    the request shall not be deemed to have been received until it is in 
    the possession of the Designated FOIA Officer or such other person who 
    may be responsible for receiving such requests.
        (3) The request must include:
        (i) A statement by the requester of a willingness to pay the fee 
    applicable under Sec. 1410.35(b), or to pay that fee not to exceed a 
    specific amount, or
        (ii) A request for waiver or reduction of fees.
    
    No request shall be deemed to have been received until the Review Board 
    has received a statement of willingness to pay, as indicated in 
    paragraph (b)(3)(i), of this section or has received and approved a 
    request for waiver or reduction of fees.
        (c) Requests for Review Board records containing information 
    received from another agency, or records prepared jointly by the Review 
    Board and other agencies, and that do not fall under category 
    Sec. 1410.20(a)(2) above, shall be treated as requests for Review Board 
    records. The Designated FOIA Officer shall, however, coordinate with 
    the appropriate official of the other agency. The notice of 
    determination to the requester, in the event part or all of the record 
    is recommended for denial by the other agency, shall cite the other 
    agency Denying Officials as well as the Designated FOIA Officer if a 
    denial by the Review Board is also involved.
        (d) If a request does not reasonably describe the Review Board 
    records sought, as provided in paragraph (b) of this section, the 
    Review Board response shall specify the reasons why the request failed 
    to meet those requirements and shall offer the requester the 
    opportunity to confer with knowledgeable Review Board personnel in an 
    attempt to restate the request. If additional information is needed 
    from the requester to render the agency records reasonably described, 
    any restated request submitted by the requester shall be treated as an 
    initial request for purpose of calculating the time for response under 
    Sec. 1410.40.
    
    [[Page 34196]]
    
        (e) The Review Board will not be required to create new agency 
    records, compile lists of selected items from its files, or provide a 
    requester with statistical or other data.
        (f) The Review Board staff may also respond to oral, unmarked, or 
    generally stated requests for information and documents even though 
    those requests do not comply with the provisions of this rule.
    
    
    Sec. 1410.30  Request for waiver or reduction of fees.
    
        (a) The Review Board shall collect fees for record requests made 
    under Sec. 1410.25 as provided in Sec. 1410.35(b), unless the Review 
    Board grants a written request for a waiver or reduction of fees. The 
    Designated FOIA Officer shall make a determination on a fee waiver or 
    reduction request within five working days of the request coming into 
    her possession. If the determination is made that the written request 
    for a waiver or reduction of fees does not meet the requirements of 
    this section, the Designated FOIA Officer shall inform the requester 
    that the request for waiver or reduction of fees is being denied and 
    set forth the appeal rights under Sec. 1410.45.
        (b) A person requesting the Review Board to waive or reduce search, 
    review, or duplication fees shall:
        (1) Describe the purpose for which the requester intends to use the 
    requested information;
        (2) Explain the extent to which the requester will extract and 
    analyze the substantive content of the Review Board record;
        (3) Describe the nature of the specific activity or research in 
    which the Review Board records will be used and the specific 
    qualification the requester possesses to utilize information for the 
    intended use in such a way that it will contribute to public 
    understanding;
        (4) Describe the likely impact of disclosure of the requested 
    records on the public's understanding of the subject as compared to the 
    level of understanding of the subject existing prior to disclosure;
        (5) Describe the size and nature public to whose understanding a 
    contribution will be made;
        (6) Describe the intended means of dissemination to the general 
    public;
        (7) Indicate if public access to information will be provided free 
    of charge or provided for an access or publication fee; and
        (8) Describe any commercial or private interest the requester or 
    any other party has in the Review Board records sought.
        (c) The Review Board shall waive or reduce fees, without further 
    specific information from the requester if, from information provided 
    with the request for Review Board records made under Sec. 1410.25, it 
    can determine that it is likely to contribute significantly to public 
    understanding of the operations or activities of the Government and is 
    not primarily in the commercial interest of the requester.
        (d) In making a determination regarding a request for a waiver or 
    reduction of fees, the Review Board shall consider the following 
    factors:
        (1) Whether disclosure is likely to contribute significantly to 
    public understanding of Government operations or activities, and
        (2) Whether the requester has a commercial interest and, if so, the 
    extent of any interests and how they would be furthered by the 
    disclosure of the requested Review Board records.
    
    
    Sec. 1410.35  Fees for Review Board record requests.
    
        (a) Fees for Review Board records available through the Public 
    Reading Room. Duplication fees charged shall be limited to the costs of 
    duplication of the requested Review Board records or the cost to have 
    them duplicated. A schedule of fees for this duplication service is set 
    forth at paragraph (b)(6) of this section. A person may also obtain a 
    copy of the schedule of fees in person or by mail from the Public 
    Reading Room.
        (b) Fees for Review Board records not available through the Public 
    Reading Room (FOIA request). (1) Definitions. For the purpose of 
    paragraph (b) of this section:
        Commercial use request means a request from or on behalf of one who 
    seeks information for a use or purpose that furthers the commercial, 
    trade, or profit interests of the requester or the person on whose 
    behalf the request is made. In determining whether a requester properly 
    belongs in this category, the Review Board must determine the use to 
    which a requester will put the documents requested. Moreover, where the 
    Review Board has reasonable cause to doubt the use to which a requester 
    will put the records sought, or where that use is not clear from the 
    request itself, the Review Board will seek additional clarification 
    from the Office of Management and Budget before assigning the request 
    to a specific category.
        Direct costs means those expenditures which the Review Board incurs 
    in search, review, and duplication, to respond to requests under 
    Sec. 1410.25. Direct costs include, for example, the salary and 
    benefits cost of Review Board employees applied to time spent in 
    responding to the request and the cost of operating duplicating 
    machinery. Not included in direct costs are overhead expenses such as 
    cost of space, and heating or lighting the facility in which the Review 
    Board records are stored.
        Educational institution refers to a preschool, a public or private 
    elementary or secondary school, an institution of undergraduate higher 
    education, an institution of professional education, and an institution 
    of vocational education, which operates a program or programs of 
    scholarly research.
        Noncommercial scientific institution refers to an institution that 
    is not operated on a commercial basis and which is operated solely for 
    the purpose of conducting scientific research the results of which are 
    not intended to promote any particular product or industry.
        Representative of the news media refers to any person actively 
    gathering news for an entity that is organized and operated to publish 
    or broadcast news to the public. The term ``news'' means information 
    that is about current events or that would be of current interest to 
    the public. Examples of news media entities include television or radio 
    stations broadcasting to the public at large, and publishers of 
    periodicals (but only in those instances when the periodicals can 
    qualify as disseminations of ``news'') who make their products 
    available for purchase or subscription by the general public. These 
    examples are not intended to be all-inclusive. A ``freelance'' 
    journalist may be regarded as working for a news organization if the 
    journalist can demonstrate a solid basis for expecting publication 
    through that organization, even though the journalist is not actually 
    employed by the news organization. A publication contract is the best 
    proof, but the Review Board may also look to the past publication 
    record of a requester in making this determination.
        (2) Fees (i) If the Review Board determines that the documents are 
    requested for commercial use, it shall charge the average salary rate, 
    including benefits, for Review Board employees, for document search 
    time and for document review time, in addition to the costs of 
    duplication as established in the schedule of fees in paragraph (b)(6) 
    of this section.
        (ii) If documents are not sought for commercial use and the request 
    is made by an educational or noncommercial scientific institution, 
    whose purpose is scholarly or scientific research, or a representative 
    of the news media, the Review Board's charges shall be limited 
    
    [[Page 34197]]
    to the direct costs of duplication as established in the schedule of 
    fees in paragraph (b)(6) of this section. There shall be no charge for 
    the first 100 pages of duplication.
        (iii) For a request not described in paragraphs (b)(2)(i) or (ii) 
    of this section the Review Board shall charge the average salary rate 
    for Review Board employees (including benefits), for document search 
    time, and the direct costs of duplication as established in the 
    schedule of fees in paragraph (b)(6) of this section. There shall be no 
    charge for document review time and the first 100 pages of reproduction 
    and the first two hours of search time will be furnished without 
    charge.
        (iv) If the Review Board is asked by a requester to send Review 
    Board records by special methods such as express mail, it may do so, 
    provided that the requester pays for the express delivery service.
        (v) The Review Board may assess charges for time spent searching, 
    even if it fails to locate the records, or if Review Board records 
    located are determine to be exempt from disclosure.
        (vi) Whenever the Review Board estimates that fees are likely to 
    exceed $25, it shall notify the requester of the estimated costs, 
    unless the requester has indicated in advance a willingness to pay fees 
    as high as those anticipated. Such a notice shall offer the requester 
    an opportunity to confer with the Review Board personnel to reformulate 
    the request to meet the requester's needs at a lower cost.
        (3) Limitations on Fees. The Review Board, or its designate, may 
    establish minimum fees below which no charges will be collected, if it 
    determines that the costs of routine collection and processing of the 
    fees are likely to equal or exceed the amount of the fees. If total 
    fees determined by the Review Board for a FOIA request would be less 
    than the appropriate threshold, the Review Board shall not charge the 
    requesters.
        (4) Payment of fees.
        (i) Payment of fees must be by check or money order made payable to 
    the U.S. Treasury.
        (ii) Advance Payments. (A) If the Review Board estimates or 
    determines that allowable charges that a requester may be required to 
    pay are likely to exceed $250, the Review Board shall notify such 
    requester of the estimated cost and either require satisfactory 
    assurance of full payment where the requester has a history of prompt 
    payment of fees, or require advance payment of the charges if a 
    requester has no payment history.
        (B) If a requester has previously failed to pay a fee in a timely 
    fashion, the Review Board shall require the requester to pay the full 
    amount owned plus any applicable interest, and to make an advance 
    payment of the full amount of the estimated fee before the Review Board 
    will begin to process a new request or pending request from that 
    requester.
        (C) When the Review Board requires advance payment under this 
    paragraph, the administrative time limits prescribed in Sec. 1410.40(b) 
    will begin only after the Review Board has received the fee payments.
        (5) Aggregation of Requests. Requesters may not file multiple 
    requests, each seeking portions of a document or documents, solely in 
    order to avoid payment of fees. When the Review Board reasonably 
    believes that a requester, or a group of requesters acting in concert, 
    is attempting to divide a request into a series of requests for the 
    purpose of evading assessment of fees, the Review Board may aggregate 
    any such requests and charge the requester accordingly. The Review 
    Board shall not, however, aggregate multiple requests on unrelated 
    subjects from a requester.
        (6) Fee Schedule. Fees will be charged as provided below:
        (i) Duplication of Review Board records. Review Board records will 
    be duplicated at a rate of $.10 per page, provided the Review Board 
    staff duplicates the records. If the Review Board determines that the 
    duplication is so time-consuming that it must be sent to an outside 
    duplication service, the requester will be charged the actual 
    commercial rate.
        (ii) Duplication of large documents. Large documents (e.g., maps, 
    diagrams will be duplicated at actual commercial rates.
        (iii) Review. Review fees shall be assessed with respect to only 
    those requesters who seek Review Board records for a commercial use, as 
    defined in (b)(2)(i) of this section. For each hour spent by agency 
    personnel in reviewing a requested Review Board record for possible 
    disclosure, the fee shall be $20.15 except that where the time of 
    managerial personnel is required, the fee shall be $47.40 for each hour 
    of time spent by such managerial personnel.
        (iv) Search. For each hour spent by administrative personnel in 
    searching for and retrieving a requested Review Board record, the fee 
    shall be $14.75. Where a search and retrieval cannot be performed 
    entirely by clerical personnel--for example, where the identification 
    of Review Board records within the scope of a request requires the use 
    of professional personnel--the fees shall be $20.15 for each hour of 
    search time spent by such professional personnel. Where the time of 
    managerial personnel is required, the fee shall be $47.40 for each hour 
    of time spent by such managerial personnel.
    
    
    Sec. 1410.40  Processing of FOIA requests.
    
        (a) Where a request complies with Sec. 1410.25 as to specificity 
    and statement of willingness to pay or request for fee waiver or 
    reduction, the Designated FOIA Officer shall acknowledge receipt of the 
    request and commence processing of the request. The Designated FOIA 
    Officer shall prepare a written response:
        (1) Granting the request;
        (2) Denying the request;
        (3) Granting or denying it in part;
        (4) Stating that the request has been referred to another agency 
    under Sec. 1410.25; or
        (5) Informing the requester that responsive Review Board records 
    cannot be located or do not exist.
        (b) Action pursuant to this section to provide access to requested 
    Review Board records shall be taken within 10 working days of receipt 
    of a request for Review Board records, as defined in Sec. 1410.25, 
    except that where unusual circumstances require an extension of time 
    before a decision on a request can be reached and the person requesting 
    Review Board records is promptly informed in writing by the Designated 
    FOIA Officer of the reason for such extension and the date on which a 
    determination is expected to be made, the Designated FOIA Officer may 
    take an extension not to exceed 10 working days.
        (c) For purposes of this section and Sec. 1410.45, the term 
    ``unusual circumstances'' may include but is not limited to the 
    following:
        (1) The need to search, collect, and appropriately examine a 
    voluminous amount of separate and distinct Review Board records that 
    are demanded in a single request; or
        (2) The need for consultation, which shall be conducted with all 
    practicable speed, with another agency having a substantial interest in 
    the determination of the request or among two or more components of the 
    agency having substantial subject-matter interest therein.
    
    
    Sec. 1410.45  Procedure for appeal of denial of requests for Review 
    Board records and denial of requests for fee waiver or reduction.
    
        (a) (1) A person whose request for access to Review Board records 
    or request for fee waiver or reduction is denied in whole or in part 
    may appeal that determination to the Executive Director within 30 days 
    of the 
    
    [[Page 34198]]
    determination. Appeals filed pursuant to this section must be in 
    writing, directed to the Executive Director at the address stated 
    above, and clearly marked ``Freedom of Information Act Appeal.'' Such 
    an appeal received by the Review Board that is not properly addressed 
    and marked will be so addressed and marked by Review Board personnel as 
    soon as it is properly identified and then will be forwarded to the 
    Executive Director. Appeals taken pursuant to this paragraph will be 
    considered to be received upon actual receipt by the Executive 
    Director.
    
        (2) The Executive Director shall make a determination with respect 
    to any appeal within 20 working days after the receipt of such appeal. 
    If, on appeal, the denial of the request for Review Board records or 
    fee reduction is in whole or in part upheld, the Executive Director 
    shall notify the person making such request of the provisions for 
    judicial review of that determination.
    
        (b) In unusual circumstances, as defined in Sec. 1410.40(c), the 
    time limits prescribed for deciding an appeal pursuant to this section 
    may be extended by up to 10 working days by the Executive Director, who 
    will send written notice to the requester setting forth the reasons for 
    such extension and the date on which a determination or appeal is 
    expected to be dispatched.
    
    Sec. 1410.50  Requests for classified agency records.
    
        The Review Board may at any time be in possession of classified 
    records received from other Federal agencies. Except with respect to 
    those documents identified in Sec. 1410.20(a)(2), the Review Board 
    shall refer requests under Sec. 1410.25 for such records or information 
    to the other agency without making an independent determination as to 
    the releasability of such documents. The Review Board shall refer 
    requests for classified records in a manner consistent with Executive 
    Order 12958 of April 17, 1995, or other such law as may apply.
    
        Dated: June 26, 1995.
    
    David G. Marwell,
    
    Executive Director, Assassination Records Review Board.
    
    [FR Doc. 95-16096 Filed 6-29-95; 8:45 am]
    BILLING CODE 6820-TD-M
    
    

Document Information

Published:
06/30/1995
Department:
Assassination Records Review Board
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking (NPRM).
Document Number:
95-16096
Dates:
To be considered, comments must be mailed, delivered in person,
Pages:
34193-34198 (6 pages)
PDF File:
95-16096.pdf
CFR: (11)
36 CFR 1410.20(a)(2)
36 CFR 1410.5
36 CFR 1410.10
36 CFR 1410.15
36 CFR 1410.20
More ...